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person · Reporting owner

Koning John Todd

Disclosed activity across 2 companies

Tapewire entity
59871
SEC CIK
0001830843

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alphatec Holdings, Inc.ATEC · Entity 4720CHIEF FINANCIAL OFFICERMarch 13, 2026March 17, 2026
MASIMO CORPMASI · Entity 39014SVP, Chief Accounting OfficerFebruary 26, 2021March 02, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alphatec Holdings, Inc.

Report date March 13, 2026 · Filed March 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect600,721 Reported balance After 2026-03-13 transaction · row 1
1 source row

Row 1 · 2026-03-13 · Sale · Disposed 79,789 · Balance 600,721

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2025 to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.21 to $12.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2025 to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.21 to $12.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

MASIMO CORP

Report date February 26, 2021 · Filed March 02, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $250.73 · Expires 2031-02-26Direct1,483 Reported balance After 2021-02-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-02-26 · Grant · Acquired 1,483 · Balance 1,483

F1: This option was granted on February 26, 2021 and is exercisable as the option vests. The option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: This option was granted on February 26, 2021 and is exercisable as the option vests. The option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2026 Filed Mar 17, 2026 21:30 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 SaleCommon Stock 79,789 $12.36 $986,192.04
Disclosure

SEC source: 0001830843-26-000006 · form4-03172026_050303.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 600,721

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2025 to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.21 to $12.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 05, 2026 Filed Mar 9, 2026 19:00 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Tax withholdingCommon Stock 68,910 $12.57 $866,198.70
Disclosure

SEC source: 0001830843-26-000004 · form4-03092026_030305.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 680,510

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations of the reporting person resulting from vesting of restricted stock units.

Read SEC document
February 25, 2026 Filed Feb 28, 2026 02:30 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantRestricted Stock Units · Derivative 55,197 $0.00 $0.00
Disclosure

SEC source: 0001830843-26-000002 · form4-02272026_090207.xml · derivative · entry 5

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,197

Underlying: Common Stock · 55,197 shares

Expires not disclosed

F7 · security: On February 25, 2026, the issuer granted to the reporting person an award of up to 55,197 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, or (ii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F7 · kind: On February 25, 2026, the issuer granted to the reporting person an award of up to 55,197 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, or (ii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030.

F7 · shares: On February 25, 2026, the issuer granted to the reporting person an award of up to 55,197 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, or (ii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030.

F7 · derivative.exercise_date: On February 25, 2026, the issuer granted to the reporting person an award of up to 55,197 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, or (ii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030.

F7 · derivative.expiration_date: On February 25, 2026, the issuer granted to the reporting person an award of up to 55,197 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, or (ii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030.

Read SEC document
February 25, 2026 Filed Feb 28, 2026 02:30 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantRestricted Stock Units · Derivative 55,197 $0.00 $0.00
Disclosure

SEC source: 0001830843-26-000002 · form4-02272026_090207.xml · derivative · entry 4

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,197

Underlying: Common Stock · 55,197 shares

Expires not disclosed

F6 · security: On February 25, 2026, the issuer granted to the reporting person an award of up to 55,197 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $25.00 per share at any time prior to December 31, 2028, (ii) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, (iii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2028, or (iv) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F6 · kind: On February 25, 2026, the issuer granted to the reporting person an award of up to 55,197 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $25.00 per share at any time prior to December 31, 2028, (ii) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, (iii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2028, or (iv) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030.

F6 · shares: On February 25, 2026, the issuer granted to the reporting person an award of up to 55,197 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $25.00 per share at any time prior to December 31, 2028, (ii) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, (iii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2028, or (iv) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030.

F6 · derivative.exercise_date: On February 25, 2026, the issuer granted to the reporting person an award of up to 55,197 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $25.00 per share at any time prior to December 31, 2028, (ii) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, (iii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2028, or (iv) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030.

F6 · derivative.expiration_date: On February 25, 2026, the issuer granted to the reporting person an award of up to 55,197 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $25.00 per share at any time prior to December 31, 2028, (ii) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, (iii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2028, or (iv) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030.

Read SEC document
February 25, 2026 Filed Feb 28, 2026 02:30 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 20,380 Not disclosed Not disclosed
Disclosure

SEC source: 0001830843-26-000002 · form4-02272026_090207.xml · nonDerivative · entry 3

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 749,420

F2 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F5 · security: On February 25, 2026, the issuer granted 20,380 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2025 cash bonus. The grant was approved and adopted by the issuer's compensation committee on February 25, 2026. The RSUs vest December 4, 2026. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on February 25, 2026.

F5 · kind: On February 25, 2026, the issuer granted 20,380 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2025 cash bonus. The grant was approved and adopted by the issuer's compensation committee on February 25, 2026. The RSUs vest December 4, 2026. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on February 25, 2026.

F5 · shares: On February 25, 2026, the issuer granted 20,380 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2025 cash bonus. The grant was approved and adopted by the issuer's compensation committee on February 25, 2026. The RSUs vest December 4, 2026. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on February 25, 2026.

F5 · price: On February 25, 2026, the issuer granted 20,380 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2025 cash bonus. The grant was approved and adopted by the issuer's compensation committee on February 25, 2026. The RSUs vest December 4, 2026. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on February 25, 2026.

Read SEC document
February 25, 2026 Filed Feb 28, 2026 02:30 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 110,394 $0.00 $0.00
Disclosure

SEC source: 0001830843-26-000002 · form4-02272026_090207.xml · nonDerivative · entry 2

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 729,040

F2 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F4 · security: On February 25, 2026, the issuer awarded 110,394 RSUs to the reporting person. The RSUs vest in three equal installments on each of March 5, 2027, March 5, 2028 and March 5, 2029.

F4 · kind: On February 25, 2026, the issuer awarded 110,394 RSUs to the reporting person. The RSUs vest in three equal installments on each of March 5, 2027, March 5, 2028 and March 5, 2029.

F4 · shares: On February 25, 2026, the issuer awarded 110,394 RSUs to the reporting person. The RSUs vest in three equal installments on each of March 5, 2027, March 5, 2028 and March 5, 2029.

Read SEC document
February 25, 2026 Filed Feb 28, 2026 02:30 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 205,094 $0.00 $0.00
Disclosure

SEC source: 0001830843-26-000002 · form4-02272026_090207.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 618,646

F1 · security: On February 25, 2026, the issuer awarded 205,094 restricted stock units (RSUs) to the reporting person under a performance based award granted to the reporting person on January 29, 2025 upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2025. The RSUs vest in three equal installments on each of March 5, 2026, March 5, 2027 and March 5, 2028.

F2 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · kind: On February 25, 2026, the issuer awarded 205,094 restricted stock units (RSUs) to the reporting person under a performance based award granted to the reporting person on January 29, 2025 upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2025. The RSUs vest in three equal installments on each of March 5, 2026, March 5, 2027 and March 5, 2028.

F1 · shares: On February 25, 2026, the issuer awarded 205,094 restricted stock units (RSUs) to the reporting person under a performance based award granted to the reporting person on January 29, 2025 upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2025. The RSUs vest in three equal installments on each of March 5, 2026, March 5, 2027 and March 5, 2028.

F3 · balance_after: Beneficial ownership reflects forfeiture of 32,403 previously reported RSUs for failure to satisfy applicable performance criteria.

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December 08, 2025 Filed Dec 11, 2025 00:00 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Tax withholdingCommon Stock 15,266 $21.45 $327,455.70
Disclosure

SEC source: 0001830843-25-000004 · form4-12102025_071206.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,955

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations of the reporting person resulting from vesting of restricted stock units.

Read SEC document
August 06, 2025 Filed Aug 7, 2025 23:03 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Tax withholdingCommon Stock 5,315 $15.34 $81,532.10
Disclosure

SEC source: 0001415889-25-021302 · form4-08072025_110828.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 461,221

F1 · kind: Shares withheld by the issuer to satisfy tax withholding obligations of the reporting person resulting from vesting of restricted stock units.

Read SEC document
April 22, 2025 Filed Apr 23, 2025 22:48 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 SaleCommon Stock 37,500 $10.71 $401,625.00
Disclosure

SEC source: 0001415889-25-011237 · form4-04232025_100416.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 466,536

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 2, 2024, as amended January 27, 2025, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.59 to $10.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 21:30 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 20,929 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-010022 · form4-04032025_050404.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 504,036

F1 · security: On April 1, 2025, the reporting person was granted 20,929 restricted stock units (RSUs) in connection with his participation in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the Board of Directors on March 31, 2025. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash salary for the pay period between March 31, 2025, and December 21, 2025. Each RSU represents the contingent right to receive one share of the issuer's common stock, subject to stockholder approval of an amendment to the issuer's 2016 Equity Incentive Plan to authorize sufficient additional shares for issuance. The RSUs will vest in two equal installments on August 5, 2025, and December 5, 2025. The salary to RSU conversion price is based on the closing price of the issuer's common stock as of the market close on March 31, 2025.

F1 · shares: On April 1, 2025, the reporting person was granted 20,929 restricted stock units (RSUs) in connection with his participation in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the Board of Directors on March 31, 2025. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash salary for the pay period between March 31, 2025, and December 21, 2025. Each RSU represents the contingent right to receive one share of the issuer's common stock, subject to stockholder approval of an amendment to the issuer's 2016 Equity Incentive Plan to authorize sufficient additional shares for issuance. The RSUs will vest in two equal installments on August 5, 2025, and December 5, 2025. The salary to RSU conversion price is based on the closing price of the issuer's common stock as of the market close on March 31, 2025.

F1 · price: On April 1, 2025, the reporting person was granted 20,929 restricted stock units (RSUs) in connection with his participation in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the Board of Directors on March 31, 2025. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash salary for the pay period between March 31, 2025, and December 21, 2025. Each RSU represents the contingent right to receive one share of the issuer's common stock, subject to stockholder approval of an amendment to the issuer's 2016 Equity Incentive Plan to authorize sufficient additional shares for issuance. The RSUs will vest in two equal installments on August 5, 2025, and December 5, 2025. The salary to RSU conversion price is based on the closing price of the issuer's common stock as of the market close on March 31, 2025.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:00 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 SaleCommon Stock 165,121 $9.72 $1,604,976.12
Disclosure

SEC source: 0001415889-25-007836 · form4-03122025_050304.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 483,107

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2023, as amended November 13, 2023, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.43 to $10.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 29, 2025 Filed Feb 1, 2025 00:34 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 19,598 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-002600 · form4-02012025_120222.xml · nonDerivative · entry 3

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 648,228

F2 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F4 · security: On January 29, 2025, the issuer granted 19,598 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2024 cash bonus. The grant was approved and adopted by the issuer's compensation committee on January 29, 2025. The RSUs vest December 5, 2025. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on January 24, 2025.

F4 · kind: On January 29, 2025, the issuer granted 19,598 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2024 cash bonus. The grant was approved and adopted by the issuer's compensation committee on January 29, 2025. The RSUs vest December 5, 2025. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on January 24, 2025.

F4 · shares: On January 29, 2025, the issuer granted 19,598 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2024 cash bonus. The grant was approved and adopted by the issuer's compensation committee on January 29, 2025. The RSUs vest December 5, 2025. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on January 24, 2025.

F4 · price: On January 29, 2025, the issuer granted 19,598 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2024 cash bonus. The grant was approved and adopted by the issuer's compensation committee on January 29, 2025. The RSUs vest December 5, 2025. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on January 24, 2025.

Read SEC document
January 29, 2025 Filed Feb 1, 2025 00:34 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 114,322 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002600 · form4-02012025_120222.xml · nonDerivative · entry 2

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 628,630

F2 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F3 · security: On January 29, 2025, the issuer awarded 114,322 RSUs to the reporting person. The RSUs vest in three equal installments on each of March 5, 2026, March 5, 2027 and March 5, 2028.

F3 · kind: On January 29, 2025, the issuer awarded 114,322 RSUs to the reporting person. The RSUs vest in three equal installments on each of March 5, 2026, March 5, 2027 and March 5, 2028.

F3 · shares: On January 29, 2025, the issuer awarded 114,322 RSUs to the reporting person. The RSUs vest in three equal installments on each of March 5, 2026, March 5, 2027 and March 5, 2028.

Read SEC document
January 29, 2025 Filed Feb 1, 2025 00:34 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 120,952 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002600 · form4-02012025_120222.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 514,308

F1 · security: On January 29, 2025, the issuer awarded 120,952 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2024. The RSUs vest in three equal installments on each of March 5, 2025, March 5, 2026 and March 5, 2027.

F2 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · kind: On January 29, 2025, the issuer awarded 120,952 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2024. The RSUs vest in three equal installments on each of March 5, 2025, March 5, 2026 and March 5, 2027.

F1 · shares: On January 29, 2025, the issuer awarded 120,952 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2024. The RSUs vest in three equal installments on each of March 5, 2025, March 5, 2026 and March 5, 2027.

Read SEC document
April 24, 2024 Filed Apr 26, 2024 20:38 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 SaleCommon Stock 37,500 $12.82 $480,750.00
Disclosure

SEC source: 0001415889-24-011594 · form4-04262024_080433.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 393,356

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2023, as amended November 13, 2023, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.55 to $13.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 01, 2024 Filed Mar 5, 2024 01:43 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 SaleCommon Stock 121,601 $13.30 $1,617,293.30
Disclosure

SEC source: 0001415889-24-006444 · form4-03052024_010346.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 430,856

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2023, as amended November 13, 2023, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.10 to $13.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 21, 2024 Filed Feb 22, 2024 23:31 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 31,746 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004924 · form4-02222024_060219.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552,457

F1 · security: On February 21, 2024, the issuer awarded 31,746 restricted stock units (RSUs) to the reporting person. The RSUs vest in three equal installments on each of March 5, 2025, March 5, 2026 and March 5, 2027. Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On February 21, 2024, the issuer awarded 31,746 restricted stock units (RSUs) to the reporting person. The RSUs vest in three equal installments on each of March 5, 2025, March 5, 2026 and March 5, 2027. Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · price: On February 21, 2024, the issuer awarded 31,746 restricted stock units (RSUs) to the reporting person. The RSUs vest in three equal installments on each of March 5, 2025, March 5, 2026 and March 5, 2027. Each RSU represents a contingent right to receive one share of the issuer's common stock.

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February 01, 2024 Filed Feb 5, 2024 23:45 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Tax withholdingCommon Stock 24,453 $16.68 $407,876.04
Disclosure

SEC source: 0001415889-24-002686 · form4-02052024_110257.xml · nonDerivative · entry 2

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,711

F2 · kind: Shares withheld by the issuer to satisfy tax withholding obligations of the reporting person resulting from vesting of restricted stock units.

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February 01, 2024 Filed Feb 5, 2024 23:45 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 129,612 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-002686 · form4-02052024_110257.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 545,164

F1 · security: On February 1, 2024, the issuer awarded 129,612 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2023. The RSUs vest in three equal installments on each of February 1, 2024, February 1, 2025 and February 1, 2026. Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · kind: On February 1, 2024, the issuer awarded 129,612 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2023. The RSUs vest in three equal installments on each of February 1, 2024, February 1, 2025 and February 1, 2026. Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On February 1, 2024, the issuer awarded 129,612 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2023. The RSUs vest in three equal installments on each of February 1, 2024, February 1, 2025 and February 1, 2026. Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · price: On February 1, 2024, the issuer awarded 129,612 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2023. The RSUs vest in three equal installments on each of February 1, 2024, February 1, 2025 and February 1, 2026. Each RSU represents a contingent right to receive one share of the issuer's common stock.

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April 20, 2023 Filed Apr 24, 2023 22:52 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 SaleCommon Stock 16,500 $16.42 $270,930.00
Disclosure

SEC source: 0001415889-23-006810 · form4-04242023_100414.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 415,552

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2022, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.98 to $17.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 27, 2023 Filed Mar 2, 2023 02:04 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 SaleCommon Stock 22,500 $14.76 $332,100.00
Disclosure

SEC source: 0001415889-23-003726 · form4-03022023_020321.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,052

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2022, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.51 to $14.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 22, 2023 Filed Feb 24, 2023 01:34 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 SaleCommon Stock 13,068 $14.20 $185,565.60
Disclosure

SEC source: 0001415889-23-003227 · form4-02242023_010253.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,644

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2022, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.99 to $14.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 01, 2023 Filed Feb 4, 2023 01:00 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 32,403 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001975 · form4-02032023_080213.xml · nonDerivative · entry 3

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,712

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock.

F4 · shares: On February 1, 2023, the issuer granted to the reporting person 32,403 RSUs, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by an amount sufficient to cover such grant. The RSUs vest on the third anniversary of the grant date; provided, however, that no portion of such RSUs shall vest unless the publicly-traded stock price for the issuer's common stock at the close of the market on such third anniversary date is equal to or greater than $24 per share (representing a 81% increase in the price per share as of the grant date).

F4 · price: On February 1, 2023, the issuer granted to the reporting person 32,403 RSUs, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by an amount sufficient to cover such grant. The RSUs vest on the third anniversary of the grant date; provided, however, that no portion of such RSUs shall vest unless the publicly-traded stock price for the issuer's common stock at the close of the market on such third anniversary date is equal to or greater than $24 per share (representing a 81% increase in the price per share as of the grant date).

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February 01, 2023 Filed Feb 4, 2023 01:00 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 64,806 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001975 · form4-02032023_080213.xml · nonDerivative · entry 2

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,309

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock.

F3 · shares: On February 1, 2023, the issuer granted to the reporting person 64,806 RSUs, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by an amount sufficient to cover such grant. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F3 · price: On February 1, 2023, the issuer granted to the reporting person 64,806 RSUs, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by an amount sufficient to cover such grant. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

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February 01, 2023 Filed Feb 4, 2023 01:00 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 90,242 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-001975 · form4-02032023_080213.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,503

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock.

F2 · shares: On February 1, 2023, the issuer awarded 90,242 RSUs to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2022. The RSUs vest in three equal installments on each of February 24, 2023, February 24, 2024 and February 24, 2025.

F2 · price: On February 1, 2023, the issuer awarded 90,242 RSUs to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2022. The RSUs vest in three equal installments on each of February 24, 2023, February 24, 2024 and February 24, 2025.

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April 28, 2022 Filed May 2, 2022 18:12 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Tax withholdingCommon Stock 16,092 $11.54 $185,701.68
Disclosure

SEC source: 0001179110-22-002768 · edgar.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,169

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

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March 18, 2022 Filed Mar 22, 2022 23:40 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Tax withholdingCommon Stock 10,582 $10.94 $115,767.08
Disclosure

SEC source: 0001179110-22-002387 · edgar.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,261

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

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February 24, 2022 Filed Feb 28, 2022 21:14 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 60,161 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001695 · edgar.xml · nonDerivative · entry 2

Koning John Todd · CIK 0001830843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,843

F2 · security: On February 24, 2022, the issuer granted to the reporting person 60,161 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F2 · shares: On February 24, 2022, the issuer granted to the reporting person 60,161 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F2 · price: On February 24, 2022, the issuer granted to the reporting person 60,161 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F2 · balance_after: On February 24, 2022, the issuer granted to the reporting person 60,161 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

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February 24, 2022 Filed Feb 28, 2022 21:14 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001695 · edgar.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,682

F1 · security: On February 24, 2022, the issuer awarded 50,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On February 24, 2022, the issuer awarded 50,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F1 · price: On February 24, 2022, the issuer awarded 50,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F1 · balance_after: On February 24, 2022, the issuer awarded 50,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

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December 16, 2021 Filed Dec 20, 2021 17:28 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 PurchaseCommon Stock 5,000 $11.17 $55,850.00
Disclosure

SEC source: 0001179110-21-011131 · edgar.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,682

F1 · balance_after: Includes 1,682 shares acquired under the issuer's employee stock purchase plan on November 15, 2021.

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April 19, 2021 Filed Apr 21, 2021 14:26 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004531 · edgar.xml · nonDerivative · entry 2

Koning John Todd · CIK 0001830843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

F2 · security: On April 19, 2021, the issuer also granted to the reporting person 40,000 RSUs, which vest in three equal installments on each of February 18, 2022, February 18, 2023, and February 18, 2024.

F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F2 · shares: On April 19, 2021, the issuer also granted to the reporting person 40,000 RSUs, which vest in three equal installments on each of February 18, 2022, February 18, 2023, and February 18, 2024.

F2 · balance_after: On April 19, 2021, the issuer also granted to the reporting person 40,000 RSUs, which vest in three equal installments on each of February 18, 2022, February 18, 2023, and February 18, 2024.

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April 19, 2021 Filed Apr 21, 2021 14:26 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004531 · edgar.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F1 · security: On April 19, 2021, the issuer granted to the reporting person 150,000 restricted stock units (RSUs), which vest in four equal installments on each of the first four anniversaries of the grant date.

F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On April 19, 2021, the issuer granted to the reporting person 150,000 restricted stock units (RSUs), which vest in four equal installments on each of the first four anniversaries of the grant date.

F1 · balance_after: On April 19, 2021, the issuer granted to the reporting person 150,000 restricted stock units (RSUs), which vest in four equal installments on each of the first four anniversaries of the grant date.

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February 26, 2021 Filed Mar 2, 2021 21:14 UTC MASIMO CORP MASI · Entity 39014 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 1,483 $250.73 Strike: $250.73 $371,832.59
Disclosure

SEC source: 0000937556-21-000055 · wf-form4_161471963640822.xml · derivative · entry 1

Koning John Todd · CIK 0001830843 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,483

Underlying: Common Stock · 1,483 shares

Expires 2031-02-26

F1 · derivative.exercise_date: This option was granted on February 26, 2021 and is exercisable as the option vests. The option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.