Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alphatec Holdings, Inc.ATEC · Entity 4720 | EVP, MARKETING | August 05, 2022 | August 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alphatec Holdings, Inc.
Report date August 05, 2022 · Filed August 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 655,382 |
Reported balance
After 2022-08-05 transaction · row 1
1 source rowRow 1 · 2022-08-05 · Tax withholding · Disposed 6,805 · Balance 655,382 F1: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2022 Filed Aug 9, 2022 22:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 6,805 | $8.03 | $54,644.15 |
DisclosureSEC source: 0001415889-22-008432 · form4-08092022_060812.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, MARKETING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,382 F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 19:29 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionWarrants (right to buy) · Derivative | 50,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001179110-22-003358 · edgar.xml · derivative · entry 3 Snider Brian · CIK 0001702383 · EVP, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 19:29 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 14,634 | $6.83 | $99,950.22 |
DisclosureSEC source: 0001179110-22-003358 · edgar.xml · nonDerivative · entry 2 Snider Brian · CIK 0001702383 · EVP, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,187 F1 · kind: Shares withheld by issuer to satisfy the exercise price for the warrant shares. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 19:29 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 50,000 | $2.00 | $100,000.00 |
DisclosureSEC source: 0001179110-22-003358 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2022 Filed May 19, 2022 18:56 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 21,982 | $8.26 | $181,571.32 |
DisclosureSEC source: 0001179110-22-003082 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,821 F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F2 · balance_after: Includes 1,883 shares acquired under issuer's employee stock purchase plan on May 13, 2022. Read SEC document |
| April 28, 2022 Filed May 2, 2022 18:12 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 16,978 | $11.54 | $195,926.12 |
DisclosureSEC source: 0001179110-22-002767 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,920 F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 20:07 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 5,292 | $10.94 | $57,894.48 |
DisclosureSEC source: 0001179110-22-002365 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 663,898 F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 21:12 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 30,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001693 · edgar.xml · nonDerivative · entry 2 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,190 F2 · security: On February 24, 2022, the issuer granted to the reporting person 30,655 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · shares: On February 24, 2022, the issuer granted to the reporting person 30,655 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. F2 · price: On February 24, 2022, the issuer granted to the reporting person 30,655 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. F2 · balance_after: On February 24, 2022, the issuer granted to the reporting person 30,655 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 21:12 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001693 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638,535 F1 · security: On February 24, 2022, the issuer awarded 25,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024. F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · shares: On February 24, 2022, the issuer awarded 25,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024. F1 · price: On February 24, 2022, the issuer awarded 25,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024. F1 · balance_after: On February 24, 2022, the issuer awarded 25,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024. F4 · balance_after: Includes 669 shares acquired under the issuer's employee stock purchase plan on November 15, 2021. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 15:15 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 6,324 | $15.23 | $96,314.52 |
DisclosureSEC source: 0001179110-21-008021 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,866 F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · balance_after: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. Read SEC document |
| May 17, 2021 Filed May 19, 2021 16:41 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 21,982 | $14.81 | $325,553.42 |
DisclosureSEC source: 0001179110-21-005571 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,190 F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · balance_after: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F2 · balance_after: Includes 1,510 shares acquired under the issuer's employee stock purchase plan on May 14, 2021. Read SEC document |
| April 29, 2021 Filed May 3, 2021 16:43 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 20,080 | $16.33 | $327,906.40 |
DisclosureSEC source: 0001179110-21-004764 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,662 F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · balance_after: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. Read SEC document |
| March 25, 2021 Filed Mar 26, 2021 22:38 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 6,484 | $16.68 | $108,153.12 |
DisclosureSEC source: 0001179110-21-003833 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,742 F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. F1 · balance_after: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units. Read SEC document |
| February 18, 2021 Filed Feb 23, 2021 01:05 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002083 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,226 F1 · security: On February 18, 2021, issuer granted to the reporting person 20,000 restricted stock units (RSUs). The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · shares: On February 18, 2021, issuer granted to the reporting person 20,000 restricted stock units (RSUs). The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · balance_after: On February 18, 2021, issuer granted to the reporting person 20,000 restricted stock units (RSUs). The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Includes 3,306 and 2,203 shares acquired under the issuer's employee stock purchase plan on May 15, 2020 and November 13, 2020, respectively. Read SEC document |
| April 22, 2020 Filed Apr 25, 2020 01:27 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 142,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005123 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640,717 F1 · date: On April 22, 2020, issuer granted to the reporting person 142,228 restricted stock units (RSUs), subject to receipt of required approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by at least such number as is necessary to vest all of the awards granted on April 22, 2020. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date; provided, however, that the vesting of 50% of these RSUs is subject to the additional condition that the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $7.52 per share during the first three years following the grant date. Should the publicly-traded stock price for the issuer's common stock reach a 30-day average trading price at or above $7.52 per share at any time during such three year period, this pricing condition will be satisfied and will terminate. F2 · date: Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · shares: On April 22, 2020, issuer granted to the reporting person 142,228 restricted stock units (RSUs), subject to receipt of required approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by at least such number as is necessary to vest all of the awards granted on April 22, 2020. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date; provided, however, that the vesting of 50% of these RSUs is subject to the additional condition that the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $7.52 per share during the first three years following the grant date. Should the publicly-traded stock price for the issuer's common stock reach a 30-day average trading price at or above $7.52 per share at any time during such three year period, this pricing condition will be satisfied and will terminate. F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · balance_after: On April 22, 2020, issuer granted to the reporting person 142,228 restricted stock units (RSUs), subject to receipt of required approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by at least such number as is necessary to vest all of the awards granted on April 22, 2020. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date; provided, however, that the vesting of 50% of these RSUs is subject to the additional condition that the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $7.52 per share during the first three years following the grant date. Should the publicly-traded stock price for the issuer's common stock reach a 30-day average trading price at or above $7.52 per share at any time during such three year period, this pricing condition will be satisfied and will terminate. F2 · balance_after: Each RSU represents a contingent right to receive one share of the issuer's common stock. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 20:01 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 5,482 | $3.93 | $21,544.26 |
DisclosureSEC source: 0001179110-20-004799 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,489 F1 · date: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020. F2 · date: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020. F1 · shares: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020. F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020. F3 · price: The conversion price (cash for equity) is based on a 30-day volume weighted average price of the issuer's common stock as of close of market on Friday, April 3, 2020. F1 · balance_after: On April 6, 2020, the restricted stock units (RSUs) were granted to the reporting person in connection with the reporting person's election to participate in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the issuer's board of directors on April 1, 2020 in response to the novel coronavirus (COVID-19) and the financial impact on the issuer resulting therefrom. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash compensation for the period between April 6, 2020 and July 10, 2020. F2 · balance_after: Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on July 10, 2020. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 00:13 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | PurchaseCommon Stock | 45,000 | $4.48 | $201,600.00 |
DisclosureSEC source: 0001179110-20-003605 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,007 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.41 to $4.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 3,726 shares and 3,179 shares acquired under the issuer's employee stock purchase plan on November 15, 2018 and November 15, 2019, respectively. Read SEC document |
| May 13, 2019 Filed May 16, 2019 00:12 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 44,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006128 · edgar.xml · nonDerivative · entry 2 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,102 F2 · date: On May 13, 2019, issuer granted to the reporting person 44,335 restricted stock units, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by 4,000,000 shares. The restricted stock units vest on the fourth anniversary of grant date; provided, however, that no portion of such restricted stock units shall vest unless the publicly-traded stock price for the issuer's common stock at the close of the market on such fourth anniversary date is equal to or greater than $6.18 per share (representing a 50% increase in the price per share as of the grant date). F2 · shares: On May 13, 2019, issuer granted to the reporting person 44,335 restricted stock units, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by 4,000,000 shares. The restricted stock units vest on the fourth anniversary of grant date; provided, however, that no portion of such restricted stock units shall vest unless the publicly-traded stock price for the issuer's common stock at the close of the market on such fourth anniversary date is equal to or greater than $6.18 per share (representing a 50% increase in the price per share as of the grant date). F3 · shares: Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. F4 · balance_after: Includes 4520 shares acquired under the issuer's employee stock purchase plan on May 15, 2019. F2 · balance_after: On May 13, 2019, issuer granted to the reporting person 44,335 restricted stock units, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by 4,000,000 shares. The restricted stock units vest on the fourth anniversary of grant date; provided, however, that no portion of such restricted stock units shall vest unless the publicly-traded stock price for the issuer's common stock at the close of the market on such fourth anniversary date is equal to or greater than $6.18 per share (representing a 50% increase in the price per share as of the grant date). F3 · balance_after: Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. Read SEC document |
| May 13, 2019 Filed May 16, 2019 00:12 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 177,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006128 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,247 F1 · date: On May 13, 2019, issuer granted to the reporting person 177,340 restricted stock units, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by 4,000,000 shares. The restricted stock units vest in four equal installments on each of the first four anniversaries of the grant date; provided, however, that no portion of the restricted stock units shall vest at any time during the first four years following the grant date unless and until the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $5.36 per share (representing a 30% increase in the price per share as of the grant date). Should the publicly traded stock price for the issuer's common stock reach a 30-day average trading price at or above $5.36 per share, this pricing condition on the vesting of the restricted stock units shall be satisfied, and shall terminate. F1 · shares: On May 13, 2019, issuer granted to the reporting person 177,340 restricted stock units, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by 4,000,000 shares. The restricted stock units vest in four equal installments on each of the first four anniversaries of the grant date; provided, however, that no portion of the restricted stock units shall vest at any time during the first four years following the grant date unless and until the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $5.36 per share (representing a 30% increase in the price per share as of the grant date). Should the publicly traded stock price for the issuer's common stock reach a 30-day average trading price at or above $5.36 per share, this pricing condition on the vesting of the restricted stock units shall be satisfied, and shall terminate. F3 · shares: Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. F1 · balance_after: On May 13, 2019, issuer granted to the reporting person 177,340 restricted stock units, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by 4,000,000 shares. The restricted stock units vest in four equal installments on each of the first four anniversaries of the grant date; provided, however, that no portion of the restricted stock units shall vest at any time during the first four years following the grant date unless and until the publicly-traded stock price for the issuer's common stock reaches a 30-day average trading price equal to or above $5.36 per share (representing a 30% increase in the price per share as of the grant date). Should the publicly traded stock price for the issuer's common stock reach a 30-day average trading price at or above $5.36 per share, this pricing condition on the vesting of the restricted stock units shall be satisfied, and shall terminate. F3 · balance_after: Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. Read SEC document |
| July 30, 2018 Filed Aug 2, 2018 00:31 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantEmployee Stock Option (right to buy) · Derivative | 74,222 | $0.00 Strike: $2.69 | $0.00 |
DisclosureSEC source: 0001179110-18-010077 · edgar.xml · derivative · entry 2 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,222 Underlying: Common Stock · 74,222 shares Expires 2028-07-30 F3 · derivative.exercise_date: The option will vest 25% on the first anniversary of the grant date and thereafter in 36 equal monthly installments; provided, however, that no portion of the option shall be exercisable at any time during the first four years following the grant date unless and until the publicly-traded stock price for the securities underlying the option reaches a 30-day average trading price equal to or above $4.20 per share. Should the publicly-traded stock price for the securities underlying the option reach a 30-day average trading price at or above $4.20 per share, this pricing condition on the exercise of the option shall be satisfied, and shall terminate. Read SEC document |
| July 30, 2018 Filed Aug 2, 2018 00:31 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 51,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010077 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,907 F1 · date: On July 30, 2018, issuer granted to the reporting person 51,020 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. F2 · date: The restricted stock units vest in four equal installments on each of the first four anniversaries of the grant date. F1 · shares: On July 30, 2018, issuer granted to the reporting person 51,020 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. F2 · shares: The restricted stock units vest in four equal installments on each of the first four anniversaries of the grant date. F1 · balance_after: On July 30, 2018, issuer granted to the reporting person 51,020 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. F2 · balance_after: The restricted stock units vest in four equal installments on each of the first four anniversaries of the grant date. Read SEC document |
| May 17, 2018 Filed May 21, 2018 23:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionSeries B Convertible Preferred Stock · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007276 · edgar.xml · derivative · entry 2 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,747 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock had no expiration date and converted into 317.4603 shares of the issuer's common stock on May 17, 2018, the date that issuer's stockholders approved such conversion. F1 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock had no expiration date and converted into 317.4603 shares of the issuer's common stock on May 17, 2018, the date that issuer's stockholders approved such conversion. F1 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock had no expiration date and converted into 317.4603 shares of the issuer's common stock on May 17, 2018, the date that issuer's stockholders approved such conversion. Read SEC document |
| May 17, 2018 Filed May 21, 2018 23:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 31,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007276 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series B Convertible Preferred Stock had no expiration date and converted into 317.4603 shares of the issuer's common stock on May 17, 2018, the date that issuer's stockholders approved such conversion. F2 · balance_after: Includes 4,140 shares acquired under the issuer's employee stock purchase plan on May 15, 2018. Read SEC document |
| May 17, 2018 Filed Mar 13, 2020 00:11 UTC Amendment | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 31,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003604 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series B Convertible Preferred Stock had no expiration date and converted into 317.4603 shares of the issuer's common stock on May 17, 2018, the date that issuer's stockholders approved such conversion. F2 · balance_after: Includes 4,140 shares acquired under the issuer's employee stock purchase plan on May 15, 2018. F3 · balance_after: On May 21, 2018, the reporting person mistakenly reported in Box 5 of Table I that following the reported transaction he beneficially owned 113,887 shares of the issuer's common stock. This amendment is being filed to report the correct number of shares beneficially owned by the reporting person following the subject transaction, which was 163,887. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 22:12 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantWarrants (right to buy) · Derivative | 26,985 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001179110-18-004084 · edgar.xml · derivative · entry 2 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,985 Underlying: Common Stock · 26,985 shares Expires not disclosed F2 · derivative.exercise_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following the date that stockholder approval is obtained. F2 · derivative.expiration_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following the date that stockholder approval is obtained. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 22:12 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantSeries B Convertible Preferred Stock · Derivative | 100 | $1,000.00 | $100,000.00 |
DisclosureSEC source: 0001179110-18-004084 · edgar.xml · derivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Underlying: Common Stock · 31,747 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock has no expiration date and is convertible into 317.4603 shares of the issuer's common stock following the date that stockholder approval is obtained. F1 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock has no expiration date and is convertible into 317.4603 shares of the issuer's common stock following the date that stockholder approval is obtained. F1 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock has no expiration date and is convertible into 317.4603 shares of the issuer's common stock following the date that stockholder approval is obtained. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 16:11 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionSeries A Convertible Preferred Stock · Derivative | 100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011801 · edgar.xml · derivative · entry 2 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the Issuer's common stock following the date that shareholders approve such conversion, which approval was obtained on June 15, 2017. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the Issuer's common stock following the date that shareholders approve such conversion, which approval was obtained on June 15, 2017. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 16:11 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011801 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 21:44 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | PurchaseCommon Stock | 3,000 | $1.69 | $5,070.00 |
DisclosureSEC source: 0001179110-17-011549 · edgar.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,000 Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 23:19 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantEmployee Stock Option (right to buy) · Derivative | 193,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001179110-17-010755 · edgar.xml · derivative · entry 1 Snider Brian · CIK 0001702383 · EVP, Strat. Mktg & Prod. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,000 Underlying: Common Stock · 193,000 shares Expires 2027-07-26 F1 · derivative.exercise_date: The option vests over four years with 25% vesting on the first anniversary of the grant date and the remaining 75% vesting in 36 installments every month for the three years thereafter; provided, however, that no portion of the option shall be exercisable at any time unless and until the publicly-traded stock price for the securities underlying the option reaches a 30-day average trading price equal to or above $3.00 per share. Should the publicly-traded stock price for the securities underlying the option reach a 30-day average trading price at or above $3.00 per share, this pricing condition on the exercise of the option shall be satisfied, and shall terminate. Read SEC document |
| March 31, 2017 Filed Mar 31, 2017 20:40 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock - Restricted Stock Units | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009013 · doc4.xml · nonDerivative · entry 1 Snider Brian · CIK 0001702383 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · security: The restricted stock units ("RSUs") vest annually within 25% vesting on the anniversary of the grant date, and 25% vesting each anniversary thereafter. F2 · shares: Each RSU represents a contingent right to receive one share of the issuer's common stock. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:40 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantWarrants (right to buy) · Derivative | 50,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009013 · doc4.xml · derivative · entry 4 Snider Brian · CIK 0001702383 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F5 · derivative.exercise_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following that date that shareholder approval is obtained. F5 · derivative.expiration_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following that date that shareholder approval is obtained. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:40 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantSeries A Convertible Preferred Stock · Derivative | 100 | $1,000.00 Strike: $2.00 | $100,000.00 |
DisclosureSEC source: 0000899243-17-009013 · doc4.xml · derivative · entry 3 Snider Brian · CIK 0001702383 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Underlying: Common Stock · 50,000 shares Expires not disclosed F4 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the issuer's common stock following that date that shareholder approval is obtained. F4 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the issuer's common stock following that date that shareholder approval is obtained. Read SEC document |
| March 20, 2017 Filed Mar 31, 2017 20:40 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $2.87 | $0.00 |
DisclosureSEC source: 0000899243-17-009013 · doc4.xml · derivative · entry 2 Snider Brian · CIK 0001702383 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2027-03-19 F3 · derivative.exercise_date: The options vest over four years with 25% vesting on the anniversary of the grant date and the remaining 75% vesting in 36 installments every month for the three years thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.