Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alphatec Holdings, Inc.ATEC · Entity 4720 | Director | September 11, 2023 | September 13, 2023 |
| CUTERA INCCUTR · Entity 82936 | Director | May 11, 2023 | May 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alphatec Holdings, Inc.
Report date September 11, 2023 · Filed September 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 92,381 |
Reported balance
After 2023-09-11 transaction · row 1
1 source rowRow 1 · 2023-09-11 · Sale · Disposed 9,500 · Balance 92,381 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.45 to $14.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.45 to $14.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
CUTERA INC
Report date May 11, 2023 · Filed May 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 170,900 |
Reported balance
After 2023-05-11 transaction · row 1
1 source rowRow 1 · 2023-05-11 · Grant · Acquired 40,241 · Balance 170,900 F1: Grant of Restricted Stock Units (RSU's) that will entitle the Reporting Person to receive one share of Common Stock per one RSU. The 40,241 shares shall vest on December 31, 2023, subject to the Reporting Person continuing as a service provider through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Stock Units (RSU's) that will entitle the Reporting Person to receive one share of Common Stock per one RSU. The 40,241 shares shall vest on December 31, 2023, subject to the Reporting Person continuing as a service provider through such date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EndoChoice Holdings, Inc.
Report date November 22, 2016 · Filed November 23, 2016
Section 16 reporting ended · disclosed 2016-11-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-22 transaction · row 1
1 source rowRow 1 · 2016-11-22 · Disposition to issuer · Disposed 16,712 · Balance 0 F1: Reporting Person disposed of shares of Issuer Common Stock pursuant to a cash tender offer made by Boston Scientific Corporation as more fully described in the Schedule 14D-9 filed by Issuer with the Securities and Exchange Commission on October 7, 2016, and subsequent amendments thereto (the "Merger"). The Issuer's Board of Directors approved in advance the dispositions by the Reporting Person in the tender offer. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting Person disposed of shares of Issuer Common Stock pursuant to a cash tender offer made by Boston Scientific Corporation as more fully described in the Schedule 14D-9 filed by Issuer with the Securities and Exchange Commission on October 7, 2016, and subsequent amendments thereto (the "Merger"). The Issuer's Board of Directors approved in advance the dispositions by the Reporting Person in the tender offer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2023 Filed Sep 13, 2023 12:27 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 9,500 | $14.46 | $137,370.00 |
DisclosureSEC source: 0001415889-23-013200 · form4-09132023_040936.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,381 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.45 to $14.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 20, 2023 Filed Jun 21, 2023 19:57 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 9,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-010114 · form4-06212023_110652.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,881 F1 · security: On June 20, 2023, issuer granted to the reporting person 9,908 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. F1 · kind: On June 20, 2023, issuer granted to the reporting person 9,908 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. F1 · price: On June 20, 2023, issuer granted to the reporting person 9,908 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. Read SEC document |
| May 11, 2023 Filed May 12, 2023 16:50 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 40,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-017944 · wf-form4_168392461966345.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,900 F1 · shares: Grant of Restricted Stock Units (RSU's) that will entitle the Reporting Person to receive one share of Common Stock per one RSU. The 40,241 shares shall vest on December 31, 2023, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| April 11, 2023 Filed Apr 13, 2023 16:49 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 1,778 | $27.07 | $48,130.46 |
DisclosureSEC source: 0001628280-23-011519 · wf-form4_168141896931455.xml · nonDerivative · entry 4 Mowry David H · CIK 0001414301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,659 F4 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 3,333 PSUs vesting on April 11, 2023. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| April 11, 2023 Filed Apr 13, 2023 16:49 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011519 · wf-form4_168141896931455.xml · nonDerivative · entry 3 Mowry David H · CIK 0001414301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,437 F3 · shares: Stock issued pursuant to the vesting of Performance Stock Units (PSUs) granted on July 20, 2021. Read SEC document |
| April 11, 2023 Filed Apr 13, 2023 16:49 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 3,783 | $27.07 | $102,405.81 |
DisclosureSEC source: 0001628280-23-011519 · wf-form4_168141896931455.xml · nonDerivative · entry 2 Mowry David H · CIK 0001414301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,104 F2 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 7,096 PSUs vesting on April 11, 2023. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| April 11, 2023 Filed Apr 13, 2023 16:49 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 7,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011519 · wf-form4_168141896931455.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,887 F1 · shares: Stock issued pursuant to the vesting of Performance Stock Units (PSUs) granted on February 20, 2022. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 15:23 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 90 | $23.50 | $2,115.00 |
DisclosureSEC source: 0001628280-23-010549 · wf-form4_168063620329434.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 125,791 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 169 Restricted Stock Units vesting on April 1, 2023. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 17:11 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 90 | $32.11 | $2,889.90 |
DisclosureSEC source: 0001628280-23-006096 · wf-form4_167779506179063.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,881 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 170 Restricted Stock Units vesting on March 1, 2023. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 16:07 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 90 | $34.57 | $3,111.30 |
DisclosureSEC source: 0001628280-23-002046 · wf-form4_167537204461539.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,971 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 170 Restricted Stock Units vesting on February 1, 2023. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 19:57 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 4,566 | $42.73 | $195,105.18 |
DisclosureSEC source: 0001628280-23-000349 · wf-form4_167288024881299.xml · nonDerivative · entry 3 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,061 F4 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 8,147 PSUs vesting on January 1, 2023. Such withholding is required by the Company's 2019 Equity Incentive Plan. F2 · price: These shares were withheld in multiple transactions at a price of $42.73. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 19:57 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 8,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000349 · wf-form4_167288024881299.xml · nonDerivative · entry 2 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,627 F3 · shares: Stock issued pursuant to the vesting of Performance Share Units (PSUs) granted on February 12, 2021. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 19:57 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 1,828 | $42.73 | $78,110.44 |
DisclosureSEC source: 0001628280-23-000349 · wf-form4_167288024881299.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,480 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 3,427 Restricted Stock Units vesting on January 1, 2023. Such withholding is required by the Company's 2019 Equity Incentive Plan. F2 · price: These shares were withheld in multiple transactions at a price of $42.73. Read SEC document |
| December 01, 2022 Filed Dec 1, 2022 18:12 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 170 | $49.97 | $8,494.90 |
DisclosureSEC source: 0001628280-22-031257 · wf-form4_166993633121959.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,308 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 170 Restricted Stock Units vesting on December 1, 2022. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 17:46 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 170 | $45.29 | $7,698.45 |
DisclosureSEC source: 0001628280-22-027885 · wf-form4_166742556154232.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,478 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 170 Restricted Stock Units vesting on November 1, 2022. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 12:02 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 169 | $46.09 | $7,789.21 |
DisclosureSEC source: 0001628280-22-025923 · wf-form4_166489932387902.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,648 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 169 Restricted Stock Units vesting on October 1, 2022. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| September 01, 2022 Filed Sep 1, 2022 20:14 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 90 | $47.20 | $4,248.00 |
DisclosureSEC source: 0001628280-22-024199 · wf-form4_166207767371405.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,817 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 170 Restricted Stock Units vesting on September 1, 2022. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| August 29, 2022 Filed Aug 29, 2022 16:58 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 4,370 | $7.85 | $34,304.50 |
DisclosureSEC source: 0001415889-22-009154 · form4-08292022_010814.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,973 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.85 to $7.87, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 17:31 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 90 | $45.69 | $4,112.10 |
DisclosureSEC source: 0001628280-22-020273 · wf-form4_165947589587822.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,907 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 170 Restricted Stock Units vesting on August 1, 2022. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| July 08, 2022 Filed Jul 8, 2022 18:27 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 9,055 | $40.24 | $364,373.20 |
DisclosureSEC source: 0001628280-22-018765 · wf-form4_165731924497316.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,997 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 16,974 Restricted Stock Units vesting on July 8, 2022. Such withholding is required by the Company's 2019 Equity Incentive Plan. F2 · balance_after: The number of shares beneficially owned has been adjusted pursuant to an internal review of the Reporting Person's holdings. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 16:33 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 90 | $37.54 | $3,378.60 |
DisclosureSEC source: 0001628280-22-018473 · wf-form4_165705319315544.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,599 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 170 Restricted Stock Units vesting on July 1, 2022. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 15:31 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 18,546 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-003363 · edgar.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,343 F1 · security: On June 15, 2022, issuer granted to the reporting person 18,546 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. F1 · kind: On June 15, 2022, issuer granted to the reporting person 18,546 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. F1 · shares: On June 15, 2022, issuer granted to the reporting person 18,546 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. F1 · price: On June 15, 2022, issuer granted to the reporting person 18,546 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. F1 · balance_after: On June 15, 2022, issuer granted to the reporting person 18,546 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. Read SEC document |
| June 01, 2022 Filed Jun 1, 2022 19:53 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 90 | $44.41 | $3,996.90 |
DisclosureSEC source: 0001628280-22-015962 · wf-form4_165412757625319.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,689 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 169 Restricted Stock Units vesting on June 1, 2022. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| May 13, 2022 Filed May 16, 2022 16:50 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 996 | $50.12 | $49,919.52 |
DisclosureSEC source: 0001628280-22-014525 · wf-form4_165273418800772.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,779 Read SEC document |
| May 01, 2022 Filed May 2, 2022 20:18 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 90 | $60.15 | $5,413.50 |
DisclosureSEC source: 0001628280-22-011851 · wf-form4_165153710376594.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,783 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 170 Restricted Stock Units vesting on May 1, 2022. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| April 13, 2022 Filed Apr 14, 2022 16:34 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 15,078 | $69.21 | $1,043,548.38 |
DisclosureSEC source: 0001628280-22-009206 · wf-form4_164996846124581.xml · nonDerivative · entry 2 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,873 F2 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 30,554 PSUs vesting on April 13, 2022. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| April 13, 2022 Filed Apr 14, 2022 16:34 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 30,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-009206 · wf-form4_164996846124581.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,951 F1 · shares: Stock issued pursuant to the vesting of Performance Share Units (PSUs) granted on July 8, 2019. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 17:31 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 83 | $72.31 | $6,001.73 |
DisclosureSEC source: 0001628280-22-008441 · wf-form4_164919429524439.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,397 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 170 RSU's vesting on April 1, 2022. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 18:13 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 4,018 | $41.39 | $166,305.02 |
DisclosureSEC source: 0001628280-22-005604 · wf-form4_164686757564016.xml · nonDerivative · entry 2 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,480 F3 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 8,146 PSUs vesting on March 7, 2022. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 18:13 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 8,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-005604 · wf-form4_164686757564016.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,498 F1 · shares: Stock issued pursuant to the vesting of Performance Share Units (PSU's) granted on February 12, 2021. F2 · balance_after: The number of shares beneficially owned has been adjusted pursuant to an internal review of the Reporting Person's holdings. Read SEC document |
| March 04, 2022 Filed Mar 7, 2022 08:06 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 2,453 | $40.81 | $100,106.93 |
DisclosureSEC source: 0001628280-22-005189 · wf-form4_164665840389917.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,785 Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 17:25 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 83 | $38.15 | $3,166.45 |
DisclosureSEC source: 0001628280-22-004724 · wf-form4_164625986975853.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,332 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 169 Restricted Stock Units vesting on March 1, 2022. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| February 20, 2022 Filed Apr 5, 2022 17:31 UTC | CUTERA INC CUTR · Entity 82936 | GrantStock Option (Right to Buy) · Derivative | 47,194 | $0.00 Strike: $33.45 | $0.00 |
DisclosureSEC source: 0001628280-22-008441 · wf-form4_164919429524439.xml · derivative · entry 2 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,823 Underlying: COMMON STOCK · 47,194 shares Expires 2029-02-20 F2 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on February 20, 2023, and 1/48 of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 17:14 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 83 | $36.30 | $3,012.90 |
DisclosureSEC source: 0001628280-22-001693 · wf-form4_164384002648664.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,415 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 170 Restricted Stock Units vesting on February 1, 2022. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 16:31 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 2,836 | $39.88 | $113,099.68 |
DisclosureSEC source: 0001628280-22-000197 · wf-form4_164133187995551.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,498 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 5,295 Restricted Stock Units vesting on January 1, 2022. Such withholding is required by the Company's 2019 Equity Incentive Plan F2 · price: These shares were withheld in multiple transactions at a price of $39.88. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 11:54 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 1,417 | $35.15 | $49,807.55 |
DisclosureSEC source: 0001628280-21-024684 · wf-form4_163898247979322.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,334 Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 06:17 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 2,784 | $35.91 | $99,973.44 |
DisclosureSEC source: 0001628280-21-024479 · wf-form4_163853024954430.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,917 Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 16:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 14,254 | $12.25 | $174,611.50 |
DisclosureSEC source: 0001179110-21-010206 · edgar.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,797 Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 17:52 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 8,376 | $47.74 | $399,870.24 |
DisclosureSEC source: 0001209191-21-046322 · doc4.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,133 F1 · shares: Represents the total number of shares withheld by the Issuer to settle the Reporting Person's minimum tax liability for 16,974 Restricted Stock Units vesting on July 8, 2021 and released on July 8, 2021. Such withholding is required by the Issuer's Amended 2019 Equity Incentive Plan. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 14:16 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 10,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-006871 · edgar.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,051 F1 · security: On June 16, 2021, issuer granted to the reporting person 10,221 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. F1 · shares: On June 16, 2021, issuer granted to the reporting person 10,221 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. F1 · price: On June 16, 2021, issuer granted to the reporting person 10,221 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. F1 · balance_after: On June 16, 2021, issuer granted to the reporting person 10,221 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. Read SEC document |
| April 29, 2021 Filed May 3, 2021 16:57 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 8,366 | $28.63 | $239,518.58 |
DisclosureSEC source: 0000899243-21-017771 · doc4.xml · nonDerivative · entry 2 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,237 F2 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 16,974 PSUs vesting on January 1, 2021 and released on April 29, 2021. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| April 29, 2021 Filed May 3, 2021 16:57 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 16,974 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017771 · doc4.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,603 F1 · shares: Stock issued pursuant to the vesting of Performance Share Units (PSUs) granted on July 8, 2019. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 20:27 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 799 | $30.77 | $24,585.23 |
DisclosureSEC source: 0000899243-21-013567 · doc4.xml · nonDerivative · entry 2 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,775 F2 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 1,955 PSUs vesting on January 1, 2021 and released on March 23, 2021. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 20:27 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 1,995 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-013567 · doc4.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,574 F1 · shares: Stock issued pursuant to the vesting of Performance Share Units (PSUs) granted on February 24, 2020. Read SEC document |
| March 23, 2021 Filed Jun 17, 2021 18:51 UTC Amendment | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 3,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041650 · doc4a.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,509 F1 · shares: The original Form 4 filed on March 25, 2021 is amended to correctly reflect the Stock issued pursuant to the vesting of Performance Share Units (PSUs) granted on February 24, 2020. F2 · balance_after: Represents the number of shares beneficially owned following the reported transaction as of June 17, 2021. Read SEC document |
| February 12, 2021 Filed Apr 27, 2021 20:33 UTC | CUTERA INC CUTR · Entity 82936 | GrantStock Option (Right to Buy) · Derivative | 12,629 | $0.00 Strike: $15.84 | $0.00 |
DisclosureSEC source: 0000899243-21-017137 · doc4.xml · derivative · entry 2 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,629 Underlying: Common Stock · 12,629 shares Expires 2031-02-12 F2 · derivative.exercise_date: One-fourth of the shares shall vest on February 12, 2022, and 1/36 of the shares shall vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| February 12, 2021 Filed Apr 27, 2021 20:33 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 8,146 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017137 · doc4.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,921 F1 · shares: Grant of Restricted Stock Units (RSUs) that will entitle the Reporting Person to receive one share of Common Stock per one RSU. One-fourth of the RSUs shall vest on February 12, 2022, and 1/36 of the RSUs shall vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| January 01, 2021 Filed Mar 25, 2021 20:22 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 1,338 | $23.74 | $31,764.12 |
DisclosureSEC source: 0000899243-21-013560 · doc4.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,619 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 3,259 Restricted Stock Units (RSUs) vesting on January 1, 2021. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| July 08, 2020 Filed Jul 9, 2020 17:34 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 4,973 | $11.80 | $58,681.40 |
DisclosureSEC source: 0001437749-20-014952 · rdgdoc.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,957 F1 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 16,975 Restricted Stock Units (RSUs) vesting on July 8, 2020. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 17:54 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 24,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007665 · edgar.xml · nonDerivative · entry 1 Mowry David H · CIK 0001414301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,830 F1 · security: On June 17, 2020, issuer granted to the reporting person 24,313 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the 12 month anniversary of the grant date. F1 · shares: On June 17, 2020, issuer granted to the reporting person 24,313 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the 12 month anniversary of the grant date. F1 · price: On June 17, 2020, issuer granted to the reporting person 24,313 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the 12 month anniversary of the grant date. F1 · balance_after: On June 17, 2020, issuer granted to the reporting person 24,313 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the 12 month anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.