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AVIENT CORP

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SEC CIK
0001122976
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Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2017 Filed Mar 15, 2017 20:05 UTC
Van Hulle John VSVP, President of GCAI
GiftCommon Stock 2,945 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011783 · form4.xml · nonDerivative · entry 4

Van Hulle John V · CIK 0001479548 · SVP, President of GCAI

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,945

F3 · kind: This transaction involved a gift of securities by the reporting person to a trust, which holds the shares for the benefit of the reporting person's spouse.

Read SEC document
March 07, 2017 Filed Mar 15, 2017 20:05 UTC
Van Hulle John VSVP, President of GCAI
GiftCommon Stock 2,945 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011783 · form4.xml · nonDerivative · entry 3

Van Hulle John V · CIK 0001479548 · SVP, President of GCAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: This transaction involved a gift of securities by the reporting person to a trust, which holds the shares for the benefit of the reporting person's spouse.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 21:06 UTC
Kunkle Lisa K.SVP Gnrl Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 300 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010813 · form4.xml · derivative · entry 4

Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300 shares

Expires 2017-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 21:06 UTC
Kunkle Lisa K.SVP Gnrl Counsel & Secretary
Tax withholdingCommon Stock 103 $34.00 $3,502.00
Disclosure

SEC source: 0001127602-17-010813 · form4.xml · nonDerivative · entry 2

Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,320

Read SEC document
March 06, 2017 Filed Mar 8, 2017 21:06 UTC
Kunkle Lisa K.SVP Gnrl Counsel & Secretary
Exercise / conversionCommon Stock 300 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-010813 · form4.xml · nonDerivative · entry 1

Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:42 UTC
Garratt Michael ASVP, Chief Commercial Officer
GrantStock Appreciation Rights · Derivative 13,250 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001127602-17-006958 · form4.xml · derivative · entry 2

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Underlying: Common Stock · 13,250 shares

Expires 2027-02-15

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:42 UTC
Garratt Michael ASVP, Chief Commercial Officer
GrantRestricted Stock Units · Derivative 4,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006958 · form4.xml · derivative · entry 1

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock · 4,400 shares

Expires 2020-02-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:51 UTC
Wiseman Donald KSVP, President of PP&S
GrantStock Appreciation Rights · Derivative 8,680 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001127602-17-006971 · form4.xml · derivative · entry 2

Wiseman Donald K · CIK 0001672055 · SVP, President of PP&S

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,680

Underlying: Common Stock · 8,680 shares

Expires 2027-02-15

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:51 UTC
Wiseman Donald KSVP, President of PP&S
GrantRestricted Stock Units · Derivative 2,870 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006971 · form4.xml · derivative · entry 1

Wiseman Donald K · CIK 0001672055 · SVP, President of PP&S

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,870

Underlying: Common Stock · 2,870 shares

Expires 2020-02-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:50 UTC GrantStock Appreciation Rights · Derivative 8,850 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001127602-17-006968 · form4.xml · derivative · entry 2

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,850

Underlying: Common Stock · 8,850 shares

Expires 2027-02-15

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:50 UTC GrantRestricted Stock Units · Derivative 2,950 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006968 · form4.xml · derivative · entry 1

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,950

Underlying: Common Stock · 2,950 shares

Expires 2020-02-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:48 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
GrantStock Appreciation Rights · Derivative 10,100 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001127602-17-006965 · form4.xml · derivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

Underlying: Common Stock · 10,100 shares

Expires 2027-02-15

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:48 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
GrantRestricted Stock Units · Derivative 3,350 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006965 · form4.xml · derivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,350

Underlying: Common Stock · 3,350 shares

Expires 2020-02-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:46 UTC
Altice Richard N.SVP & President DSS
GrantStock Appreciation Rights · Derivative 12,450 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001127602-17-006963 · form4.xml · derivative · entry 2

Altice Richard N. · CIK 0001539629 · SVP & President DSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,450

Underlying: Common Stock · 12,450 shares

Expires 2027-02-15

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:46 UTC
Altice Richard N.SVP & President DSS
GrantRestricted Stock Units · Derivative 4,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006963 · form4.xml · derivative · entry 1

Altice Richard N. · CIK 0001539629 · SVP & President DSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,150

Underlying: Common Stock · 4,150 shares

Expires 2020-02-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:44 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
GrantStock Appreciation Rights · Derivative 11,950 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001127602-17-006960 · form4.xml · derivative · entry 2

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,950

Underlying: Common Stock · 11,950 shares

Expires 2027-02-15

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:44 UTC
Midea M. John Jr.SVP, Glbl Ops & Process Imprv
GrantRestricted Stock Units · Derivative 3,950 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006960 · form4.xml · derivative · entry 1

Midea M. John Jr. · CIK 0001632652 · SVP, Glbl Ops & Process Imprv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950

Underlying: Common Stock · 3,950 shares

Expires 2020-02-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:40 UTC
Crist Mark DSVP, President of Distribution
GrantStock Appreciation Rights · Derivative 11,600 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001127602-17-006957 · form4.xml · derivative · entry 2

Crist Mark D · CIK 0001609173 · SVP, President of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,600

Underlying: Common Stock · 11,600 shares

Expires 2027-02-15

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:40 UTC
Crist Mark DSVP, President of Distribution
GrantRestricted Stock Units · Derivative 3,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006957 · form4.xml · derivative · entry 1

Crist Mark D · CIK 0001609173 · SVP, President of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,850

Underlying: Common Stock · 3,850 shares

Expires 2020-02-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:38 UTC
Kunkle Lisa K.SVP Gnrl Counsel & Secretary
GrantStock Appreciation Rights · Derivative 12,100 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001127602-17-006956 · form4.xml · derivative · entry 2

Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,100

Underlying: Common Stock · 12,100 shares

Expires 2027-02-15

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:38 UTC
Kunkle Lisa K.SVP Gnrl Counsel & Secretary
GrantRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006956 · form4.xml · derivative · entry 1

Kunkle Lisa K. · CIK 0001632842 · SVP Gnrl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2020-02-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:37 UTC
Nikrant Craig MSVP President Global SEM
GrantStock Appreciation Rights · Derivative 13,750 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001127602-17-006955 · form4.xml · derivative · entry 2

Nikrant Craig M · CIK 0001479549 · SVP President Global SEM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 13,750 shares

Expires 2027-02-15

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:37 UTC
Nikrant Craig MSVP President Global SEM
GrantRestricted Stock Units · Derivative 4,550 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006955 · form4.xml · derivative · entry 1

Nikrant Craig M · CIK 0001479549 · SVP President Global SEM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550

Underlying: Common Stock · 4,550 shares

Expires 2020-02-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:34 UTC
Van Hulle John VSVP, President of GCAI
GrantStock Appreciation Rights · Derivative 14,900 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001127602-17-006952 · form4.xml · derivative · entry 2

Van Hulle John V · CIK 0001479548 · SVP, President of GCAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,900

Underlying: Common Stock · 14,900 shares

Expires 2027-02-15

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:34 UTC
Van Hulle John VSVP, President of GCAI
GrantRestricted Stock Units · Derivative 4,950 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006952 · form4.xml · derivative · entry 1

Van Hulle John V · CIK 0001479548 · SVP, President of GCAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,950

Underlying: Common Stock · 4,950 shares

Expires 2020-02-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:32 UTC
RICHARDSON BRADLEY CEVP & Chief Financial Officer
GrantStock Appreciation Rights · Derivative 24,650 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001127602-17-006949 · form4.xml · derivative · entry 2

RICHARDSON BRADLEY C · CIK 0001232523 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,650

Underlying: Common Stock · 24,650 shares

Expires 2027-02-15

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:32 UTC
RICHARDSON BRADLEY CEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 8,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006949 · form4.xml · derivative · entry 1

RICHARDSON BRADLEY C · CIK 0001232523 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,150

Underlying: Common Stock · 8,150 shares

Expires 2020-02-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:29 UTC
Patterson Robert MDirector · Chairman, President & CEO
GrantStock Appreciation Rights · Derivative 118,200 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001127602-17-006947 · form4.xml · derivative · entry 2

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,200

Underlying: Common Stock · 118,200 shares

Expires 2027-02-15

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:29 UTC
Patterson Robert MDirector · Chairman, President & CEO
GrantRestricted Stock Units · Derivative 39,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006947 · form4.xml · derivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,050

Underlying: Common Stock · 39,050 shares

Expires 2020-02-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:52 UTC
Garratt Michael ASVP, Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006101 · form4.xml · derivative · entry 3

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,100 shares

Expires 2017-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:52 UTC
Garratt Michael ASVP, Chief Commercial Officer
Tax withholdingCommon Stock 1,160 $34.59 $40,124.40
Disclosure

SEC source: 0001127602-17-006101 · form4.xml · nonDerivative · entry 2

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,563

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:52 UTC
Garratt Michael ASVP, Chief Commercial Officer
Exercise / conversionCommon Stock 3,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006101 · form4.xml · nonDerivative · entry 1

Garratt Michael A · CIK 0001582428 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:49 UTC
Van Hulle John VSVP, President of GCAI
Exercise / conversionRestricted Stock Units · Derivative 4,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006092 · form4.xml · derivative · entry 3

Van Hulle John V · CIK 0001479548 · SVP, President of GCAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,200 shares

Expires 2017-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:49 UTC
Van Hulle John VSVP, President of GCAI
Tax withholdingCommon Stock 1,415 $34.59 $48,944.85
Disclosure

SEC source: 0001127602-17-006092 · form4.xml · nonDerivative · entry 2

Van Hulle John V · CIK 0001479548 · SVP, President of GCAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,945

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:49 UTC
Van Hulle John VSVP, President of GCAI
Exercise / conversionCommon Stock 4,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006092 · form4.xml · nonDerivative · entry 1

Van Hulle John V · CIK 0001479548 · SVP, President of GCAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:57 UTC
Nikrant Craig MSVP President Global SEM
Exercise / conversionRestricted Stock Units · Derivative 3,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006109 · form4.xml · derivative · entry 5

Nikrant Craig M · CIK 0001479549 · SVP President Global SEM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2017-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:57 UTC
Nikrant Craig MSVP President Global SEM
Tax withholdingCommon Stock 1,285 $34.59 $44,448.15
Disclosure

SEC source: 0001127602-17-006109 · form4.xml · nonDerivative · entry 2

Nikrant Craig M · CIK 0001479549 · SVP President Global SEM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,577

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:57 UTC
Nikrant Craig MSVP President Global SEM
Exercise / conversionCommon Stock 3,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006109 · form4.xml · nonDerivative · entry 1

Nikrant Craig M · CIK 0001479549 · SVP President Global SEM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

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February 11, 2017 Filed Feb 14, 2017 23:02 UTC Exercise / conversionRestricted Stock Units · Derivative 650 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006120 · form4.xml · derivative · entry 3

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 650 shares

Expires 2017-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 23:02 UTC Tax withholdingCommon Stock 256 $34.59 $8,855.04
Disclosure

SEC source: 0001127602-17-006120 · form4.xml · nonDerivative · entry 2

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315

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February 11, 2017 Filed Feb 14, 2017 23:02 UTC Exercise / conversionCommon Stock 650 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006120 · form4.xml · nonDerivative · entry 1

San Martin Neto Joao Jose · CIK 0001688924 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 23:01 UTC
RICHARDSON BRADLEY CEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006118 · form4.xml · derivative · entry 4

RICHARDSON BRADLEY C · CIK 0001232523 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2017-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 23:01 UTC
RICHARDSON BRADLEY CEVP & Chief Financial Officer
Tax withholdingCommon Stock 2,420 $34.59 $83,707.80
Disclosure

SEC source: 0001127602-17-006118 · form4.xml · nonDerivative · entry 2

RICHARDSON BRADLEY C · CIK 0001232523 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,858

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February 11, 2017 Filed Feb 14, 2017 23:01 UTC
RICHARDSON BRADLEY CEVP & Chief Financial Officer
Exercise / conversionCommon Stock 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006118 · form4.xml · nonDerivative · entry 1

RICHARDSON BRADLEY C · CIK 0001232523 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 23:00 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Exercise / conversionRestricted Stock Units · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006115 · form4.xml · derivative · entry 3

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2017-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 23:00 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Tax withholdingCommon Stock 394 $34.59 $13,628.46
Disclosure

SEC source: 0001127602-17-006115 · form4.xml · nonDerivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,457

Read SEC document
February 11, 2017 Filed Feb 14, 2017 23:00 UTC
Rathbun Joel R.SVP, Mergers & Acquisitions
Exercise / conversionCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006115 · form4.xml · nonDerivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:58 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 8,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006111 · form4.xml · derivative · entry 3

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,200 shares

Expires 2017-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:58 UTC
Patterson Robert MDirector · Chairman, President & CEO
Tax withholdingCommon Stock 2,761 $34.59 $95,502.99
Disclosure

SEC source: 0001127602-17-006111 · form4.xml · nonDerivative · entry 2

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,673.545

Read SEC document
February 11, 2017 Filed Feb 14, 2017 22:58 UTC
Patterson Robert MDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 8,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006111 · form4.xml · nonDerivative · entry 1

Patterson Robert M · CIK 0001433828 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,434.545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment since the last Form 4 was filed as well as dividend equivalents earned with respect to the vested restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.