Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AWARE INC /MA/AWRE · Entity 7524 | Chief Financial Officer | November 03, 2022 | November 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AWARE INC /MA/
Report date November 03, 2022 · Filed November 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 64,390 |
Reported balance
After 2022-11-03 transaction · row 1
1 source rowRow 1 · 2022-11-03 · Purchase · Acquired 10,000 · Balance 64,390 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.73 · Expires 2031-02-23 | Direct | 250,000 |
Reported balance
Holding disclosure · report date 2022-11-03 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 250,000 F1: Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.50 · Expires 2030-05-04 | Direct | 12,500 |
Reported balance
Holding disclosure · report date 2022-11-03 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 12,500 F2: Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.50 · Expires 2030-05-04 | Direct | 12,500 |
Reported balance
Holding disclosure · report date 2022-11-03 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 12,500 F2: Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.50 · Expires 2030-05-04 | Direct | 12,500 |
Reported balance
Holding disclosure · report date 2022-11-03 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 12,500 F2: Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2030-05-04 | Direct | 12,500 |
Reported balance
Holding disclosure · report date 2022-11-03 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 12,500 F2: Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023.
F2: Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2022 Filed Nov 4, 2022 11:00 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 10,000 | $1.47 | $14,700.00 |
DisclosureSEC source: 0001209191-22-055689 · doc4.xml · nonDerivative · entry 1 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,390 Read SEC document |
| September 06, 2022 Filed Sep 6, 2022 20:59 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 590 | $2.00 | $1,180.00 |
DisclosureSEC source: 0001209191-22-048784 · doc4.xml · nonDerivative · entry 2 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,390 Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:59 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 4,410 | $2.00 | $8,820.00 |
DisclosureSEC source: 0001209191-22-048784 · doc4.xml · nonDerivative · entry 1 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,390 Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 21:48 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 1,449 | $2.40 | $3,477.60 |
DisclosureSEC source: 0001209191-22-038010 · doc4.xml · nonDerivative · entry 2 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,390 Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 21:48 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 3,551 | $2.40 | $8,522.40 |
DisclosureSEC source: 0001209191-22-038010 · doc4.xml · nonDerivative · entry 1 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,390 Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:29 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $4.73 | $0.00 |
DisclosureSEC source: 0001209191-21-014761 · doc4.xml · derivative · entry 2 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2031-02-23 F1 · derivative.exercise_date: Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 23:53 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-000438 · tm211536d1_4.xml · nonDerivative · entry 1 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 21:46 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 10,000 | $2.79 | $27,900.00 |
DisclosureSEC source: 0001104659-20-128014 · tm2036575d2_4.xml · nonDerivative · entry 2 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 21:46 UTC | AWARE INC /MA/ AWRE · Entity 7524 | PurchaseCommon Stock | 5,000 | $2.65 | $13,250.00 |
DisclosureSEC source: 0001104659-20-128014 · tm2036575d2_4.xml · nonDerivative · entry 1 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:40 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionUnrestricted Stock Award · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-080619 · tm2024027d1_4.xml · derivative · entry 2 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The remainder of the unrestricted stock award will vest and unrestricted shares of Aware, Inc. common stock will be issued to the reporting person on December 31, 2020, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date. F1 · derivative.expiration_date: Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The remainder of the unrestricted stock award will vest and unrestricted shares of Aware, Inc. common stock will be issued to the reporting person on December 31, 2020, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:40 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-080619 · tm2024027d1_4.xml · nonDerivative · entry 1 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2020 Filed May 4, 2020 20:07 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001104659-20-056194 · tm2018529d2_4.xml · derivative · entry 5 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2030-05-04 F2 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024. Read SEC document |
| May 04, 2020 Filed May 4, 2020 20:07 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $6.50 | $0.00 |
DisclosureSEC source: 0001104659-20-056194 · tm2018529d2_4.xml · derivative · entry 4 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2030-05-04 F2 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024. Read SEC document |
| May 04, 2020 Filed May 4, 2020 20:07 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001104659-20-056194 · tm2018529d2_4.xml · derivative · entry 3 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2030-05-04 F2 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024. Read SEC document |
| May 04, 2020 Filed May 4, 2020 20:07 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001104659-20-056194 · tm2018529d2_4.xml · derivative · entry 2 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2030-05-04 F2 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024. Read SEC document |
| May 04, 2020 Filed May 4, 2020 20:07 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-056194 · tm2018529d2_4.xml · derivative · entry 1 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on June 30, 2020, and 10,000 shares on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on June 30, 2020, and 10,000 shares on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| May 04, 2020 Filed Nov 20, 2020 21:46 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001104659-20-128014 · tm2036575d2_4.xml · derivative · entry 7 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2030-05-04 F2 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024. Read SEC document |
| May 04, 2020 Filed Nov 20, 2020 21:46 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $6.50 | $0.00 |
DisclosureSEC source: 0001104659-20-128014 · tm2036575d2_4.xml · derivative · entry 6 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2030-05-04 F2 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024. Read SEC document |
| May 04, 2020 Filed Nov 20, 2020 21:46 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001104659-20-128014 · tm2036575d2_4.xml · derivative · entry 5 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2030-05-04 F2 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024. Read SEC document |
| May 04, 2020 Filed Nov 20, 2020 21:46 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001104659-20-128014 · tm2036575d2_4.xml · derivative · entry 4 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2030-05-04 F2 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024. Read SEC document |
| May 04, 2020 Filed Nov 20, 2020 21:46 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-128014 · tm2036575d2_4.xml · derivative · entry 3 Barcelo David Brian · CIK 0001810232 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.