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Nasdaq · USD

ATER

Aterian, Inc.

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8078
SEC CIK
0001757715
Parsed reports
224

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2023 Filed Nov 17, 2023 21:52 UTC
Liebel SarahDirector
SaleCommon Stock 75,000 $0.35 $26,250.00
Disclosure

SEC source: 0001437749-23-032483 · rdgdoc.xml · nonDerivative · entry 1

Liebel Sarah · CIK 0001844469 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,193

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.32 to $0.38, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
September 13, 2023 Filed Sep 14, 2023 21:22 UTC
Lepper PhillipChief Revenue Officer
GrantCommon Stock 624,437 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025938 · rdgdoc.xml · nonDerivative · entry 1

Lepper Phillip · CIK 0001985049 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,012,389

F1 · shares: Shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 01:28 UTC GrantCommon Stock 270,270 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025942 · rdgdoc.xml · nonDerivative · entry 1

Harlam Bari A · CIK 0001801854 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,137

F1 · kind: Comprised solely of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 01:26 UTC GrantCommon Stock 270,270 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025941 · rdgdoc.xml · nonDerivative · entry 1

KURTZ WILLIAM · CIK 0001231740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,013

F1 · kind: Comprised solely of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 01:25 UTC
Rodriguez ArturoDirector · Co-CEO; CFO
GrantCommon Stock 945,946 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025940 · rdgdoc.xml · nonDerivative · entry 1

Rodriguez Arturo · CIK 0001354895 · Director · Co-CEO; CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,278,954

F1 · shares: Shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 01:29 UTC GrantCommon Stock 270,270 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025943 · rdgdoc.xml · nonDerivative · entry 1

Lattmann Susan E. · CIK 0001601319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,193

F1 · kind: Comprised solely of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 01:31 UTC
Liebel SarahDirector
GrantCommon Stock 270,270 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025944 · rdgdoc.xml · nonDerivative · entry 1

Liebel Sarah · CIK 0001844469 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,193

F1 · kind: Comprised solely of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 01:24 UTC
Risico Joseph ADirector · Co-CEO
GrantCommon Stock 945,946 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025939 · rdgdoc.xml · nonDerivative · entry 1

Risico Joseph A · CIK 0001778024 · Director · Co-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,329,421

F1 · shares: Shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 19:20 UTC GrantCommon Stock 270,270 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-026080 · rdgdoc.xml · nonDerivative · entry 1

Williams Cynthia W · CIK 0001916187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,670

F1 · kind: Comprised solely of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.

Read SEC document
September 12, 2023 Filed Sep 15, 2023 01:32 UTC
Zahut Roi ZionChief Technology Officer
SaleCommon Stock 11,489 $0.34 $3,906.26
Disclosure

SEC source: 0001437749-23-025945 · rdgdoc.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,339,036

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 01:10 UTC
Rodriguez ArturoChief Financial Officer
SaleCommon Stock 74,771 $0.51 $38,065.92
Disclosure

SEC source: 0001437749-23-017481 · rdgdoc.xml · nonDerivative · entry 2

Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,333,008

F2 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 01:10 UTC
Rodriguez ArturoChief Financial Officer
GrantCommon Stock 958,410 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017481 · rdgdoc.xml · nonDerivative · entry 1

Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,407,779

F1 · kind: Comprised of 924,437 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 33,973 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 01:14 UTC
Zahut Roi ZionChief Technology Officer
SaleCommon Stock 72,631 $0.51 $36,976.44
Disclosure

SEC source: 0001437749-23-017484 · rdgdoc.xml · nonDerivative · entry 2

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,350,525

F2 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 01:14 UTC
Zahut Roi ZionChief Technology Officer
GrantCommon Stock 958,410 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017484 · rdgdoc.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,423,156

F1 · kind: Comprised of 924,437 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 33,973 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 01:16 UTC
Risico Joseph AChief Legal Officer
SaleCommon Stock 58,580 $0.51 $29,846.51
Disclosure

SEC source: 0001437749-23-017488 · rdgdoc.xml · nonDerivative · entry 2

Risico Joseph A · CIK 0001778024 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,383,475

F2 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 01:16 UTC
Risico Joseph AChief Legal Officer
GrantCommon Stock 958,410 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017488 · rdgdoc.xml · nonDerivative · entry 1

Risico Joseph A · CIK 0001778024 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,442,055

F1 · kind: Comprised of 924,437 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 33,973 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 01:09 UTC
Sarig Yaniv ZionDirector · Chief Executive Officer
SaleCommon Stock 93,378 $0.51 $47,566.75
Disclosure

SEC source: 0001437749-23-017479 · rdgdoc.xml · nonDerivative · entry 2

Sarig Yaniv Zion · CIK 0001778026 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,982,259

F2 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 01:09 UTC
Sarig Yaniv ZionDirector · Chief Executive Officer
GrantCommon Stock 2,048,002 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017479 · rdgdoc.xml · nonDerivative · entry 1

Sarig Yaniv Zion · CIK 0001778026 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,075,637

F1 · kind: Comprised of 2,009,646 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 38,356 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 23:58 UTC
Rodriguez ArturoChief Financial Officer
SaleCommon Stock 4,479 $0.96 $4,299.84
Disclosure

SEC source: 0001437749-23-006947 · rdgdoc.xml · nonDerivative · entry 1

Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,369

F1 · kind: Tax withholding obligations required these shares to be sold automatically by the Reporting Person on a non-discretionary basis upon vesting of restricted stock awards.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 23:56 UTC
Chaouat-Fix MihalChief Supply Chain Officer
SaleCommon Stock 3,551 $0.96 $3,408.96
Disclosure

SEC source: 0001437749-23-006946 · rdgdoc.xml · nonDerivative · entry 1

Chaouat-Fix Mihal · CIK 0001778022 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,773

F1 · kind: Tax withholding obligations required these shares to be sold automatically by the Reporting Person on a non-discretionary basis upon vesting of restricted stock awards.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 23:55 UTC
Zahut Roi ZionChief Technology Officer
SaleCommon Stock 4,479 $0.96 $4,299.84
Disclosure

SEC source: 0001437749-23-006945 · rdgdoc.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,746

F1 · kind: Tax withholding obligations required these shares to be sold automatically by the Reporting Person on a non-discretionary basis upon vesting of restricted stock awards.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 22:21 UTC
Sarig Yaniv ZionDirector · Chief Executive Officer
GrantCommon Stock 333,104 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-001615 · rdgdoc.xml · nonDerivative · entry 1

Sarig Yaniv Zion · CIK 0001778026 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027,635

F1 · price: The shares of common stock represented by this Form 4 were granted to the Reporting Person in lieu of a majority of their annual cash component of salary.

Read SEC document
December 15, 2022 Filed Dec 17, 2022 02:06 UTC
Chaouat-Fix MihalChief Product Officer
SaleCommon Stock 3,220 $1.00 $3,220.00
Disclosure

SEC source: 0001437749-22-029298 · rdgdoc.xml · nonDerivative · entry 1

Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,324

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.01, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
December 15, 2022 Filed Dec 17, 2022 02:04 UTC
Zahut Roi ZionChief Technology Officer
SaleCommon Stock 4,175 $1.00 $4,175.00
Disclosure

SEC source: 0001437749-22-029297 · rdgdoc.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,225

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.01, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 20:20 UTC
Rodriguez ArturoChief Financial Officer
GrantCommon Stock Warrant (right to buy) · Derivative 14,285 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0000899243-22-033155 · doc4.xml · derivative · entry 2

Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,285

Underlying: Common Stock · 14,285 shares

Expires 2028-04-04

F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 20:20 UTC
Rodriguez ArturoChief Financial Officer
GrantCommon Stock 14,285 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-033155 · doc4.xml · nonDerivative · entry 1

Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,848

F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 20:20 UTC
Sarig Yaniv ZionDirector · See Remarks
GrantCommon Stock Warrant (right to buy) · Derivative 47,619 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0000899243-22-033154 · doc4.xml · derivative · entry 2

Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,619

Underlying: Common Stock · 47,619 shares

Expires 2028-04-04

F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 20:20 UTC
Sarig Yaniv ZionDirector · See Remarks
GrantCommon Stock 47,619 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-033154 · doc4.xml · nonDerivative · entry 1

Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,531

F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 20:20 UTC
Zahut Roi ZionChief Technology Officer
GrantCommon Stock Warrant (right to buy) · Derivative 7,143 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0000899243-22-033153 · doc4.xml · derivative · entry 2

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,143

Underlying: Common Stock · 7,143 shares

Expires 2028-04-04

F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 20:20 UTC
Zahut Roi ZionChief Technology Officer
GrantCommon Stock 7,143 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-033153 · doc4.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,400

F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 20:20 UTC
Risico Joseph AChief Legal Officer
GrantCommon Stock Warrant (right to buy) · Derivative 47,619 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0000899243-22-033152 · doc4.xml · derivative · entry 2

Risico Joseph A · CIK 0001778024 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,619

Underlying: Common Stock · 47,619 shares

Expires 2028-04-04

F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 20:20 UTC
Risico Joseph AChief Legal Officer
GrantCommon Stock 47,619 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-033152 · doc4.xml · nonDerivative · entry 1

Risico Joseph A · CIK 0001778024 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,645

F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

Read SEC document
September 13, 2022 Filed Sep 16, 2022 01:00 UTC
Rodriguez ArturoChief Financial Officer
SaleCommon Stock 4,205 $2.37 $9,965.85
Disclosure

SEC source: 0000899243-22-031211 · doc4.xml · nonDerivative · entry 1

Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,563

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.41, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
September 13, 2022 Filed Sep 16, 2022 01:00 UTC
Risico Joseph AChief Legal Officer
SaleCommon Stock 4,205 $2.37 $9,965.85
Disclosure

SEC source: 0000899243-22-031210 · doc4.xml · nonDerivative · entry 1

Risico Joseph A · CIK 0001778024 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,026

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.41, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
September 13, 2022 Filed Sep 16, 2022 01:00 UTC
Chaouat-Fix MihalChief Product Officer
SaleCommon Stock 3,784 $2.37 $8,968.08
Disclosure

SEC source: 0000899243-22-031209 · doc4.xml · nonDerivative · entry 1

Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,544

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.41, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

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September 13, 2022 Filed Sep 16, 2022 01:00 UTC
Sarig Yaniv ZionDirector · See Remarks
SaleCommon Stock 10,948 $2.37 $25,946.76
Disclosure

SEC source: 0000899243-22-031208 · doc4.xml · nonDerivative · entry 1

Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,912

F1 · shares: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.41, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

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September 13, 2022 Filed Sep 16, 2022 01:00 UTC
Zahut Roi ZionChief Technology Officer
SaleCommon Stock 4,205 $2.37 $9,965.85
Disclosure

SEC source: 0000899243-22-031207 · doc4.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,257

F1 · shares: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.41, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

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July 26, 2022 Filed Jul 28, 2022 21:01 UTC GrantCommon Stock 42,195 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026991 · doc4.xml · nonDerivative · entry 1

Williams Cynthia W · CIK 0001916187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,400

F1 · shares: Comprised solely of shares of restricted common stock that are subject to vesting.

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July 26, 2022 Filed Jul 29, 2022 01:02 UTC GrantCommon Stock 42,195 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026992 · doc4.xml · nonDerivative · entry 1

Harlam Bari A · CIK 0001801854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,867

F1 · shares: Comprised solely of shares of restricted common stock that are subject to vesting.

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July 26, 2022 Filed Jul 29, 2022 01:02 UTC GrantCommon Stock 42,195 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026994 · doc4.xml · nonDerivative · entry 1

KURTZ WILLIAM · CIK 0001231740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,743

F1 · shares: Comprised solely of shares of restricted common stock that are subject to vesting.

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July 26, 2022 Filed Jul 29, 2022 01:01 UTC GrantCommon Stock 42,195 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026990 · doc4.xml · nonDerivative · entry 1

Lattmann Susan E. · CIK 0001601319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,923

F1 · shares: Comprised solely of shares of restricted common stock that are subject to vesting.

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July 26, 2022 Filed Jul 29, 2022 01:02 UTC
Liebel SarahDirector
GrantCommon Stock 42,195 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-026993 · doc4.xml · nonDerivative · entry 1

Liebel Sarah · CIK 0001844469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,923

F1 · shares: Comprised solely of shares of restricted common stock that are subject to vesting.

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June 14, 2022 Filed Jun 17, 2022 01:00 UTC
Rodriguez ArturoChief Financial Officer
SaleCommon Stock 23,833 $2.56 $61,012.48
Disclosure

SEC source: 0000899243-22-022962 · doc4.xml · nonDerivative · entry 1

Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,768

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.605, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

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June 14, 2022 Filed Jun 17, 2022 01:00 UTC
Zahut Roi ZionChief Technology Officer
SaleCommon Stock 23,833 $2.56 $61,012.48
Disclosure

SEC source: 0000899243-22-022965 · doc4.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,462

F1 · shares: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.605, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

F3 · balance_after: The Reporting Person's previously filed Form 4s overstated the amount of shares beneficially owned in Column 5 by 46,136 shares due to an administrative error. The total amount reported in column 5 of this Form 4 has been updated to correct this error.

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June 14, 2022 Filed Jun 17, 2022 01:00 UTC
Risico Joseph AChief Legal Officer
SaleCommon Stock 23,833 $2.56 $61,012.48
Disclosure

SEC source: 0000899243-22-022964 · doc4.xml · nonDerivative · entry 1

Risico Joseph A · CIK 0001778024 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,231

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.605, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

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June 14, 2022 Filed Jun 17, 2022 01:00 UTC
Chaouat-Fix MihalChief Product Officer
SaleCommon Stock 21,449 $2.56 $54,909.44
Disclosure

SEC source: 0000899243-22-022963 · doc4.xml · nonDerivative · entry 1

Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,328

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.605, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

F3 · balance_after: The Reporting Person's previously filed Form 4s understated the amount of shares beneficially owned in Column 5 by 4,348 shares due to an administrative error. The total amount reported in column 5 of this Form 4 has been updated to correct this error.

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June 14, 2022 Filed Jun 17, 2022 01:00 UTC
Sarig Yaniv ZionDirector · See Remarks
SaleCommon Stock 52,244 $2.56 $133,744.64
Disclosure

SEC source: 0000899243-22-022961 · doc4.xml · nonDerivative · entry 1

Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,860

F1 · shares: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.605, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

F3 · balance_after: The Reporting Person's previously filed Form 4s understated the amount of shares beneficially owned in Column 5 by 2,852 shares due to an administrative error. The total amount reported in column 5 of this Form 4 has been updated to correct this error.

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May 31, 2022 Filed May 31, 2022 21:05 UTC GrantCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020305 · doc4.xml · nonDerivative · entry 1

von Rueden Anton · CIK 0001924882 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

F1 · shares: Comprised of 500,000 shares of restricted common stock granted pursuant to the Issuer's 2022 Inducement Equity Incentive Plan that are subject to vesting.

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May 27, 2022 Filed Jun 1, 2022 01:04 UTC
Rodriguez ArturoChief Financial Officer
GrantCommon Stock 12,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020304 · doc4.xml · nonDerivative · entry 2

Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,601

F2 · shares: Comprised of 12,400 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.

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May 27, 2022 Filed Jun 1, 2022 01:04 UTC
Rodriguez ArturoChief Financial Officer
GrantCommon Stock 279,471 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020304 · doc4.xml · nonDerivative · entry 1

Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,201

F1 · shares: Comprised of 279,471 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.