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AMERICAN STATES WATER CO

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4127
SEC CIK
0001056903
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535

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2017 Filed Feb 10, 2017 00:55 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 1,353 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009313 · doc4.xml · nonDerivative · entry 7

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,622.7663

Read SEC document
January 31, 2017 Filed Feb 10, 2017 00:54 UTC
SWITZER BRYAN KVice President
GrantCommon Shares 1,477 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009312 · doc4.xml · nonDerivative · entry 6

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,726.5242

Read SEC document
January 31, 2017 Filed Feb 10, 2017 00:53 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 5,072 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009310 · doc4.xml · nonDerivative · entry 3

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,992.0204

Read SEC document
January 31, 2017 Filed Feb 10, 2017 00:43 UTC GrantCommon Shares 1,307 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009308 · doc4.xml · nonDerivative · entry 1

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,111.3686

Read SEC document
January 31, 2017 Filed Feb 10, 2017 00:42 UTC
Rowley Paul JVP OF OPERATIONS
GrantCommon Shares 969 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009307 · doc4.xml · nonDerivative · entry 7

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,987.6305

Read SEC document
January 31, 2017 Filed Feb 10, 2017 00:38 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 2,029 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009303 · doc4.xml · nonDerivative · entry 1

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,771.5576

Read SEC document
January 31, 2017 Filed Feb 10, 2017 00:37 UTC
HODGES GRANVILLE R JRVice President
GrantCommon Shares 679 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009302 · doc4.xml · nonDerivative · entry 6

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,553.5625

Read SEC document
January 31, 2017 Filed Feb 10, 2017 00:33 UTC
GEDNEY WILLIAM CVice President
GrantCommon Shares 1,082 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009293 · doc4.xml · nonDerivative · entry 6

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,183.2039

Read SEC document
January 31, 2017 Filed Feb 10, 2017 00:32 UTC
GALLAGHER JAMES BVice President
GrantCommon Shares 679 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009289 · doc4.xml · nonDerivative · entry 7

GALLAGHER JAMES B · CIK 0001184070 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,068.838

Read SEC document
January 31, 2017 Filed Feb 10, 2017 00:28 UTC
Cotton, III James CSenior Vice President
GrantCommon Shares 789 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009282 · doc4.xml · nonDerivative · entry 6

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,629.1744

Read SEC document
January 31, 2017 Filed Feb 10, 2017 00:27 UTC
FARROW GLADYSVice President
GrantCommon Shares 1,223 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009280 · doc4.xml · nonDerivative · entry 5

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,648.524

Read SEC document
January 06, 2017 Filed Apr 5, 2017 22:46 UTC
ROSS LLOYD EDirector
GrantCommon Shares 785.8444 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-025820 · doc4.xml · nonDerivative · entry 1

ROSS LLOYD E · CIK 0001183991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,953.219

F1 · shares: Updated DRIP from Schwab account

Read SEC document
January 05, 2017 Filed Jan 6, 2017 21:34 UTC
ROSS LLOYD EDirector
SaleCommon Shares 1,100 $45.47 $50,017.00
Disclosure

SEC source: 0001209191-17-002660 · doc4.xml · nonDerivative · entry 2

ROSS LLOYD E · CIK 0001183991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,167.3746

Read SEC document
January 03, 2017 Filed Jan 5, 2017 01:21 UTC SaleCommon Shares 500 $45.46 $22,730.00
Disclosure

SEC source: 0001209191-17-001598 · doc4.xml · nonDerivative · entry 3

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,804.3686

Read SEC document
January 03, 2017 Filed Jan 5, 2017 01:08 UTC
KRUGER DENISE LSr. Vice President
SaleCommon Shares 1,250 $45.46 $56,825.00
Disclosure

SEC source: 0001209191-17-001581 · doc4.xml · nonDerivative · entry 4

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,742.5576

Read SEC document
December 31, 2016 Filed May 24, 2017 22:29 UTC GrantCommon Shares 819 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035106 · doc4.xml · nonDerivative · entry 5

ANDERSON JAMES L · CIK 0001130221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,100.3384

F5 · shares: Updated DRIP in Schwab account

Read SEC document
December 30, 2016 Filed Jan 5, 2017 01:21 UTC Disposition to issuerCommon Shares 1.5086 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001598 · doc4.xml · nonDerivative · entry 2

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,304.3686

F2 · shares: Adjustment due to partial share

Read SEC document
December 30, 2016 Filed Jan 5, 2017 01:21 UTC GrantCommon Shares 1,071.44 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001598 · doc4.xml · nonDerivative · entry 1

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 17,305.8772

F1 · shares: Updated 401K

Read SEC document
December 30, 2016 Filed Jan 5, 2017 01:08 UTC
KRUGER DENISE LSr. Vice President
Disposition to issuerCommon Shares 2.9076 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001581 · doc4.xml · nonDerivative · entry 3

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,992.5576

F3 · shares: Adjustment due to partial shares

Read SEC document
December 30, 2016 Filed Jan 5, 2017 01:08 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 816.75 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001581 · doc4.xml · nonDerivative · entry 2

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 18,995.4652

F2 · shares: Updated 401K

Read SEC document
December 30, 2016 Filed Feb 10, 2017 00:55 UTC
TANG EVA GSr. Vice President & CFO
Disposition to issuerCommon Shares 2.5189 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009313 · doc4.xml · nonDerivative · entry 6

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,269.7663

F6 · shares: Adjustment due to partial share

Read SEC document
December 30, 2016 Filed Feb 10, 2017 00:55 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 466.55 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009313 · doc4.xml · nonDerivative · entry 5

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 8,656.65

F5 · shares: Updated 401k

Read SEC document
December 30, 2016 Filed Feb 10, 2017 00:54 UTC
SWITZER BRYAN KVice President
Disposition to issuerCommon Shares 1.9914 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009312 · doc4.xml · nonDerivative · entry 5

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,249.5242

F5 · shares: Adjustment due to partial share

Read SEC document
December 30, 2016 Filed Feb 10, 2017 00:54 UTC
SWITZER BRYAN KVice President
Disposition to issuerCommon Shares 2,115.09 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009312 · doc4.xml · nonDerivative · entry 4

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 0

F4 · shares: Updated 401k

Read SEC document
December 30, 2016 Filed Feb 10, 2017 00:53 UTC
SPROWLS ROBERT JPresident & CEO
Disposition to issuerCommon Shares 2.326 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009310 · doc4.xml · nonDerivative · entry 2

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,920.0204

F2 · shares: Adjustment due to partial share

Read SEC document
December 30, 2016 Filed Feb 10, 2017 00:53 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 1,283 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009310 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 17,487.84

F1 · shares: Updated 401k

Read SEC document
December 30, 2016 Filed Feb 10, 2017 00:42 UTC
Rowley Paul JVP OF OPERATIONS
Disposition to issuerCommon Shares 1.4269 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009307 · doc4.xml · nonDerivative · entry 6

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018.6305

F6 · shares: Adjustment due to partial share

Read SEC document
December 30, 2016 Filed Feb 10, 2017 00:42 UTC
Rowley Paul JVP OF OPERATIONS
GrantCommon Shares 2,078.71 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009307 · doc4.xml · nonDerivative · entry 5

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 2,078.71

F5 · shares: updated 401k

Read SEC document
December 30, 2016 Filed Feb 10, 2017 00:37 UTC
HODGES GRANVILLE R JRVice President
Disposition to issuerCommon Shares 1.581 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009302 · doc4.xml · nonDerivative · entry 5

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,874.5625

F5 · shares: Adjustment due to partial share

Read SEC document
December 30, 2016 Filed Feb 10, 2017 00:37 UTC
HODGES GRANVILLE R JRVice President
GrantCommon Shares 546.4 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009302 · doc4.xml · nonDerivative · entry 4

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 13,245.52

F4 · shares: Updated 401k

Read SEC document
December 30, 2016 Filed Feb 10, 2017 00:33 UTC
GEDNEY WILLIAM CVice President
Disposition to issuerCommon Shares 2.2477 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009293 · doc4.xml · nonDerivative · entry 5

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,101.2039

F5 · shares: Adjustment due to partial share

Read SEC document
December 30, 2016 Filed Feb 10, 2017 00:33 UTC
GEDNEY WILLIAM CVice President
GrantCommon Shares 767.68 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009293 · doc4.xml · nonDerivative · entry 4

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 12,650.17

F4 · shares: Updated 401k

Read SEC document
December 30, 2016 Filed Feb 10, 2017 00:32 UTC
GALLAGHER JAMES BVice President
Disposition to issuerCommon Shares 1.5894 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009289 · doc4.xml · nonDerivative · entry 6

GALLAGHER JAMES B · CIK 0001184070 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,389.838

F6 · shares: Adjustment due to partial share

Read SEC document
December 30, 2016 Filed Feb 10, 2017 00:32 UTC
GALLAGHER JAMES BVice President
GrantCommon Shares 264.94 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009289 · doc4.xml · nonDerivative · entry 5

GALLAGHER JAMES B · CIK 0001184070 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 6,388.93

F5 · shares: Updated 401K

Read SEC document
December 30, 2016 Filed Feb 10, 2017 00:28 UTC
Cotton, III James CSenior Vice President
Disposition to issuerCommon Shares 1.7952 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009282 · doc4.xml · nonDerivative · entry 5

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,840.1744

F5 · shares: Adjustment due to partial share

Read SEC document
December 30, 2016 Filed Feb 10, 2017 00:28 UTC
Cotton, III James CSenior Vice President
Disposition to issuerCommon Shares 440.29 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009282 · doc4.xml · nonDerivative · entry 4

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 677.49

F4 · shares: Updated 401k

Read SEC document
December 30, 2016 Filed Feb 10, 2017 00:27 UTC
FARROW GLADYSVice President
Disposition to issuerCommon Shares 1.6205 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009280 · doc4.xml · nonDerivative · entry 4

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425.524

F4 · shares: Adjustment due to partial share

Read SEC document
December 06, 2016 Filed Dec 6, 2016 22:32 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 342.7542 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-153704 · doc4.xml · nonDerivative · entry 4

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,922.3464

F1 · shares: Updated DRIP in Computershare Account

Read SEC document
December 02, 2016 Filed Dec 6, 2016 22:32 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 120.5618 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-153704 · doc4.xml · nonDerivative · entry 3

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,579.5922

F3 · shares: Updated DRIP in Merrill Lynch account

Read SEC document
December 01, 2016 Filed Dec 2, 2016 23:10 UTC SaleCommon Shares 500 $42.39 $21,195.00
Disclosure

SEC source: 0001209191-16-153140 · doc4.xml · nonDerivative · entry 2

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,305.8772

Read SEC document
December 01, 2016 Filed Dec 2, 2016 23:10 UTC GrantCommon Shares 14.9509 $42.69 $638.25
Disclosure

SEC source: 0001209191-16-153140 · doc4.xml · nonDerivative · entry 1

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,805.8772

F1 · shares: DER units credited on 12/1/2016 as dividend at FMV

Read SEC document
December 01, 2016 Filed Dec 6, 2016 22:32 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 57.285 $42.69 $2,445.50
Disclosure

SEC source: 0001209191-16-153704 · doc4.xml · nonDerivative · entry 2

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,459.0304

F2 · shares: DER units credited on 12/1/2016 as dividend at FMV

Read SEC document
December 01, 2016 Filed Jan 5, 2017 01:08 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 19.6474 $42.69 $838.75
Disclosure

SEC source: 0001209191-17-001581 · doc4.xml · nonDerivative · entry 1

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,995.4652

F1 · shares: DER units credited on 12/1/2016 as dividend at FMV

Read SEC document
December 01, 2016 Filed Feb 10, 2017 00:55 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 362.5297 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009313 · doc4.xml · nonDerivative · entry 4

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,272.2852

F4 · shares: Updated DRIP

Read SEC document
December 01, 2016 Filed Feb 10, 2017 00:55 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 21.3481 $42.69 $911.35
Disclosure

SEC source: 0001209191-17-009313 · doc4.xml · nonDerivative · entry 3

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,909.7555

F3 · shares: DER units credited on 12/1/2016 as dividend at FMV

Read SEC document
December 01, 2016 Filed Feb 10, 2017 00:54 UTC
SWITZER BRYAN KVice President
GrantCommon Shares 13.6723 $42.69 $583.67
Disclosure

SEC source: 0001209191-17-009312 · doc4.xml · nonDerivative · entry 3

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,251.5156

F3 · shares: DER units credited on 12/1/2016 as dividend at FMV

Read SEC document
December 01, 2016 Filed Feb 10, 2017 00:42 UTC
Rowley Paul JVP OF OPERATIONS
GrantCommon Shares 4.9032 $42.69 $209.32
Disclosure

SEC source: 0001209191-17-009307 · doc4.xml · nonDerivative · entry 4

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,020.0574

F4 · shares: DER units credited on 12/1/2016 as dividend at FMV

Read SEC document
December 01, 2016 Filed Feb 10, 2017 00:37 UTC
HODGES GRANVILLE R JRVice President
GrantCommon Shares 10.3411 $42.69 $441.46
Disclosure

SEC source: 0001209191-17-009302 · doc4.xml · nonDerivative · entry 3

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,876.1435

F3 · shares: DER units credited on 12/1/2016 as dividend at FMV

Read SEC document
December 01, 2016 Filed Feb 10, 2017 00:33 UTC
GEDNEY WILLIAM CVice President
GrantCommon Shares 14.2229 $42.69 $607.18
Disclosure

SEC source: 0001209191-17-009293 · doc4.xml · nonDerivative · entry 3

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,103.4516

F3 · shares: DER units credited on 12/1/2016 as dividend at FMV

Read SEC document
December 01, 2016 Filed Feb 10, 2017 00:32 UTC
GALLAGHER JAMES BVice President
GrantCommon Shares 346.9359 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009289 · doc4.xml · nonDerivative · entry 4

GALLAGHER JAMES B · CIK 0001184070 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,391.4274

F4 · shares: Updated DRIP

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.