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AMERICAN STATES WATER CO

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4127
SEC CIK
0001056903
Parsed reports
535

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2020 Filed Mar 13, 2020 22:51 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 101.7086 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019035 · doc4.xml · nonDerivative · entry 2

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 8,995.7952

Read SEC document
March 12, 2020 Filed Mar 13, 2020 21:58 UTC
Cotton, III James CFormer Officer
Tax withholdingCommon Shares 937.4085 $71.88 $67,380.92
Disclosure

SEC source: 0001209191-20-019008 · doc4.xml · nonDerivative · entry 3

Cotton, III James C · CIK 0001562228 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,135.1441

F1 · shares: 937.4085 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 21:58 UTC
Cotton, III James CFormer Officer
GrantCommon Shares 298.2594 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019008 · doc4.xml · nonDerivative · entry 1

Cotton, III James C · CIK 0001562228 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 1,905.3614

Read SEC document
March 11, 2020 Filed Mar 13, 2020 23:54 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 22,136.3805 $79.80 $1,766,483.16
Disclosure

SEC source: 0001209191-20-019054 · doc4.xml · nonDerivative · entry 7

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,989.7802

Read SEC document
March 11, 2020 Filed Mar 13, 2020 23:30 UTC
GEDNEY WILLIAM CFormer Officer
GrantCommon Shares 1,432.5905 $79.80 $114,320.72
Disclosure

SEC source: 0001209191-20-019047 · doc4.xml · nonDerivative · entry 2

GEDNEY WILLIAM C · CIK 0001279288 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,564.5236

Read SEC document
March 11, 2020 Filed Mar 13, 2020 23:51 UTC
HODGES GRANVILLE R JRActing Senior Vice President
GrantCommon Shares 1,668.5342 $79.80 $133,149.03
Disclosure

SEC source: 0001209191-20-019052 · doc4.xml · nonDerivative · entry 4

HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,628.8687

Read SEC document
March 11, 2020 Filed Mar 13, 2020 23:51 UTC
HODGES GRANVILLE R JRActing Senior Vice President
GrantCommon Shares 90 $79.80 $7,182.00
Disclosure

SEC source: 0001209191-20-019052 · doc4.xml · nonDerivative · entry 2

HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,960.3345

Read SEC document
March 11, 2020 Filed Mar 13, 2020 23:23 UTC
FARROW GLADYSVice President
GrantCommon Shares 1,779.6287 $79.80 $142,014.37
Disclosure

SEC source: 0001209191-20-019044 · doc4.xml · nonDerivative · entry 2

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,116.1145

Read SEC document
March 11, 2020 Filed Mar 13, 2020 23:28 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 2,683.1976 $79.80 $214,119.17
Disclosure

SEC source: 0001209191-20-019045 · doc4.xml · nonDerivative · entry 3

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,064.9671

Read SEC document
March 11, 2020 Filed Mar 13, 2020 22:58 UTC
Rowley Paul JVP OF OPERATIONS
GrantCommon Shares 1,281.2904 $79.80 $102,246.97
Disclosure

SEC source: 0001209191-20-019042 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,249.9368

Read SEC document
March 11, 2020 Filed Mar 13, 2020 22:56 UTC
SWITZER BRYAN KVice President
GrantCommon Shares 1,952.0898 $79.80 $155,776.77
Disclosure

SEC source: 0001209191-20-019039 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,474.2501

Read SEC document
March 11, 2020 Filed Mar 13, 2020 22:51 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 1,966.9024 $79.80 $156,958.81
Disclosure

SEC source: 0001209191-20-019035 · doc4.xml · nonDerivative · entry 3

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,967.1514

Read SEC document
March 11, 2020 Filed Mar 13, 2020 21:58 UTC
Cotton, III James CFormer Officer
GrantCommon Shares 3,134.9821 $79.80 $250,171.57
Disclosure

SEC source: 0001209191-20-019008 · doc4.xml · nonDerivative · entry 2

Cotton, III James C · CIK 0001562228 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,072.5526

Read SEC document
March 04, 2020 Filed Mar 13, 2020 23:54 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 355.2565 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019054 · doc4.xml · nonDerivative · entry 5

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,853.3997

F1 · shares: Updated DRIP

Read SEC document
March 04, 2020 Filed Sep 1, 2021 15:15 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 11.2289 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-054203 · doc4.xml · nonDerivative · entry 1

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,956.9264

F1 · shares: Updated DRIP

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:26 UTC
SWITZER BRYAN KVice President
SaleCommon Shares 400 $76.59 $30,636.00
Disclosure

SEC source: 0001209191-20-014919 · doc4.xml · nonDerivative · entry 2

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,522.1603

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:26 UTC
SWITZER BRYAN KVice President
GrantCommon Shares 4.673 $80.49 $376.13
Disclosure

SEC source: 0001209191-20-014919 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,922.1603

F1 · shares: DER unites credited on 03/02/2020 as dividend at FMV

Read SEC document
March 02, 2020 Filed Mar 13, 2020 23:54 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 29.7997 $80.49 $2,398.58
Disclosure

SEC source: 0001209191-20-019054 · doc4.xml · nonDerivative · entry 4

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,498.1432

F2 · shares: DER unites credited on 03/02/2020 as dividend at FMV

Read SEC document
March 02, 2020 Filed Mar 13, 2020 23:30 UTC
GEDNEY WILLIAM CFormer Officer
GrantCommon Shares 4.5155 $80.49 $363.45
Disclosure

SEC source: 0001209191-20-019047 · doc4.xml · nonDerivative · entry 1

GEDNEY WILLIAM C · CIK 0001279288 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,131.9331

F1 · shares: DER unites credited on 03/02/2020 as dividend at FMV

Read SEC document
March 02, 2020 Filed Mar 13, 2020 23:51 UTC
HODGES GRANVILLE R JRActing Senior Vice President
GrantCommon Shares 3.8164 $80.49 $307.18
Disclosure

SEC source: 0001209191-20-019052 · doc4.xml · nonDerivative · entry 1

HODGES GRANVILLE R JR · CIK 0001389251 · Acting Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,870.3345

F1 · price: DER unites credited on 03/02/2020 as dividend at FMV

Read SEC document
March 02, 2020 Filed Mar 13, 2020 23:23 UTC
FARROW GLADYSVice President
GrantCommon Shares 5.4734 $80.49 $440.55
Disclosure

SEC source: 0001209191-20-019044 · doc4.xml · nonDerivative · entry 1

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,336.4858

F1 · shares: DER unites credited on 03/02/2020 as dividend at FMV

Read SEC document
March 02, 2020 Filed Mar 13, 2020 23:28 UTC
KRUGER DENISE LSr. Vice President
GrantCommon Shares 6.5064 $80.49 $523.70
Disclosure

SEC source: 0001209191-20-019045 · doc4.xml · nonDerivative · entry 1

KRUGER DENISE L · CIK 0001184069 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,381.7695

F1 · shares: DER unites credited on 03/02/2020 as dividend at FMV

Read SEC document
March 02, 2020 Filed Mar 13, 2020 22:58 UTC
Rowley Paul JVP OF OPERATIONS
GrantCommon Shares 4.673 $80.49 $376.13
Disclosure

SEC source: 0001209191-20-019042 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,968.6464

F1 · shares: DER unites credited on 03/02/2020 as dividend at FMV

Read SEC document
March 02, 2020 Filed Mar 13, 2020 22:51 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 6.5064 $80.49 $523.70
Disclosure

SEC source: 0001209191-20-019035 · doc4.xml · nonDerivative · entry 1

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000.249

F1 · shares: DER unites credited on 03/02/2020 as dividend at FMV

Read SEC document
March 02, 2020 Filed Aug 7, 2020 00:27 UTC
Willis Gabriel GVP of Strategic Business Dev.
GrantCommon Shares 2.593 $80.49 $208.71
Disclosure

SEC source: 0001209191-20-045584 · doc4.xml · nonDerivative · entry 1

Willis Gabriel G · CIK 0001748457 · VP of Strategic Business Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,247.7597

F1 · shares: DER unites credited on 03/02/2020 as dividend at FMV

Read SEC document
March 02, 2020 Filed Feb 4, 2021 02:09 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
GrantCommon Shares 1.8378 $80.49 $147.92
Disclosure

SEC source: 0001209191-21-007624 · doc4.xml · nonDerivative · entry 1

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,536.3677

F1 · shares: DER unites credited on 03/02/2020 as dividend at FMV

Read SEC document
March 02, 2020 Filed Feb 12, 2022 00:38 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
GrantCommon Shares 0.4628 $80.49 $37.25
Disclosure

SEC source: 0001209191-22-009029 · doc4.xml · nonDerivative · entry 1

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,493.6436

F1 · shares: DER unites credited on 03/02/2020 as dividend at FMV

Read SEC document
February 14, 2020 Filed May 21, 2020 19:10 UTC GrantCommon Shares 59.2813 $93.85 $5,563.55
Disclosure

SEC source: 0001209191-20-031211 · doc4.xml · nonDerivative · entry 5

ANDERSON JAMES L · CIK 0001130221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,686.4141

F5 · shares: DER Units credited on 02/14/2020 as dividend at FMV

Read SEC document
February 14, 2020 Filed May 21, 2020 18:49 UTC GrantCommon Shares 9.8943 $93.85 $928.58
Disclosure

SEC source: 0001209191-20-031197 · doc4.xml · nonDerivative · entry 4

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,620.4277

F4 · shares: DER Units credited on 02/14/2020 as dividend at FMV

Read SEC document
February 14, 2020 Filed May 21, 2020 18:37 UTC GrantCommon Shares 58.3341 $93.85 $5,474.66
Disclosure

SEC source: 0001209191-20-031181 · doc4.xml · nonDerivative · entry 2

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,566.1098

F2 · shares: DER Units credited on 02/14/2020 as dividend at FMV

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:23 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
Tax withholdingCommon Shares 23.1477 $88.47 $2,047.88
Disclosure

SEC source: 0001209191-20-007304 · doc4.xml · nonDerivative · entry 3

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534.5299

F3 · shares: 23.1477 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:23 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
Tax withholdingCommon Shares 17.9766 $88.47 $1,590.39
Disclosure

SEC source: 0001209191-20-007304 · doc4.xml · nonDerivative · entry 2

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,557.6776

F2 · shares: 17.9766 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:23 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
Tax withholdingCommon Shares 15.4663 $88.47 $1,368.30
Disclosure

SEC source: 0001209191-20-007304 · doc4.xml · nonDerivative · entry 1

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575.6542

F1 · shares: 15.4663 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:23 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 585.8404 $88.47 $51,829.30
Disclosure

SEC source: 0001209191-20-007303 · doc4.xml · nonDerivative · entry 3

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,468.3435

F3 · shares: 585.8404 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:23 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 486.9316 $88.47 $43,078.84
Disclosure

SEC source: 0001209191-20-007303 · doc4.xml · nonDerivative · entry 2

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,054.1839

F2 · shares: 486.9316 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:23 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 449.9832 $88.47 $39,810.01
Disclosure

SEC source: 0001209191-20-007303 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,541.1155

F1 · shares: 449.9832 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:21 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 198.2205 $88.47 $17,536.57
Disclosure

SEC source: 0001209191-20-007301 · doc4.xml · nonDerivative · entry 6

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,993.7426

F6 · shares: 198.2205 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:21 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 148.3913 $88.47 $13,128.18
Disclosure

SEC source: 0001209191-20-007301 · doc4.xml · nonDerivative · entry 5

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,191.9631

F5 · shares: 148.3913 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:21 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 98.1977 $88.47 $8,687.55
Disclosure

SEC source: 0001209191-20-007301 · doc4.xml · nonDerivative · entry 4

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,340.3544

F4 · shares: 98.1977 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:20 UTC
SWITZER BRYAN KVice President
Tax withholdingCommon Shares 216.3869 $88.47 $19,143.75
Disclosure

SEC source: 0001209191-20-007300 · doc4.xml · nonDerivative · entry 3

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,917.4873

F3 · shares: 216.3869 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:20 UTC
SWITZER BRYAN KVice President
Tax withholdingCommon Shares 106.745 $88.47 $9,443.73
Disclosure

SEC source: 0001209191-20-007300 · doc4.xml · nonDerivative · entry 2

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,133.8742

F2 · shares: 106.7450 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:20 UTC
SWITZER BRYAN KVice President
Tax withholdingCommon Shares 70.3571 $88.47 $6,224.49
Disclosure

SEC source: 0001209191-20-007300 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,240.6192

F1 · shares: 70.3571 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:18 UTC
FARROW GLADYSVice President
Disposition to issuerCommon Shares 179.1749 $88.47 $15,851.60
Disclosure

SEC source: 0001209191-20-007299 · doc4.xml · nonDerivative · entry 3

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,331.0124

F3 · shares: 179.1749 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:18 UTC
FARROW GLADYSVice President
Disposition to issuerCommon Shares 106.745 $88.47 $9,443.73
Disclosure

SEC source: 0001209191-20-007299 · doc4.xml · nonDerivative · entry 2

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,510.1873

F2 · shares: 106.7450 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:18 UTC
FARROW GLADYSVice President
Tax withholdingCommon Shares 89.2397 $88.47 $7,895.04
Disclosure

SEC source: 0001209191-20-007299 · doc4.xml · nonDerivative · entry 1

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,616.9323

F1 · shares: 89.2397 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:17 UTC
Rowley Paul JVP OF OPERATIONS
Tax withholdingCommon Shares 141.9628 $88.47 $12,559.45
Disclosure

SEC source: 0001209191-20-007298 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,963.9734

F3 · shares: 141.9628 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:17 UTC
Rowley Paul JVP OF OPERATIONS
Tax withholdingCommon Shares 106.745 $88.47 $9,443.73
Disclosure

SEC source: 0001209191-20-007298 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,105.9362

F2 · shares: 106.7450 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:17 UTC
Rowley Paul JVP OF OPERATIONS
Tax withholdingCommon Shares 89.2397 $88.47 $7,895.04
Disclosure

SEC source: 0001209191-20-007298 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,212.6812

F1 · shares: 89.2397 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:16 UTC
HODGES GRANVILLE R JRVice President
Tax withholdingCommon Shares 99.4764 $88.47 $8,800.68
Disclosure

SEC source: 0001209191-20-007297 · doc4.xml · nonDerivative · entry 3

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,866.5181

F3 · shares: 99.4764 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:16 UTC
HODGES GRANVILLE R JRVice President
Tax withholdingCommon Shares 74.6936 $88.47 $6,608.14
Disclosure

SEC source: 0001209191-20-007297 · doc4.xml · nonDerivative · entry 2

HODGES GRANVILLE R JR · CIK 0001389251 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,965.9945

F2 · shares: 74.6936 shares withheld to satisfy tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.