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Nasdaq · USD

ATEC

Alphatec Holdings, Inc.

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Tapewire entity
4720
SEC CIK
0001350653
Parsed reports
552

Last 12 months

Inside the activity.

4 purchase rows · 41 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025018
Jan 202601
Feb 202602
Mar 202606
Apr 202600
May 202630
Jun 202601
Jul 202600
Aug 202601
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 29, 2017 Filed Mar 31, 2017 20:39 UTC
Hunsaker Craig ESee Remarks
GrantWarrants (right to buy) · Derivative 250,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0000899243-17-009012 · doc4.xml · derivative · entry 2

Hunsaker Craig E · CIK 0001509282 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following that date that shareholder approval is obtained.

F2 · derivative.expiration_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following that date that shareholder approval is obtained.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:39 UTC
Hunsaker Craig ESee Remarks
GrantSeries A Convertible Preferred Stock · Derivative 500 $1,000.00 Strike: $2.00 $500,000.00
Disclosure

SEC source: 0000899243-17-009012 · doc4.xml · derivative · entry 1

Hunsaker Craig E · CIK 0001509282 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 250,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the issuer's common stock following that date that shareholder approval is obtained.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the issuer's common stock following that date that shareholder approval is obtained.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:41 UTC GrantWarrants (right to buy) · Derivative 200,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0000899243-17-009014 · doc4.xml · derivative · entry 4

Berkowitz Mortimer III · CIK 0001364333 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Porcupine Investment Partners, LLC

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following that date that shareholder approval is obtained.

F2 · derivative.expiration_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following that date that shareholder approval is obtained.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:41 UTC GrantWarrants (right to buy) · Derivative 200,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0000899243-17-009014 · doc4.xml · derivative · entry 3

Berkowitz Mortimer III · CIK 0001364333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following that date that shareholder approval is obtained.

F2 · derivative.expiration_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following that date that shareholder approval is obtained.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:41 UTC GrantSeries A Convertible Preferred Stock · Derivative 400 $1,000.00 Strike: $2.00 $400,000.00
Disclosure

SEC source: 0000899243-17-009014 · doc4.xml · derivative · entry 2

Berkowitz Mortimer III · CIK 0001364333 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Porcupine Investment Partners, LLC

Disclosed balance after: 400

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the issuer's common stock following that date that shareholder approval is obtained.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the issuer's common stock following that date that shareholder approval is obtained.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:41 UTC GrantSeries A Convertible Preferred Stock · Derivative 400 $1,000.00 Strike: $2.00 $400,000.00
Disclosure

SEC source: 0000899243-17-009014 · doc4.xml · derivative · entry 1

Berkowitz Mortimer III · CIK 0001364333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the issuer's common stock following that date that shareholder approval is obtained.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the issuer's common stock following that date that shareholder approval is obtained.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:40 UTC
Snider BrianSee Remarks
GrantWarrants (right to buy) · Derivative 50,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0000899243-17-009013 · doc4.xml · derivative · entry 4

Snider Brian · CIK 0001702383 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F5 · derivative.exercise_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following that date that shareholder approval is obtained.

F5 · derivative.expiration_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following that date that shareholder approval is obtained.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:40 UTC
Snider BrianSee Remarks
GrantSeries A Convertible Preferred Stock · Derivative 100 $1,000.00 Strike: $2.00 $100,000.00
Disclosure

SEC source: 0000899243-17-009013 · doc4.xml · derivative · entry 3

Snider Brian · CIK 0001702383 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F4 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the issuer's common stock following that date that shareholder approval is obtained.

F4 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the issuer's common stock following that date that shareholder approval is obtained.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:39 UTC
Allen JonathanSee Remarks
GrantWarrants (right to buy) · Derivative 125,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0000899243-17-009008 · doc4.xml · derivative · entry 2

Allen Jonathan · CIK 0001700477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following that date that shareholder approval is obtained.

F2 · derivative.expiration_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following that date that shareholder approval is obtained.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:39 UTC
Allen JonathanSee Remarks
GrantSeries A Convertible Preferred Stock · Derivative 250 $1,000.00 Strike: $2.00 $250,000.00
Disclosure

SEC source: 0000899243-17-009008 · doc4.xml · derivative · entry 1

Allen Jonathan · CIK 0001700477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 125,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the issuer's common stock following that date that shareholder approval is obtained.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the issuer's common stock following that date that shareholder approval is obtained.

Read SEC document
March 20, 2017 Filed Mar 31, 2017 20:40 UTC
Snider BrianSee Remarks
GrantStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $2.87 $0.00
Disclosure

SEC source: 0000899243-17-009013 · doc4.xml · derivative · entry 2

Snider Brian · CIK 0001702383 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-03-19

F3 · derivative.exercise_date: The options vest over four years with 25% vesting on the anniversary of the grant date and the remaining 75% vesting in 36 installments every month for the three years thereafter.

Read SEC document
March 06, 2017 Filed Mar 15, 2017 20:20 UTC
Black Jeffrey G.Executive VP & CFO
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $4.10 $0.00
Disclosure

SEC source: 0000899243-17-007671 · doc4.xml · derivative · entry 1

Black Jeffrey G. · CIK 0001449439 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-03-05

F1 · derivative.exercise_date: The options vest over four years with 25% vesting on the anniversary of the grant date and the remaining 75% vesting in 36 installments every month for the three years thereafter.

Read SEC document
February 21, 2017 Filed May 3, 2017 14:02 UTC GrantNQ Stock Option · Derivative 5,208 $3.09 Strike: $3.09 $16,092.72
Disclosure

SEC source: 0001179110-17-006461 · edgar.xml · derivative · entry 1

CROSS LESLIE H · CIK 0001248189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208

Underlying: Common Stock · 5,208 shares

Expires 2027-02-21

F1 · derivative.exercise_date: The options will vest 25% on the first anniversary of the grant date and 1/12th of the shares vest every 3 months thereafter.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 23:14 UTC
Rich Terry M.Director · Chief Executive Officer
PurchaseCommon Stock 2,500 $4.26 $10,660.00
Disclosure

SEC source: 0001350653-16-000128 · wf-form4_148218923626380.xml · nonDerivative · entry 1

Rich Terry · CIK 0001544482 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,500

Read SEC document
December 16, 2016 Filed Dec 20, 2016 20:24 UTC PurchaseCommon Sock 15,000 $4.25 $63,795.00
Disclosure

SEC source: 0001350653-16-000129 · wf-form4_148228347487897.xml · nonDerivative · entry 1

CROSS LESLIE H · CIK 0001248189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,443

Read SEC document
December 12, 2016 Filed Dec 16, 2016 13:17 UTC
Plunkett Michael JosephPresident and COO
GrantIncentive Stock Option · Derivative 25,000 $4.35 Strike: $4.43 $108,750.00
Disclosure

SEC source: 0001350653-16-000125 · wf-form4_148191222124805.xml · derivative · entry 2

Plunkett Michael Joseph · CIK 0001492279 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,750

Underlying: Common Sock · 25,000 shares

Expires 2026-12-12

F5 · price: The exercise price per share.

F4 · derivative.exercise_date: The options vest over four years with 25% vesting on November 8, 2016 and the remainder vesting in 36 installments each month thereafter.

Read SEC document
December 12, 2016 Filed Dec 16, 2016 13:17 UTC
Plunkett Michael JosephPresident and COO
GrantCommon Stock - Restricted Stock Units 100,000 $0.00 $0.00
Disclosure

SEC source: 0001350653-16-000125 · wf-form4_148191222124805.xml · nonDerivative · entry 1

Plunkett Michael Joseph · CIK 0001492279 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,961

F1 · security: The RSUs vest over four years. 25% of the RSUs vest annually on the anniversary of the grant date and 25% vest on each anniversary thereafter.

F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3 · balance_after: Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals.

Read SEC document
December 12, 2016 Filed Dec 16, 2016 13:15 UTC GrantNQ Stock Option · Derivative 7,751 $4.43 Strike: $4.43 $34,336.93
Disclosure

SEC source: 0001350653-16-000120 · wf-form4_148191211310081.xml · derivative · entry 2

CROSS LESLIE H · CIK 0001248189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,794

Underlying: Common Stock · 7,751 shares

Expires 2026-12-12

F2 · shares: The options are fully vested as of the grant date.

F3 · price: The exercise price per share.

Read SEC document
December 12, 2016 Filed Dec 16, 2016 13:16 UTC GrantNQ Stock Option · Derivative 14,610 $4.43 Strike: $4.43 $64,722.30
Disclosure

SEC source: 0001350653-16-000122 · wf-form4_148191216110643.xml · derivative · entry 2

MARSHALL SIRI S · CIK 0001206689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,221

Underlying: Common Stock · 14,610 shares

Expires 2026-12-12

F2 · price: Exercise price per share.

F1 · derivative.exercise_date: The options are fully vested as of the grant date.

Read SEC document
December 12, 2016 Filed Dec 16, 2016 18:17 UTC
Garner EbunGeneral Counsel and SVP
GrantIncentive Stock Option · Derivative 40,000 $4.43 Strike: $4.43 $177,200.00
Disclosure

SEC source: 0001350653-16-000127 · wf-form4_148191225949573.xml · derivative · entry 2

Garner Ebun · CIK 0001364554 · General Counsel and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,514

Underlying: Common Stock · 40,000 shares

Expires 2026-12-12

F5 · price: Exercise price per share.

F4 · derivative.exercise_date: The options vest over four years with 25% vesting on the anniversary of the grant date and the remainder vesting in 36 installments each month thereafter.

Read SEC document
December 12, 2016 Filed Dec 16, 2016 18:17 UTC
Garner EbunGeneral Counsel and SVP
GrantCommon Stock - Restricted Stock Units 40,000 $0.00 $0.00
Disclosure

SEC source: 0001350653-16-000127 · wf-form4_148191225949573.xml · nonDerivative · entry 1

Garner Ebun · CIK 0001364554 · General Counsel and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,545

F1 · security: The RSUs vest annually with 25% vesting on the anniversary of the grant date, and 25% vesting each anniversary thereafter.

F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3 · balance_after: Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals.

Read SEC document
December 12, 2016 Filed Dec 16, 2016 18:17 UTC
Nelson DennisVP, Finance and Controller
GrantIncentive Stock Option · Derivative 15,000 $4.43 Strike: $4.43 $66,450.00
Disclosure

SEC source: 0001350653-16-000126 · wf-form4_148191224332191.xml · derivative · entry 2

Nelson Dennis · CIK 0001504126 · VP, Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Sock · 15,000 shares

Expires 2026-12-12

F5 · price: The exercise price per share.

F4 · derivative.exercise_date: The options vest over four years with 25% vesting on the anniversary of the grant date and the remainder vesting in 36 installments each month thereafter.

Read SEC document
December 12, 2016 Filed Dec 16, 2016 18:17 UTC
Nelson DennisVP, Finance and Controller
GrantCommon Stock - Restricted Stock Units 15,000 $0.00 $0.00
Disclosure

SEC source: 0001350653-16-000126 · wf-form4_148191224332191.xml · nonDerivative · entry 1

Nelson Dennis · CIK 0001504126 · VP, Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,497

F1 · security: The RSUs vest over four years with 25% vesting on the anniversary of the grant date, and 25% vesting each anniversary thereafter, subject to continued service on each vesting date.

F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F3 · balance_after: Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals.

Read SEC document
December 12, 2016 Filed Dec 16, 2016 18:16 UTC GrantNQ Stock Option · Derivative 3,303 $4.43 Strike: $4.43 $14,632.29
Disclosure

SEC source: 0001350653-16-000123 · wf-form4_148191217752978.xml · derivative · entry 2

Williams Donald Allen · CIK 0001620013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,569

Underlying: Common Sock · 3,303 shares

Expires 2026-12-12

F2 · price: The exercise price per share.

F1 · derivative.exercise_date: The options are fully vested as of the grant date.

Read SEC document
December 12, 2016 Filed Dec 16, 2016 18:16 UTC GrantNQ Stock Option · Derivative 14,610 $4.43 Strike: $4.43 $64,722.30
Disclosure

SEC source: 0001350653-16-000124 · wf-form4_148191220135691.xml · derivative · entry 2

Oneil Stephen · CIK 0001364564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,221

Underlying: Common Stock · 14,610 shares

Expires 2026-12-12

F2 · price: Exercise price per share.

F1 · derivative.exercise_date: The options are fully vested as of the grant date.

Read SEC document
December 12, 2016 Filed Dec 16, 2016 18:15 UTC
Molson R IanDirector
GrantNQ Stock Option · Derivative 16,324 $4.43 Strike: $4.43 $72,315.32
Disclosure

SEC source: 0001350653-16-000121 · wf-form4_148191214241717.xml · derivative · entry 3

Molson R Ian · CIK 0001364553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,025

Underlying: Common Stock · 16,324 shares

Expires 2026-12-12

F3 · price: Exercise Price Per Share

F2 · derivative.exercise_date: The options are fully vested as of the grant date.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 01:40 UTC
Foster John10% owner
SaleCommon Stock 1,033 $5.25 $5,423.25
Disclosure

SEC source: 0000899243-16-034745 · doc4.xml · nonDerivative · entry 4

Foster John · CIK 0001364631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · ownership.direct: On November 29, 2016 and November 30, 2016, 2,600 shares and 12,400 shares, respectively, held by John H. Foster were sold and, on November 29, 2016 and November 30, 2016, 1,500 shares and 1,033 shares, respectively, held by John H. Foster, trustee u/w of Virginia C. Foster, were sold. Mr. Foster is a trustee and the principal beneficiary of such trust.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 01:40 UTC
Foster John10% owner
SaleCommon Stock 12,400 $5.22 $64,728.00
Disclosure

SEC source: 0000899243-16-034745 · doc4.xml · nonDerivative · entry 3

Foster John · CIK 0001364631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033

F1 · ownership.direct: On November 29, 2016 and November 30, 2016, 2,600 shares and 12,400 shares, respectively, held by John H. Foster were sold and, on November 29, 2016 and November 30, 2016, 1,500 shares and 1,033 shares, respectively, held by John H. Foster, trustee u/w of Virginia C. Foster, were sold. Mr. Foster is a trustee and the principal beneficiary of such trust.

Read SEC document
November 29, 2016 Filed Dec 2, 2016 01:40 UTC
Foster John10% owner
SaleCommon Stock 1,500 $5.37 $8,055.00
Disclosure

SEC source: 0000899243-16-034745 · doc4.xml · nonDerivative · entry 2

Foster John · CIK 0001364631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,433

F1 · ownership.direct: On November 29, 2016 and November 30, 2016, 2,600 shares and 12,400 shares, respectively, held by John H. Foster were sold and, on November 29, 2016 and November 30, 2016, 1,500 shares and 1,033 shares, respectively, held by John H. Foster, trustee u/w of Virginia C. Foster, were sold. Mr. Foster is a trustee and the principal beneficiary of such trust.

Read SEC document
November 29, 2016 Filed Dec 2, 2016 01:40 UTC
Foster John10% owner
SaleCommon Stock 2,600 $5.37 $13,962.00
Disclosure

SEC source: 0000899243-16-034745 · doc4.xml · nonDerivative · entry 1

Foster John · CIK 0001364631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,933

F1 · ownership.direct: On November 29, 2016 and November 30, 2016, 2,600 shares and 12,400 shares, respectively, held by John H. Foster were sold and, on November 29, 2016 and November 30, 2016, 1,500 shares and 1,033 shares, respectively, held by John H. Foster, trustee u/w of Virginia C. Foster, were sold. Mr. Foster is a trustee and the principal beneficiary of such trust.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 17:13 UTC
Plunkett Michael JosephPresident and COO
OtherCommon Stock 2,486 $1.94 $4,817.87
Disclosure

SEC source: 0001350653-16-000115 · wf-form4_147950720010901.xml · nonDerivative · entry 1

Plunkett Michael Joseph · CIK 0001492279 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,682

F1 · kind: The shares were purchased from the issuer pursuant to the issuer's 2007 Employee Stock Purchase Plan.

F1 · price: The shares were purchased from the issuer pursuant to the issuer's 2007 Employee Stock Purchase Plan.

F2 · balance_after: Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 22:14 UTC
Garner EbunGeneral Counsel and SVP
OtherCommon Stock 322 $1.94 $624.04
Disclosure

SEC source: 0001350653-16-000116 · wf-form4_147950727529781.xml · nonDerivative · entry 1

Garner Ebun · CIK 0001364554 · General Counsel and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,250

F1 · kind: The shares were purchased from the issuer pursuant to the issuer's 2007 Employee Stock Purchase Plan.

F1 · price: The shares were purchased from the issuer pursuant to the issuer's 2007 Employee Stock Purchase Plan.

F2 · balance_after: Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals.

Read SEC document
November 15, 2016 Filed Dec 16, 2016 13:14 UTC Amendment
Plunkett Michael JosephPresident and COO
OtherCommon Stock - Restricted Stock Units 2,486 $1.94 $4,817.87
Disclosure

SEC source: 0001350653-16-000117 · wf-form4a_148191206016891.xml · nonDerivative · entry 1

Plunkett Michael Joseph · CIK 0001492279 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,961

F1 · kind: The shares were purchased from the issuer pursuant to the issuer's 2007 Employee Stock Purchase Plan.

F1 · price: The shares were purchased from the issuer pursuant to the issuer's 2007 Employee Stock Purchase Plan.

F2 · balance_after: Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals.

F3 · balance_after: This amount was incorrectly listed as 18,682 in the original Form 4.

Read SEC document
November 15, 2016 Filed Dec 16, 2016 18:14 UTC Amendment
Garner EbunGeneral Counsel and SVP
OtherCommon Stock 322 $1.94 $624.04
Disclosure

SEC source: 0001350653-16-000118 · wf-form4a_148191207664218.xml · nonDerivative · entry 1

Garner Ebun · CIK 0001364554 · General Counsel and SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,545

F1 · kind: The shares were purchased from the issuer pursuant to the issuer's 2007 Employee Stock Purchase Plan.

F1 · price: The shares were purchased from the issuer pursuant to the issuer's 2007 Employee Stock Purchase Plan.

F2 · balance_after: Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals.

F3 · balance_after: This amount was incorrectly listed as 8,250 in the original Form 4 filing.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.