Connolly Brian D

SEC source: 0001193125-26-294772 · ownership.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000929638-26-002475 · form4.xml · nonDerivative · entry 1

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,104,432

F1 · ownership.nature: Millstreet Capital Management LLC provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed tobeneficially own Common Shares held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Personsdisclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as anadmission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any otherpurpose.

SEC source: 0000929638-26-002370 · form4.xml · nonDerivative · entry 2

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,204,432

F1 · ownership.nature: Millstreet Capital Management LLC provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed tobeneficially own Common Shares held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Personsdisclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as anadmission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any otherpurpose.

SEC source: 0000929638-26-002370 · form4.xml · nonDerivative · entry 1

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,207,173

F1 · ownership.nature: Millstreet Capital Management LLC provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed tobeneficially own Common Shares held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Personsdisclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as anadmission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any otherpurpose.

SEC source: 0000929638-26-002229 · form4.xml · nonDerivative · entry 2

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,435,896

F1 · ownership.nature: Millstreet Capital Management LLC provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed tobeneficially own Common Shares held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Personsdisclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as anadmission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any otherpurpose.

SEC source: 0000929638-26-002229 · form4.xml · nonDerivative · entry 1

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,437,661

F1 · ownership.nature: Millstreet Capital Management LLC provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed tobeneficially own Common Shares held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Personsdisclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as anadmission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any otherpurpose.

SEC source: 0000929638-26-002212 · form4.xml · nonDerivative · entry 2

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,597,336

F1 · ownership.nature: Millstreet Capital Management LLC provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed tobeneficially own Common Shares held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Personsdisclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as anadmission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any otherpurpose.

SEC source: 0000929638-26-002212 · form4.xml · nonDerivative · entry 1

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,598,444

F1 · ownership.nature: Millstreet Capital Management LLC provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed tobeneficially own Common Shares held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Personsdisclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as anadmission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any otherpurpose.

SEC source: 0000929638-26-002200 · form4.xml · nonDerivative · entry 1

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,616,104

F1 · ownership.nature: Millstreet Capital Management LLC provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed tobeneficially own Common Shares held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Personsdisclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as anadmission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any otherpurpose.

SEC source: 0000929638-26-001527 · form4.xml · nonDerivative · entry 2

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,704,438

F1 · ownership.nature: Millstreet Capital Management LLC provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed to beneficially own Common Shares held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0000929638-26-001527 · form4.xml · nonDerivative · entry 1

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,765,271

F1 · ownership.nature: Millstreet Capital Management LLC provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed to beneficially own Common Shares held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0000929638-26-001461 · form4.xml · nonDerivative · entry 1

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,816,743

F1 · ownership.nature: Millstreet Capital Management LLC provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed to beneficially own Common Shares held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001193125-26-072347 · ownership.xml · derivative · entry 2

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 22,500 shares on June 30, 2026, and 22,500 shares on December 31, 2026 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 22,500 shares on June 30, 2026, and 22,500 shares on December 31, 2026 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0000929638-26-000190 · form4.xml · nonDerivative · entry 1

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,216,672

F1 · ownership.nature: Millstreet Capital Management LLC provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed to beneficially own Common Shares held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001193125-26-002688 · ownership.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000929638-25-004188 · form4.xml · nonDerivative · entry 2

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,716,672

F1 · ownership.nature: Millstreet Capital Management LLC provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed to beneficially own Common Shares held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0000929638-25-004188 · form4.xml · nonDerivative · entry 1

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,757,194

F1 · ownership.nature: Millstreet Capital Management LLC provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed to beneficially own Common Shares held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0000929638-25-003556 · form4.xml · nonDerivative · entry 1

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,968,398

F1 · ownership.nature: Millstreet Capital Management LLC ("Millstreet") provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed to beneficially own shares of Common Stock held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0000929638-25-003509 · form4.xml · nonDerivative · entry 1

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 6,007,361

F1 · ownership.nature: Millstreet Capital Management LLC ("Millstreet") provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed to beneficially own shares of Common Stock held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0000950170-25-093826 · ownership.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-034913 · ownership.xml · derivative · entry 2

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,342

Underlying: Common Stock · 51,342 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 25,671 shares on June 30, 2025, and 25,671 shares on December 31, 2025 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 25,671 shares on June 30, 2025, and 25,671 shares on December 31, 2025 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0000950170-25-001145 · ownership.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000929638-24-003997 · form4.xml · nonDerivative · entry 1

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 21,428,969

F1 · ownership.nature: Millstreet Capital Management LLC ("Millstreet") provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed to beneficially own shares of Class A Common Stock held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0000950170-24-081562 · ownership.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000929638-24-001910 · form4.xml · nonDerivative · entry 1

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 6,027,361

F1 · ownership.nature: Millstreet Capital Management LLC provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed to beneficially own Common Shares held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0000929638-24-001097 · form4.xml · nonDerivative · entry 1

Millstreet Capital Management LLC · CIK 0001590729 · 10% owner

Connolly Brian D · CIK 0001539642 · 10% owner

Kelleher Craig · CIK 0001876454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 6,477,361

F1 · ownership.nature: Millstreet Capital Management LLC provides investment advisory services to private investment funds and accounts ("Accounts") and, in such capacity, may be deemed to beneficially own Common Shares held for the accounts of such Accounts. Mr. Connolly and Mr. Kelleher are Managing Members of Millstreet. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-24-004760 · doc4.xml · derivative · entry 2

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,826

Underlying: Common Stock · 28,826 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 14,413 shares on June 30, 2024, and 14,413 shares on December 31, 2024 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 14,413 shares on June 30, 2024, and 14,413 shares on December 31, 2024 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001209191-24-000496 · doc4.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-041303 · doc4.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-018965 · doc4.xml · derivative · entry 2

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,041

Underlying: Common Stock · 33,041 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 16,520 shares on June 30, 2023, and 16,521 shares on December 31, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 16,520 shares on June 30, 2023, and 16,521 shares on December 31, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001209191-23-001986 · doc4.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-041121 · doc4.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-015875 · doc4.xml · derivative · entry 2

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,147

Underlying: Common Stock · 15,147 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 7,573 shares on June 30, 2022, and 7,574 shares on December 31, 2022 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 7,573 shares on June 30, 2022, and 7,574 shares on December 31, 2022 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001209191-22-001912 · doc4.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,099

SEC source: 0001209191-21-044995 · doc4.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,549

SEC source: 0001209191-21-014762 · doc4.xml · derivative · entry 2

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,099

Underlying: Common Stock · 11,099 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under the Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows: 5,549 shares on June 30, 2021, and 5,550 shares on December 31, 2021, provided, in each case, that the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on the applicable date.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under the Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows: 5,549 shares on June 30, 2021, and 5,550 shares on December 31, 2021, provided, in each case, that the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on the applicable date.

SEC source: 0001104659-21-000439 · tm211536d2_4.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

SEC source: 0001104659-20-080630 · tm2024027d5_4.xml · derivative · entry 2

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The remainder of the unrestricted stock award will vest and unrestricted shares of Aware, Inc. common stock will be issued to the reporting person on December 31, 2020, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date.

F1 · derivative.expiration_date: Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The remainder of the unrestricted stock award will vest and unrestricted shares of Aware, Inc. common stock will be issued to the reporting person on December 31, 2020, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date.

SEC source: 0001104659-20-080630 · tm2024027d5_4.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-20-040930 · tm2014275d4_4.xml · derivative · entry 2

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2020, and 5,000 shares on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2020, and 5,000 shares on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001104659-20-000832 · tm201198-2_4.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2020.

SEC source: 0001144204-19-033558 · tv524647_form4.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

F1 · shares: Shares of unrestricted stock issued to reporting person on July 1, 2019.

SEC source: 0001144204-19-016297 · tv517218_4.xml · derivative · entry 2

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001144204-19-000338 · tv510272_4.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2019.

SEC source: 0001144204-18-037191 · tv497912_4.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

F1 · shares: Shares of unrestricted stock issued to reporting person on July 2, 2018.

SEC source: 0001144204-18-016425 · tv489123_4.xml · derivative · entry 2

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2018, and 5,000 shares on December 31, 2018 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001144204-18-000464 · tv482536-connolly_4.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2018.

SEC source: 0001571049-17-006489 · t1700422a-connolly0703.xml · nonDerivative · entry 1

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F1 · shares: Shares of unrestricted stock issued to reporting person on July 3, 2017.

SEC source: 0001571049-17-001912 · t1700137a-connolly0227.xml · derivative · entry 2

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2017, and 5,000 shares on December 31, 2017 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2017, and 5,000 shares on December 31, 2017 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.

SEC source: 0001571049-17-000279 · t1700021-connolly0109.xml · derivative · entry 2

Connolly Brian D · CIK 0001539642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,168 shares

Expires 2017-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vests in 12 substantially equal quarterly installments on the last day of each quarter from March 31, 2012 to December 31, 2014.