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AWR

AMERICAN STATES WATER CO

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4127
SEC CIK
0001056903
Parsed reports
535

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 05, 2019 Filed Apr 8, 2019 17:38 UTC
ROSS LLOYD EDirector
SaleCommon Shares 500 $69.40 $34,700.00
Disclosure

SEC source: 0001209191-19-023938 · doc4.xml · nonDerivative · entry 3

ROSS LLOYD E · CIK 0001183991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,905.3655

Read SEC document
April 01, 2019 Filed Apr 2, 2019 23:49 UTC
SWITZER BRYAN KVice President
SaleCommon Shares 300 $71.50 $21,450.00
Disclosure

SEC source: 0001209191-19-022814 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,572.2669

Read SEC document
March 27, 2019 Filed Apr 30, 2019 00:39 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 31 $72.00 $2,232.00
Disclosure

SEC source: 0001209191-19-026504 · doc4.xml · nonDerivative · entry 17

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,061.3852

Read SEC document
March 26, 2019 Filed Apr 30, 2019 00:39 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 500 $72.00 $36,000.00
Disclosure

SEC source: 0001209191-19-026504 · doc4.xml · nonDerivative · entry 16

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,092.3852

Read SEC document
March 26, 2019 Filed Apr 30, 2019 00:39 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 200 $72.01 $14,402.00
Disclosure

SEC source: 0001209191-19-026504 · doc4.xml · nonDerivative · entry 15

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,592.3852

Read SEC document
March 26, 2019 Filed Apr 30, 2019 00:39 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 407 $72.07 $29,332.49
Disclosure

SEC source: 0001209191-19-026504 · doc4.xml · nonDerivative · entry 14

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,792.3852

Read SEC document
March 26, 2019 Filed Apr 30, 2019 00:39 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 100 $72.03 $7,203.00
Disclosure

SEC source: 0001209191-19-026504 · doc4.xml · nonDerivative · entry 13

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,199.3852

Read SEC document
March 26, 2019 Filed Apr 30, 2019 00:39 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 300 $72.02 $21,606.00
Disclosure

SEC source: 0001209191-19-026504 · doc4.xml · nonDerivative · entry 12

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,299.3852

Read SEC document
March 26, 2019 Filed Apr 30, 2019 00:39 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 400 $72.01 $28,804.00
Disclosure

SEC source: 0001209191-19-026504 · doc4.xml · nonDerivative · entry 11

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,599.3852

Read SEC document
March 26, 2019 Filed Apr 30, 2019 00:39 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 400 $72.09 $28,836.00
Disclosure

SEC source: 0001209191-19-026504 · doc4.xml · nonDerivative · entry 10

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,999.3852

Read SEC document
March 26, 2019 Filed Apr 30, 2019 00:39 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon SHares 100 $72.16 $7,216.00
Disclosure

SEC source: 0001209191-19-026504 · doc4.xml · nonDerivative · entry 9

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,399.3852

Read SEC document
March 26, 2019 Filed Apr 30, 2019 00:39 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 400 $72.04 $28,816.00
Disclosure

SEC source: 0001209191-19-026504 · doc4.xml · nonDerivative · entry 8

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,499.3852

Read SEC document
March 26, 2019 Filed Apr 30, 2019 00:39 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 200 $72.13 $14,426.00
Disclosure

SEC source: 0001209191-19-026504 · doc4.xml · nonDerivative · entry 7

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,899.3852

Read SEC document
March 26, 2019 Filed Apr 30, 2019 00:39 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 200 $72.06 $14,412.00
Disclosure

SEC source: 0001209191-19-026504 · doc4.xml · nonDerivative · entry 6

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,099.3852

Read SEC document
March 26, 2019 Filed Apr 30, 2019 00:39 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 100 $72.29 $7,229.00
Disclosure

SEC source: 0001209191-19-026504 · doc4.xml · nonDerivative · entry 5

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,299.3852

Read SEC document
March 26, 2019 Filed Apr 30, 2019 00:39 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 100 $72.11 $7,211.00
Disclosure

SEC source: 0001209191-19-026504 · doc4.xml · nonDerivative · entry 4

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,399.3852

Read SEC document
March 26, 2019 Filed Apr 30, 2019 00:39 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 200 $72.10 $14,420.00
Disclosure

SEC source: 0001209191-19-026504 · doc4.xml · nonDerivative · entry 3

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,499.3852

Read SEC document
March 26, 2019 Filed Apr 30, 2019 00:39 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 100 $72.05 $7,205.00
Disclosure

SEC source: 0001209191-19-026504 · doc4.xml · nonDerivative · entry 2

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,699.3852

Read SEC document
March 26, 2019 Filed Apr 30, 2019 00:39 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 100 $72.23 $7,223.00
Disclosure

SEC source: 0001209191-19-026504 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,799.3852

Read SEC document
March 22, 2019 Filed Mar 25, 2019 23:09 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 1,202 $72.16 $86,736.32
Disclosure

SEC source: 0001209191-19-021236 · doc4.xml · nonDerivative · entry 3

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,899.3852

Read SEC document
March 22, 2019 Filed Mar 25, 2019 23:09 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 5,600 $71.48 $400,288.00
Disclosure

SEC source: 0001209191-19-021236 · doc4.xml · nonDerivative · entry 2

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,101.3852

Read SEC document
March 22, 2019 Filed Mar 25, 2019 23:09 UTC
SPROWLS ROBERT JPresident & CEO
SaleCommon Shares 5,600 $71.48 $400,288.00
Disclosure

SEC source: 0001209191-19-021236 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,701.3852

Read SEC document
March 22, 2019 Filed Mar 25, 2019 23:08 UTC
TANG EVA GSr. Vice President & CFO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 600 $0.00 Strike: $16.68 $0.00
Disclosure

SEC source: 0001209191-19-021235 · doc4.xml · derivative · entry 3

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 600 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 23:08 UTC
TANG EVA GSr. Vice President & CFO
SaleCommon Shares 600 $72.50 $43,500.00
Disclosure

SEC source: 0001209191-19-021235 · doc4.xml · nonDerivative · entry 2

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,569.3795

Read SEC document
March 22, 2019 Filed Mar 25, 2019 23:08 UTC
TANG EVA GSr. Vice President & CFO
Exercise / conversionCommon Shares 600 $16.68 $10,008.00
Disclosure

SEC source: 0001209191-19-021235 · doc4.xml · nonDerivative · entry 1

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,169.3795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:29 UTC
SWITZER BRYAN KVice President
Tax withholdingCommon Shares 376.3702 $71.44 $26,887.89
Disclosure

SEC source: 0001209191-19-019300 · doc4.xml · nonDerivative · entry 2

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,872.2669

F1 · shares: 376.3702 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:28 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 8,628.543 $71.44 $616,423.11
Disclosure

SEC source: 0001209191-19-019298 · doc4.xml · nonDerivative · entry 4

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,301.3852

F3 · shares: 8628.5430 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:29 UTC
GEDNEY WILLIAM CVice President
Tax withholdingCommon Shares 380.0193 $71.44 $27,148.58
Disclosure

SEC source: 0001209191-19-019301 · doc4.xml · nonDerivative · entry 3

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,111.488

F2 · shares: 380.0193 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:27 UTC
KRUGER DENISE LSr. Vice President
Tax withholdingCommon Shares 535.1264 $71.44 $38,229.43
Disclosure

SEC source: 0001209191-19-019297 · doc4.xml · nonDerivative · entry 2

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,079.6338

F1 · shares: 535.1264 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:27 UTC
Rowley Paul JVP OF OPERATIONS
Tax withholdingCommon Shares 228.3101 $71.44 $16,310.47
Disclosure

SEC source: 0001209191-19-019295 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,766.3999

F1 · shares: 228.3101 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:25 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 423.0615 $71.44 $30,223.51
Disclosure

SEC source: 0001209191-19-019293 · doc4.xml · nonDerivative · entry 4

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167.6696

F2 · shares: 423.0615 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:26 UTC Tax withholdingCommon Shares 377.5008 $71.44 $26,968.66
Disclosure

SEC source: 0001209191-19-019294 · doc4.xml · nonDerivative · entry 3

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,472.397

F2 · shares: 377.5008 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:24 UTC
Cotton, III James CSenior Vice President
Tax withholdingCommon Shares 49.0001 $71.44 $3,500.57
Disclosure

SEC source: 0001209191-19-019292 · doc4.xml · nonDerivative · entry 4

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,026.5687

F3 · shares: 49.0001 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:24 UTC
Cotton, III James CSenior Vice President
Tax withholdingCommon Shares 964.019 $71.44 $68,869.52
Disclosure

SEC source: 0001209191-19-019292 · doc4.xml · nonDerivative · entry 3

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,075.5688

F2 · shares: 964.0190 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:23 UTC
Cotton, III James CSenior Vice President
Tax withholdingCommon Shares 49.0001 $71.44 $3,500.57
Disclosure

SEC source: 0001209191-19-019291 · doc4.xml · nonDerivative · entry 4

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,026.5687

F3 · shares: 49.0001 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:23 UTC
Cotton, III James CSenior Vice President
Tax withholdingCommon Shares 964.019 $71.44 $68,869.52
Disclosure

SEC source: 0001209191-19-019291 · doc4.xml · nonDerivative · entry 3

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,075.5688

F2 · shares: 964.0190 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:22 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 602.2478 $71.44 $43,024.58
Disclosure

SEC source: 0001209191-19-019290 · doc4.xml · nonDerivative · entry 4

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,569.3795

F3 · shares: 602.2478 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:20 UTC
HODGES GRANVILLE R JRVice President
Tax withholdingCommon Shares 24.2583 $71.44 $1,733.01
Disclosure

SEC source: 0001209191-19-019288 · doc4.xml · nonDerivative · entry 4

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,714.8603

F3 · shares: 24.2583 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:20 UTC
HODGES GRANVILLE R JRVice President
Tax withholdingCommon Shares 704.3568 $71.44 $50,319.25
Disclosure

SEC source: 0001209191-19-019288 · doc4.xml · nonDerivative · entry 3

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,739.1186

F2 · shares: 704.3568 shares withheld to satisfy tax liability.

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:29 UTC
SWITZER BRYAN KVice President
GrantCommon Shares 1,109.1681 $71.61 $79,427.53
Disclosure

SEC source: 0001209191-19-019300 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,248.6371

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:28 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 17,403.2735 $71.61 $1,246,248.42
Disclosure

SEC source: 0001209191-19-019298 · doc4.xml · nonDerivative · entry 3

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,929.9282

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:29 UTC
GEDNEY WILLIAM CVice President
GrantCommon Shares 1,109.1681 $71.61 $79,427.53
Disclosure

SEC source: 0001209191-19-019301 · doc4.xml · nonDerivative · entry 2

GEDNEY WILLIAM C · CIK 0001279288 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,491.5073

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:27 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 1,547.5028 $71.61 $110,816.68
Disclosure

SEC source: 0001209191-19-019297 · doc4.xml · nonDerivative · entry 1

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,614.7602

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:27 UTC
Rowley Paul JVP OF OPERATIONS
GrantCommon Shares 618.5745 $71.61 $44,296.12
Disclosure

SEC source: 0001209191-19-019295 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,994.71

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:25 UTC
FARROW GLADYSVice President
GrantCommon Shares 1,247.8141 $71.61 $89,355.97
Disclosure

SEC source: 0001209191-19-019293 · doc4.xml · nonDerivative · entry 3

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,590.7311

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:25 UTC
FARROW GLADYSVice President
GrantCommon Shares 209 $71.61 $14,966.49
Disclosure

SEC source: 0001209191-19-019293 · doc4.xml · nonDerivative · entry 2

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,342.917

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:26 UTC GrantCommon Shares 1,109.1681 $71.61 $79,427.53
Disclosure

SEC source: 0001209191-19-019294 · doc4.xml · nonDerivative · entry 2

SCANLON PATRICK RONALD · CIK 0001216700 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,849.8978

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:24 UTC
Cotton, III James CSenior Vice President
GrantCommon Shares 3,228.319 $71.61 $231,179.92
Disclosure

SEC source: 0001209191-19-019292 · doc4.xml · nonDerivative · entry 2

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,039.5878

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:23 UTC
Cotton, III James CSenior Vice President
GrantCommon Shares 3,228.319 $71.61 $231,179.92
Disclosure

SEC source: 0001209191-19-019291 · doc4.xml · nonDerivative · entry 2

Cotton, III James C · CIK 0001562228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,039.5878

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:22 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 1,741.6072 $71.61 $124,716.49
Disclosure

SEC source: 0001209191-19-019290 · doc4.xml · nonDerivative · entry 3

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,171.6273

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.