Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2019 Filed Sep 4, 2019 15:25 UTC |
MACKENZIE GEORGEDirector
|
SaleCommon Stock | 10,000 | $129.18 | $1,291,800.00 |
DisclosureSEC source: 0001410636-19-000154 · wf-form4_156762511875173.xml · nonDerivative · entry 1 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,338 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.16 to $129.30, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 14:50 UTC |
Lynch WalterEVP and COO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,908 | $0.00 Strike: $52.75 | $0.00 |
DisclosureSEC source: 0001410636-19-000152 · wf-form4_156762302773612.xml · derivative · entry 3 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,454 Underlying: Common Stock · 6,908 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option award granted on February 17, 2015 and representing a right to purchase 25,362 shares, vested in three equal installments on January 1, 2016, 2017 and 2018. F2 · balance_after: A prior exercise of 10,000 shares underlying this option was previously reported. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 14:50 UTC |
Lynch WalterEVP and COO
|
SaleCommon Stock | 6,908 | $126.91 | $876,694.28 |
DisclosureSEC source: 0001410636-19-000152 · wf-form4_156762302773612.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,666 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 14:50 UTC |
Lynch WalterEVP and COO
|
Exercise / conversionCommon Stock | 6,908 | $52.75 | $364,397.00 |
DisclosureSEC source: 0001410636-19-000152 · wf-form4_156762302773612.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 16:36 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
SaleCommon Stock | 198 | $115.03 | $22,775.94 |
DisclosureSEC source: 0001410636-19-000150 · wf-form4_156519574912916.xml · nonDerivative · entry 2 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,697 Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 16:36 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
SaleCommon Stock | 3,825 | $117.07 | $447,792.75 |
DisclosureSEC source: 0001410636-19-000150 · wf-form4_156519574912916.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,895 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.06 to $117.11, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 20:31 UTC |
Yates Lloyd MDirector
|
GrantCommon Stock | 941 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000140 · wf-form4_156443225664259.xml · nonDerivative · entry 1 Yates Lloyd M · CIK 0001311411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,941 F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2020 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant, a separation from service or a change of control of the Company. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 20:29 UTC |
KAMPLING PATRICIA LDirector
|
GrantCommon Stock | 941 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000139 · wf-form4_156443217502109.xml · nonDerivative · entry 1 KAMPLING PATRICIA L · CIK 0001337315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 941 F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2020 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant, a separation from service or a change of control of the Company. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 20:27 UTC |
HARRIS KIMBERLY JDirector
|
GrantCommon Stock | 941 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000138 · wf-form4_156443205861049.xml · nonDerivative · entry 1 HARRIS KIMBERLY J · CIK 0001183908 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 941 F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2020 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| June 04, 2019 Filed Jun 4, 2019 19:38 UTC |
Edwards Jeffrey NDirector
|
PurchaseCommon Stock | 3 | $112.47 | $337.41 |
DisclosureSEC source: 0001410636-19-000121 · wf-form4_155967707964672.xml · nonDerivative · entry 1 Edwards Jeffrey N · CIK 0001293146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,006 Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 13:07 UTC |
Lynch WalterEVP and COO
|
SaleCommon Stock | 3,372 | $112.90 | $380,698.80 |
DisclosureSEC source: 0001410636-19-000123 · wf-form4_155975445094975.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,666 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.90 to $112.91, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 15:29 UTC |
Chin BrianSVP Strat. Fin. Planning
|
GrantCommon Stock | 877 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000119 · wf-form4_155967656484325.xml · nonDerivative · entry 1 Chin Brian · CIK 0001710089 · SVP Strat. Fin. Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,460 Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 19:20 UTC |
Hardwick M SusanEVP - Finance
|
GrantCommon Stock | 1,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000117 · wf-form4_155967604014490.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · EVP - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,260 Read SEC document |
| May 28, 2019 Filed May 29, 2019 21:20 UTC |
STORY SUSAN NDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 28,457 | $0.00 Strike: $41.27 | $0.00 |
DisclosureSEC source: 0001410636-19-000111 · wf-form4_155916482429078.xml · derivative · entry 3 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,457 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award granted on April 1, 2013, representing a right to purchase 28,457 shares, vested in three equal installments on January 1, 2014, 2015 and 2016. Read SEC document |
| May 28, 2019 Filed May 29, 2019 21:20 UTC |
STORY SUSAN NDirector · President and CEO
|
SaleCommon Stock | 28,457 | $113.84 | $3,239,544.88 |
DisclosureSEC source: 0001410636-19-000111 · wf-form4_155916482429078.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,147 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.36 to $114.50, inclusive. The report person undertakes to provide to the Company, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 28, 2019 Filed May 29, 2019 21:20 UTC |
STORY SUSAN NDirector · President and CEO
|
Exercise / conversionCommon Stock | 28,457 | $41.27 | $1,174,420.39 |
DisclosureSEC source: 0001410636-19-000111 · wf-form4_155916482429078.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 441 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 16, 2019 Filed May 17, 2019 13:57 UTC |
Lynch WalterEVP and COO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $52.75 | $0.00 |
DisclosureSEC source: 0001410636-19-000105 · wf-form4_155811581289902.xml · derivative · entry 6 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,362 Underlying: Common Stock · 10,000 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award granted on February 17, 2015, representing a right to purchase 25,362 shares, vested in three equal installments on January 1, 2016, 2017 and 2018. Read SEC document |
| May 16, 2019 Filed May 17, 2019 13:57 UTC |
Lynch WalterEVP and COO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,545 | $0.00 Strike: $44.06 | $0.00 |
DisclosureSEC source: 0001410636-19-000105 · wf-form4_155811581289902.xml · derivative · entry 5 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,545 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option award granted on February 20, 2014, representing a right to purchase 28,545 shares, vested in three equal installments on January 1, 2015, 2016 and 2017. F2 · balance_after: Prior exercises of a total of 20,000 shares underlying this option were previously reported. Read SEC document |
| May 16, 2019 Filed May 17, 2019 13:57 UTC |
Lynch WalterEVP and COO
|
SaleCommon Stock | 10,000 | $111.15 | $1,111,500.00 |
DisclosureSEC source: 0001410636-19-000105 · wf-form4_155811581289902.xml · nonDerivative · entry 4 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,038 Read SEC document |
| May 16, 2019 Filed May 17, 2019 13:57 UTC |
Lynch WalterEVP and COO
|
Exercise / conversionCommon Stock | 10,000 | $52.75 | $527,500.00 |
DisclosureSEC source: 0001410636-19-000105 · wf-form4_155811581289902.xml · nonDerivative · entry 3 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2019 Filed May 17, 2019 13:57 UTC |
Lynch WalterEVP and COO
|
SaleCommon Stock | 8,545 | $111.15 | $949,776.75 |
DisclosureSEC source: 0001410636-19-000105 · wf-form4_155811581289902.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,038 Read SEC document |
| May 16, 2019 Filed May 17, 2019 13:57 UTC |
Lynch WalterEVP and COO
|
Exercise / conversionCommon Stock | 8,545 | $44.06 | $376,492.70 |
DisclosureSEC source: 0001410636-19-000105 · wf-form4_155811581289902.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:20 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,749 | $0.00 Strike: $65.15 | $0.00 |
DisclosureSEC source: 0001410636-19-000109 · wf-form4_155812083709613.xml · derivative · entry 6 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,749 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option award granted on February 16, 2016, representing a right to purchase 11,836 shares, vested in three equal installments on January 1, 2017, 2018 and 2019. F6 · balance_after: A prior exercise of 7,087 shares underlying this option was previously reported. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:20 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,931 | $0.00 Strike: $52.75 | $0.00 |
DisclosureSEC source: 0001410636-19-000109 · wf-form4_155812083709613.xml · derivative · entry 5 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,931 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award granted on February 17, 2015, representing a right to purchase 10,870 shares, vested in three equal installments on January 1, 2016, 2017 and 2018. F4 · balance_after: A prior exercise of 8,939 shares underlying this option was previously reported. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:20 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
SaleCommon Stock | 4,749 | $110.93 | $526,806.57 |
DisclosureSEC source: 0001410636-19-000109 · wf-form4_155812083709613.xml · nonDerivative · entry 4 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,852 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.90 to $110.98, inclusive. The report person undertakes to provide to the Company, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:20 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
Exercise / conversionCommon Stock | 4,749 | $65.15 | $309,397.35 |
DisclosureSEC source: 0001410636-19-000109 · wf-form4_155812083709613.xml · nonDerivative · entry 3 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:20 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
SaleCommon Stock | 1,931 | $110.93 | $214,205.83 |
DisclosureSEC source: 0001410636-19-000109 · wf-form4_155812083709613.xml · nonDerivative · entry 2 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,852 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.90 to $110.98, inclusive. The report person undertakes to provide to the Company, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:20 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
Exercise / conversionCommon Stock | 1,931 | $52.75 | $101,860.25 |
DisclosureSEC source: 0001410636-19-000109 · wf-form4_155812083709613.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 49 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:14 UTC |
Kennedy Melanie MSVP, Human Resources
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,053 | $0.00 Strike: $44.06 | $0.00 |
DisclosureSEC source: 0001410636-19-000107 · wf-form4_155812044924518.xml · derivative · entry 6 Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,053 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option award granted on February 20, 2014, representing a right to purchase 2,053 shares, vested in three equal installments on January 1, 2015, 2016 and 2017. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:14 UTC |
Kennedy Melanie MSVP, Human Resources
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,776 | $0.00 Strike: $39.45 | $0.00 |
DisclosureSEC source: 0001410636-19-000107 · wf-form4_155812044924518.xml · derivative · entry 5 Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,776 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option award granted on February 21, 2013, representing a right to purchase 1,776 shares, vested in three equal installments on January 1, 2014, 2015 and 2016. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:14 UTC |
Kennedy Melanie MSVP, Human Resources
|
SaleCommon Stock | 2,053 | $109.80 | $225,419.40 |
DisclosureSEC source: 0001410636-19-000107 · wf-form4_155812044924518.xml · nonDerivative · entry 4 Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,423 Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:14 UTC |
Kennedy Melanie MSVP, Human Resources
|
Exercise / conversionCommon Stock | 2,053 | $44.06 | $90,455.18 |
DisclosureSEC source: 0001410636-19-000107 · wf-form4_155812044924518.xml · nonDerivative · entry 3 Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:14 UTC |
Kennedy Melanie MSVP, Human Resources
|
SaleCommon Stock | 1,776 | $109.80 | $195,004.80 |
DisclosureSEC source: 0001410636-19-000107 · wf-form4_155812044924518.xml · nonDerivative · entry 2 Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,423 Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:14 UTC |
Kennedy Melanie MSVP, Human Resources
|
Exercise / conversionCommon Stock | 1,776 | $39.45 | $70,063.20 |
DisclosureSEC source: 0001410636-19-000107 · wf-form4_155812044924518.xml · nonDerivative · entry 1 Kennedy Melanie M · CIK 0001699352 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 19 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
| May 15, 2019 Filed May 16, 2019 14:37 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,833 | $0.00 Strike: $65.15 | $0.00 |
DisclosureSEC source: 0001410636-19-000103 · wf-form4_155801744749576.xml · derivative · entry 9 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,833 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option award granted on February 16, 2016, representing a right to purchase 10,108 shares, vested in three equal installments on January 1, 2017, 2018 and 2019. F7 · balance_after: Prior exercises of a total of 5,275 shares underlying this option were previously reported. Read SEC document |
| May 15, 2019 Filed May 16, 2019 14:37 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,075 | $0.00 Strike: $52.75 | $0.00 |
DisclosureSEC source: 0001410636-19-000103 · wf-form4_155801744749576.xml · derivative · entry 8 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,075 shares Expires 2021-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option award granted on February 17, 2015, representing a right to purchase 10,435 shares, vested in three equal installments on January 1, 2016, 2017 and 2018. F5 · balance_after: Prior exercises of a total of 8,360 shares underlying this option were previously reported. Read SEC document |
| May 15, 2019 Filed May 16, 2019 14:37 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,594 | $0.00 Strike: $46.45 | $0.00 |
DisclosureSEC source: 0001410636-19-000103 · wf-form4_155801744749576.xml · derivative · entry 7 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,594 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award granted on April 28, 2014, representing a right to purchase 12,273 shares, vested in three equal installments on January 1, 2015, 2016 and 2017. F3 · balance_after: Prior exercises of a total of 9,679 shares underlying this option were previously reported. Read SEC document |
| May 15, 2019 Filed May 16, 2019 14:37 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
SaleCommon Stock | 4,833 | $111.04 | $536,656.32 |
DisclosureSEC source: 0001410636-19-000103 · wf-form4_155801744749576.xml · nonDerivative · entry 6 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,720 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.03 to $111.08, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 15, 2019 Filed May 16, 2019 14:37 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
Exercise / conversionCommon Stock | 4,833 | $65.15 | $314,869.95 |
DisclosureSEC source: 0001410636-19-000103 · wf-form4_155801744749576.xml · nonDerivative · entry 5 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 16, 2019 14:37 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
SaleCommon Stock | 2,075 | $111.04 | $230,408.00 |
DisclosureSEC source: 0001410636-19-000103 · wf-form4_155801744749576.xml · nonDerivative · entry 4 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,720 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.03 to $111.08, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 15, 2019 Filed May 16, 2019 14:37 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
Exercise / conversionCommon Stock | 2,075 | $52.75 | $109,456.25 |
DisclosureSEC source: 0001410636-19-000103 · wf-form4_155801744749576.xml · nonDerivative · entry 3 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 16, 2019 14:37 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
SaleCommon Stock | 2,594 | $111.04 | $288,037.76 |
DisclosureSEC source: 0001410636-19-000103 · wf-form4_155801744749576.xml · nonDerivative · entry 2 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,720 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.03 to $111.08, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| May 15, 2019 Filed May 16, 2019 14:37 UTC |
Warnock Loyd ASVP, Ext. Affairs, Bus. Dev.
|
Exercise / conversionCommon Stock | 2,594 | $46.45 | $120,491.30 |
DisclosureSEC source: 0001410636-19-000103 · wf-form4_155801744749576.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, Ext. Affairs, Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2019 Filed May 13, 2019 12:56 UTC |
MACKENZIE GEORGEDirector
|
GrantCommon Stock | 1,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000089 · wf-form4_155776655346041.xml · nonDerivative · entry 1 MACKENZIE GEORGE · CIK 0001085657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,338 F1 · shares: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2020 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 10, 2019 Filed May 13, 2019 17:20 UTC |
STAVRIDIS JAMES G.Director
|
GrantCommon Stock | 1,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000101 · wf-form4_155776802831983.xml · nonDerivative · entry 1 STAVRIDIS JAMES G. · CIK 0001661859 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,003 F1 · shares: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2020 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 10, 2019 Filed May 13, 2019 17:19 UTC |
Edwards Jeffrey NDirector
|
GrantCommon Stock | 1,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000099 · wf-form4_155776793815145.xml · nonDerivative · entry 1 Edwards Jeffrey N · CIK 0001293146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,003 F1 · shares: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2020 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 10, 2019 Filed May 13, 2019 17:17 UTC |
Kurz Karl FDirector
|
GrantCommon Stock | 1,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000097 · wf-form4_155776781703087.xml · nonDerivative · entry 1 Kurz Karl F · CIK 0001292794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,013 F1 · shares: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2020 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 10, 2019 Filed May 13, 2019 17:11 UTC |
JOHNSON JULIA LDirector
|
GrantCommon Stock | 1,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000095 · wf-form4_155776746465703.xml · nonDerivative · entry 1 JOHNSON JULIA L · CIK 0001221442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,965 F1 · shares: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2020 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 10, 2019 Filed May 13, 2019 17:09 UTC |
HAGEN VERONICA MDirector
|
GrantCommon Stock | 1,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000093 · wf-form4_155776732694133.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,843 F1 · shares: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2020 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 10, 2019 Filed May 13, 2019 17:03 UTC |
GOSS MARTHA CLARKDirector
|
GrantCommon Stock | 1,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000091 · wf-form4_155776699840066.xml · nonDerivative · entry 1 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,748 F1 · shares: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2020 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. F2 · balance_after: Includes 501 shares acquired pursuant to the automatic reinvestment in shares of Company common stock of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.