Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AWARE INC /MA/AWRE · Entity 7524 | Chief Commercial Officer | October 01, 2021 | October 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AWARE INC /MA/
Report date October 01, 2021 · Filed October 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 146,280 |
Reported balance
After 2021-10-01 transaction · row 1
1 source rowRow 1 · 2021-10-01 · Exercise / conversion · Acquired 10,000 · Balance 146,280 |
| Unrestricted Stock AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2021-10-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 20,000 F1: Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The unrestricted stock award will vest and unrestricted shares of Aware, Inc. common stock will be issued to the reporting person as follows: 10,000 shares on October 1, 2022 and 10,000 shares on October 1m 2023, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.73 · Expires 2031-02-23 | Direct | 280,000 |
Reported balance
Holding disclosure · report date 2021-10-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 280,000 F2: Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.50 · Expires 2029-10-01 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2021-10-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 25,000 F3: Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.50 · Expires 2029-10-01 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2021-10-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 25,000 F3: Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.50 · Expires 2029-10-01 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2021-10-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 25,000 F3: Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2029-10-01 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2021-10-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 25,000 F3: Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The unrestricted stock award will vest and unrestricted shares of Aware, Inc. common stock will be issued to the reporting person as follows: 10,000 shares on October 1, 2022 and 10,000 shares on October 1m 2023, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
F2: Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023
F3: Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2021 Filed Oct 6, 2021 20:00 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-059803 · doc4.xml · nonDerivative · entry 1 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:33 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 280,000 | $0.00 Strike: $4.73 | $0.00 |
DisclosureSEC source: 0001209191-21-014768 · doc4.xml · derivative · entry 2 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,000 Underlying: Common Stock · 280,000 shares Expires 2031-02-23 F1 · derivative.exercise_date: Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 23:54 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-000443 · tm211536d5_4.xml · nonDerivative · entry 1 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2020 Filed Oct 8, 2020 20:22 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionUnrestricted Stock Award · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-113439 · tm2032770d1_4.xml · derivative · entry 3 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on October 1, 2021, 10,000 shares on October 1, 2022, and 10,000 shares on October 1, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F2 · derivative.expiration_date: Unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on October 1, 2021, 10,000 shares on October 1, 2022, and 10,000 shares on October 1, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| October 01, 2020 Filed Oct 8, 2020 20:22 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-113439 · tm2032770d1_4.xml · nonDerivative · entry 1 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:42 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionUnrestricted Stock Award · Derivative | 12,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-080629 · tm2024027d4_4.xml · derivative · entry 2 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The remainder of the unrestricted stock award will vest and unrestricted shares of Aware, Inc. common stock will be issued to the reporting person on December 31, 2020, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date. F1 · derivative.expiration_date: Unrestricted stock award awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The remainder of the unrestricted stock award will vest and unrestricted shares of Aware, Inc. common stock will be issued to the reporting person on December 31, 2020, provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:42 UTC | AWARE INC /MA/ AWRE · Entity 7524 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-080629 · tm2024027d4_4.xml · nonDerivative · entry 1 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 14:42 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-040927 · tm2014275d1_4.xml · derivative · entry 2 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 12,500 shares on June 30, 2020, and 12,500 shares on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F1 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 12,500 shares on June 30, 2020, and 12,500 shares on December 31, 2020 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:00 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-000835 · tm201198-5_4.xml · nonDerivative · entry 1 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,280 F1 · shares: Shares of unrestricted stock issued to reporting person on January 2, 2020. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 19:42 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 1,000 | $3.21 | $3,211.00 |
DisclosureSEC source: 0001104659-19-069425 · tm1924396d1_4.xml · nonDerivative · entry 1 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,780 F1 · shares: Shares acquired under the Aware, Inc. Employee Stock Purchase Plan on December 2, 2019. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 15:01 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001144204-19-047102 · tv530370_4.xml · derivative · entry 7 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2029-10-01 F4 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 15:01 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $6.50 | $0.00 |
DisclosureSEC source: 0001144204-19-047102 · tv530370_4.xml · derivative · entry 6 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2029-10-01 F4 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 15:01 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001144204-19-047102 · tv530370_4.xml · derivative · entry 5 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2029-10-01 F4 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 15:01 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001144204-19-047102 · tv530370_4.xml · derivative · entry 4 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2029-10-01 F4 · derivative.exercise_date: Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 15:01 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 7,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-047102 · tv530370_4.xml · derivative · entry 3 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed F3 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 7,500 shares will be issued on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date. F3 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 7,500 shares will be issued on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 15:01 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantUnrestricted Stock Award · Derivative | 40,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-047102 · tv530370_4.xml · derivative · entry 2 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F2 · derivative.exercise_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on October 1, 2020, 10,000 shares on October 1, 2021, 10,000 shares on October 1, 2022, and 10,000 shares on October 1, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. F2 · derivative.expiration_date: Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on October 1, 2020, 10,000 shares on October 1, 2021, 10,000 shares on October 1, 2022, and 10,000 shares on October 1, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 15:01 UTC | AWARE INC /MA/ AWRE · Entity 7524 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-047102 · tv530370_4.xml · nonDerivative · entry 1 Mungovan Robert M · CIK 0001597612 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,780 F1 · shares: The shares were issued on October 1, 2019 and will be forfeited if the reporting person is not serving as a director, officer or employee of the Company or any subsidiary of the Company on April 1, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.