Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aterian, Inc.ATER · Entity 8078 | Chief Supply Chain Officer | March 14, 2023 | March 16, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aterian, Inc.
Report date March 14, 2023 · Filed March 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 416,773 |
Reported balance
After 2023-03-14 transaction · row 1
1 source rowRow 1 · 2023-03-14 · Sale · Disposed 3,551 · Balance 416,773 F1: Tax withholding obligations required these shares to be sold automatically by the Reporting Person on a non-discretionary basis upon vesting of restricted stock awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Tax withholding obligations required these shares to be sold automatically by the Reporting Person on a non-discretionary basis upon vesting of restricted stock awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2023 Filed Mar 16, 2023 23:56 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 3,551 | $0.96 | $3,408.96 |
DisclosureSEC source: 0001437749-23-006946 · rdgdoc.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,773 F1 · kind: Tax withholding obligations required these shares to be sold automatically by the Reporting Person on a non-discretionary basis upon vesting of restricted stock awards. Read SEC document |
| December 15, 2022 Filed Dec 17, 2022 02:06 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 3,220 | $1.00 | $3,220.00 |
DisclosureSEC source: 0001437749-22-029298 · rdgdoc.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,324 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.01, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| September 13, 2022 Filed Sep 16, 2022 01:00 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 3,784 | $2.37 | $8,968.08 |
DisclosureSEC source: 0000899243-22-031209 · doc4.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,544 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.41, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 14, 2022 Filed Jun 17, 2022 01:00 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 21,449 | $2.56 | $54,909.44 |
DisclosureSEC source: 0000899243-22-022963 · doc4.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,328 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.605, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. F3 · balance_after: The Reporting Person's previously filed Form 4s understated the amount of shares beneficially owned in Column 5 by 4,348 shares due to an administrative error. The total amount reported in column 5 of this Form 4 has been updated to correct this error. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 01:08 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 12,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020311 · doc4.xml · nonDerivative · entry 2 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,429 F2 · shares: Comprised of 12,400 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 01:08 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 144,735 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020311 · doc4.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,029 F1 · shares: Comprised of 144,735 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 22:00 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 99,189 | $4.16 | $412,626.24 |
DisclosureSEC source: 0000899243-21-049612 · doc4.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,294 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.07 to $4.33, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:05 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 96,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027261 · doc4.xml · nonDerivative · entry 3 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,655 F4 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2018 Equity Plan that are subject to vesting. 1/3rd of the shares of restricted common stock shall vest on June 11, 2022, and 1/12th of shares of restricted common stock shall vest each quarterly period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:05 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027261 · doc4.xml · nonDerivative · entry 2 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,655 F3 · shares: Comprised solely of shares of restricted common stock granted pursuant to the Issuer's Amended and Restated 2018 Equity Incentive Plan (the "2018 Equity Plan") that are subject to vesting. The shares of restricted common stock shall vest in full on December 14, 2021, subject to the Reporting Person's continued service to the Issuer through such vesting date. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:05 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 33,630 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027261 · doc4.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,655 F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's Amended and Restated 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to a former employee of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in full on December 14, 2021. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 01:40 UTC | Aterian, Inc. MWK · Entity 8078 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,488 | $0.00 Strike: $9.72 | $0.00 |
DisclosureSEC source: 0000899243-21-012389 · doc4.xml · derivative · entry 2 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,675 Underlying: Common Stock · 4,488 shares Expires 2028-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · derivative.exercise_date: 1/3rd of the number of shares subject to the option vested on October 11, 2019 and 1/36th of the number of shares subject to the option shall vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F3 · derivative.exercise_date: All of the unvested shares subject to the option shall vest upon either: (i) the accumulation, by means of any transaction or series of related transactions, whether directly or indirectly, beneficially or of record, by any individual and/or entity of more than 50% the outstanding shares of common stock of the Issuer, whether by merger, consolidation, sale or other transfer of shares of the Issuer's common stock, so long as the holders of the Issuer's common stock, immediately after such transaction or series of transactions, hold less than 50% of the common stock of the Issuer or the voting securities of the surviving or acquiring entity or (ii) a sale of all or substantially all of the assets of the Issuer, which may include a license transaction. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 01:40 UTC | Aterian, Inc. MWK · Entity 8078 | Exercise / conversionCommon Stock | 4,488 | $9.72 | $43,623.36 |
DisclosureSEC source: 0000899243-21-012389 · doc4.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| March 15, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,488 | $0.00 Strike: $9.72 | $0.00 |
DisclosureSEC source: 0000899243-21-027254 · doc4a.xml · derivative · entry 3 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,675 Underlying: Common Stock · 4,488 shares Expires 2028-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F4 · derivative.exercise_date: 1/3rd of the number of shares subject to the option vested on October 11, 2019 and 1/36th of the number of shares subject to the option shall vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F5 · derivative.exercise_date: All of the unvested shares subject to the option shall vest upon either: (i) the accumulation, by means of any transaction or series of related transactions, whether directly or indirectly, beneficially or of record, by any individual and/or entity of more than 50% the outstanding shares of common stock of the Issuer, whether by merger, consolidation, sale or other transfer of shares of the Issuer's common stock, so long as the holders of the Issuer's common stock, immediately after such transaction or series of transactions, hold less than 50% of the common stock of the Issuer or the voting securities of the surviving or acquiring entity or (ii) a sale of all or substantially all of the assets of the Issuer, which may include a license transaction. Read SEC document |
| March 15, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 4,488 | $33.16 | $148,805.47 |
DisclosureSEC source: 0000899243-21-027254 · doc4a.xml · nonDerivative · entry 2 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,025 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F3 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.60, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionCommon Stock | 4,488 | $9.72 | $43,623.36 |
DisclosureSEC source: 0000899243-21-027254 · doc4a.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| March 15, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,488 | $0.00 Strike: $9.72 | $0.00 |
DisclosureSEC source: 0000899243-21-049610 · doc4a.xml · derivative · entry 3 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,675 Underlying: Common Stock · 4,488 shares Expires 2028-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/3rd of the number of shares subject to the option vested on October 11, 2019 and 1/36th of the number of shares subject to the option shall vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F3 · derivative.exercise_date: All of the unvested shares subject to the option shall vest upon either: (i) the accumulation, by means of any transaction or series of related transactions, whether directly or indirectly, beneficially or of record, by any individual and/or entity of more than 50% the outstanding shares of common stock of the Issuer, whether by merger, consolidation, sale or other transfer of shares of the Issuer's common stock, so long as the holders of the Issuer's common stock, immediately after such transaction or series of transactions, hold less than 50% of the common stock of the Issuer or the voting securities of the surviving or acquiring entity or (ii) a sale of all or substantially all of the assets of the Issuer, which may include a license transaction. Read SEC document |
| March 15, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 4,488 | $33.16 | $148,805.47 |
DisclosureSEC source: 0000899243-21-049610 · doc4a.xml · nonDerivative · entry 2 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,025 F1 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.60, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionCommon Stock | 4,488 | $9.72 | $43,623.36 |
DisclosureSEC source: 0000899243-21-049610 · doc4a.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 01:53 UTC | Aterian, Inc. MWK · Entity 8078 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 31,310 | $0.00 Strike: $4.80 | $0.00 |
DisclosureSEC source: 0000899243-21-011836 · doc4.xml · derivative · entry 6 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,310 shares Expires 2025-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F5 · derivative.exercise_date: 1/4th of the number of shares subject to the option vested on June 16, 2015 and 1/48th of the number of shares subject to the option vested following each one month period of service thereafter. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 01:53 UTC | Aterian, Inc. MWK · Entity 8078 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 862 | $0.00 Strike: $9.72 | $0.00 |
DisclosureSEC source: 0000899243-21-011836 · doc4.xml · derivative · entry 5 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,163 Underlying: Common Stock · 862 shares Expires 2028-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F3 · derivative.exercise_date: 1/3rd of the number of shares subject to the option vested on October 11, 2019 and 1/36th of the number of shares subject to the option shall vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F4 · derivative.exercise_date: All of the unvested shares subject to the option shall vest upon either: (i) the accumulation, by means of any transaction or series of related transactions, whether directly or indirectly, beneficially or of record, by any individual and/or entity of more than 50% the outstanding shares of common stock of the Issuer, whether by merger, consolidation, sale or other transfer of shares of the Issuer's common stock, so long as the holders of the Issuer's common stock, immediately after such transaction or series of transactions, hold less than 50% of the common stock of the Issuer or the voting securities of the surviving or acquiring entity or (ii) a sale of all or substantially all of the assets of the Issuer, which may include a license transaction. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 01:53 UTC | Aterian, Inc. MWK · Entity 8078 | Exercise / conversionCommon Stock | 31,310 | $4.80 | $150,288.00 |
DisclosureSEC source: 0000899243-21-011836 · doc4.xml · nonDerivative · entry 4 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 01:53 UTC | Aterian, Inc. MWK · Entity 8078 | Exercise / conversionCommon Stock | 862 | $9.72 | $8,378.64 |
DisclosureSEC source: 0000899243-21-011836 · doc4.xml · nonDerivative · entry 3 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| March 12, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 31,310 | $0.00 Strike: $4.80 | $0.00 |
DisclosureSEC source: 0000899243-21-027252 · doc4a.xml · derivative · entry 14 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,310 shares Expires 2025-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F14 · derivative.exercise_date: 1/4th of the number of shares subject to the option vested on June 16, 2015 and 1/48th of the number of shares subject to the option vested following each one month period of service thereafter. Read SEC document |
| March 12, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 862 | $0.00 Strike: $9.72 | $0.00 |
DisclosureSEC source: 0000899243-21-027252 · doc4a.xml · derivative · entry 13 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,163 Underlying: Common Stock · 862 shares Expires 2028-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F12 · derivative.exercise_date: 1/3rd of the number of shares subject to the option vested on October 11, 2019 and 1/36th of the number of shares subject to the option shall vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F13 · derivative.exercise_date: All of the unvested shares subject to the option shall vest upon either: (i) the accumulation, by means of any transaction or series of related transactions, whether directly or indirectly, beneficially or of record, by any individual and/or entity of more than 50% the outstanding shares of common stock of the Issuer, whether by merger, consolidation, sale or other transfer of shares of the Issuer's common stock, so long as the holders of the Issuer's common stock, immediately after such transaction or series of transactions, hold less than 50% of the common stock of the Issuer or the voting securities of the surviving or acquiring entity or (ii) a sale of all or substantially all of the assets of the Issuer, which may include a license transaction. Read SEC document |
| March 12, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 33 | $34.05 | $1,123.65 |
DisclosureSEC source: 0000899243-21-027252 · doc4a.xml · nonDerivative · entry 12 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,025 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| March 12, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 32,139 | $33.12 | $1,064,392.26 |
DisclosureSEC source: 0000899243-21-027252 · doc4a.xml · nonDerivative · entry 11 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,058 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F11 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $34.00, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 12, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionCommon Stock | 31,310 | $4.80 | $150,288.00 |
DisclosureSEC source: 0000899243-21-027252 · doc4a.xml · nonDerivative · entry 10 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| March 12, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionCommon Stock | 862 | $9.72 | $8,378.64 |
DisclosureSEC source: 0000899243-21-027252 · doc4a.xml · nonDerivative · entry 9 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| March 12, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 31,310 | $0.00 Strike: $4.80 | $0.00 |
DisclosureSEC source: 0000899243-21-049608 · doc4a.xml · derivative · entry 14 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,310 shares Expires 2025-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: 1/4th of the number of shares subject to the option vested on June 16, 2015 and 1/48th of the number of shares subject to the option vested following each one month period of service thereafter. Read SEC document |
| March 12, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 862 | $0.00 Strike: $9.72 | $0.00 |
DisclosureSEC source: 0000899243-21-049608 · doc4a.xml · derivative · entry 13 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,163 Underlying: Common Stock · 862 shares Expires 2028-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: 1/3rd of the number of shares subject to the option vested on October 11, 2019 and 1/36th of the number of shares subject to the option shall vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F12 · derivative.exercise_date: All of the unvested shares subject to the option shall vest upon either: (i) the accumulation, by means of any transaction or series of related transactions, whether directly or indirectly, beneficially or of record, by any individual and/or entity of more than 50% the outstanding shares of common stock of the Issuer, whether by merger, consolidation, sale or other transfer of shares of the Issuer's common stock, so long as the holders of the Issuer's common stock, immediately after such transaction or series of transactions, hold less than 50% of the common stock of the Issuer or the voting securities of the surviving or acquiring entity or (ii) a sale of all or substantially all of the assets of the Issuer, which may include a license transaction. Read SEC document |
| March 12, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 33 | $34.05 | $1,123.65 |
DisclosureSEC source: 0000899243-21-049608 · doc4a.xml · nonDerivative · entry 12 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,025 Read SEC document |
| March 12, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 32,139 | $33.12 | $1,064,392.26 |
DisclosureSEC source: 0000899243-21-049608 · doc4a.xml · nonDerivative · entry 11 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,058 F10 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $34.00, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 12, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionCommon Stock | 31,310 | $4.80 | $150,288.00 |
DisclosureSEC source: 0000899243-21-049608 · doc4a.xml · nonDerivative · entry 10 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | Exercise / conversionCommon Stock | 862 | $9.72 | $8,378.64 |
DisclosureSEC source: 0000899243-21-049608 · doc4a.xml · nonDerivative · entry 9 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 01:53 UTC | Aterian, Inc. MWK · Entity 8078 | SaleCommon Stock | 4,127 | $31.65 | $130,619.55 |
DisclosureSEC source: 0000899243-21-011836 · doc4.xml · nonDerivative · entry 2 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,985 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| March 11, 2021 Filed Mar 16, 2021 01:53 UTC | Aterian, Inc. MWK · Entity 8078 | SaleCommon Stock | 60,288 | $34.35 | $2,070,892.80 |
DisclosureSEC source: 0000899243-21-011836 · doc4.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,112 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| March 11, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 1,975 | $31.77 | $62,745.36 |
DisclosureSEC source: 0000899243-21-027252 · doc4a.xml · nonDerivative · entry 8 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,025 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F9 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $32.00, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 11, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 1,975 | $31.77 | $62,745.36 |
DisclosureSEC source: 0000899243-21-049608 · doc4a.xml · nonDerivative · entry 8 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,025 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020. F9 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $32.00, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 2,047 | $37.97 | $77,733.19 |
DisclosureSEC source: 0000899243-21-027252 · doc4a.xml · nonDerivative · entry 7 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F8 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.72 to $38.16, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 9,522 | $37.16 | $353,878.46 |
DisclosureSEC source: 0000899243-21-027252 · doc4a.xml · nonDerivative · entry 6 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,047 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F7 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.71 to $37.71, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 13,224 | $36.16 | $478,219.51 |
DisclosureSEC source: 0000899243-21-027252 · doc4a.xml · nonDerivative · entry 5 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,569 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F6 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.69 to $36.68, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 7,554 | $35.13 | $265,344.83 |
DisclosureSEC source: 0000899243-21-027252 · doc4a.xml · nonDerivative · entry 4 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,793 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F5 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.64 to $35.63, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 11,429 | $33.96 | $388,161.98 |
DisclosureSEC source: 0000899243-21-027252 · doc4a.xml · nonDerivative · entry 3 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,347 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F4 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.63 to $34.63, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 2,049 | $33.13 | $67,884.60 |
DisclosureSEC source: 0000899243-21-027252 · doc4a.xml · nonDerivative · entry 2 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,776 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F3 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.62 to $33.60, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Jul 2, 2021 21:01 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 16,615 | $31.67 | $526,118.96 |
DisclosureSEC source: 0000899243-21-027252 · doc4a.xml · nonDerivative · entry 1 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,825 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $32.45, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 2,047 | $37.97 | $77,733.19 |
DisclosureSEC source: 0000899243-21-049608 · doc4a.xml · nonDerivative · entry 7 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,000 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020. F8 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.72 to $38.16, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 9,522 | $37.16 | $353,878.46 |
DisclosureSEC source: 0000899243-21-049608 · doc4a.xml · nonDerivative · entry 6 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,047 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020. F7 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.71 to $37.71, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 13,224 | $36.16 | $478,219.51 |
DisclosureSEC source: 0000899243-21-049608 · doc4a.xml · nonDerivative · entry 5 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,569 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020. F6 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.69 to $36.68, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 7,554 | $35.13 | $265,344.83 |
DisclosureSEC source: 0000899243-21-049608 · doc4a.xml · nonDerivative · entry 4 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,793 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020. F5 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.64 to $35.63, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 11,429 | $33.96 | $388,161.98 |
DisclosureSEC source: 0000899243-21-049608 · doc4a.xml · nonDerivative · entry 3 Chaouat-Fix Mihal · CIK 0001778022 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,347 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020. F4 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.63 to $34.63, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.