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AMERICAN STATES WATER CO

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4127
SEC CIK
0001056903
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535

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202601
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2018 Filed Mar 14, 2018 00:30 UTC
Cotton, III James CSenior Vice President
GrantCommon Shares 485 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019449 · doc4.xml · nonDerivative · entry 2

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,907.9349

Read SEC document
March 09, 2018 Filed Mar 14, 2018 00:30 UTC
Cotton, III James CSenior Vice President
GrantCommon Shares 1,753.9717 $52.01 $91,224.07
Disclosure

SEC source: 0001209191-18-019449 · doc4.xml · nonDerivative · entry 1

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,422.9349

Read SEC document
March 09, 2018 Filed Mar 14, 2018 00:29 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 16,894.3069 $52.01 $878,672.90
Disclosure

SEC source: 0001209191-18-019447 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,602.6919

Read SEC document
March 09, 2018 Filed Mar 14, 2018 00:28 UTC GrantCommon Shares 1,306.9019 $52.01 $67,971.97
Disclosure

SEC source: 0001209191-18-019445 · doc4.xml · nonDerivative · entry 2

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,942.2282

Read SEC document
March 09, 2018 Filed Mar 14, 2018 00:26 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 1,672.4914 $52.01 $86,986.28
Disclosure

SEC source: 0001209191-18-019443 · doc4.xml · nonDerivative · entry 2

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,302.1442

Read SEC document
March 09, 2018 Filed Mar 14, 2018 00:25 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 1,771.1255 $52.01 $92,116.24
Disclosure

SEC source: 0001209191-18-019441 · doc4.xml · nonDerivative · entry 3

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,158.7716

Read SEC document
March 09, 2018 Filed Mar 14, 2018 00:24 UTC
FARROW GLADYSVice President
GrantCommon Shares 1,383.0217 $52.01 $71,930.96
Disclosure

SEC source: 0001209191-18-019439 · doc4.xml · nonDerivative · entry 1

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,365.9169

Read SEC document
March 09, 2018 Filed Mar 14, 2018 00:22 UTC
GEDNEY WILLIAM CVice President
GrantCommon Shares 1,306.9019 $52.01 $67,971.97
Disclosure

SEC source: 0001209191-18-019437 · doc4.xml · nonDerivative · entry 2

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,575.8587

Read SEC document
March 08, 2018 Filed Mar 9, 2018 21:14 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 412.9145 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018479 · doc4.xml · nonDerivative · entry 2

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 14,638.5035

F1 · shares: Updated 401k Information

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:14 UTC
SPROWLS ROBERT JPresident & CEO
Disposition to issuerCommon Shares 3,979.81 $51.51 $205,000.01
Disclosure

SEC source: 0001209191-18-018479 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 14,225.589

Read SEC document
March 06, 2018 Filed Mar 6, 2018 19:23 UTC SaleCommon Shares 1,797 $51.05 $91,744.04
Disclosure

SEC source: 0001209191-18-017137 · doc4.xml · nonDerivative · entry 3

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,893.5567

Read SEC document
March 05, 2018 Filed Mar 6, 2018 01:17 UTC
Cotton, III James CSenior Vice President
SaleCommon Shares 734 $51.54 $37,830.36
Disclosure

SEC source: 0001209191-18-016975 · doc4.xml · nonDerivative · entry 2

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,668.9632

Read SEC document
March 05, 2018 Filed Mar 6, 2018 00:34 UTC
FARROW GLADYSVice President
SaleCommon Shares 699 $52.15 $36,451.80
Disclosure

SEC source: 0001209191-18-016952 · doc4.xml · nonDerivative · entry 2

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982.8952

Read SEC document
March 05, 2018 Filed Mar 6, 2018 00:19 UTC
SWITZER BRYAN KVice President
SaleCommon Shares 750 $52.04 $39,030.00
Disclosure

SEC source: 0001209191-18-016943 · doc4.xml · nonDerivative · entry 2

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,135.9614

Read SEC document
March 05, 2018 Filed Mar 6, 2018 00:16 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 394.45 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016938 · doc4.xml · nonDerivative · entry 3

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,708.385

F3 · shares: Updated Company DRIP

Read SEC document
March 05, 2018 Filed Mar 14, 2018 00:25 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 124.6032 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019441 · doc4.xml · nonDerivative · entry 2

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,387.6461

F2 · shares: Updated DRIP

Read SEC document
March 02, 2018 Filed Mar 6, 2018 00:16 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 108.1269 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016938 · doc4.xml · nonDerivative · entry 2

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,313.935

F2 · shares: Updated DRIP

Read SEC document
March 01, 2018 Filed Mar 6, 2018 01:17 UTC
Cotton, III James CSenior Vice President
GrantCommon Shares 7.7574 $52.03 $403.62
Disclosure

SEC source: 0001209191-18-016975 · doc4.xml · nonDerivative · entry 1

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,402.9632

F1 · shares: DER Units credited on 03/01/2018 as dividend at FMV

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:34 UTC
FARROW GLADYSVice President
GrantCommon Shares 9.6603 $52.03 $502.63
Disclosure

SEC source: 0001209191-18-016952 · doc4.xml · nonDerivative · entry 1

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681.8952

F1 · shares: DER unites credited on 03/1/2018 as dividend at FMV

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:19 UTC
SWITZER BRYAN KVice President
GrantCommon Shares 10.5114 $52.03 $546.91
Disclosure

SEC source: 0001209191-18-016943 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,885.9614

F1 · shares: DER Units credited on 03/01/2018 as dividend at FMV

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:16 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 47.1225 $52.03 $2,451.78
Disclosure

SEC source: 0001209191-18-016938 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,205.8081

F1 · shares: DER unites credited on 03/01/2018 as dividend at FMV

Read SEC document
March 01, 2018 Filed Mar 14, 2018 00:35 UTC
HODGES GRANVILLE R JRVice President
GrantCommon Shares 6.1678 $52.03 $320.91
Disclosure

SEC source: 0001209191-18-019458 · doc4.xml · nonDerivative · entry 1

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,270.883

F1 · shares: DER Units credited on 03/01/2018 as dividend at FMV

Read SEC document
March 01, 2018 Filed Mar 14, 2018 00:33 UTC
GALLAGHER JAMES BVice President
GrantCommon Shares 6.1678 $52.03 $320.91
Disclosure

SEC source: 0001209191-18-019454 · doc4.xml · nonDerivative · entry 1

GALLAGHER JAMES B · CIK 0001184070 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,222.7036

F1 · shares: DER Units credited on 03/01/2018 as dividend at FMV

Read SEC document
March 01, 2018 Filed Mar 14, 2018 00:28 UTC GrantCommon Shares 9.9418 $52.03 $517.27
Disclosure

SEC source: 0001209191-18-019445 · doc4.xml · nonDerivative · entry 1

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,635.3263

F1 · shares: DER Units credited on 03/01/2018 as dividend at FMV

Read SEC document
March 01, 2018 Filed Mar 14, 2018 00:26 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 14.5606 $52.03 $757.59
Disclosure

SEC source: 0001209191-18-019443 · doc4.xml · nonDerivative · entry 1

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,629.6528

F1 · shares: DER Units credited on 03/01/2018 as dividend at FMV

Read SEC document
March 01, 2018 Filed Mar 14, 2018 00:25 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 12.2955 $52.03 $639.73
Disclosure

SEC source: 0001209191-18-019441 · doc4.xml · nonDerivative · entry 1

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,263.0429

F1 · shares: DER Units credited on 03/01/2018 as dividend at FMV

Read SEC document
March 01, 2018 Filed Mar 14, 2018 00:22 UTC
GEDNEY WILLIAM CVice President
GrantCommon Shares 9.1879 $52.03 $478.05
Disclosure

SEC source: 0001209191-18-019437 · doc4.xml · nonDerivative · entry 1

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,268.9568

F1 · shares: DER Units credited on 03/01/2018 as dividend at FMV

Read SEC document
March 01, 2018 Filed Feb 1, 2019 02:43 UTC
Rowley Paul JVP OF OPERATIONS
GrantCommon Shares 8.0095 $52.03 $416.73
Disclosure

SEC source: 0001209191-19-006325 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,371.192

F1 · shares: DER Units credited on 03/01/2018 as dividend at FMV

Read SEC document
February 15, 2018 Filed Mar 6, 2018 19:23 UTC GrantCommon Shares 14.1367 $53.13 $751.08
Disclosure

SEC source: 0001209191-18-017137 · doc4.xml · nonDerivative · entry 2

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,690.5567

F2 · shares: DER Units credited on 02/15/2018 as dividend at FMV

Read SEC document
February 15, 2018 Filed Apr 5, 2018 22:26 UTC
ROSS LLOYD EDirector
GrantCommon Shares 88.6524 $53.13 $4,710.10
Disclosure

SEC source: 0001209191-18-024132 · doc4.xml · nonDerivative · entry 1

ROSS LLOYD E · CIK 0001183991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,694.365

F1 · shares: DER unites credited on 02/15/2018 as dividend at FMV

Read SEC document
February 15, 2018 Filed May 25, 2018 00:02 UTC GrantCommon Shares 84.6991 $53.13 $4,500.06
Disclosure

SEC source: 0001209191-18-033231 · doc4.xml · nonDerivative · entry 3

ANDERSON JAMES L · CIK 0001130221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,832.0291

F3 · shares: DER Units credited on 02/15/2018 as dividend at FMV

Read SEC document
February 15, 2018 Filed May 24, 2018 23:50 UTC GrantCommon Shares 83.3458 $53.13 $4,428.16
Disclosure

SEC source: 0001209191-18-033220 · doc4.xml · nonDerivative · entry 2

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,657.6858

F2 · shares: DER Units credited on 02/15/2018 as dividend at FMV

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:46 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 590.5886 $53.40 $31,537.43
Disclosure

SEC source: 0001209191-18-008262 · doc4.xml · nonDerivative · entry 3

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,158.6856

F3 · shares: 1707.8909 previously reported RSU's of which 590.5886 were withheld to satisfy tax liability.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:46 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 571.7096 $53.40 $30,529.29
Disclosure

SEC source: 0001209191-18-008262 · doc4.xml · nonDerivative · entry 2

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,749.2742

F2 · shares: 1664.8532 previously reported RSU's of which 571.7096 were withheld to satisfy tax liability.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:46 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 625.2757 $53.40 $33,389.72
Disclosure

SEC source: 0001209191-18-008262 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,320.9838

F1 · shares: 1693.6310 previously reported RSU's of which 625.2757 were withheld to satisfy tax liability.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:44 UTC
SWITZER BRYAN KVice President
Tax withholdingCommon Shares 203.3163 $53.40 $10,857.09
Disclosure

SEC source: 0001209191-18-008260 · doc4.xml · nonDerivative · entry 3

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,875.45

F3 · shares: 497.3492 previously reported RSU's of which 203.3163 were withheld to satisfy tax liability.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:44 UTC
SWITZER BRYAN KVice President
Tax withholdingCommon Shares 146.394 $53.40 $7,817.44
Disclosure

SEC source: 0001209191-18-008260 · doc4.xml · nonDerivative · entry 2

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,078.7663

F2 · shares: 358.1070 previously reported RSU's of which 146.3940 were withheld to satisfy tax liability.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:44 UTC
SWITZER BRYAN KVice President
Tax withholdingCommon Shares 170.0863 $53.40 $9,082.61
Disclosure

SEC source: 0001209191-18-008260 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,225.1603

F1 · shares: 416.0623 previously reported RSU's of which 170.0863 were withheld to satisfy tax liability.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:42 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 165.3863 $53.40 $8,831.63
Disclosure

SEC source: 0001209191-18-008258 · doc4.xml · nonDerivative · entry 3

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,250.7474

F3 · shares: 455.5947 previously reported RSU's of which 165.3863 were withheld to satisfy tax liability.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:42 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 203.6584 $53.40 $10,875.36
Disclosure

SEC source: 0001209191-18-008258 · doc4.xml · nonDerivative · entry 2

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,416.1337

F2 · shares: 499.6281 previously reported RSU's of which 203.6584 were withheld to satisfy tax liability.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:42 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 336.317 $53.40 $17,959.33
Disclosure

SEC source: 0001209191-18-008258 · doc4.xml · nonDerivative · entry 1

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,619.7921

F1 · shares: 822.6933 previously reported RSU's of which 336.3170 were withheld to satisfy tax liability.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:37 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 168.3519 $53.40 $8,989.99
Disclosure

SEC source: 0001209191-18-008254 · doc4.xml · nonDerivative · entry 3

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,672.2349

F3 · shares: 411.8199 previously reported RSU's of which 168.3519 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:37 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 146.394 $53.40 $7,817.44
Disclosure

SEC source: 0001209191-18-008254 · doc4.xml · nonDerivative · entry 2

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,840.5868

F2 · shares: 358.1070 previously reported RSU's of which 146.3940 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:37 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 170.0863 $53.40 $9,082.61
Disclosure

SEC source: 0001209191-18-008254 · doc4.xml · nonDerivative · entry 1

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,986.9808

F1 · shares: 416.0623 previously reported RSU's of which 170.0863 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:33 UTC
Cotton, III James CSenior Vice President
Tax withholdingCommon Shares 94.0506 $53.40 $5,022.30
Disclosure

SEC source: 0001209191-18-008250 · doc4.xml · nonDerivative · entry 3

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,395.2058

F3 · shares: 265.6794 previously reported RSU's of which 94.0506 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:33 UTC
Cotton, III James CSenior Vice President
Tax withholdingCommon Shares 144.4444 $53.40 $7,713.33
Disclosure

SEC source: 0001209191-18-008250 · doc4.xml · nonDerivative · entry 2

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,489.2564

F2 · shares: 408.0354 previously reported RSU's of which 144.4444 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:33 UTC
Cotton, III James CSenior Vice President
Tax withholdingCommon Shares 164.4931 $53.40 $8,783.93
Disclosure

SEC source: 0001209191-18-008250 · doc4.xml · nonDerivative · entry 1

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,633.7008

F1 · shares: 464.6694 previously reported RSU's of which 164.4931 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:26 UTC
GALLAGHER JAMES BVice President
Tax withholdingCommon Shares 93.4676 $53.40 $4,991.17
Disclosure

SEC source: 0001209191-18-008246 · doc4.xml · nonDerivative · entry 3

GALLAGHER JAMES B · CIK 0001184070 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,216.5358

F3 · shares: 228.6392 previously reported RSU's of which 93.4676 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:26 UTC
GALLAGHER JAMES BVice President
Tax withholdingCommon Shares 102.4758 $53.40 $5,472.21
Disclosure

SEC source: 0001209191-18-008246 · doc4.xml · nonDerivative · entry 2

GALLAGHER JAMES B · CIK 0001184070 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,310.0034

F2 · shares: 250.6749 previously reported RSU's of which 102.4758 were withheld to satisfy tax liability

Read SEC document
February 07, 2018 Filed Feb 8, 2018 00:26 UTC
GALLAGHER JAMES BVice President
Tax withholdingCommon Shares 136.1283 $53.40 $7,269.25
Disclosure

SEC source: 0001209191-18-008246 · doc4.xml · nonDerivative · entry 1

GALLAGHER JAMES B · CIK 0001184070 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,412.4792

F1 · shares: 332.9949 previously reported RSU's of which 136.1283 were withheld to satisfy tax liability

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.