Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alphatec Holdings, Inc.ATEC · Entity 4720 | VP, Finance and Controller | December 12, 2016 | December 16, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alphatec Holdings, Inc.
Report date December 12, 2016 · Filed December 16, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 16,497 |
Reported balance
After 2016-12-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-12-12 · Grant · Acquired 15,000 · Balance 16,497 F1: The RSUs vest over four years with 25% vesting on the anniversary of the grant date, and 25% vesting each anniversary thereafter, subject to continued service on each vesting date. F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F3: Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. |
| Incentive Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.43 · Expires 2026-12-12 | Direct | 30,000 |
Reported balance
After 2016-12-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-12-12 · Grant · Acquired 15,000 · Balance 30,000 F5: The exercise price per share. F4: The options vest over four years with 25% vesting on the anniversary of the grant date and the remainder vesting in 36 installments each month thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSUs vest over four years with 25% vesting on the anniversary of the grant date, and 25% vesting each anniversary thereafter, subject to continued service on each vesting date.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
F3: Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals.
F4: The options vest over four years with 25% vesting on the anniversary of the grant date and the remainder vesting in 36 installments each month thereafter.
F5: The exercise price per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2016 Filed Dec 16, 2016 18:17 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantIncentive Stock Option · Derivative | 15,000 | $4.43 Strike: $4.43 | $66,450.00 |
DisclosureSEC source: 0001350653-16-000126 · wf-form4_148191224332191.xml · derivative · entry 2 Nelson Dennis · CIK 0001504126 · VP, Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Sock · 15,000 shares Expires 2026-12-12 F5 · price: The exercise price per share. F4 · derivative.exercise_date: The options vest over four years with 25% vesting on the anniversary of the grant date and the remainder vesting in 36 installments each month thereafter. Read SEC document |
| December 12, 2016 Filed Dec 16, 2016 18:17 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock - Restricted Stock Units | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001350653-16-000126 · wf-form4_148191224332191.xml · nonDerivative · entry 1 Nelson Dennis · CIK 0001504126 · VP, Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,497 F1 · security: The RSUs vest over four years with 25% vesting on the anniversary of the grant date, and 25% vesting each anniversary thereafter, subject to continued service on each vesting date. F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F3 · balance_after: Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.