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Nasdaq · USD

ATEC

Alphatec Holdings, Inc.

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4720
SEC CIK
0001350653
Parsed reports
552

Last 12 months

Inside the activity.

4 purchase rows · 41 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025018
Jan 202601
Feb 202602
Mar 202606
Apr 202600
May 202630
Jun 202601
Jul 202600
Aug 202601
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2022 Filed Feb 28, 2022 21:14 UTC
Koning John ToddChief Financial Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001695 · edgar.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,682

F1 · security: On February 24, 2022, the issuer awarded 50,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On February 24, 2022, the issuer awarded 50,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F1 · price: On February 24, 2022, the issuer awarded 50,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F1 · balance_after: On February 24, 2022, the issuer awarded 50,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

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February 24, 2022 Filed Feb 28, 2022 21:13 UTC
Howell Kelli MariEVP, Clinical Strategies
GrantCommon Stock 30,655 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001694 · edgar.xml · nonDerivative · entry 2

Howell Kelli Mari · CIK 0001734485 · EVP, Clinical Strategies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,054

F2 · security: On February 24, 2022, the issuer granted to the reporting person 30,655 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F2 · shares: On February 24, 2022, the issuer granted to the reporting person 30,655 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F2 · price: On February 24, 2022, the issuer granted to the reporting person 30,655 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F2 · balance_after: On February 24, 2022, the issuer granted to the reporting person 30,655 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

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February 24, 2022 Filed Feb 28, 2022 21:13 UTC
Howell Kelli MariEVP, Clinical Strategies
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001694 · edgar.xml · nonDerivative · entry 1

Howell Kelli Mari · CIK 0001734485 · EVP, Clinical Strategies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,399

F1 · security: On February 24, 2022, the issuer awarded 25,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On February 24, 2022, the issuer awarded 25,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F1 · price: On February 24, 2022, the issuer awarded 25,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F1 · balance_after: On February 24, 2022, the issuer awarded 25,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

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February 24, 2022 Filed Feb 28, 2022 21:12 UTC
Snider BrianEVP, Strat. Mktg. & Prod. Dev.
GrantCommon Stock 30,655 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001693 · edgar.xml · nonDerivative · entry 2

Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,190

F2 · security: On February 24, 2022, the issuer granted to the reporting person 30,655 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F2 · shares: On February 24, 2022, the issuer granted to the reporting person 30,655 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F2 · price: On February 24, 2022, the issuer granted to the reporting person 30,655 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F2 · balance_after: On February 24, 2022, the issuer granted to the reporting person 30,655 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

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February 24, 2022 Filed Feb 28, 2022 21:12 UTC
Snider BrianEVP, Strat. Mktg. & Prod. Dev.
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001693 · edgar.xml · nonDerivative · entry 1

Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,535

F1 · security: On February 24, 2022, the issuer awarded 25,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On February 24, 2022, the issuer awarded 25,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F1 · price: On February 24, 2022, the issuer awarded 25,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F1 · balance_after: On February 24, 2022, the issuer awarded 25,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F4 · balance_after: Includes 669 shares acquired under the issuer's employee stock purchase plan on November 15, 2021.

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February 24, 2022 Filed Feb 28, 2022 21:12 UTC
Lish ScottSVP, Development
SaleCommon Stock 12,500 $9.44 $118,000.00
Disclosure

SEC source: 0001179110-22-001692 · edgar.xml · nonDerivative · entry 3

Lish Scott · CIK 0001831608 · SVP, Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,442

F4 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.07 to $9.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 24, 2022 Filed Feb 28, 2022 21:12 UTC
Lish ScottSVP, Development
GrantCommon Stock 51,092 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001692 · edgar.xml · nonDerivative · entry 2

Lish Scott · CIK 0001831608 · SVP, Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,942

F2 · security: On February 24, 2022, the issuer granted to the reporting person 51,092 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F2 · shares: On February 24, 2022, the issuer granted to the reporting person 51,092 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F2 · price: On February 24, 2022, the issuer granted to the reporting person 51,092 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F2 · balance_after: On February 24, 2022, the issuer granted to the reporting person 51,092 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:12 UTC
Lish ScottSVP, Development
GrantCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001692 · edgar.xml · nonDerivative · entry 1

Lish Scott · CIK 0001831608 · SVP, Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,850

F1 · security: On February 24, 2022, the issuer awarded 37,500 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On February 24, 2022, the issuer awarded 37,500 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F1 · price: On February 24, 2022, the issuer awarded 37,500 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F1 · balance_after: On February 24, 2022, the issuer awarded 37,500 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:52 UTC
Lish ScottSVP, Development
SaleCommon Stock 4,760 $9.66 $45,981.60
Disclosure

SEC source: 0001179110-22-001648 · edgar.xml · nonDerivative · entry 1

Lish Scott · CIK 0001831608 · SVP, Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,350

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.57 to $9.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 16, 2021 Filed Dec 20, 2021 17:28 UTC
Koning John ToddChief Financial Officer
PurchaseCommon Stock 5,000 $11.17 $55,850.00
Disclosure

SEC source: 0001179110-21-011131 · edgar.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,682

F1 · balance_after: Includes 1,682 shares acquired under the issuer's employee stock purchase plan on November 15, 2021.

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December 15, 2021 Filed Dec 16, 2021 21:33 UTC PurchaseCommon Stock 5,000 $10.84 $54,200.00
Disclosure

SEC source: 0001179110-21-011048 · edgar.xml · nonDerivative · entry 1

Hochberg Jason · CIK 0001392348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,375

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.77 to $10.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 10, 2021 Filed Dec 14, 2021 00:38 UTC PurchaseCommon Stock 1,000 $11.64 $11,640.00
Disclosure

SEC source: 0000899243-21-047948 · doc4.xml · nonDerivative · entry 5

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,631

F4 · ownership.nature: These shares are held by the reporting person's spouse, and the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

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December 10, 2021 Filed Dec 14, 2021 00:38 UTC PurchaseCommon Stock 1,000 $11.66 $11,660.00
Disclosure

SEC source: 0000899243-21-047948 · doc4.xml · nonDerivative · entry 4

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,000

F3 · ownership.nature: These shares are held by the Pritzker Military Foundation. As the sole member of the Pritzker Military Foundation, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

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December 10, 2021 Filed Dec 14, 2021 00:38 UTC PurchaseCommon Stock 1,000 $11.69 $11,690.00
Disclosure

SEC source: 0000899243-21-047948 · doc4.xml · nonDerivative · entry 3

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,000

F2 · ownership.nature: These shares are held by the Tawani Foundation. As the sole member of the Tawani Foundation, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

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December 10, 2021 Filed Dec 14, 2021 00:38 UTC PurchaseCommon Stock 1,000 $11.79 $11,790.00
Disclosure

SEC source: 0000899243-21-047948 · doc4.xml · nonDerivative · entry 2

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,200

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.78 to $11.79 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 00:36 UTC SaleCommon Stock 55,000 $11.65 $640,750.00
Disclosure

SEC source: 0001179110-21-010920 · edgar.xml · nonDerivative · entry 2

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tullis Growth Fund, L.P.

Disclosed balance after: 470,747

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.58 to $11.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 09, 2021 Filed Dec 14, 2021 00:38 UTC PurchaseCommon Stock 1,000 $12.18 $12,180.00
Disclosure

SEC source: 0000899243-21-047948 · doc4.xml · nonDerivative · entry 1

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,200

Read SEC document
December 09, 2021 Filed Dec 14, 2021 00:36 UTC SaleCommon Stock 20,000 $11.78 $235,600.00
Disclosure

SEC source: 0001179110-21-010920 · edgar.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tullis Growth Fund, L.P.

Disclosed balance after: 525,747

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.69 to $11.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 02, 2021 Filed Dec 6, 2021 13:19 UTC
Miles PatrickDirector · CEO
Tax withholdingCommon Stock 57,443 $10.70 $614,640.10
Disclosure

SEC source: 0001179110-21-010618 · edgar.xml · nonDerivative · entry 1

Miles Patrick · CIK 0001289409 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,046,394

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

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November 26, 2021 Filed Nov 30, 2021 17:19 UTC
Bakst EvanDirector
PurchaseCommon Stock 10,000 $10.57 $105,700.00
Disclosure

SEC source: 0001179110-21-010453 · edgar.xml · nonDerivative · entry 1

Bakst Evan · CIK 0001733939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 786,361

F1 · security: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.53 to $10.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.53 to $10.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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November 24, 2021 Filed Nov 27, 2021 02:08 UTC
Segal Paul10% owner
PurchaseCommon Stock 100,000 $11.17 $1,117,000.00
Disclosure

SEC source: 0001140361-21-039542 · form4.xml · nonDerivative · entry 2

Segal Paul · CIK 0001427470 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,496

Read SEC document
November 23, 2021 Filed Nov 24, 2021 20:22 UTC PurchaseCommon Stock 5,000 $10.83 $54,150.00
Disclosure

SEC source: 0001179110-21-010356 · edgar.xml · nonDerivative · entry 1

Hochberg Jason · CIK 0001392348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,375

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.72 to $10.93, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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November 23, 2021 Filed Nov 27, 2021 02:52 UTC Amendment
Segal Paul10% owner
PurchaseCommon Stock 67,496 $10.98 $741,106.08
Disclosure

SEC source: 0001140361-21-039544 · form4.xml · nonDerivative · entry 1

Segal Paul · CIK 0001427470 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,496

F1 · price: Earlier on November 26, 2021, the reporting person mistakenly filed a Form 4 reporting the price as $10.09. The correct price was $10.98.

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November 23, 2021 Filed Nov 27, 2021 02:08 UTC
Segal Paul10% owner
PurchaseCommon Stock 67,496 $10.09 $681,034.64
Disclosure

SEC source: 0001140361-21-039542 · form4.xml · nonDerivative · entry 1

Segal Paul · CIK 0001427470 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,496

Read SEC document
November 16, 2021 Filed Nov 17, 2021 16:00 UTC SaleCommon Stock 14,254 $12.25 $174,611.50
Disclosure

SEC source: 0001179110-21-010206 · edgar.xml · nonDerivative · entry 1

Mowry David H · CIK 0001414301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,797

Read SEC document
November 12, 2021 Filed Nov 16, 2021 01:26 UTC
Sponsel DavidEVP, Sales
SaleCommon Stock 9,847 $11.56 $113,831.32
Disclosure

SEC source: 0001179110-21-010141 · edgar.xml · nonDerivative · entry 1

Sponsel David · CIK 0001772837 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,765

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.55 to $11.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 1,014 shares acquired under the issuer's employee stock purchase plan on November 15, 2021.

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November 12, 2021 Filed Nov 16, 2021 00:04 UTC
Hunsaker Craig EEVP, People/Culture & GC
PurchaseCommon Stock 15,000 $11.66 $174,900.00
Disclosure

SEC source: 0001179110-21-010135 · edgar.xml · nonDerivative · entry 1

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,109

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.60 to $11.73, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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November 11, 2021 Filed Nov 15, 2021 19:03 UTC
Miles PatrickDirector · CEO
PurchaseCommon Stock 50,000 $11.71 $585,500.00
Disclosure

SEC source: 0001179110-21-010134 · edgar.xml · nonDerivative · entry 1

Miles Patrick · CIK 0001289409 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,103,837

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.58 to $11.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:02 UTC
Pelizzon David RDirector · 10% owner
PurchaseCommon Stock 4,366 $11.41 $49,816.06
Disclosure

SEC source: 0001179110-21-010133 · edgar.xml · nonDerivative · entry 1

Pelizzon David R · CIK 0001719217 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,849

Read SEC document
November 10, 2021 Filed Nov 16, 2021 00:34 UTC
Lish ScottSVP, Development
SaleCommon Stock 6,250 $11.79 $73,687.50
Disclosure

SEC source: 0001179110-21-010139 · edgar.xml · nonDerivative · entry 1

Lish Scott · CIK 0001831608 · SVP, Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,110

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.59 to $11.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 874 shares acquired under the issuer's employee stock purchase plan on November 15, 2021.

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November 08, 2021 Filed Nov 10, 2021 19:38 UTC
Pelizzon David RDirector · 10% owner
PurchaseCommon Stock 5,425 $13.00 $70,525.00
Disclosure

SEC source: 0001179110-21-010028 · edgar.xml · nonDerivative · entry 1

Pelizzon David R · CIK 0001719217 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,483

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August 27, 2021 Filed Sep 1, 2021 00:00 UTC PurchaseCommon Stock 1,000 $13.26 $13,260.00
Disclosure

SEC source: 0000899243-21-034640 · doc4.xml · nonDerivative · entry 2

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,000

F2 · ownership.nature: These shares are held by the Pritzker Military Foundation. As the sole member of the Pritzker Military Foundation, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

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August 27, 2021 Filed Sep 1, 2021 00:00 UTC PurchaseCommon Stock 1,000 $13.26 $13,260.00
Disclosure

SEC source: 0000899243-21-034640 · doc4.xml · nonDerivative · entry 1

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,000

F1 · ownership.nature: These shares are held by the Tawani Foundation. As the sole member of the Tawani Foundation, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

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August 17, 2021 Filed Aug 17, 2021 22:38 UTC PurchaseCommon Stock 554 $12.62 $6,991.48
Disclosure

SEC source: 0000899243-21-033308 · doc4.xml · nonDerivative · entry 2

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,631

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.39 to $12.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

F1 · ownership.nature: These shares are held by the reporting person's spouse, and the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

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August 13, 2021 Filed Aug 17, 2021 22:38 UTC PurchaseCommon Stock 1,077 $12.99 $13,990.23
Disclosure

SEC source: 0000899243-21-033308 · doc4.xml · nonDerivative · entry 1

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,077

F1 · ownership.nature: These shares are held by the reporting person's spouse, and the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

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August 12, 2021 Filed Aug 13, 2021 19:44 UTC GrantCommon Stock 21,024 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-008171 · edgar.xml · nonDerivative · entry 2

Altman Elizabeth Ann · CIK 0001792340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,894

F2 · security: On August 12, 2021, issuer also granted to the reporting person 21,024 restricted stock units which vest in three equal installments on each of August 12, 2022, August 12, 2023, and August 12, 2024.

F3 · security: Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · shares: On August 12, 2021, issuer also granted to the reporting person 21,024 restricted stock units which vest in three equal installments on each of August 12, 2022, August 12, 2023, and August 12, 2024.

F2 · balance_after: On August 12, 2021, issuer also granted to the reporting person 21,024 restricted stock units which vest in three equal installments on each of August 12, 2022, August 12, 2023, and August 12, 2024.

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August 12, 2021 Filed Aug 13, 2021 19:44 UTC GrantCommon Stock 8,870 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-008171 · edgar.xml · nonDerivative · entry 1

Altman Elizabeth Ann · CIK 0001792340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,870

F1 · security: On August 12, 2021, issuer granted to the reporting person 8,870 restricted stock units which vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

F3 · security: Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F1 · shares: On August 12, 2021, issuer granted to the reporting person 8,870 restricted stock units which vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

F1 · balance_after: On August 12, 2021, issuer granted to the reporting person 8,870 restricted stock units which vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

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August 11, 2021 Filed Aug 11, 2021 22:11 UTC PurchaseCommon Stock 1,000 $13.13 $13,130.00
Disclosure

SEC source: 0000899243-21-032565 · doc4.xml · nonDerivative · entry 3

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,200

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August 09, 2021 Filed Aug 11, 2021 22:11 UTC PurchaseCommon Stock 3,000 $14.69 $44,070.00
Disclosure

SEC source: 0000899243-21-032565 · doc4.xml · nonDerivative · entry 2

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,725,805

F1 · ownership.nature: These shares are held by Tawani Holdings LLC, a manager-managed limited liability company where the reporting person is one of two managers and whose controlling member is a revocable trust (the "Trust") for the benefit of the reporting person, who also serves as trustee of the Trust. In such capacity, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

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August 09, 2021 Filed Aug 11, 2021 22:11 UTC PurchaseCommon Stock 1,000 $14.68 $14,680.00
Disclosure

SEC source: 0000899243-21-032565 · doc4.xml · nonDerivative · entry 1

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,200

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August 06, 2021 Filed Aug 9, 2021 11:17 UTC
Miles PatrickDirector · CEO
Exercise / conversionWarrants (right to buy) · Derivative 250,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001179110-21-008024 · edgar.xml · derivative · entry 4

Miles Patrick · CIK 0001289409 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mom, LLC

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2022-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 06, 2021 Filed Aug 9, 2021 11:17 UTC
Miles PatrickDirector · CEO
Exercise / conversionCommon Stock 250,000 $2.00 $500,000.00
Disclosure

SEC source: 0001179110-21-008024 · edgar.xml · nonDerivative · entry 1

Miles Patrick · CIK 0001289409 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,053,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 05, 2021 Filed Aug 9, 2021 15:16 UTC
Sponsel DavidEVP, Sales
Tax withholdingCommon Stock 620 $15.23 $9,442.60
Disclosure

SEC source: 0001179110-21-008023 · edgar.xml · nonDerivative · entry 1

Sponsel David · CIK 0001772837 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,598

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

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August 05, 2021 Filed Aug 9, 2021 15:15 UTC
Hunsaker Craig EEVP, People/Culture & GC
Tax withholdingCommon Stock 9,760 $15.23 $148,644.80
Disclosure

SEC source: 0001179110-21-008022 · edgar.xml · nonDerivative · entry 1

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042,109

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · balance_after: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

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August 05, 2021 Filed Aug 9, 2021 15:14 UTC
Howell Kelli MariEVP, Clinical Strategies
Tax withholdingCommon Stock 6,050 $15.23 $92,141.50
Disclosure

SEC source: 0001179110-21-008020 · edgar.xml · nonDerivative · entry 1

Howell Kelli Mari · CIK 0001734485 · EVP, Clinical Strategies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,399

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · balance_after: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

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August 05, 2021 Filed Aug 9, 2021 15:15 UTC
Snider BrianEVP, Strat. Mktg. & Prod. Dev.
Tax withholdingCommon Stock 6,324 $15.23 $96,314.52
Disclosure

SEC source: 0001179110-21-008021 · edgar.xml · nonDerivative · entry 1

Snider Brian · CIK 0001702383 · EVP, Strat. Mktg. & Prod. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,866

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · balance_after: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

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August 03, 2021 Filed Aug 6, 2021 00:04 UTC
Lish ScottSVP, Development
SaleCommon Stock 10,000 $14.24 $142,400.00
Disclosure

SEC source: 0001179110-21-007969 · edgar.xml · nonDerivative · entry 1

Lish Scott · CIK 0001831608 · SVP, Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,402

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.87 to $14.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separateprice within the ranges set forth in this footnote.

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July 12, 2021 Filed Jul 20, 2021 16:32 UTC
Lish ScottSVP, Development
SaleCommon Stock 11,965 $16.46 $196,943.90
Disclosure

SEC source: 0001179110-21-007582 · edgar.xml · nonDerivative · entry 1

Lish Scott · CIK 0001831608 · SVP, Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,402

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2021.

F2 · balance_after: Includes 962 shares acquired under the issuer's employee stock purchase plan on May 14, 2021.

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July 01, 2021 Filed Jul 1, 2021 18:21 UTC
Miles PatrickDirector · CEO
Tax withholdingCommon Stock 154,938 $15.32 $2,373,650.16
Disclosure

SEC source: 0001179110-21-007277 · edgar.xml · nonDerivative · entry 1

Miles Patrick · CIK 0001289409 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,803,837

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

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July 01, 2021 Filed Jul 1, 2021 22:36 UTC
Sponsel DavidEVP, Sales
Tax withholdingCommon Stock 3,099 $15.32 $47,476.68
Disclosure

SEC source: 0001179110-21-007278 · edgar.xml · nonDerivative · entry 1

Sponsel David · CIK 0001772837 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,218

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.