Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2023 Filed Nov 17, 2023 21:52 UTC |
Liebel SarahDirector
|
SaleCommon Stock | 75,000 | $0.35 | $26,250.00 |
DisclosureSEC source: 0001437749-23-032483 · rdgdoc.xml · nonDerivative · entry 1 Liebel Sarah · CIK 0001844469 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,193 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.32 to $0.38, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 21:22 UTC |
Lepper PhillipChief Revenue Officer
|
GrantCommon Stock | 624,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-025938 · rdgdoc.xml · nonDerivative · entry 1 Lepper Phillip · CIK 0001985049 · Chief Revenue Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,012,389 F1 · shares: Shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 01:28 UTC |
Harlam Bari ADirector
|
GrantCommon Stock | 270,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-025942 · rdgdoc.xml · nonDerivative · entry 1 Harlam Bari A · CIK 0001801854 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 358,137 F1 · kind: Comprised solely of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 01:26 UTC |
KURTZ WILLIAMDirector
|
GrantCommon Stock | 270,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-025941 · rdgdoc.xml · nonDerivative · entry 1 KURTZ WILLIAM · CIK 0001231740 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 374,013 F1 · kind: Comprised solely of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 01:25 UTC |
Rodriguez ArturoDirector · Co-CEO; CFO
|
GrantCommon Stock | 945,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-025940 · rdgdoc.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Director · Co-CEO; CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,278,954 F1 · shares: Shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 01:29 UTC |
Lattmann Susan E.Director
|
GrantCommon Stock | 270,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-025943 · rdgdoc.xml · nonDerivative · entry 1 Lattmann Susan E. · CIK 0001601319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 374,193 F1 · kind: Comprised solely of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 01:31 UTC |
Liebel SarahDirector
|
GrantCommon Stock | 270,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-025944 · rdgdoc.xml · nonDerivative · entry 1 Liebel Sarah · CIK 0001844469 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 374,193 F1 · kind: Comprised solely of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 01:24 UTC |
Risico Joseph ADirector · Co-CEO
|
GrantCommon Stock | 945,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-025939 · rdgdoc.xml · nonDerivative · entry 1 Risico Joseph A · CIK 0001778024 · Director · Co-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,329,421 F1 · shares: Shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 19:20 UTC |
Williams Cynthia WDirector
|
GrantCommon Stock | 270,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-026080 · rdgdoc.xml · nonDerivative · entry 1 Williams Cynthia W · CIK 0001916187 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 396,670 F1 · kind: Comprised solely of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| September 12, 2023 Filed Sep 15, 2023 01:32 UTC |
Zahut Roi ZionChief Technology Officer
|
SaleCommon Stock | 11,489 | $0.34 | $3,906.26 |
DisclosureSEC source: 0001437749-23-025945 · rdgdoc.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,339,036 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 01:10 UTC |
Rodriguez ArturoChief Financial Officer
|
SaleCommon Stock | 74,771 | $0.51 | $38,065.92 |
DisclosureSEC source: 0001437749-23-017481 · rdgdoc.xml · nonDerivative · entry 2 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,333,008 F2 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 01:10 UTC |
Rodriguez ArturoChief Financial Officer
|
GrantCommon Stock | 958,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-017481 · rdgdoc.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,407,779 F1 · kind: Comprised of 924,437 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 33,973 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 01:14 UTC |
Zahut Roi ZionChief Technology Officer
|
SaleCommon Stock | 72,631 | $0.51 | $36,976.44 |
DisclosureSEC source: 0001437749-23-017484 · rdgdoc.xml · nonDerivative · entry 2 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,350,525 F2 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 01:14 UTC |
Zahut Roi ZionChief Technology Officer
|
GrantCommon Stock | 958,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-017484 · rdgdoc.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,423,156 F1 · kind: Comprised of 924,437 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 33,973 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 01:16 UTC |
Risico Joseph AChief Legal Officer
|
SaleCommon Stock | 58,580 | $0.51 | $29,846.51 |
DisclosureSEC source: 0001437749-23-017488 · rdgdoc.xml · nonDerivative · entry 2 Risico Joseph A · CIK 0001778024 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,383,475 F2 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 01:16 UTC |
Risico Joseph AChief Legal Officer
|
GrantCommon Stock | 958,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-017488 · rdgdoc.xml · nonDerivative · entry 1 Risico Joseph A · CIK 0001778024 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,442,055 F1 · kind: Comprised of 924,437 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 33,973 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 01:09 UTC |
Sarig Yaniv ZionDirector · Chief Executive Officer
|
SaleCommon Stock | 93,378 | $0.51 | $47,566.75 |
DisclosureSEC source: 0001437749-23-017479 · rdgdoc.xml · nonDerivative · entry 2 Sarig Yaniv Zion · CIK 0001778026 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,982,259 F2 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 01:09 UTC |
Sarig Yaniv ZionDirector · Chief Executive Officer
|
GrantCommon Stock | 2,048,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-017479 · rdgdoc.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,075,637 F1 · kind: Comprised of 2,009,646 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 38,356 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:58 UTC |
Rodriguez ArturoChief Financial Officer
|
SaleCommon Stock | 4,479 | $0.96 | $4,299.84 |
DisclosureSEC source: 0001437749-23-006947 · rdgdoc.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,369 F1 · kind: Tax withholding obligations required these shares to be sold automatically by the Reporting Person on a non-discretionary basis upon vesting of restricted stock awards. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:56 UTC |
Chaouat-Fix MihalChief Supply Chain Officer
|
SaleCommon Stock | 3,551 | $0.96 | $3,408.96 |
DisclosureSEC source: 0001437749-23-006946 · rdgdoc.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,773 F1 · kind: Tax withholding obligations required these shares to be sold automatically by the Reporting Person on a non-discretionary basis upon vesting of restricted stock awards. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:55 UTC |
Zahut Roi ZionChief Technology Officer
|
SaleCommon Stock | 4,479 | $0.96 | $4,299.84 |
DisclosureSEC source: 0001437749-23-006945 · rdgdoc.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,746 F1 · kind: Tax withholding obligations required these shares to be sold automatically by the Reporting Person on a non-discretionary basis upon vesting of restricted stock awards. Read SEC document |
| January 19, 2023 Filed Jan 23, 2023 22:21 UTC |
Sarig Yaniv ZionDirector · Chief Executive Officer
|
GrantCommon Stock | 333,104 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-001615 · rdgdoc.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,027,635 F1 · price: The shares of common stock represented by this Form 4 were granted to the Reporting Person in lieu of a majority of their annual cash component of salary. Read SEC document |
| December 15, 2022 Filed Dec 17, 2022 02:06 UTC |
Chaouat-Fix MihalChief Product Officer
|
SaleCommon Stock | 3,220 | $1.00 | $3,220.00 |
DisclosureSEC source: 0001437749-22-029298 · rdgdoc.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,324 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.01, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| December 15, 2022 Filed Dec 17, 2022 02:04 UTC |
Zahut Roi ZionChief Technology Officer
|
SaleCommon Stock | 4,175 | $1.00 | $4,175.00 |
DisclosureSEC source: 0001437749-22-029297 · rdgdoc.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,225 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.01, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:20 UTC |
Rodriguez ArturoChief Financial Officer
|
GrantCommon Stock Warrant (right to buy) · Derivative | 14,285 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0000899243-22-033155 · doc4.xml · derivative · entry 2 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,285 Underlying: Common Stock · 14,285 shares Expires 2028-04-04 F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:20 UTC |
Rodriguez ArturoChief Financial Officer
|
GrantCommon Stock | 14,285 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-033155 · doc4.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,848 F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:20 UTC |
Sarig Yaniv ZionDirector · See Remarks
|
GrantCommon Stock Warrant (right to buy) · Derivative | 47,619 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0000899243-22-033154 · doc4.xml · derivative · entry 2 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,619 Underlying: Common Stock · 47,619 shares Expires 2028-04-04 F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:20 UTC |
Sarig Yaniv ZionDirector · See Remarks
|
GrantCommon Stock | 47,619 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-033154 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,531 F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:20 UTC |
Zahut Roi ZionChief Technology Officer
|
GrantCommon Stock Warrant (right to buy) · Derivative | 7,143 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0000899243-22-033153 · doc4.xml · derivative · entry 2 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,143 Underlying: Common Stock · 7,143 shares Expires 2028-04-04 F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:20 UTC |
Zahut Roi ZionChief Technology Officer
|
GrantCommon Stock | 7,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-033153 · doc4.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,400 F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:20 UTC |
Risico Joseph AChief Legal Officer
|
GrantCommon Stock Warrant (right to buy) · Derivative | 47,619 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0000899243-22-033152 · doc4.xml · derivative · entry 2 Risico Joseph A · CIK 0001778024 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,619 Underlying: Common Stock · 47,619 shares Expires 2028-04-04 F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:20 UTC |
Risico Joseph AChief Legal Officer
|
GrantCommon Stock | 47,619 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-033152 · doc4.xml · nonDerivative · entry 1 Risico Joseph A · CIK 0001778024 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,645 F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. Read SEC document |
| September 13, 2022 Filed Sep 16, 2022 01:00 UTC |
Rodriguez ArturoChief Financial Officer
|
SaleCommon Stock | 4,205 | $2.37 | $9,965.85 |
DisclosureSEC source: 0000899243-22-031211 · doc4.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,563 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.41, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| September 13, 2022 Filed Sep 16, 2022 01:00 UTC |
Risico Joseph AChief Legal Officer
|
SaleCommon Stock | 4,205 | $2.37 | $9,965.85 |
DisclosureSEC source: 0000899243-22-031210 · doc4.xml · nonDerivative · entry 1 Risico Joseph A · CIK 0001778024 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,026 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.41, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| September 13, 2022 Filed Sep 16, 2022 01:00 UTC |
Chaouat-Fix MihalChief Product Officer
|
SaleCommon Stock | 3,784 | $2.37 | $8,968.08 |
DisclosureSEC source: 0000899243-22-031209 · doc4.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,544 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.41, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| September 13, 2022 Filed Sep 16, 2022 01:00 UTC |
Sarig Yaniv ZionDirector · See Remarks
|
SaleCommon Stock | 10,948 | $2.37 | $25,946.76 |
DisclosureSEC source: 0000899243-22-031208 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,912 F1 · shares: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.41, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| September 13, 2022 Filed Sep 16, 2022 01:00 UTC |
Zahut Roi ZionChief Technology Officer
|
SaleCommon Stock | 4,205 | $2.37 | $9,965.85 |
DisclosureSEC source: 0000899243-22-031207 · doc4.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,257 F1 · shares: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.41, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 21:01 UTC |
Williams Cynthia WDirector
|
GrantCommon Stock | 42,195 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-026991 · doc4.xml · nonDerivative · entry 1 Williams Cynthia W · CIK 0001916187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,400 F1 · shares: Comprised solely of shares of restricted common stock that are subject to vesting. Read SEC document |
| July 26, 2022 Filed Jul 29, 2022 01:02 UTC |
Harlam Bari ADirector
|
GrantCommon Stock | 42,195 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-026992 · doc4.xml · nonDerivative · entry 1 Harlam Bari A · CIK 0001801854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,867 F1 · shares: Comprised solely of shares of restricted common stock that are subject to vesting. Read SEC document |
| July 26, 2022 Filed Jul 29, 2022 01:02 UTC |
KURTZ WILLIAMDirector
|
GrantCommon Stock | 42,195 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-026994 · doc4.xml · nonDerivative · entry 1 KURTZ WILLIAM · CIK 0001231740 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,743 F1 · shares: Comprised solely of shares of restricted common stock that are subject to vesting. Read SEC document |
| July 26, 2022 Filed Jul 29, 2022 01:01 UTC |
Lattmann Susan E.Director
|
GrantCommon Stock | 42,195 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-026990 · doc4.xml · nonDerivative · entry 1 Lattmann Susan E. · CIK 0001601319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,923 F1 · shares: Comprised solely of shares of restricted common stock that are subject to vesting. Read SEC document |
| July 26, 2022 Filed Jul 29, 2022 01:02 UTC |
Liebel SarahDirector
|
GrantCommon Stock | 42,195 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-026993 · doc4.xml · nonDerivative · entry 1 Liebel Sarah · CIK 0001844469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,923 F1 · shares: Comprised solely of shares of restricted common stock that are subject to vesting. Read SEC document |
| June 14, 2022 Filed Jun 17, 2022 01:00 UTC |
Rodriguez ArturoChief Financial Officer
|
SaleCommon Stock | 23,833 | $2.56 | $61,012.48 |
DisclosureSEC source: 0000899243-22-022962 · doc4.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,768 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.605, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 14, 2022 Filed Jun 17, 2022 01:00 UTC |
Zahut Roi ZionChief Technology Officer
|
SaleCommon Stock | 23,833 | $2.56 | $61,012.48 |
DisclosureSEC source: 0000899243-22-022965 · doc4.xml · nonDerivative · entry 1 Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,462 F1 · shares: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.605, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. F3 · balance_after: The Reporting Person's previously filed Form 4s overstated the amount of shares beneficially owned in Column 5 by 46,136 shares due to an administrative error. The total amount reported in column 5 of this Form 4 has been updated to correct this error. Read SEC document |
| June 14, 2022 Filed Jun 17, 2022 01:00 UTC |
Risico Joseph AChief Legal Officer
|
SaleCommon Stock | 23,833 | $2.56 | $61,012.48 |
DisclosureSEC source: 0000899243-22-022964 · doc4.xml · nonDerivative · entry 1 Risico Joseph A · CIK 0001778024 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,231 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.605, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 14, 2022 Filed Jun 17, 2022 01:00 UTC |
Chaouat-Fix MihalChief Product Officer
|
SaleCommon Stock | 21,449 | $2.56 | $54,909.44 |
DisclosureSEC source: 0000899243-22-022963 · doc4.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,328 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.605, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. F3 · balance_after: The Reporting Person's previously filed Form 4s understated the amount of shares beneficially owned in Column 5 by 4,348 shares due to an administrative error. The total amount reported in column 5 of this Form 4 has been updated to correct this error. Read SEC document |
| June 14, 2022 Filed Jun 17, 2022 01:00 UTC |
Sarig Yaniv ZionDirector · See Remarks
|
SaleCommon Stock | 52,244 | $2.56 | $133,744.64 |
DisclosureSEC source: 0000899243-22-022961 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,860 F1 · shares: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.605, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. F3 · balance_after: The Reporting Person's previously filed Form 4s understated the amount of shares beneficially owned in Column 5 by 2,852 shares due to an administrative error. The total amount reported in column 5 of this Form 4 has been updated to correct this error. Read SEC document |
| May 31, 2022 Filed May 31, 2022 21:05 UTC | GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020305 · doc4.xml · nonDerivative · entry 1 von Rueden Anton · CIK 0001924882 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 F1 · shares: Comprised of 500,000 shares of restricted common stock granted pursuant to the Issuer's 2022 Inducement Equity Incentive Plan that are subject to vesting. Read SEC document |
|
| May 27, 2022 Filed Jun 1, 2022 01:04 UTC |
Rodriguez ArturoChief Financial Officer
|
GrantCommon Stock | 12,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020304 · doc4.xml · nonDerivative · entry 2 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,601 F2 · shares: Comprised of 12,400 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 01:04 UTC |
Rodriguez ArturoChief Financial Officer
|
GrantCommon Stock | 279,471 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020304 · doc4.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,201 F1 · shares: Comprised of 279,471 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.