TapewireFind a company

person · Reporting owner

Zahut Roi Zion

Disclosed activity across 1 company

Tapewire entity
78496
SEC CIK
0001778027

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aterian, Inc.ATER · Entity 8078Chief Technology OfficerJune 11, 2025June 13, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aterian, Inc.

Report date June 11, 2025 · Filed June 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect376,358 Ending reported balance After 2025-06-13 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2025-06-11 · Grant · Acquired 199,438 · Balance 397,238

F1: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.

Row 2 · 2025-06-12 · Sale · Disposed 16,980 · Balance 380,258

F2: The shares were sold by the Reporting Person for tax related purposes.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.35, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Row 3 · 2025-06-13 · Sale · Disposed 3,900 · Balance 376,358

F2: The shares were sold by the Reporting Person for tax related purposes.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.23, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.

F2: The shares were sold by the Reporting Person for tax related purposes.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.35, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.23, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2025 Filed Jun 13, 2025 23:49 UTC Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 3,900 $1.23 $4,797.00
Disclosure

SEC source: 0001437749-25-020345 · rdgdoc.xml · nonDerivative · entry 3

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,358

F2 · kind: The shares were sold by the Reporting Person for tax related purposes.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.23, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
June 12, 2025 Filed Jun 13, 2025 23:49 UTC Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 16,980 $1.32 $22,413.60
Disclosure

SEC source: 0001437749-25-020345 · rdgdoc.xml · nonDerivative · entry 2

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,258

F2 · kind: The shares were sold by the Reporting Person for tax related purposes.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.32 to $1.35, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 23:49 UTC Aterian, Inc. ATER · Entity 8078 GrantCommon Stock 199,438 $1.39 $277,218.82
Disclosure

SEC source: 0001437749-25-020345 · rdgdoc.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,238

F1 · kind: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 02:00 UTC Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 3,694 $2.35 $8,680.90
Disclosure

SEC source: 0001437749-24-037672 · rdgdoc.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,800

F1 · kind: Shares were automatically sold by the Reporting Person solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.33 to $2.39, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
September 11, 2024 Filed Sep 14, 2024 00:31 UTC Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 14,050 $3.06 $42,993.00
Disclosure

SEC source: 0001437749-24-029184 · rdgdoc.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,494

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.04 to $3.12, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
April 26, 2024 Filed Apr 30, 2024 21:04 UTC Aterian, Inc. ATER · Entity 8078 GrantCommon Stock 103,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-014000 · rdgdoc.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,544

F1 · kind: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.

Read SEC document
March 13, 2024 Filed Mar 16, 2024 01:00 UTC Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 20,082 $0.44 $8,836.08
Disclosure

SEC source: 0001437749-24-008164 · rdgdoc.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,301,840

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.41 to $0.44, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
December 12, 2023 Filed Dec 15, 2023 23:31 UTC Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 17,114 $0.30 $5,134.20
Disclosure

SEC source: 0001437749-23-034601 · rdgdoc.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,321,922

F1 · shares: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.29 to $0.31, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
September 12, 2023 Filed Sep 15, 2023 01:32 UTC Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 11,489 $0.34 $3,906.26
Disclosure

SEC source: 0001437749-23-025945 · rdgdoc.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,339,036

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 01:14 UTC Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 72,631 $0.51 $36,976.44
Disclosure

SEC source: 0001437749-23-017484 · rdgdoc.xml · nonDerivative · entry 2

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,350,525

F2 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.56, inclusive. The Reporting Person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 01:14 UTC Aterian, Inc. ATER · Entity 8078 GrantCommon Stock 958,410 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017484 · rdgdoc.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,423,156

F1 · kind: Comprised of 924,437 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting and 33,973 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested in full on June 12, 2023.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 23:55 UTC Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 4,479 $0.96 $4,299.84
Disclosure

SEC source: 0001437749-23-006945 · rdgdoc.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,746

F1 · kind: Tax withholding obligations required these shares to be sold automatically by the Reporting Person on a non-discretionary basis upon vesting of restricted stock awards.

Read SEC document
December 15, 2022 Filed Dec 17, 2022 02:04 UTC Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 4,175 $1.00 $4,175.00
Disclosure

SEC source: 0001437749-22-029297 · rdgdoc.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,225

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.01, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 20:20 UTC Aterian, Inc. ATER · Entity 8078 GrantCommon Stock Warrant (right to buy) · Derivative 7,143 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0000899243-22-033153 · doc4.xml · derivative · entry 2

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,143

Underlying: Common Stock · 7,143 shares

Expires 2028-04-04

F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 20:20 UTC Aterian, Inc. ATER · Entity 8078 GrantCommon Stock 7,143 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-033153 · doc4.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,400

F1 · kind: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

F1 · price: Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

Read SEC document
September 13, 2022 Filed Sep 16, 2022 01:00 UTC Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 4,205 $2.37 $9,965.85
Disclosure

SEC source: 0000899243-22-031207 · doc4.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,257

F1 · shares: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.41, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
June 14, 2022 Filed Jun 17, 2022 01:00 UTC Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 23,833 $2.56 $61,012.48
Disclosure

SEC source: 0000899243-22-022965 · doc4.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,462

F1 · shares: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.605, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

F3 · balance_after: The Reporting Person's previously filed Form 4s overstated the amount of shares beneficially owned in Column 5 by 46,136 shares due to an administrative error. The total amount reported in column 5 of this Form 4 has been updated to correct this error.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 01:04 UTC Aterian, Inc. ATER · Entity 8078 GrantCommon Stock 12,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020303 · doc4.xml · nonDerivative · entry 2

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,431

F2 · shares: Comprised of 12,400 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 01:04 UTC Aterian, Inc. ATER · Entity 8078 GrantCommon Stock 279,471 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020303 · doc4.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,031

F1 · shares: Comprised of 279,471 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:05 UTC Aterian, Inc. ATER · Entity 8078 GrantCommon Stock 96,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027260 · doc4.xml · nonDerivative · entry 3

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,560

F4 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2018 Equity Plan that are subject to vesting. 1/3rd of the shares of restricted common stock shall vest on June 11, 2022, and 1/12th of shares of restricted common stock shall vest each quarterly period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:05 UTC Aterian, Inc. ATER · Entity 8078 GrantCommon Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027260 · doc4.xml · nonDerivative · entry 2

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,560

F3 · shares: Comprised solely of shares of restricted common stock granted pursuant to the Issuer's Amended and Restated 2018 Equity Incentive Plan (the "2018 Equity Plan") that are subject to vesting. The shares of restricted common stock shall vest in full on December 14, 2021, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:05 UTC Aterian, Inc. ATER · Entity 8078 GrantCommon Stock 10,089 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027260 · doc4.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,760

F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's Amended and Restated 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to a former employee of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds.

F2 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in full on December 14, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 01:49 UTC Aterian, Inc. MWK · Entity 8078 SaleCommon Stock 8,439 $31.79 $268,275.81
Disclosure

SEC source: 0000899243-21-012408 · doc4.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,736

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.

F2 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.56 to $32.03, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 16, 2021 Filed Jul 2, 2021 21:01 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 8,439 $31.79 $268,317.16
Disclosure

SEC source: 0000899243-21-027248 · doc4a.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,671

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.

F2 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.56 to $32.03, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 01:50 UTC Aterian, Inc. MWK · Entity 8078 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 48,065 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000899243-21-011832 · doc4.xml · derivative · entry 4

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,165

Underlying: Common Stock · 48,065 shares

Expires 2029-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.

F3 · derivative.exercise_date: 1/3rd of the number of shares subject to the option vested on January 15, 2019 and 1/36th of the number of shares subject to the option shall vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F4 · derivative.exercise_date: All of the unvested shares subject to the option shall vest upon either: (i) the accumulation, by means of any transaction or series of related transactions, whether directly or indirectly, beneficially or of record, by any individual and/or entity of more than 50% the outstanding shares of common stock of the Issuer, whether by merger, consolidation, sale or other transfer of shares of the Issuer's common stock, so long as the holders of the Issuer's common stock, immediately after such transaction or series of transactions, hold less than 50% of the common stock of the Issuer or the voting securities of the surviving or acquiring entity or (ii) a sale of all or substantially all of the assets of the Issuer, which may include a license transaction.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 01:50 UTC Aterian, Inc. MWK · Entity 8078 Exercise / conversionCommon Stock 48,065 $10.00 $480,650.00
Disclosure

SEC source: 0000899243-21-011832 · doc4.xml · nonDerivative · entry 3

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 01:50 UTC Aterian, Inc. MWK · Entity 8078 SaleCommon Stock 19,269 $34.35 $661,890.15
Disclosure

SEC source: 0000899243-21-011832 · doc4.xml · nonDerivative · entry 2

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,110

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.

Read SEC document
March 12, 2021 Filed Jul 2, 2021 21:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 48,065 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000899243-21-027243 · doc4a.xml · derivative · entry 12

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,165

Underlying: Common Stock · 48,065 shares

Expires 2029-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.

F12 · derivative.exercise_date: 1/3rd of the number of shares subject to the option vested on January 15, 2019 and 1/36th of the number of shares subject to the option shall vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F13 · derivative.exercise_date: All of the unvested shares subject to the option shall vest upon either: (i) the accumulation, by means of any transaction or series of related transactions, whether directly or indirectly, beneficially or of record, by any individual and/or entity of more than 50% the outstanding shares of common stock of the Issuer, whether by merger, consolidation, sale or other transfer of shares of the Issuer's common stock, so long as the holders of the Issuer's common stock, immediately after such transaction or series of transactions, hold less than 50% of the common stock of the Issuer or the voting securities of the surviving or acquiring entity or (ii) a sale of all or substantially all of the assets of the Issuer, which may include a license transaction.

Read SEC document
March 12, 2021 Filed Jul 2, 2021 21:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 33 $34.05 $1,123.65
Disclosure

SEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 11

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,110

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.

Read SEC document
March 12, 2021 Filed Jul 2, 2021 21:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 48,032 $33.16 $1,592,909.23
Disclosure

SEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 10

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,143

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.02 to $34.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
March 12, 2021 Filed Jul 2, 2021 21:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 Exercise / conversionCommon Stock 48,065 $10.00 $480,650.00
Disclosure

SEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 9

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · kind: The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.

Read SEC document
March 12, 2021 Filed Dec 23, 2021 22:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 48,065 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000899243-21-049615 · doc4a.xml · derivative · entry 12

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,165

Underlying: Common Stock · 48,065 shares

Expires 2029-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: 1/3rd of the number of shares subject to the option vested on January 15, 2019 and 1/36th of the number of shares subject to the option shall vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F12 · derivative.exercise_date: All of the unvested shares subject to the option shall vest upon either: (i) the accumulation, by means of any transaction or series of related transactions, whether directly or indirectly, beneficially or of record, by any individual and/or entity of more than 50% the outstanding shares of common stock of the Issuer, whether by merger, consolidation, sale or other transfer of shares of the Issuer's common stock, so long as the holders of the Issuer's common stock, immediately after such transaction or series of transactions, hold less than 50% of the common stock of the Issuer or the voting securities of the surviving or acquiring entity or (ii) a sale of all or substantially all of the assets of the Issuer, which may include a license transaction.

Read SEC document
March 12, 2021 Filed Dec 23, 2021 22:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 33 $34.05 $1,123.65
Disclosure

SEC source: 0000899243-21-049615 · doc4a.xml · nonDerivative · entry 11

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,110

Read SEC document
March 12, 2021 Filed Dec 23, 2021 22:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 48,032 $33.16 $1,592,909.23
Disclosure

SEC source: 0000899243-21-049615 · doc4a.xml · nonDerivative · entry 10

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,143

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.02 to $34.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
March 12, 2021 Filed Dec 23, 2021 22:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 Exercise / conversionCommon Stock 48,065 $10.00 $480,650.00
Disclosure

SEC source: 0000899243-21-049615 · doc4a.xml · nonDerivative · entry 9

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2021 Filed Mar 16, 2021 01:50 UTC Aterian, Inc. MWK · Entity 8078 SaleCommon Stock 33,330 $34.34 $1,144,552.20
Disclosure

SEC source: 0000899243-21-011832 · doc4.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,379

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.

Read SEC document
March 11, 2021 Filed Jul 2, 2021 21:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 1,614 $31.77 $51,276.30
Disclosure

SEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 8

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,110

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $32.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
March 11, 2021 Filed Dec 23, 2021 22:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 1,614 $31.77 $51,276.30
Disclosure

SEC source: 0000899243-21-049615 · doc4a.xml · nonDerivative · entry 8

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,110

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $32.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
March 10, 2021 Filed Jul 2, 2021 21:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 1,669 $37.97 $63,379.44
Disclosure

SEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 7

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,724

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.72 to $38.16, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
March 10, 2021 Filed Jul 2, 2021 21:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 7,777 $37.16 $289,027.54
Disclosure

SEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 6

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,393

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.71 to $37.71, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
March 10, 2021 Filed Jul 2, 2021 21:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 10,794 $36.16 $390,343.42
Disclosure

SEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 5

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,170

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.69 to $36.68, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
March 10, 2021 Filed Jul 2, 2021 21:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 6,172 $35.13 $216,800.14
Disclosure

SEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 4

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,964

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.64 to $35.63, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
March 10, 2021 Filed Jul 2, 2021 21:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 9,332 $33.96 $316,940.85
Disclosure

SEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 3

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,136

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.63 to $34.63, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
March 10, 2021 Filed Jul 2, 2021 21:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 1,674 $33.13 $55,461.13
Disclosure

SEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 2

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,468

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.62 to $33.60, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
March 10, 2021 Filed Jul 2, 2021 21:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 13,567 $31.67 $429,601.77
Disclosure

SEC source: 0000899243-21-027243 · doc4a.xml · nonDerivative · entry 1

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,142

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $32.45, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 1,669 $37.97 $63,379.44
Disclosure

SEC source: 0000899243-21-049615 · doc4a.xml · nonDerivative · entry 7

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,724

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.72 to $38.16, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 7,777 $37.16 $289,027.54
Disclosure

SEC source: 0000899243-21-049615 · doc4a.xml · nonDerivative · entry 6

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,393

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.71 to $37.71, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 10,794 $36.16 $390,343.42
Disclosure

SEC source: 0000899243-21-049615 · doc4a.xml · nonDerivative · entry 5

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,170

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.69 to $36.68, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 6,172 $35.13 $216,800.14
Disclosure

SEC source: 0000899243-21-049615 · doc4a.xml · nonDerivative · entry 4

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,964

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.64 to $35.63, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document
March 10, 2021 Filed Dec 23, 2021 22:00 UTC Amendment Aterian, Inc. ATER · Entity 8078 SaleCommon Stock 9,332 $33.96 $316,940.85
Disclosure

SEC source: 0000899243-21-049615 · doc4a.xml · nonDerivative · entry 3

Zahut Roi Zion · CIK 0001778027 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,136

F1 · kind: Shares were automatically sold by the Reporting Person on a non-discretionary basis solely to satisfy tax withholding obligations upon the previously scheduled vesting of restricted stock awards for which the March 10, 2021 vesting date was approved on December 14, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.63 to $34.63, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.