Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alphatec Holdings, Inc.ATEC · Entity 4720 | 10% owner | November 29, 2016 | December 02, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alphatec Holdings, Inc.
Report date November 29, 2016 · Filed December 02, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2016-11-30 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2016-11-29 · Sale · Disposed 2,600 · Balance 14,933 F1: On November 29, 2016 and November 30, 2016, 2,600 shares and 12,400 shares, respectively, held by John H. Foster were sold and, on November 29, 2016 and November 30, 2016, 1,500 shares and 1,033 shares, respectively, held by John H. Foster, trustee u/w of Virginia C. Foster, were sold. Mr. Foster is a trustee and the principal beneficiary of such trust. Row 2 · 2016-11-29 · Sale · Disposed 1,500 · Balance 13,433 F1: On November 29, 2016 and November 30, 2016, 2,600 shares and 12,400 shares, respectively, held by John H. Foster were sold and, on November 29, 2016 and November 30, 2016, 1,500 shares and 1,033 shares, respectively, held by John H. Foster, trustee u/w of Virginia C. Foster, were sold. Mr. Foster is a trustee and the principal beneficiary of such trust. Row 3 · 2016-11-30 · Sale · Disposed 12,400 · Balance 1,033 F1: On November 29, 2016 and November 30, 2016, 2,600 shares and 12,400 shares, respectively, held by John H. Foster were sold and, on November 29, 2016 and November 30, 2016, 1,500 shares and 1,033 shares, respectively, held by John H. Foster, trustee u/w of Virginia C. Foster, were sold. Mr. Foster is a trustee and the principal beneficiary of such trust. Row 4 · 2016-11-30 · Sale · Disposed 1,033 · Balance 0 F1: On November 29, 2016 and November 30, 2016, 2,600 shares and 12,400 shares, respectively, held by John H. Foster were sold and, on November 29, 2016 and November 30, 2016, 1,500 shares and 1,033 shares, respectively, held by John H. Foster, trustee u/w of Virginia C. Foster, were sold. Mr. Foster is a trustee and the principal beneficiary of such trust. |
| Common StockSEC Table I · non-derivative | IndirectHeld By HealthpointCapital Partners, L.P. | 898,097 |
Reported balance
Holding disclosure · report date 2016-11-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 898,097 F2: John H. Foster is a managing member of HGP, LLC, which is the general partner of HealthpointCapital Partners, L.P. In addition, Mr. Foster is a managing member of HGP II, LLC, which is the general partner of HealthpointCapital Partners II, L.P. Mr. Foster may be deemed to beneficially own the securities held by HealthpointCapital Partners, L.P. and HealthpointCapital Partners II, L.P. Accordingly, Mr. Foster disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest in such shares. |
| Common StockSEC Table I · non-derivative | IndirectHeld By HealthpointCapital Partners II, L.P. | 1,750,880 |
Reported balance
Holding disclosure · report date 2016-11-29 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,750,880 F2: John H. Foster is a managing member of HGP, LLC, which is the general partner of HealthpointCapital Partners, L.P. In addition, Mr. Foster is a managing member of HGP II, LLC, which is the general partner of HealthpointCapital Partners II, L.P. Mr. Foster may be deemed to beneficially own the securities held by HealthpointCapital Partners, L.P. and HealthpointCapital Partners II, L.P. Accordingly, Mr. Foster disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest in such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 29, 2016 and November 30, 2016, 2,600 shares and 12,400 shares, respectively, held by John H. Foster were sold and, on November 29, 2016 and November 30, 2016, 1,500 shares and 1,033 shares, respectively, held by John H. Foster, trustee u/w of Virginia C. Foster, were sold. Mr. Foster is a trustee and the principal beneficiary of such trust.
F2: John H. Foster is a managing member of HGP, LLC, which is the general partner of HealthpointCapital Partners, L.P. In addition, Mr. Foster is a managing member of HGP II, LLC, which is the general partner of HealthpointCapital Partners II, L.P. Mr. Foster may be deemed to beneficially own the securities held by HealthpointCapital Partners, L.P. and HealthpointCapital Partners II, L.P. Accordingly, Mr. Foster disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest in such shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2016 Filed Dec 2, 2016 01:40 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 1,033 | $5.25 | $5,423.25 |
DisclosureSEC source: 0000899243-16-034745 · doc4.xml · nonDerivative · entry 4 Foster John · CIK 0001364631 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: On November 29, 2016 and November 30, 2016, 2,600 shares and 12,400 shares, respectively, held by John H. Foster were sold and, on November 29, 2016 and November 30, 2016, 1,500 shares and 1,033 shares, respectively, held by John H. Foster, trustee u/w of Virginia C. Foster, were sold. Mr. Foster is a trustee and the principal beneficiary of such trust. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 01:40 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 12,400 | $5.22 | $64,728.00 |
DisclosureSEC source: 0000899243-16-034745 · doc4.xml · nonDerivative · entry 3 Foster John · CIK 0001364631 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033 F1 · ownership.direct: On November 29, 2016 and November 30, 2016, 2,600 shares and 12,400 shares, respectively, held by John H. Foster were sold and, on November 29, 2016 and November 30, 2016, 1,500 shares and 1,033 shares, respectively, held by John H. Foster, trustee u/w of Virginia C. Foster, were sold. Mr. Foster is a trustee and the principal beneficiary of such trust. Read SEC document |
| November 29, 2016 Filed Dec 2, 2016 01:40 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 1,500 | $5.37 | $8,055.00 |
DisclosureSEC source: 0000899243-16-034745 · doc4.xml · nonDerivative · entry 2 Foster John · CIK 0001364631 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,433 F1 · ownership.direct: On November 29, 2016 and November 30, 2016, 2,600 shares and 12,400 shares, respectively, held by John H. Foster were sold and, on November 29, 2016 and November 30, 2016, 1,500 shares and 1,033 shares, respectively, held by John H. Foster, trustee u/w of Virginia C. Foster, were sold. Mr. Foster is a trustee and the principal beneficiary of such trust. Read SEC document |
| November 29, 2016 Filed Dec 2, 2016 01:40 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 2,600 | $5.37 | $13,962.00 |
DisclosureSEC source: 0000899243-16-034745 · doc4.xml · nonDerivative · entry 1 Foster John · CIK 0001364631 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,933 F1 · ownership.direct: On November 29, 2016 and November 30, 2016, 2,600 shares and 12,400 shares, respectively, held by John H. Foster were sold and, on November 29, 2016 and November 30, 2016, 1,500 shares and 1,033 shares, respectively, held by John H. Foster, trustee u/w of Virginia C. Foster, were sold. Mr. Foster is a trustee and the principal beneficiary of such trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.