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AMERICAN STATES WATER CO

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4127
SEC CIK
0001056903
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535

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202601
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2017 Filed Mar 3, 2017 00:54 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 19.109 $44.89 $857.80
Disclosure

SEC source: 0001209191-17-016996 · doc4.xml · nonDerivative · entry 1

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,692.1467

F1 · shares: DER units credited on 3/1/2017 as dividend at FMV

Read SEC document
March 01, 2017 Filed Mar 7, 2017 00:41 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 54.1488 $44.89 $2,430.74
Disclosure

SEC source: 0001209191-17-018510 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,050.3155

F1 · shares: DER units credited on 3/1/2017 as dividend at FMV

Read SEC document
March 01, 2017 Filed Mar 7, 2017 23:43 UTC
FARROW GLADYSVice President
GrantCommon Shares 12.6324 $44.89 $567.07
Disclosure

SEC source: 0001209191-17-018968 · doc4.xml · nonDerivative · entry 1

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,089.7222

F1 · shares: DER units credited on 3/1/2017 as dividend at FMV

Read SEC document
March 01, 2017 Filed Mar 7, 2017 23:52 UTC
HODGES GRANVILLE R JRVice President
GrantCommon Shares 8.1087 $44.89 $364.00
Disclosure

SEC source: 0001209191-17-018982 · doc4.xml · nonDerivative · entry 1

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,119.7349

F1 · shares: DER units credited on 3/1/2017 as dividend at FMV

Read SEC document
March 01, 2017 Filed Mar 8, 2017 00:04 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 16.9998 $44.89 $763.12
Disclosure

SEC source: 0001209191-17-019016 · doc4.xml · nonDerivative · entry 1

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,782.9885

F1 · shares: DER units credited on 3/1/20107 as dividend at FMV

Read SEC document
March 01, 2017 Filed Mar 8, 2017 00:02 UTC
SWITZER BRYAN KVice President
GrantCommon Shares 14.0017 $44.89 $628.54
Disclosure

SEC source: 0001209191-17-019009 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,169.0917

F1 · shares: DER units credited on 3/1/2017 as dividend at FMV

Read SEC document
March 01, 2017 Filed Mar 8, 2017 00:00 UTC GrantCommon Shares 13.0853 $44.89 $587.40
Disclosure

SEC source: 0001209191-17-019002 · doc4.xml · nonDerivative · entry 1

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,953.7071

F1 · shares: DER units credited on 3/1/2017 as dividend at FMV

Read SEC document
March 01, 2017 Filed Mar 7, 2017 23:49 UTC
GEDNEY WILLIAM CVice President
GrantCommon Shares 11.8723 $44.89 $532.95
Disclosure

SEC source: 0001209191-17-018980 · doc4.xml · nonDerivative · entry 1

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,580.8776

F1 · shares: DER units credited on 3/1/2017 as dividend at FMV

Read SEC document
March 01, 2017 Filed Mar 7, 2017 23:45 UTC
GALLAGHER JAMES BVice President
GrantCommon Shares 8.1087 $44.89 $364.00
Disclosure

SEC source: 0001209191-17-018975 · doc4.xml · nonDerivative · entry 1

GALLAGHER JAMES B · CIK 0001184070 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,635.0104

F1 · shares: DER units credited on 3/1/2017 as dividend at FMV

Read SEC document
March 01, 2017 Filed Mar 7, 2017 23:39 UTC
Cotton, III James CSenior Vice President
GrantCommon Shares 11.0853 $44.89 $497.62
Disclosure

SEC source: 0001209191-17-018963 · doc4.xml · nonDerivative · entry 1

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,145.3173

F1 · shares: DER units credited on 3/1/2017 as dividend at FMV

Read SEC document
March 01, 2017 Filed Feb 2, 2018 00:50 UTC
Rowley Paul JVP OF OPERATIONS
GrantCommon Shares 7.8931 $44.89 $354.32
Disclosure

SEC source: 0001209191-18-006584 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,831.5733

F1 · shares: DER Units Credited on 03/01/2017 as dividend at FMV

Read SEC document
February 15, 2017 Filed Mar 8, 2017 21:02 UTC GrantCommon Shares 93.7493 $43.91 $4,116.53
Disclosure

SEC source: 0001209191-17-019217 · doc4.xml · nonDerivative · entry 1

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,388.8878

F1 · shares: DER units credited on 2/15/2017 as dividend at FMV

Read SEC document
February 15, 2017 Filed Apr 5, 2017 22:46 UTC
ROSS LLOYD EDirector
GrantCommon Shares 99.7182 $43.91 $4,378.63
Disclosure

SEC source: 0001209191-17-025820 · doc4.xml · nonDerivative · entry 2

ROSS LLOYD E · CIK 0001183991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,052.9372

F2 · shares: DER units credited on 2/15/2017 as dividend at FMV

Read SEC document
February 15, 2017 Filed May 24, 2017 23:50 UTC GrantCommon Shares 15.9013 $43.91 $698.23
Disclosure

SEC source: 0001209191-17-035142 · doc4.xml · nonDerivative · entry 1

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,132.817

F1 · shares: DER units credited on 2/15/2017 as dividend at FMV

Read SEC document
February 15, 2017 Filed May 24, 2017 22:29 UTC GrantCommon Shares 95.2715 $43.91 $4,183.37
Disclosure

SEC source: 0001209191-17-035106 · doc4.xml · nonDerivative · entry 6

ANDERSON JAMES L · CIK 0001130221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,195.6099

F6 · shares: DER units credited on 2/15/2017 as dividend at FMV

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:55 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 201.4137 $44.24 $8,910.54
Disclosure

SEC source: 0001209191-17-009313 · doc4.xml · nonDerivative · entry 10

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,765.9887

F9 · shares: 489.6434 previously reported RSU's of which 201.4137 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:55 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 342.462 $44.24 $15,150.52
Disclosure

SEC source: 0001209191-17-009313 · doc4.xml · nonDerivative · entry 9

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,967.4024

F8 · shares: 782.5391 previously reported RSU's of which 342.4620 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:55 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 312.9019 $44.24 $13,842.78
Disclosure

SEC source: 0001209191-17-009313 · doc4.xml · nonDerivative · entry 8

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,309.8644

F7 · shares: 714.7142 previously reported RSU's of which 312.9019 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:54 UTC
SWITZER BRYAN KVice President
Tax withholdingCommon Shares 153.646 $44.24 $6,797.30
Disclosure

SEC source: 0001209191-17-009312 · doc4.xml · nonDerivative · entry 9

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,155.09

F8 · shares: 350.9505 previously reported RSU's of which 153.6460 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:54 UTC
SWITZER BRYAN KVice President
Tax withholdingCommon Shares 173.2615 $44.24 $7,665.09
Disclosure

SEC source: 0001209191-17-009312 · doc4.xml · nonDerivative · entry 8

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,308.736

F7 · shares: 395.7550 previously reported RSU's of which 173.2615 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:54 UTC
SWITZER BRYAN KVice President
Tax withholdingCommon Shares 244.5267 $44.24 $10,817.86
Disclosure

SEC source: 0001209191-17-009312 · doc4.xml · nonDerivative · entry 7

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,481.9975

F6 · shares: 558.5351 previously reported RSU's of which 244.5267 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:53 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 613.1487 $44.24 $27,125.70
Disclosure

SEC source: 0001209191-17-009310 · doc4.xml · nonDerivative · entry 6

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,996.1667

F5 · shares: 1631.5824 previously reported RSU's of which 613.1487 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:53 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 598.9062 $44.24 $26,495.61
Disclosure

SEC source: 0001209191-17-009310 · doc4.xml · nonDerivative · entry 5

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,609.3154

F4 · shares: 1610.9678 previously reported RSU's of which 598.9062 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:53 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 783.7988 $44.24 $34,675.26
Disclosure

SEC source: 0001209191-17-009310 · doc4.xml · nonDerivative · entry 4

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,208.2216

F3 · shares: 1947.7074 previously reported RSU's of which 783.7988 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:43 UTC Tax withholdingCommon Shares 153.646 $44.24 $6,797.30
Disclosure

SEC source: 0001209191-17-009308 · doc4.xml · nonDerivative · entry 4

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,940.6218

F3 · shares: 350.9505 previously reported RSU's of which 153.6460 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:43 UTC Tax withholdingCommon Shares 173.2615 $44.24 $7,665.09
Disclosure

SEC source: 0001209191-17-009308 · doc4.xml · nonDerivative · entry 3

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,094.2678

F2 · shares: 395.7550 previously reported RSU's of which 173.2615 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:43 UTC Tax withholdingCommon Shares 343.8393 $44.24 $15,211.45
Disclosure

SEC source: 0001209191-17-009308 · doc4.xml · nonDerivative · entry 2

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,267.5293

F1 · shares: 785.3799 previously reported RSU's of which 343.8393 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:42 UTC
Rowley Paul JVP OF OPERATIONS
Tax withholdingCommon Shares 85.6872 $44.24 $3,790.80
Disclosure

SEC source: 0001209191-17-009307 · doc4.xml · nonDerivative · entry 10

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,823.6802

F9 · shares: 195.7224 previously reported RSU's of which 85.6872 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:42 UTC
Rowley Paul JVP OF OPERATIONS
Tax withholdingCommon Shares 41.5405 $44.24 $1,837.75
Disclosure

SEC source: 0001209191-17-009307 · doc4.xml · nonDerivative · entry 9

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,909.3674

F8 · shares: 94.8846 previously reported RSU's of which 41.5405 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:42 UTC
Rowley Paul JVP OF OPERATIONS
Tax withholdingCommon Shares 36.7226 $44.24 $1,624.61
Disclosure

SEC source: 0001209191-17-009307 · doc4.xml · nonDerivative · entry 8

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,950.9079

F7 · shares: 83.8793 previously reported RSU's of which 36.7226 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:38 UTC
KRUGER DENISE LSr. Vice President
Tax withholdingCommon Shares 200.7034 $44.24 $8,879.12
Disclosure

SEC source: 0001209191-17-009303 · doc4.xml · nonDerivative · entry 4

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,673.0377

F3 · shares: 489.6434 previously reported RSU's of which 200.7034 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:38 UTC
KRUGER DENISE LSr. Vice President
Tax withholdingCommon Shares 221.347 $44.24 $9,792.39
Disclosure

SEC source: 0001209191-17-009303 · doc4.xml · nonDerivative · entry 3

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,873.7411

F2 · shares: 506.1662 previously reported RSU's of which 221.3470 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:38 UTC
KRUGER DENISE LSr. Vice President
Tax withholdingCommon Shares 426.4695 $44.24 $18,867.01
Disclosure

SEC source: 0001209191-17-009303 · doc4.xml · nonDerivative · entry 2

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,095.0881

F1 · shares: 974.1190 previously reported RSU's of which 426.4695 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:37 UTC
HODGES GRANVILLE R JRVice President
Tax withholdingCommon Shares 107.5522 $44.24 $4,758.11
Disclosure

SEC source: 0001209191-17-009302 · doc4.xml · nonDerivative · entry 9

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,111.6262

F8 · shares: 245.6653 previously reported RSU's of which 107.5522 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:37 UTC
HODGES GRANVILLE R JRVice President
Tax withholdingCommon Shares 138.6698 $44.24 $6,134.75
Disclosure

SEC source: 0001209191-17-009302 · doc4.xml · nonDerivative · entry 8

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,219.1784

F7 · shares: 316.7420 previously reported RSU's of which 138.6698 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:37 UTC
HODGES GRANVILLE R JRVice President
Tax withholdingCommon Shares 195.7143 $44.24 $8,658.40
Disclosure

SEC source: 0001209191-17-009302 · doc4.xml · nonDerivative · entry 7

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,357.8482

F6 · shares: 447.0403 previously reported RSU's of which 195.7143 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:33 UTC
GEDNEY WILLIAM CVice President
Tax withholdingCommon Shares 153.646 $44.24 $6,797.30
Disclosure

SEC source: 0001209191-17-009293 · doc4.xml · nonDerivative · entry 9

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,569.0053

F8 · shares: 350.9505 previously reported RSU's of which 153.6460 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:33 UTC
GEDNEY WILLIAM CVice President
Tax withholdingCommon Shares 173.2615 $44.24 $7,665.09
Disclosure

SEC source: 0001209191-17-009293 · doc4.xml · nonDerivative · entry 8

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,722.6513

F7 · shares: 395.7550 previously reported RSU's of which 173.2615 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:33 UTC
GEDNEY WILLIAM CVice President
Tax withholdingCommon Shares 287.2911 $44.24 $12,709.76
Disclosure

SEC source: 0001209191-17-009293 · doc4.xml · nonDerivative · entry 7

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,895.9128

F6 · shares: 656.2152 previously reported RSU's of which 287.2911 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:32 UTC
GALLAGHER JAMES BVice President
Tax withholdingCommon Shares 107.5522 $44.24 $4,758.11
Disclosure

SEC source: 0001209191-17-009289 · doc4.xml · nonDerivative · entry 10

GALLAGHER JAMES B · CIK 0001184070 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,626.9017

F9 · shares: 245.6653 previously reported RSU's of which 107.5522 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:32 UTC
GALLAGHER JAMES BVice President
Tax withholdingCommon Shares 138.6698 $44.24 $6,134.75
Disclosure

SEC source: 0001209191-17-009289 · doc4.xml · nonDerivative · entry 9

GALLAGHER JAMES B · CIK 0001184070 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,734.4539

F8 · shares: 316.7420 previously reported RSU's of which 138.6698 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:32 UTC
GALLAGHER JAMES BVice President
Tax withholdingCommon Shares 195.7143 $44.24 $8,658.40
Disclosure

SEC source: 0001209191-17-009289 · doc4.xml · nonDerivative · entry 8

GALLAGHER JAMES B · CIK 0001184070 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,873.1237

F7 · shares: 447.0403 previously reported RSU's of which 195.7143 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:28 UTC
Cotton, III James CSenior Vice President
Tax withholdingCommon Shares 153.5547 $44.24 $6,793.26
Disclosure

SEC source: 0001209191-17-009282 · doc4.xml · nonDerivative · entry 9

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,134.232

F8 · shares: 399.8811 previously reported RSU's of which 153.5547 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:28 UTC
Cotton, III James CSenior Vice President
Tax withholdingCommon Shares 169.724 $44.24 $7,508.59
Disclosure

SEC source: 0001209191-17-009282 · doc4.xml · nonDerivative · entry 8

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,287.7867

F7 · shares: 441.9897 previously reported RSU's of which 169.7240 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:28 UTC
Cotton, III James CSenior Vice President
Tax withholdingCommon Shares 171.6637 $44.24 $7,594.40
Disclosure

SEC source: 0001209191-17-009282 · doc4.xml · nonDerivative · entry 7

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,457.5107

F6 · shares: 447.0403 previously reported RSU's of which 171.6637 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:27 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 153.646 $44.24 $6,797.30
Disclosure

SEC source: 0001209191-17-009280 · doc4.xml · nonDerivative · entry 8

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,077.0898

F7 · shares: 350.9505 previously reported RSU's of which 153.6460 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:27 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 173.2615 $44.24 $7,665.09
Disclosure

SEC source: 0001209191-17-009280 · doc4.xml · nonDerivative · entry 7

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,230.7358

F6 · shares: 395.7550 previously reported RSU's of which 173.2615 were withheld to satisfy tax liability

Read SEC document
February 03, 2017 Filed Feb 10, 2017 00:27 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 244.5267 $44.24 $10,817.86
Disclosure

SEC source: 0001209191-17-009280 · doc4.xml · nonDerivative · entry 6

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,403.9973

F5 · shares: 558.5351 previously reported RSU's of which 244.5267 were withheld to satisfy tax liability

Read SEC document
February 01, 2017 Filed Feb 3, 2017 01:13 UTC SaleCommon Shares 500 $43.33 $21,665.00
Disclosure

SEC source: 0001209191-17-007339 · doc4.xml · nonDerivative · entry 1

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,304.3686

Read SEC document
February 01, 2017 Filed Feb 3, 2017 01:12 UTC
KRUGER DENISE LSr. Vice President
SaleCommon Shares 1,250 $43.33 $54,162.50
Disclosure

SEC source: 0001209191-17-007336 · doc4.xml · nonDerivative · entry 1

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,492.5576

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.