Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 1stdibs.com, Inc.DIBS · Entity 6526 | Chief Revenue Officer | January 05, 2022 | January 14, 2022 |
| Aterian, Inc.ATER · Entity 8078 | Director | August 16, 2024 | August 21, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
1stdibs.com, Inc.
Report date January 05, 2022 · Filed January 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,400 |
Ending reported balance
After 2022-01-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2022-01-05 · Exercise / conversion · Acquired 31,227 · Balance 36,627 Row 2 · 2022-01-05 · Exercise / conversion · Acquired 2,146 · Balance 38,773 Row 3 · 2022-01-05 · Sale · Disposed 33,189 · Balance 5,584 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.97 to $11.97, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 4 · 2022-01-05 · Sale · Disposed 184 · Balance 5,400 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.47 · Expires 2028-11-29 | Direct | 47,106 |
Reported balance
After 2022-01-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-01-05 · Exercise / conversion · Disposed 31,227 · Balance 47,106 F2: Option vests over four years with 1/48th of the shares vesting on each monthly anniversary of September 1, 2018, subject to the reporting person's continued service with the Issuer through the applicable vesting date. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.59 · Expires 2030-06-19 | Direct | 31,187 |
Reported balance
After 2022-01-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-01-05 · Exercise / conversion · Disposed 2,146 · Balance 31,187 F3: Option vests over four years with 1/48th of the shares vesting on each monthly anniversary of March 1, 2020, subject to the reporting person's continued service with the Issuer through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.97 to $11.97, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Option vests over four years with 1/48th of the shares vesting on each monthly anniversary of September 1, 2018, subject to the reporting person's continued service with the Issuer through the applicable vesting date.
F3: Option vests over four years with 1/48th of the shares vesting on each monthly anniversary of March 1, 2020, subject to the reporting person's continued service with the Issuer through the applicable vesting date.
Aterian, Inc.
Report date August 16, 2024 · Filed August 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,625 |
Reported balance
After 2024-08-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-08-16 · Grant · Acquired 33,693 · Balance 51,625 F1: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. F2: Due to an administrative error that failed to account for the 12-1 reverse split that was affected on March 20, 2024, the total number of securities owned in the Form 4 for this Reporting Person filed on August 16, 2024 reported an incorrect number of total securities owned. |
Filing footnotes · ownership attribution and instrument terms
F1: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.
F2: Due to an administrative error that failed to account for the 12-1 reverse split that was affected on March 20, 2024, the total number of securities owned in the Form 4 for this Reporting Person filed on August 16, 2024 reported an incorrect number of total securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 16, 2024 Filed Aug 21, 2024 01:02 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 33,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-027417 · rdgdoc.xml · nonDerivative · entry 1 Liebel Sarah · CIK 0001844469 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,625 F1 · kind: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. F2 · balance_after: Due to an administrative error that failed to account for the 12-1 reverse split that was affected on March 20, 2024, the total number of securities owned in the Form 4 for this Reporting Person filed on August 16, 2024 reported an incorrect number of total securities owned. Read SEC document |
| August 14, 2024 Filed Aug 17, 2024 00:31 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 7,001 | $3.03 | $21,213.03 |
DisclosureSEC source: 0001437749-24-027116 · rdgdoc.xml · nonDerivative · entry 1 Liebel Sarah · CIK 0001844469 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,192 F1 · kind: The shares were sold by the Reporting Person for tax related purposes. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.10, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:52 UTC | Aterian, Inc. ATER · Entity 8078 | SaleCommon Stock | 75,000 | $0.35 | $26,250.00 |
DisclosureSEC source: 0001437749-23-032483 · rdgdoc.xml · nonDerivative · entry 1 Liebel Sarah · CIK 0001844469 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,193 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.32 to $0.38, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 01:31 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 270,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-025944 · rdgdoc.xml · nonDerivative · entry 1 Liebel Sarah · CIK 0001844469 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 374,193 F1 · kind: Comprised solely of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| July 26, 2022 Filed Jul 29, 2022 01:02 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 42,195 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-026993 · doc4.xml · nonDerivative · entry 1 Liebel Sarah · CIK 0001844469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,923 F1 · shares: Comprised solely of shares of restricted common stock that are subject to vesting. Read SEC document |
| February 01, 2022 Filed Feb 1, 2022 21:34 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 61,728 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-003880 · doc4.xml · nonDerivative · entry 1 Liebel Sarah · CIK 0001844469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,728 F1 · shares: Comprised of 61,728 shares of restricted common stock that are subject to vesting. Read SEC document |
| January 05, 2022 Filed Jan 14, 2022 23:26 UTC | 1stdibs.com, Inc. DIBS · Entity 6526 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,146 | $4.59 Strike: $4.59 | $9,850.14 |
DisclosureSEC source: 0001600641-22-000002 · wf-form4_164220276045644.xml · derivative · entry 6 Liebel Sarah · CIK 0001844469 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,187 Underlying: Common Stock · 2,146 shares Expires 2030-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests over four years with 1/48th of the shares vesting on each monthly anniversary of March 1, 2020, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| January 05, 2022 Filed Jan 14, 2022 23:26 UTC | 1stdibs.com, Inc. DIBS · Entity 6526 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 31,227 | $4.47 Strike: $4.47 | $139,584.69 |
DisclosureSEC source: 0001600641-22-000002 · wf-form4_164220276045644.xml · derivative · entry 5 Liebel Sarah · CIK 0001844469 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,106 Underlying: Common Stock · 31,227 shares Expires 2028-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests over four years with 1/48th of the shares vesting on each monthly anniversary of September 1, 2018, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| January 05, 2022 Filed Jan 14, 2022 23:26 UTC | 1stdibs.com, Inc. DIBS · Entity 6526 | SaleCommon Stock | 184 | $10.96 | $2,016.64 |
DisclosureSEC source: 0001600641-22-000002 · wf-form4_164220276045644.xml · nonDerivative · entry 4 Liebel Sarah · CIK 0001844469 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Read SEC document |
| January 05, 2022 Filed Jan 14, 2022 23:26 UTC | 1stdibs.com, Inc. DIBS · Entity 6526 | SaleCommon Stock | 33,189 | $11.60 | $385,012.31 |
DisclosureSEC source: 0001600641-22-000002 · wf-form4_164220276045644.xml · nonDerivative · entry 3 Liebel Sarah · CIK 0001844469 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,584 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.97 to $11.97, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 05, 2022 Filed Jan 14, 2022 23:26 UTC | 1stdibs.com, Inc. DIBS · Entity 6526 | Exercise / conversionCommon Stock | 2,146 | $4.59 | $9,850.14 |
DisclosureSEC source: 0001600641-22-000002 · wf-form4_164220276045644.xml · nonDerivative · entry 2 Liebel Sarah · CIK 0001844469 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2022 Filed Jan 14, 2022 23:26 UTC | 1stdibs.com, Inc. DIBS · Entity 6526 | Exercise / conversionCommon Stock | 31,227 | $4.47 | $139,584.69 |
DisclosureSEC source: 0001600641-22-000002 · wf-form4_164220276045644.xml · nonDerivative · entry 1 Liebel Sarah · CIK 0001844469 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:23 UTC | 1stdibs.com, Inc. DIBS · Entity 6526 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,400 | $3.87 Strike: $3.87 | $20,898.00 |
DisclosureSEC source: 0001600641-21-000020 · wf-form4_163909217177312.xml · derivative · entry 2 Liebel Sarah · CIK 0001844469 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,850 Underlying: Common Stock · 5,400 shares Expires 2025-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests over four years with 25% of the shares vesting on October 1, 2016, and with 75% of the shares vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:23 UTC | 1stdibs.com, Inc. DIBS · Entity 6526 | Exercise / conversionCommon Stock | 5,400 | $3.87 | $20,898.00 |
DisclosureSEC source: 0001600641-21-000020 · wf-form4_163909217177312.xml · nonDerivative · entry 1 Liebel Sarah · CIK 0001844469 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.