Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2017 Filed Feb 28, 2017 19:02 UTC |
GOSS MARTHA CLARKDirector
|
SaleCommon Stock | 61 | $76.27 | $4,652.47 |
DisclosureSEC source: 0001209191-17-015156 · doc4.xml · nonDerivative · entry 1 GOSS MARTHA CLARK · CIK 0001221433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,531 F1 · balance_after: Includes 334 shares acquired since the reporting person's last Form 4 pursuant to the automatic reinvestment in shares of Company common stock of Company cash dividends paid to the reporting person. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 19:18 UTC |
Strauss Mark F.SVP,Corp Strategy&Bus. Develop
|
GrantCommon Stock | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011731 · doc4.xml · nonDerivative · entry 1 Strauss Mark F. · CIK 0001430105 · SVP,Corp Strategy&Bus. Develop 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,124 Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 19:08 UTC |
Lynch WalterEVP and COO
|
GrantCommon Stock | 3,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011711 · doc4.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,944 Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 01:48 UTC |
Wikle Melissa K.Vice President and Controller
|
GrantCommon Stock | 601 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011786 · doc4.xml · nonDerivative · entry 1 Wikle Melissa K. · CIK 0001680773 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830 Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:30 UTC |
Warnock Loyd ASVP, External Affairs, Comm.
|
GrantCommon Stock | 1,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011751 · doc4.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, External Affairs, Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,765 Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:26 UTC |
Sullivan Linda GEVP and CFO
|
GrantCommon Stock | 2,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011742 · doc4.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,085 Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:16 UTC |
STORY SUSAN NDirector · President and CEO
|
GrantCommon Stock | 9,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011724 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,870 Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:13 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
GrantCommon Stock | 1,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011720 · doc4.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,996 Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:03 UTC |
Gambol JenniferVice President and Treasurer
|
GrantCommon Stock | 533 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011704 · doc4.xml · nonDerivative · entry 1 Gambol Jennifer · CIK 0001675929 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701 Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:00 UTC |
Degillio Deborah APresident, AWE
|
GrantCommon Stock | 927 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011702 · doc4.xml · nonDerivative · entry 1 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,837 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:42 UTC |
Strauss Mark F.SVP,Corp Strategy&Bus. Develop
|
Exercise / conversionPerformance Stock Units · Derivative | 2,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005920 · doc4.xml · derivative · entry 5 Strauss Mark F. · CIK 0001430105 · SVP,Corp Strategy&Bus. Develop 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,354 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. F1 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F3 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F4 · derivative.underlying_shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:42 UTC |
Strauss Mark F.SVP,Corp Strategy&Bus. Develop
|
GrantPerformance Stock Units · Derivative | 1,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005920 · doc4.xml · derivative · entry 4 Strauss Mark F. · CIK 0001430105 · SVP,Corp Strategy&Bus. Develop 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,354 Underlying: Common Stock · 1,009 shares Expires 2016-12-31 F1 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F2 · shares: Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 1,345 performance stock units, equal to the number of shares to be received if target performance was achieved. F1 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F3 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F2 · derivative.underlying_shares: Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 1,345 performance stock units, equal to the number of shares to be received if target performance was achieved. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:42 UTC |
Strauss Mark F.SVP,Corp Strategy&Bus. Develop
|
Tax withholdingCommon Stock | 1,562 | $71.72 | $112,026.64 |
DisclosureSEC source: 0001209191-17-005920 · doc4.xml · nonDerivative · entry 3 Strauss Mark F. · CIK 0001430105 · SVP,Corp Strategy&Bus. Develop 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,187 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:42 UTC |
Strauss Mark F.SVP,Corp Strategy&Bus. Develop
|
GrantCommon Stock | 1,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005920 · doc4.xml · nonDerivative · entry 2 Strauss Mark F. · CIK 0001430105 · SVP,Corp Strategy&Bus. Develop 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,749 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:42 UTC |
Strauss Mark F.SVP,Corp Strategy&Bus. Develop
|
Exercise / conversionCommon Stock | 2,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005920 · doc4.xml · nonDerivative · entry 1 Strauss Mark F. · CIK 0001430105 · SVP,Corp Strategy&Bus. Develop 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:15 UTC |
Lynch WalterEVP and COO
|
Exercise / conversionPerformance Stock Units · Derivative | 8,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005861 · doc4.xml · derivative · entry 5 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,578 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. F1 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F3 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F4 · derivative.underlying_shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:15 UTC |
Lynch WalterEVP and COO
|
GrantPerformance Stock Units · Derivative | 3,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005861 · doc4.xml · derivative · entry 4 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,578 Underlying: Common Stock · 3,677 shares Expires 2016-12-31 F1 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F2 · shares: Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 4,901 performance stock units, equal to the number of shares to be received if target performance was achieved. F1 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F3 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F2 · derivative.underlying_shares: Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 4,901 performance stock units, equal to the number of shares to be received if target performance was achieved. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:15 UTC |
Lynch WalterEVP and COO
|
Tax withholdingCommon Stock | 6,335 | $71.72 | $454,346.20 |
DisclosureSEC source: 0001209191-17-005861 · doc4.xml · nonDerivative · entry 3 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,518 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:15 UTC |
Lynch WalterEVP and COO
|
GrantCommon Stock | 6,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005861 · doc4.xml · nonDerivative · entry 2 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,853 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:15 UTC |
Lynch WalterEVP and COO
|
Exercise / conversionCommon Stock | 8,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005861 · doc4.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 22:00 UTC |
Warnock Loyd ASVP, External Affairs, Comm.
|
Exercise / conversionPerformance Stock Units · Derivative | 3,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005942 · doc4.xml · derivative · entry 5 Warnock Loyd A · CIK 0001296668 · SVP, External Affairs, Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,572 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of common stock of the Company, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F5 · shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. F2 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of common stock of the Company, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F5 · derivative.underlying_shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 22:00 UTC |
Warnock Loyd ASVP, External Affairs, Comm.
|
GrantPerformance Stock Units · Derivative | 1,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005942 · doc4.xml · derivative · entry 4 Warnock Loyd A · CIK 0001296668 · SVP, External Affairs, Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,572 Underlying: Common Stock · 1,531 shares Expires 2016-12-31 F2 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of common stock of the Company, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F3 · shares: Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 2,041 performance stock units, equal to the number of shares to be received if target performance was achieved. F2 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of common stock of the Company, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F3 · derivative.underlying_shares: Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 2,041 performance stock units, equal to the number of shares to be received if target performance was achieved. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 22:00 UTC |
Warnock Loyd ASVP, External Affairs, Comm.
|
Tax withholdingCommon Stock | 1,986 | $71.72 | $142,435.92 |
DisclosureSEC source: 0001209191-17-005942 · doc4.xml · nonDerivative · entry 3 Warnock Loyd A · CIK 0001296668 · SVP, External Affairs, Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,358 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 22:00 UTC |
Warnock Loyd ASVP, External Affairs, Comm.
|
GrantCommon Stock | 2,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005942 · doc4.xml · nonDerivative · entry 2 Warnock Loyd A · CIK 0001296668 · SVP, External Affairs, Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,344 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 22:00 UTC |
Warnock Loyd ASVP, External Affairs, Comm.
|
Exercise / conversionCommon Stock | 3,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005942 · doc4.xml · nonDerivative · entry 1 Warnock Loyd A · CIK 0001296668 · SVP, External Affairs, Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 44 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends on Company common stock paid to the reporting person, which shares were inadvertently omitted from prior Form 4 reports. This filing is deemed to appropriately correct the reporting person's prior Form 4 reports. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:54 UTC |
Sullivan Linda GEVP and CFO
|
Exercise / conversionPerformance Stock Units · Derivative | 12,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005935 · doc4.xml · derivative · entry 5 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,770 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F5 · shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. F2 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F5 · derivative.underlying_shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:54 UTC |
Sullivan Linda GEVP and CFO
|
GrantPerformance Stock Units · Derivative | 5,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005935 · doc4.xml · derivative · entry 4 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,770 Underlying: Common Stock · 5,473 shares Expires 2016-12-31 F2 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F3 · shares: Represents the above-target earned portion of the TSR performance stock units. In 2014, the Company granted 7,297 performance stock units, equal to the number of shares to be received if target performance was achieved. F2 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F3 · derivative.underlying_shares: Represents the above-target earned portion of the TSR performance stock units. In 2014, the Company granted 7,297 performance stock units, equal to the number of shares to be received if target performance was achieved. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:54 UTC |
Sullivan Linda GEVP and CFO
|
Tax withholdingCommon Stock | 10,055 | $71.72 | $721,144.60 |
DisclosureSEC source: 0001209191-17-005935 · doc4.xml · nonDerivative · entry 3 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,584 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:54 UTC |
Sullivan Linda GEVP and CFO
|
GrantCommon Stock | 9,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005935 · doc4.xml · nonDerivative · entry 2 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,639 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:54 UTC |
Sullivan Linda GEVP and CFO
|
Exercise / conversionCommon Stock | 12,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005935 · doc4.xml · nonDerivative · entry 1 Sullivan Linda G · CIK 0001328106 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 14 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, which shares were inadvertently omitted from prior Form 4 reports. This filing is deemed to appropriately correct the reporting person's prior Form 4 reports. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:39 UTC |
STORY SUSAN NDirector · President and CEO
|
Exercise / conversionPerformance Stock Units · Derivative | 13,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005914 · doc4.xml · derivative · entry 5 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,002 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F5 · shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. F2 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F5 · derivative.underlying_shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:39 UTC |
STORY SUSAN NDirector · President and CEO
|
GrantPerformance Stock Units · Derivative | 5,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005914 · doc4.xml · derivative · entry 4 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,002 Underlying: Common Stock · 5,573 shares Expires 2016-12-31 F2 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F3 · shares: Represents the above-target earned portion of the TSR performance stock units. In 2014, the Company granted 7,429 performance stock units, equal to the number of shares to be received if target performance was achieved. F2 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F3 · derivative.underlying_shares: Represents the above-target earned portion of the TSR performance stock units. In 2014, the Company granted 7,429 performance stock units, equal to the number of shares to be received if target performance was achieved. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:39 UTC |
STORY SUSAN NDirector · President and CEO
|
Tax withholdingCommon Stock | 10,166 | $71.72 | $729,105.52 |
DisclosureSEC source: 0001209191-17-005914 · doc4.xml · nonDerivative · entry 3 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,599 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:39 UTC |
STORY SUSAN NDirector · President and CEO
|
GrantCommon Stock | 10,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005914 · doc4.xml · nonDerivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,765 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:39 UTC |
STORY SUSAN NDirector · President and CEO
|
Exercise / conversionCommon Stock | 13,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005914 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,801 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, which shares were inadvertently omitted from prior Form 4 reports. This filing is deemed to appropriately correct the reporting person's prior Form 4 reports. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:19 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
Exercise / conversionPerformance Stock Units · Derivative | 758 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005870 · doc4.xml · derivative · entry 5 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 758 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F5 · shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. F2 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F5 · derivative.underlying_shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:19 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
GrantPerformance Stock Units · Derivative | 325 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005870 · doc4.xml · derivative · entry 4 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758 Underlying: Common Stock · 325 shares Expires 2016-12-31 F2 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F3 · shares: Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 433 performance stock units, equal to the number of shares to be received if target performance was achieved. F2 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of Company common stock, based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F3 · derivative.underlying_shares: Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 433 performance stock units, equal to the number of shares to be received if target performance was achieved. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:19 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
Tax withholdingCommon Stock | 437 | $71.72 | $31,341.64 |
DisclosureSEC source: 0001209191-17-005870 · doc4.xml · nonDerivative · entry 3 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,349 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:19 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
GrantCommon Stock | 589 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005870 · doc4.xml · nonDerivative · entry 2 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,786 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:19 UTC |
Sgro Michael AEVP,General Counsel, Secretary
|
Exercise / conversionCommon Stock | 758 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005870 · doc4.xml · nonDerivative · entry 1 Sgro Michael A · CIK 0001628956 · EVP,General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 45 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, which shares were inadvertently omitted from prior Form 4 reports. This filing is deemed to correct appropriately the reporting person's prior Form 4 reports. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:10 UTC |
Holdnak Brenda JSVP of Human Resources
|
Tax withholdingCommon Stock | 1,083 | $71.72 | $77,672.76 |
DisclosureSEC source: 0001209191-17-005853 · doc4.xml · nonDerivative · entry 2 Holdnak Brenda J · CIK 0001630632 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,045 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:10 UTC |
Holdnak Brenda JSVP of Human Resources
|
GrantCommon Stock | 5,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005853 · doc4.xml · nonDerivative · entry 1 Holdnak Brenda J · CIK 0001630632 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,128 F1 · balance_after: Includes 153 shares purchased under the American Water Works Company, Inc. Employee Stock Purchase Plan (including 66 shares that were inadvertently omitted from the reporting person's Form 4 filed on January 25, 2016). Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:04 UTC |
Degillio Deborah APresident, AWE
|
Exercise / conversionPerformance Stock Units · Derivative | 741 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005849 · doc4.xml · derivative · entry 5 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 741 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F4 · shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. F1 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F3 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F4 · derivative.underlying_shares: Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:04 UTC |
Degillio Deborah APresident, AWE
|
GrantPerformance Stock Units · Derivative | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005849 · doc4.xml · derivative · entry 4 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 741 Underlying: Common Stock · 318 shares Expires 2016-12-31 F1 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F2 · shares: Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 423 performance stock units, equal to the number of shares to be received if target performance was achieved. F1 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. F3 · derivative.expiration_date: Represents the end of the performance period to which the performance stock units relate. F2 · derivative.underlying_shares: Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 423 performance stock units, equal to the number of shares to be received if target performance was achieved. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:04 UTC |
Degillio Deborah APresident, AWE
|
Tax withholdingCommon Stock | 527 | $71.72 | $37,796.44 |
DisclosureSEC source: 0001209191-17-005849 · doc4.xml · nonDerivative · entry 3 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,910 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:04 UTC |
Degillio Deborah APresident, AWE
|
GrantCommon Stock | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005849 · doc4.xml · nonDerivative · entry 2 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,437 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:04 UTC |
Degillio Deborah APresident, AWE
|
Exercise / conversionCommon Stock | 741 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005849 · doc4.xml · nonDerivative · entry 1 Degillio Deborah A · CIK 0001629296 · President, AWE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 17:08 UTC |
Strauss Mark F.SVP,Corp Strategy&Bus. Develop
|
Tax withholdingCommon Stock | 346 | $72.36 | $25,036.56 |
DisclosureSEC source: 0001209191-17-001149 · doc4.xml · nonDerivative · entry 1 Strauss Mark F. · CIK 0001430105 · SVP,Corp Strategy&Bus. Develop 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,563 F1 · balance_after: Includes 115 shares purchased under the American Water Works Company, Inc. Employee Stock Purchase Plan since the reporting person's last Form 4. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 16:51 UTC |
Lynch WalterEVP and COO
|
Tax withholdingCommon Stock | 1,462 | $72.36 | $105,790.32 |
DisclosureSEC source: 0001209191-17-001086 · doc4.xml · nonDerivative · entry 1 Lynch Walter · CIK 0001430106 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,601 F1 · balance_after: Includes 188 shares purchased under the American Water Works Company, Inc. Employee Stock Purchase Plan since the reporting person's last Form 4. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 22:07 UTC |
Wikle Melissa K.Vice President and Controller
|
Tax withholdingCommon Stock | 28 | $72.36 | $2,026.08 |
DisclosureSEC source: 0001209191-17-001147 · doc4.xml · nonDerivative · entry 1 Wikle Melissa K. · CIK 0001680773 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.