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AWR

AMERICAN STATES WATER CO

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4127
SEC CIK
0001056903
Parsed reports
535

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2022 Filed Feb 10, 2023 01:44 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 6.6969 $98.68 $660.85
Disclosure

SEC source: 0001209191-23-008184 · doc4.xml · nonDerivative · entry 5

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,617.0408

F4 · shares: DER units credited on 12/01/2022 as dividend at FMV

Read SEC document
December 01, 2022 Filed Feb 10, 2023 01:42 UTC
Miller Susan P.Vice President
GrantCommon Shares 1.9822 $98.68 $195.60
Disclosure

SEC source: 0001209191-23-008183 · doc4.xml · nonDerivative · entry 2

Miller Susan P. · CIK 0001936219 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324.0718

F2 · shares: DER units credited on 12/01/2022 as dividend at FMV

Read SEC document
November 15, 2022 Filed May 24, 2023 23:10 UTC GrantCommon Shares 74.8915 $93.17 $6,977.64
Disclosure

SEC source: 0001209191-23-032008 · doc4.xml · nonDerivative · entry 2

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,512.9691

F2 · shares: DER units credited on 11/15/2022 as dividend at FMV

Read SEC document
November 15, 2022 Filed May 24, 2023 22:46 UTC GrantCommon Shares 13.1628 $96.24 $1,266.79
Disclosure

SEC source: 0001209191-23-031988 · doc4.xml · nonDerivative · entry 2

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,777.8492

F2 · shares: DER units credited on 11/15/2022 as dividend at FMV

Read SEC document
November 09, 2022 Filed Nov 10, 2022 22:23 UTC
Schickling David RVice President Water Operation
Tax withholdingCommon Shares 4.6987 $89.77 $421.80
Disclosure

SEC source: 0001209191-22-056428 · doc4.xml · nonDerivative · entry 3

Schickling David R · CIK 0001938330 · Vice President Water Operation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412.3162

F2 · shares: 4.6987 shares withheld to satisfy tax liability.

Read SEC document
November 09, 2022 Filed Nov 10, 2022 22:23 UTC
Schickling David RVice President Water Operation
GrantCommon Shares 13.5879 $89.77 $1,219.79
Disclosure

SEC source: 0001209191-22-056428 · doc4.xml · nonDerivative · entry 2

Schickling David R · CIK 0001938330 · Vice President Water Operation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417.0149

Read SEC document
September 06, 2022 Filed Feb 10, 2023 01:45 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 603.7176 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008185 · doc4.xml · nonDerivative · entry 4

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,315.0336

F2 · shares: Updated DRIP

Read SEC document
September 06, 2022 Filed Feb 10, 2023 01:44 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 33.2751 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008184 · doc4.xml · nonDerivative · entry 4

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,610.3439

F2 · shares: Updated DRIP

Read SEC document
September 01, 2022 Filed Nov 10, 2022 22:23 UTC
Schickling David RVice President Water Operation
GrantCommon Shares 1.8412 $8.78 $16.17
Disclosure

SEC source: 0001209191-22-056428 · doc4.xml · nonDerivative · entry 1

Schickling David R · CIK 0001938330 · Vice President Water Operation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403.427

F1 · shares: DER Units credited on 09/01/2022 as dividend at FMV

Read SEC document
September 01, 2022 Filed Dec 13, 2022 23:02 UTC
Rowley Paul JSVP OF OPERATIONS
GrantCommon Shares 6.2315 $83.78 $522.08
Disclosure

SEC source: 0001209191-22-061030 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,183.5887

F2 · shares: DER Units credited on 09/01/2022 as dividend at FMV

Read SEC document
September 01, 2022 Filed Feb 10, 2023 01:57 UTC
FARROW GLADYSVice President
GrantCommon Shares 6.7892 $83.78 $568.80
Disclosure

SEC source: 0001209191-23-008196 · doc4.xml · nonDerivative · entry 2

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,259.7631

F2 · shares: DER Units credited on 09/01/2022 as dividend at FMV

Read SEC document
September 01, 2022 Filed Feb 10, 2023 01:51 UTC GrantCommon Shares 3.346 $83.78 $280.33
Disclosure

SEC source: 0001209191-23-008189 · doc4.xml · nonDerivative · entry 2

Connor Christopher H · CIK 0001917262 · SVP of ASUS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708.5735

F2 · shares: DER Units credited on 09/01/2022 as dividend at FMV

Read SEC document
September 01, 2022 Filed Feb 10, 2023 01:48 UTC
Pierotti JonVice President Reg Affairs
GrantCommon Shares 2.4843 $83.78 $208.13
Disclosure

SEC source: 0001209191-23-008187 · doc4.xml · nonDerivative · entry 2

Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939.9763

F2 · shares: DER Units credited on 09/01/2022 as dividend at FMV

Read SEC document
September 01, 2022 Filed Feb 10, 2023 01:47 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
GrantCommon Shares 4.9981 $83.78 $418.74
Disclosure

SEC source: 0001209191-23-008186 · doc4.xml · nonDerivative · entry 3

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,361.5074

F3 · shares: DER Units credited on 09/01/2022 as dividend at FMV

Read SEC document
September 01, 2022 Filed Feb 10, 2023 01:45 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 38.1537 $83.78 $3,196.52
Disclosure

SEC source: 0001209191-23-008185 · doc4.xml · nonDerivative · entry 3

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,711.316

F3 · shares: DER Units credited on 09/01/2022 as dividend at FMV

Read SEC document
September 01, 2022 Filed Feb 10, 2023 01:44 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 7.8507 $83.78 $657.73
Disclosure

SEC source: 0001209191-23-008184 · doc4.xml · nonDerivative · entry 3

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,577.0688

F3 · shares: DER Units credited on 09/01/2022 as dividend at FMV

Read SEC document
September 01, 2022 Filed Feb 10, 2023 01:42 UTC
Miller Susan P.Vice President
GrantCommon Shares 2.3237 $83.78 $194.68
Disclosure

SEC source: 0001209191-23-008183 · doc4.xml · nonDerivative · entry 1

Miller Susan P. · CIK 0001936219 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322.0896

F1 · shares: DER Units credited on 09/01/2022 as dividend at FMV

Read SEC document
September 01, 2022 Filed May 22, 2025 01:02 UTC GrantCommon Shares 2.4011 $83.78 $201.16
Disclosure

SEC source: 0001567619-25-000316 · form4.xml · nonDerivative · entry 4

Hopkins Mary Ann · CIK 0001777981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,086.5105

F4 · shares: DER Units credited on 09/01/2022 as dividend at FMV

Read SEC document
September 01, 2022 Filed May 22, 2025 01:02 UTC GrantCommon Shares 2.4011 $83.78 $201.16
Disclosure

SEC source: 0001567619-25-000315 · form4.xml · nonDerivative · entry 3

Levin Carl James · CIK 0001812452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,138.7379

F3 · shares: DER Units credited on 09/01/2022 as dividend at FMV

Read SEC document
August 18, 2022 Filed Aug 18, 2022 23:40 UTC SaleCommon Shares 298 $88.95 $26,507.10
Disclosure

SEC source: 0001209191-22-046767 · doc4.xml · nonDerivative · entry 5

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,853.6706

Read SEC document
August 18, 2022 Filed Aug 18, 2022 23:40 UTC SaleCommon Shares 102 $88.78 $9,055.71
Disclosure

SEC source: 0001209191-22-046767 · doc4.xml · nonDerivative · entry 4

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,151.6706

Read SEC document
August 15, 2022 Filed May 24, 2023 23:10 UTC GrantCommon Shares 78.3341 $90.51 $7,090.02
Disclosure

SEC source: 0001209191-23-032008 · doc4.xml · nonDerivative · entry 1

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,438.0776

F1 · shares: DER Units credited on 08/15/2022 as dividend at FMV

Read SEC document
August 15, 2022 Filed May 24, 2023 22:46 UTC GrantCommon Shares 14.0383 $89.84 $1,261.20
Disclosure

SEC source: 0001209191-23-031988 · doc4.xml · nonDerivative · entry 1

BONTA DIANA M · CIK 0001388959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,764.6865

F1 · shares: DER Units credited on 08/15/2022 as dividend at FMV

Read SEC document
August 12, 2022 Filed Aug 16, 2022 23:17 UTC
HODGES GRANVILLE R JRFormer Officer
SaleCommon Shares 13,559.02 $89.90 $1,218,955.90
Disclosure

SEC source: 0001209191-22-046098 · doc4.xml · nonDerivative · entry 2

HODGES GRANVILLE R JR · CIK 0001389251 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 243.7959

Read SEC document
July 23, 2022 Filed Jul 25, 2022 23:50 UTC
Schickling David RVice President Water Operation
GrantCommon Shares 202 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043148 · doc4.xml · nonDerivative · entry 1

Schickling David R · CIK 0001938330 · Vice President Water Operation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401.5858

Read SEC document
June 05, 2022 Filed Jul 1, 2022 22:30 UTC
Miller Susan P.Vice President
GrantCommon Shares 211 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040347 · doc4.xml · nonDerivative · entry 1

Miller Susan P. · CIK 0001936219 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489.7659

Read SEC document
June 03, 2022 Filed Jun 6, 2022 21:01 UTC
Kubiak PatrickVP of Asset Management
Tax withholdingCommon Shares 39.7236 $81.52 $3,238.27
Disclosure

SEC source: 0001209191-22-034570 · doc4.xml · nonDerivative · entry 3

Kubiak Patrick · CIK 0001855829 · VP of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,058.7992

F3 · shares: 39.7236 shares withheld to satisfy tax liability.

Read SEC document
June 03, 2022 Filed Feb 10, 2023 01:45 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommoon Shares 580.3339 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008185 · doc4.xml · nonDerivative · entry 2

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,673.1623

F2 · shares: Updated DRIP

Read SEC document
June 03, 2022 Filed Feb 10, 2023 01:44 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 31.9863 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008184 · doc4.xml · nonDerivative · entry 2

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,569.2182

F2 · shares: Updated DRIP

Read SEC document
June 02, 2022 Filed Feb 12, 2022 01:37 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 34.48 $78.85 $2,718.75
Disclosure

SEC source: 0001209191-22-009039 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,962.6326

F1 · shares: DER Units credited on 06/02/2021 as dividend at FMV

Read SEC document
June 01, 2022 Filed Jun 6, 2022 21:01 UTC
Kubiak PatrickVP of Asset Management
GrantCommon Shares 4.3481 $79.39 $345.20
Disclosure

SEC source: 0001209191-22-034570 · doc4.xml · nonDerivative · entry 2

Kubiak Patrick · CIK 0001855829 · VP of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098.5228

F2 · shares: DER Units credited on 06/01/2022 as dividend at FMV

Read SEC document
June 01, 2022 Filed Aug 16, 2022 23:17 UTC
HODGES GRANVILLE R JRFormer Officer
GrantCommon Shares 7.6514 $79.39 $607.44
Disclosure

SEC source: 0001209191-22-046098 · doc4.xml · nonDerivative · entry 1

HODGES GRANVILLE R JR · CIK 0001389251 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,331.199

F1 · shares: DER Units credited on 06/01/2022 as dividend at FMV

Read SEC document
June 01, 2022 Filed Dec 13, 2022 23:02 UTC
Rowley Paul JSVP OF OPERATIONS
GrantCommon Shares 6.0108 $79.39 $477.20
Disclosure

SEC source: 0001209191-22-061030 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,177.3573

F1 · shares: DER Units credited on 06/01/2022 as dividend at FMV

Read SEC document
June 01, 2022 Filed Feb 10, 2023 01:57 UTC
FARROW GLADYSVice President
GrantCommon Shares 5.5747 $79.39 $442.58
Disclosure

SEC source: 0001209191-23-008196 · doc4.xml · nonDerivative · entry 1

FARROW GLADYS · CIK 0001223915 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,252.9739

F1 · shares: DER Units credited on 06/01/2022 as dividend at FMV

Read SEC document
June 01, 2022 Filed Feb 10, 2023 01:51 UTC GrantCommon Shares 3.2275 $79.39 $256.23
Disclosure

SEC source: 0001209191-23-008189 · doc4.xml · nonDerivative · entry 1

Connor Christopher H · CIK 0001917262 · SVP of ASUS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705.2275

F1 · shares: DER Units credited on 06/01/2022 as dividend at FMV

Read SEC document
June 01, 2022 Filed Feb 10, 2023 01:48 UTC
Pierotti JonVice President Reg Affairs
GrantCommon Shares 2.3963 $79.39 $190.24
Disclosure

SEC source: 0001209191-23-008187 · doc4.xml · nonDerivative · entry 1

Pierotti Jon · CIK 0001917160 · Vice President Reg Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 937.492

F1 · shares: DER Units credited on 06/01/2022 as dividend at FMV

Read SEC document
June 01, 2022 Filed Feb 10, 2023 01:47 UTC
Pillai SunilVP ENVIRONMENTAL QUALITY
GrantCommon Shares 4.821 $79.39 $382.74
Disclosure

SEC source: 0001209191-23-008186 · doc4.xml · nonDerivative · entry 2

Pillai Sunil · CIK 0001801981 · VP ENVIRONMENTAL QUALITY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,356.5093

F2 · shares: DER Units credited on 06/01/2022 as dividend at FMV

Read SEC document
June 01, 2022 Filed Feb 10, 2023 01:45 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 36.8023 $79.39 $2,921.73
Disclosure

SEC source: 0001209191-23-008185 · doc4.xml · nonDerivative · entry 1

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,092.8284

F1 · shares: DER Units credited on 06/01/2022 as dividend at FMV

Read SEC document
June 01, 2022 Filed Feb 10, 2023 01:44 UTC
TANG EVA GSr. Vice President & CFO
GrantCommon Shares 7.5726 $79.39 $601.19
Disclosure

SEC source: 0001209191-23-008184 · doc4.xml · nonDerivative · entry 1

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,537.2319

F1 · shares: DER Units credited on 06/01/2022 as dividend at FMV

Read SEC document
May 25, 2022 Filed May 26, 2022 16:51 UTC
SWITZER BRYAN KFormer Officer
SaleCommon Shares 2,645 $79.93 $211,414.85
Disclosure

SEC source: 0001209191-22-032102 · doc4.xml · nonDerivative · entry 1

SWITZER BRYAN K · CIK 0001304194 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,630.3373

Read SEC document
May 23, 2022 Filed May 25, 2022 23:45 UTC
HODGES GRANVILLE R JRSr. Vice President-Operations
GrantCommon Shares 267 $79.04 $21,103.68
Disclosure

SEC source: 0001209191-22-031990 · doc4.xml · nonDerivative · entry 1

HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,323.5477

Read SEC document
May 16, 2022 Filed Aug 18, 2022 23:40 UTC GrantCommon Shares 87.5295 $77.64 $6,795.79
Disclosure

SEC source: 0001209191-22-046767 · doc4.xml · nonDerivative · entry 3

HOLLOWAY ANNE M · CIK 0001187379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,253.6706

F3 · shares: DER Units credited on 05/16/2022 as dividend at FMV

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:26 UTC
HODGES GRANVILLE R JRSr. Vice President-Operations
Tax withholdingCommon Shares 9.9005 $83.89 $830.55
Disclosure

SEC source: 0001209191-22-018818 · doc4.xml · nonDerivative · entry 5

HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,056.5477

F3 · shares: 9.9005 shares withheld to satisfy tax liability.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:26 UTC
HODGES GRANVILLE R JRSr. Vice President-Operations
Tax withholdingCommon Shares 206.7634 $83.89 $17,345.38
Disclosure

SEC source: 0001209191-22-018818 · doc4.xml · nonDerivative · entry 4

HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,066.4482

F2 · shares: 206.7634 shares withheld to satisfy tax liability.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:26 UTC
HODGES GRANVILLE R JRSr. Vice President-Operations
GrantCommon Shares 504.547 $83.89 $42,326.45
Disclosure

SEC source: 0001209191-22-018818 · doc4.xml · nonDerivative · entry 3

HODGES GRANVILLE R JR · CIK 0001389251 · Sr. Vice President-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,273.2116

Read SEC document
March 14, 2022 Filed Mar 16, 2022 19:52 UTC
Rowley Paul JSVP OF OPERATIONS
Tax withholdingCommon Shares 237.708 $83.89 $19,941.32
Disclosure

SEC source: 0001209191-22-019185 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,171.3465

F2 · shares: 237.7080 shares withheld to satisfy tax liability.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 19:52 UTC
Rowley Paul JSVP OF OPERATIONS
GrantCommon Shares 662.5471 $83.89 $55,581.08
Disclosure

SEC source: 0001209191-22-019185 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,409.0545

Read SEC document
March 14, 2022 Filed Mar 16, 2022 19:47 UTC
SPROWLS ROBERT JPresident & CEO
Tax withholdingCommon Shares 6,295.47 $83.89 $528,126.98
Disclosure

SEC source: 0001209191-22-019184 · doc4.xml · nonDerivative · entry 4

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,056.0261

F3 · shares: 6,295.4700 shares withheld to satisfy tax liability.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 19:47 UTC
SPROWLS ROBERT JPresident & CEO
GrantCommon Shares 12,705.3158 $83.89 $1,065,848.94
Disclosure

SEC source: 0001209191-22-019184 · doc4.xml · nonDerivative · entry 3

SPROWLS ROBERT J · CIK 0001297166 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,351.4961

Read SEC document
March 14, 2022 Filed Mar 16, 2022 19:41 UTC
TANG EVA GSr. Vice President & CFO
Tax withholdingCommon Shares 355.9014 $83.89 $29,856.57
Disclosure

SEC source: 0001209191-22-019179 · doc4.xml · nonDerivative · entry 4

TANG EVA G · CIK 0001192741 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,529.6593

F3 · shares: 355.9014 shares withheld to satisfy tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.