Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aterian, Inc.ATER · Entity 8078 | Director · Chief Executive Officer | June 12, 2023 | June 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aterian, Inc.
Report date June 12, 2023 · Filed June 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,982,259 |
Ending reported balance
After 2023-06-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-12 · Grant · Acquired 2,048,002 · Balance 3,075,637 F1: Comprised of 2,009,646 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 38,356 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023. Row 2 · 2023-06-12 · Sale · Disposed 93,378 · Balance 2,982,259 F2: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Comprised of 2,009,646 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 38,356 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023.
F2: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2023 Filed Jun 15, 2023 01:09 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 93,378 | $0.51 | $47,566.75 |
DisclosureSEC source: 0001437749-23-017479 · rdgdoc.xml · nonDerivative · entry 2 Sarig Yaniv Zion · CIK 0001778026 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,982,259 F2 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 01:09 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 2,048,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-017479 · rdgdoc.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,075,637 F1 · kind: Comprised of 2,009,646 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 38,356 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023. Read SEC document |
| January 19, 2023 Filed Jan 23, 2023 22:21 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 333,104 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-001615 · rdgdoc.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,027,635 F1 · price: The shares of common stock represented by this Form 4 were granted to the Reporting Person in lieu of a majority of their annual cash component of salary. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:20 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock Warrant (right to buy) · Derivative | 47,619 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0000899243-22-033154 · doc4.xml · derivative · entry 2 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,619 Underlying: Common Stock · 47,619 shares Expires 2028-04-04 F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:20 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 47,619 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-033154 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,531 F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. Read SEC document |
| September 13, 2022 Filed Sep 16, 2022 01:00 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 10,948 | $2.37 | $25,946.76 |
DisclosureSEC source: 0000899243-22-031208 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,912 F1 · shares: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.41, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 14, 2022 Filed Jun 17, 2022 01:00 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 52,244 | $2.56 | $133,744.64 |
DisclosureSEC source: 0000899243-22-022961 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,860 F1 · shares: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.605, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. F3 · balance_after: The Reporting Person's previously filed Form 4s understated the amount of shares beneficially owned in Column 5 by 2,852 shares due to an administrative error. The total amount reported in column 5 of this Form 4 has been updated to correct this error. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 01:07 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020310 · doc4.xml · nonDerivative · entry 2 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,252 F2 · shares: Comprised of 14,000 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 01:07 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020310 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693,252 F1 · shares: Comprised of 300,000 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| March 23, 2022 Filed Mar 26, 2022 01:00 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 166,127 | $2.68 | $445,735.35 |
DisclosureSEC source: 0000899243-22-012388 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,252 F1 · kind: Shares were either: (a) automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards held by the Reporting Person, or (b) sold by the Reporting Person solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards owned by the Sarig-Bulow Family Trust. Pursuant to the arrangements of the Sarig-Bulow Family Trust, Mr. Sarig does not beneficially own any of the securities owned by the Sarig-Bulow Family Trust. F2 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.805, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:05 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027264 · doc4.xml · nonDerivative · entry 3 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,379 F4 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2018 Equity Plan that are subject to vesting. 1/3rd of the shares of restricted common stock shall vest on June 11, 2022, and 1/12th of shares of restricted common stock shall vest each quarterly period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:05 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027264 · doc4.xml · nonDerivative · entry 2 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,379 F3 · shares: Comprised solely of shares of restricted common stock granted pursuant to the Issuer's Amended and Restated 2018 Equity Incentive Plan (the "2018 Equity Plan") that are subject to vesting. The shares of restricted common stock shall vest in full on January 1, 2022, subject to the Reporting Person's continued service to the Issuer through such vesting date. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:05 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 67,261 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027264 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,979 F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's Amended and Restated 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to a former employee of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in full on December 14, 2021. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 01:51 UTC | Aterian, Inc. MWK · Entity 8078 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 282,051 | $0.00 Strike: $9.72 | $0.00 |
DisclosureSEC source: 0000899243-21-011833 · doc4.xml · derivative · entry 3 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 282,051 shares Expires 2028-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F4 · derivative.exercise_date: Pursuant to the initial terms of the option, 1/3rd of the number of shares subject to the option vested on October 11, 2019 and 1/36th of the number of shares subject to the option would vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The Issuer accelerated the vesting of 60,000 shares subject to the option to March 11, 2021. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 01:51 UTC | Aterian, Inc. MWK · Entity 8078 | SaleCommon Stock | 20,108 | $34.35 | $690,709.80 |
DisclosureSEC source: 0000899243-21-011833 · doc4.xml · nonDerivative · entry 2 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,769 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F3 · ownership.direct: 776,315 shares held of record by the Sarig-Bulow Family Trust previously reported as indirect ownership by the Reporting Person are not being reported on this Form 4 and will not be reported on future Form 4's by the Reporting Person because the Reporting Person does not beneficially own such shares pursuant to the arrangements of the Trust. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 01:51 UTC | Aterian, Inc. MWK · Entity 8078 | Exercise / conversionCommon Stock | 282,051 | $9.72 | $2,741,535.72 |
DisclosureSEC source: 0000899243-21-011833 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| March 11, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 282,051 | $0.00 Strike: $9.72 | $0.00 |
DisclosureSEC source: 0000899243-21-027253 · doc4a.xml · derivative · entry 13 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 282,051 shares Expires 2028-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F15 · derivative.exercise_date: Pursuant to the initial terms of the option, 1/3rd of the number of shares subject to the option vested on October 11, 2019 and 1/36th of the number of shares subject to the option would vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The Issuer accelerated the vesting of 60,000 shares subject to the option to March 11, 2021. Read SEC document |
| March 11, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 8,251 | $34.60 | $285,512.65 |
DisclosureSEC source: 0000899243-21-027253 · doc4a.xml · nonDerivative · entry 12 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,718 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F13 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.60 to $34.7399, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14 · ownership.direct: 776,315 shares held of record by the Sarig-Bulow Family Trust previously reported as indirect ownership by the Reporting Person are not being reported on this Form 4 and will not be reported on future Form 4's by the Reporting Person because the Reporting Person does not beneficially own such shares pursuant to the arrangements of the Trust. Read SEC document |
| March 11, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 6,440 | $33.80 | $217,666.85 |
DisclosureSEC source: 0000899243-21-027253 · doc4a.xml · nonDerivative · entry 11 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,969 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F12 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.53 to $34.52, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 11, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 13,114 | $32.90 | $431,385.03 |
DisclosureSEC source: 0000899243-21-027253 · doc4a.xml · nonDerivative · entry 10 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,409 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F11 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.45 to $33.45, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 11, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 254,860 | $31.81 | $8,106,586.88 |
DisclosureSEC source: 0000899243-21-027253 · doc4a.xml · nonDerivative · entry 9 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,523 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F10 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.445 to $32.445, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 11, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionCommon Stock | 282,051 | $9.72 | $2,741,535.72 |
DisclosureSEC source: 0000899243-21-027253 · doc4a.xml · nonDerivative · entry 8 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| March 11, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 282,051 | $0.00 Strike: $9.72 | $0.00 |
DisclosureSEC source: 0000899243-21-049614 · doc4a.xml · derivative · entry 13 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 282,051 shares Expires 2028-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: Pursuant to the initial terms of the option, 1/3rd of the number of shares subject to the option vested on October 11, 2019 and 1/36th of the number of shares subject to the option would vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The Issuer accelerated the vesting of 60,000 shares subject to the option to March 11, 2021. Read SEC document |
| March 11, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 8,251 | $34.60 | $285,512.65 |
DisclosureSEC source: 0000899243-21-049614 · doc4a.xml · nonDerivative · entry 12 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,718 F1 · kind: Shares were either: (a) automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards held by the Reporting Person for which the March 10, 2021 vesting date was approved on December 14, 2020, or (b) sold by the Reporting Person solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards owned by the Sarig-Bulow Family Trust for which the March 10, 2021 vesting date was approved on December 14, 2020. Pursuant to the arrangements of the Sarig-Bulow Family Trust, Mr. Sarig does not beneficially own any of the securities owned by the Sarig-Bulow Family Trust. F12 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.60 to $34.7399, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F13 · ownership.direct: 776,315 shares held of record by the Sarig-Bulow Family Trust previously reported as indirect ownership by the Reporting Person are not being reported on this Form 4 and will not be reported on future Form 4's by the Reporting Person because the Reporting Person does not beneficially own such shares pursuant to the arrangements of the Trust. Read SEC document |
| March 11, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 6,440 | $33.80 | $217,666.85 |
DisclosureSEC source: 0000899243-21-049614 · doc4a.xml · nonDerivative · entry 11 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,969 F1 · kind: Shares were either: (a) automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards held by the Reporting Person for which the March 10, 2021 vesting date was approved on December 14, 2020, or (b) sold by the Reporting Person solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards owned by the Sarig-Bulow Family Trust for which the March 10, 2021 vesting date was approved on December 14, 2020. Pursuant to the arrangements of the Sarig-Bulow Family Trust, Mr. Sarig does not beneficially own any of the securities owned by the Sarig-Bulow Family Trust. F11 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.53 to $34.52, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 11, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 13,114 | $32.90 | $431,385.03 |
DisclosureSEC source: 0000899243-21-049614 · doc4a.xml · nonDerivative · entry 10 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,409 F1 · kind: Shares were either: (a) automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards held by the Reporting Person for which the March 10, 2021 vesting date was approved on December 14, 2020, or (b) sold by the Reporting Person solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards owned by the Sarig-Bulow Family Trust for which the March 10, 2021 vesting date was approved on December 14, 2020. Pursuant to the arrangements of the Sarig-Bulow Family Trust, Mr. Sarig does not beneficially own any of the securities owned by the Sarig-Bulow Family Trust. F10 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.45 to $33.45, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 11, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 254,860 | $31.81 | $8,106,586.88 |
DisclosureSEC source: 0000899243-21-049614 · doc4a.xml · nonDerivative · entry 9 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,523 F1 · kind: Shares were either: (a) automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards held by the Reporting Person for which the March 10, 2021 vesting date was approved on December 14, 2020, or (b) sold by the Reporting Person solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards owned by the Sarig-Bulow Family Trust for which the March 10, 2021 vesting date was approved on December 14, 2020. Pursuant to the arrangements of the Sarig-Bulow Family Trust, Mr. Sarig does not beneficially own any of the securities owned by the Sarig-Bulow Family Trust. F9 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.445 to $32.445, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 11, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionCommon Stock | 282,051 | $9.72 | $2,741,535.72 |
DisclosureSEC source: 0000899243-21-049614 · doc4a.xml · nonDerivative · entry 8 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 638 | $37.97 | $24,227.79 |
DisclosureSEC source: 0000899243-21-027253 · doc4a.xml · nonDerivative · entry 7 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,332 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F8 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.72 to $38.16, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 2,970 | $37.16 | $110,377.67 |
DisclosureSEC source: 0000899243-21-027253 · doc4a.xml · nonDerivative · entry 6 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,970 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F7 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.71 to $37.71, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 4,123 | $36.16 | $149,100.46 |
DisclosureSEC source: 0000899243-21-027253 · doc4a.xml · nonDerivative · entry 5 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,940 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F6 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.69 to $36.68, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 2,353 | $35.13 | $82,652.65 |
DisclosureSEC source: 0000899243-21-027253 · doc4a.xml · nonDerivative · entry 4 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,063 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F5 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.64 to $35.63, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 3,563 | $33.96 | $121,009.10 |
DisclosureSEC source: 0000899243-21-027253 · doc4a.xml · nonDerivative · entry 3 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,416 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F4 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.63 to $34.63, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 636 | $33.13 | $21,071.57 |
DisclosureSEC source: 0000899243-21-027253 · doc4a.xml · nonDerivative · entry 2 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,979 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F3 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.62 to $33.60, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 5,211 | $31.66 | $165,003.19 |
DisclosureSEC source: 0000899243-21-027253 · doc4a.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,615 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $32.45, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 638 | $37.97 | $24,227.79 |
DisclosureSEC source: 0000899243-21-049614 · doc4a.xml · nonDerivative · entry 7 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,332 F1 · kind: Shares were either: (a) automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards held by the Reporting Person for which the March 10, 2021 vesting date was approved on December 14, 2020, or (b) sold by the Reporting Person solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards owned by the Sarig-Bulow Family Trust for which the March 10, 2021 vesting date was approved on December 14, 2020. Pursuant to the arrangements of the Sarig-Bulow Family Trust, Mr. Sarig does not beneficially own any of the securities owned by the Sarig-Bulow Family Trust. F8 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.72 to $38.16, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 2,970 | $37.16 | $110,377.67 |
DisclosureSEC source: 0000899243-21-049614 · doc4a.xml · nonDerivative · entry 6 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,970 F1 · kind: Shares were either: (a) automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards held by the Reporting Person for which the March 10, 2021 vesting date was approved on December 14, 2020, or (b) sold by the Reporting Person solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards owned by the Sarig-Bulow Family Trust for which the March 10, 2021 vesting date was approved on December 14, 2020. Pursuant to the arrangements of the Sarig-Bulow Family Trust, Mr. Sarig does not beneficially own any of the securities owned by the Sarig-Bulow Family Trust. F7 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.71 to $37.71, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 4,123 | $36.16 | $149,100.46 |
DisclosureSEC source: 0000899243-21-049614 · doc4a.xml · nonDerivative · entry 5 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,940 F1 · kind: Shares were either: (a) automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards held by the Reporting Person for which the March 10, 2021 vesting date was approved on December 14, 2020, or (b) sold by the Reporting Person solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards owned by the Sarig-Bulow Family Trust for which the March 10, 2021 vesting date was approved on December 14, 2020. Pursuant to the arrangements of the Sarig-Bulow Family Trust, Mr. Sarig does not beneficially own any of the securities owned by the Sarig-Bulow Family Trust. F6 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.69 to $36.68, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 2,353 | $35.13 | $82,652.65 |
DisclosureSEC source: 0000899243-21-049614 · doc4a.xml · nonDerivative · entry 4 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,063 F1 · kind: Shares were either: (a) automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards held by the Reporting Person for which the March 10, 2021 vesting date was approved on December 14, 2020, or (b) sold by the Reporting Person solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards owned by the Sarig-Bulow Family Trust for which the March 10, 2021 vesting date was approved on December 14, 2020. Pursuant to the arrangements of the Sarig-Bulow Family Trust, Mr. Sarig does not beneficially own any of the securities owned by the Sarig-Bulow Family Trust. F5 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.64 to $35.63, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 3,563 | $33.96 | $121,009.10 |
DisclosureSEC source: 0000899243-21-049614 · doc4a.xml · nonDerivative · entry 3 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,416 F1 · kind: Shares were either: (a) automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards held by the Reporting Person for which the March 10, 2021 vesting date was approved on December 14, 2020, or (b) sold by the Reporting Person solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards owned by the Sarig-Bulow Family Trust for which the March 10, 2021 vesting date was approved on December 14, 2020. Pursuant to the arrangements of the Sarig-Bulow Family Trust, Mr. Sarig does not beneficially own any of the securities owned by the Sarig-Bulow Family Trust. F4 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.63 to $34.63, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 636 | $33.13 | $21,071.57 |
DisclosureSEC source: 0000899243-21-049614 · doc4a.xml · nonDerivative · entry 2 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,979 F1 · kind: Shares were either: (a) automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards held by the Reporting Person for which the March 10, 2021 vesting date was approved on December 14, 2020, or (b) sold by the Reporting Person solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards owned by the Sarig-Bulow Family Trust for which the March 10, 2021 vesting date was approved on December 14, 2020. Pursuant to the arrangements of the Sarig-Bulow Family Trust, Mr. Sarig does not beneficially own any of the securities owned by the Sarig-Bulow Family Trust. F3 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.62 to $33.60, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 5,211 | $31.66 | $165,003.19 |
DisclosureSEC source: 0000899243-21-049614 · doc4a.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,615 F1 · kind: Shares were either: (a) automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards held by the Reporting Person for which the March 10, 2021 vesting date was approved on December 14, 2020, or (b) sold by the Reporting Person solely to satisfy the Reporting Person's tax withholding obligations upon the previously scheduled vesting of restricted stock awards owned by the Sarig-Bulow Family Trust for which the March 10, 2021 vesting date was approved on December 14, 2020. Pursuant to the arrangements of the Sarig-Bulow Family Trust, Mr. Sarig does not beneficially own any of the securities owned by the Sarig-Bulow Family Trust. F2 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $32.45, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 14, 2020 Filed Dec 19, 2020 02:42 UTC | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 210,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-034599 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,826 F1 · kind: Represents a restricted stock award ("RSA") of common stock issued under the Issuer's 2018 Equity Incentive Plan. All of the shares subject to the RSA shall vest in full on December 15, 2021. Read SEC document |
| October 23, 2020 Filed Dec 19, 2020 02:45 UTC | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 1,282 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-034601 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,826 F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to current employees of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in three equal installments on each of December 15, 2020, January 2, 2021 and July 1, 2021. Read SEC document |
| May 09, 2020 Filed Dec 19, 2020 02:40 UTC | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 24,139 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-034595 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,544 F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to current employees of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in three equal installments on each of June 14, 2020, December 14, 2020, and June 14, 2021. Read SEC document |
| March 13, 2020 Filed Mar 18, 2020 00:55 UTC | Aterian, Inc. MWK · Entity 8078 | Disposition to issuerCommon Stock | 115,236 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-008737 · doc4.xml · nonDerivative · entry 2 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 776,315 F1 · ownership.nature: Shares are held of record by the Sarig-Bulow Family Trust. The Reporting Person's minor children are the beneficiaries of the Sarig-Bulow Family Trust. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 13, 2020 Filed Mar 18, 2020 00:55 UTC | Aterian, Inc. MWK · Entity 8078 | Disposition to issuerCommon Stock | 2,351 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-008737 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,405 Read SEC document |
| December 06, 2019 Filed Dec 11, 2019 02:02 UTC | Aterian, Inc. MWK · Entity 8078 | OtherCommon Stock | 700 | $5.50 | $3,850.00 |
DisclosureSEC source: 0000899243-19-028883 · doc4.xml · nonDerivative · entry 2 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 918,307 Read SEC document |
| December 04, 2019 Filed Dec 11, 2019 02:02 UTC | Aterian, Inc. MWK · Entity 8078 | OtherCommon Stock | 500 | $5.74 | $2,870.00 |
DisclosureSEC source: 0000899243-19-028883 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,607 Read SEC document |
| December 02, 2019 Filed Dec 5, 2019 02:22 UTC | Aterian, Inc. MWK · Entity 8078 | PurchaseCommon Stock | 1,100 | $5.45 | $5,995.00 |
DisclosureSEC source: 0000899243-19-028516 · doc4.xml · nonDerivative · entry 1 Sarig Yaniv Zion · CIK 0001778026 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,107 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.