Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aterian, Inc.ATER · Entity 8078 | Director · Chief Executive Officer | May 21, 2026 | May 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aterian, Inc.
Report date May 21, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,081,148 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 70,000 · Balance 1,081,148 F1: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. F2: The reported award was granted outside of the Company's regular annual equity grant cycle and was approved by the Compensation Committee for retention purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.
F2: The reported award was granted outside of the Company's regular annual equity grant cycle and was approved by the Compensation Committee for retention purposes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2026 Filed May 22, 2026 20:15 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-018251 · rdgdoc.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,081,148 F1 · kind: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. F2 · kind: The reported award was granted outside of the Company's regular annual equity grant cycle and was approved by the Compensation Committee for retention purposes. Read SEC document |
| January 23, 2026 Filed Jan 23, 2026 21:19 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-001925 · rdgdoc.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,011,148 F1 · kind: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. F2 · kind: The reported award was granted outside of the Company's regular annual equity grant cycle and was approved by the Compensation Committee for retention purposes. Read SEC document |
| June 13, 2025 Filed Jun 13, 2025 23:52 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 6,205 | $1.23 | $7,632.15 |
DisclosureSEC source: 0001437749-25-020350 · rdgdoc.xml · nonDerivative · entry 3 Rodriguez Arturo · CIK 0001354895 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 961,148 F2 · kind: The shares were sold by the Reporting Person for tax related purposes. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.23, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 12, 2025 Filed Jun 13, 2025 23:52 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 46,052 | $1.32 | $60,788.64 |
DisclosureSEC source: 0001437749-25-020350 · rdgdoc.xml · nonDerivative · entry 2 Rodriguez Arturo · CIK 0001354895 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 967,353 F2 · kind: The shares were sold by the Reporting Person for tax related purposes. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.35, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 23:52 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 481,817 | $1.39 | $669,725.63 |
DisclosureSEC source: 0001437749-25-020350 · rdgdoc.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,013,405 F1 · kind: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| September 11, 2024 Filed Sep 14, 2024 00:32 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 10,325 | $3.07 | $31,697.75 |
DisclosureSEC source: 0001437749-24-029185 · rdgdoc.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 531,588 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.04 to $3.09, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 26, 2024 Filed Jun 27, 2024 21:17 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 176,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-021434 · rdgdoc.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 541,913 F1 · kind: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 21:08 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 176,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-014003 · rdgdoc.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Director · Co-CEO; CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 365,913 F1 · kind: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 01:25 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 945,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-025940 · rdgdoc.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Director · Co-CEO; CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,278,954 F1 · shares: Shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 01:10 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 74,771 | $0.51 | $38,065.92 |
DisclosureSEC source: 0001437749-23-017481 · rdgdoc.xml · nonDerivative · entry 2 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,333,008 F2 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 01:10 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 958,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-017481 · rdgdoc.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,407,779 F1 · kind: Comprised of 924,437 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 33,973 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:58 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 4,479 | $0.96 | $4,299.84 |
DisclosureSEC source: 0001437749-23-006947 · rdgdoc.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,369 F1 · kind: Tax withholding obligations required these shares to be sold automatically by the Reporting Person on a non-discretionary basis upon vesting of restricted stock awards. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:20 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock Warrant (right to buy) · Derivative | 14,285 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0000899243-22-033155 · doc4.xml · derivative · entry 2 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,285 Underlying: Common Stock · 14,285 shares Expires 2028-04-04 F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. Read SEC document |
| October 04, 2022 Filed Oct 6, 2022 20:20 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 14,285 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-033155 · doc4.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,848 F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share. Read SEC document |
| September 13, 2022 Filed Sep 16, 2022 01:00 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 4,205 | $2.37 | $9,965.85 |
DisclosureSEC source: 0000899243-22-031211 · doc4.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,563 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.41, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 14, 2022 Filed Jun 17, 2022 01:00 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 23,833 | $2.56 | $61,012.48 |
DisclosureSEC source: 0000899243-22-022962 · doc4.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,768 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.605, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 01:04 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 12,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020304 · doc4.xml · nonDerivative · entry 2 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,601 F2 · shares: Comprised of 12,400 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 01:04 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 279,471 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020304 · doc4.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,201 F1 · shares: Comprised of 279,471 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 22:00 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 94,152 | $4.16 | $391,672.32 |
DisclosureSEC source: 0000899243-21-049606 · doc4.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,730 F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.07 to $4.33, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:05 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 96,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027262 · doc4.xml · nonDerivative · entry 3 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,759 F4 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2018 Equity Plan that are subject to vesting. 1/3rd of the shares of restricted common stock shall vest on June 11, 2022, and 1/12 of shares of restricted common stock shall vest each quarterly period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:05 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027262 · doc4.xml · nonDerivative · entry 2 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,759 F3 · shares: Comprised solely of shares of restricted common stock granted pursuant to the Issuer's Amended and Restated 2018 Equity Incentive Plan (the "2018 Equity Plan") that are subject to vesting. The shares of restricted common stock shall vest in full on December 14, 2021, subject to the Reporting Person's continued service to the Issuer through such vesting date. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:05 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 23,541 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027262 · doc4.xml · nonDerivative · entry 1 Rodriguez Arturo · CIK 0001354895 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,759 F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's Amended and Restated 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to a former employee of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in full on December 14, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.