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person · Reporting owner

TULLIS JAMES L L

Disclosed activity across 8 companies

Tapewire entity
750
SEC CIK
0001230641

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alphatec Holdings, Inc.ATEC · Entity 4720DirectorDecember 31, 2023February 13, 2024
Crane CoCR · Entity 749DirectorAugust 31, 2026September 02, 2026
EXAGEN INC.XGN · Entity 93510% ownerJune 15, 2023June 20, 2023
electroCore, Inc.ECOR · Entity 6900DirectorApril 14, 2020April 16, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alphatec Holdings, Inc.

Report date December 31, 2023 · Filed February 13, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect170,618 Reported balance After 2023-01-03 transaction · row 1
1 source row

Row 1 · 2023-01-03 · Gift · Disposed 1,344 · Balance 170,618

Common StockSEC Table I · non-derivativeIndirectBy Tullis Dickerson Capital Focus III, LP625,931 Reported balance Holding disclosure · report date 2023-12-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 625,931

Common StockSEC Table I · non-derivativeIndirectBy Tullis-Dickerson Partners III, LLC380,097 Reported balance Holding disclosure · report date 2023-12-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 380,097

Common StockSEC Table I · non-derivativeIndirectBy Tullis Growth Fund, L.P.563,831 Reported balance Holding disclosure · report date 2023-12-31 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 563,831

Crane Co

Report date August 31, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,021 Reported balance After 2026-08-31 transaction · row 1
1 source row

Row 1 · 2026-08-31 · Sale · Disposed 400 · Balance 5,021

Common StockSEC Table I · non-derivativeIndirectBy family trust585 Reported balance Holding disclosure · report date 2026-08-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 585

Common StockSEC Table I · non-derivativeIndirect401(K)414 Reported balance Holding disclosure · report date 2026-08-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 414

Common StockSEC Table I · non-derivativeIndirectIRA1 Reported balance Holding disclosure · report date 2026-08-31 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1

EXAGEN INC.

Report date June 15, 2023 · Filed June 20, 2023

Jointly reported with TULLIS GROWTH FUND II, L.P.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote1,515,839 Reported balance After 2023-06-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-06-15 · Purchase · Acquired 167 · Balance 1,515,839

F1: The transaction reported herein was effected by Tullis Growth Fund II, L.P. ("Tullis Growth II").

F2: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth II. Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II.

Common StockSEC Table I · non-derivativeDirect21,348 Reported balance Holding disclosure · report date 2023-06-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 21,348

Common StockSEC Table I · non-derivativeIndirectBy Spouse1,431 Reported balance Holding disclosure · report date 2023-06-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,431

Common StockSEC Table I · non-derivativeIndirectBy Trust4,537 Reported balance Holding disclosure · report date 2023-06-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,537

Filing footnotes · ownership attribution and instrument terms

F1: The transaction reported herein was effected by Tullis Growth Fund II, L.P. ("Tullis Growth II").

F2: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth II. Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II.

electroCore, Inc.

Report date April 14, 2020 · Filed April 16, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectvia Tullis Growth Fund II, L.P.1,764,705 Reported balance After 2020-04-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2020-04-14 · Purchase · Acquired 1,764,705 · Balance 1,764,705

F1: Pursuant to the Securities Purchase Agreement dated as of April 14, 2020 (the "SPA"), by and between the Issuer and each purchaser thereto, including Tullis Growth Fund II, L.P.

F2: The shares were purchased pursuant to the SPA by Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis Growth Partners II, LLC is the general partner of Tullis Growth II and may be deemed to beneficially own the shares held by Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis Growth II.

Common StockSEC Table I · non-derivativeDirect172,504 Reported balance Holding disclosure · report date 2020-04-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 172,504

Common StockSEC Table I · non-derivativeIndirectvia Spouse8,183 Reported balance Holding disclosure · report date 2020-04-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 8,183

Common StockSEC Table I · non-derivativeIndirectvia Sara Tullis Wester Trust7,533 Reported balance Holding disclosure · report date 2020-04-14 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 7,533

Common StockSEC Table I · non-derivativeIndirectvia John L Tullis Trust12,304 Reported balance Holding disclosure · report date 2020-04-14 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 12,304

Common StockSEC Table I · non-derivativeIndirectvia Elizabeth Tullis Trust12,304 Reported balance Holding disclosure · report date 2020-04-14 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 12,304

Common StockSEC Table I · non-derivativeIndirectvia Linda Tullis Family Trust15,380 Reported balance Holding disclosure · report date 2020-04-14 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 15,380

Common StockSEC Table I · non-derivativeIndirectvia HPS Tullis Trust8,893 Reported balance Holding disclosure · report date 2020-04-14 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 8,893

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Securities Purchase Agreement dated as of April 14, 2020 (the "SPA"), by and between the Issuer and each purchaser thereto, including Tullis Growth Fund II, L.P.

F2: The shares were purchased pursuant to the SPA by Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis Growth Partners II, LLC is the general partner of Tullis Growth II and may be deemed to beneficially own the shares held by Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis Growth II.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Crane NXT, Co.

Report date May 21, 2026 · Filed May 26, 2026

Section 16 reporting ended · disclosed 2026-05-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect9,374 Reported balance After 2026-05-21 transaction · row 1
1 source row

Row 1 · 2026-05-21 · Exercise / conversion · Acquired 4,654 · Balance 9,374

F1: Mr. Tullis did not stand for re-election to the Board at the Annual Meeting on May 21, 2026. 4,654 previously granted Deferred Stock Units converted to shares of Crane NXT, Co. Common Stock on that date. Mr. Tullis had elected to have his remaining Deferred Stock Units convert to Crane NXT, Co. Common Stock on various subsequent dates.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect37,074 Reported balance After 2026-05-21 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-05-21 · Grant · Acquired 448 · Balance 37,074

F2: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors.

F3: Represents Deferred Stock Unit dividends accumulated during the year.

F4: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect32,420 Reported balance After 2026-05-21 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-05-21 · Exercise / conversion · Disposed 4,654 · Balance 32,420

F2: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors.

F4: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

COMMON STOCKSEC Table I · non-derivativeIndirect401(K)416 Reported balance Holding disclosure · report date 2026-05-21 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 416

COMMON STOCKSEC Table I · non-derivativeIndirectBy family trust586 Reported balance Holding disclosure · report date 2026-05-21 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 586

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Tullis did not stand for re-election to the Board at the Annual Meeting on May 21, 2026. 4,654 previously granted Deferred Stock Units converted to shares of Crane NXT, Co. Common Stock on that date. Mr. Tullis had elected to have his remaining Deferred Stock Units convert to Crane NXT, Co. Common Stock on various subsequent dates.

F2: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors.

F3: Represents Deferred Stock Unit dividends accumulated during the year.

F4: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

Lord Abbett Corporate Opportunities Fund

Report date July 09, 2024 · Filed July 09, 2024

Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Lord Abbett Credit Opportunities Fund

Report date July 09, 2024 · Filed July 09, 2024

Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Lord Abbett Floating Rate High Income Fund

Report date July 09, 2024 · Filed July 09, 2024

Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2026 Filed Sep 2, 2026 20:47 UTC Crane Co CR · Entity 749 SaleCommon Stock 400 $205.38 $82,150.00
Disclosure

SEC source: 0001944013-26-000190 · wk-form4_1788382031.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,021

Read SEC document
August 13, 2026 Filed Aug 14, 2026 20:46 UTC Crane Co CR · Entity 749 SaleCommon Stock 614 $225.00 $138,150.00
Disclosure

SEC source: 0001944013-26-000188 · wk-form4_1786740400.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,421

F1 · kind: Mr. Tullis sold shares to generate funds to satisfy an anticipated tax liability.

Read SEC document
June 01, 2026 Filed Jun 1, 2026 20:45 UTC Crane Co CR · Entity 749 Exercise / conversionDeferred Stock Units · Derivative 1,226 $0.00 $0.00
Disclosure

SEC source: 0001944013-26-000175 · wk-form4_1780346741.xml · derivative · entry 5

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,124

Underlying: Common Stock · 1,226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Deferred Stock Units convert into Crane Company common stock on one-for-one basis upon separation from service on the Board of Directors.

F3 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company.

F3 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company.

Read SEC document
June 01, 2026 Filed Jun 1, 2026 20:45 UTC Crane Co CR · Entity 749 Exercise / conversionCommon Stock 1,226 $0.00 $0.00
Disclosure

SEC source: 0001944013-26-000175 · wk-form4_1780346741.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Pursuant to the April 3, 2023 Separation Agreement between Crane Company and Crane NXT, Co., Mr. Tullis' separation from the Crane NXT, Co. board of directors triggered the settlement of certain of his pre-separation Deferred Stock Units from Crane Company. Mr. Tullis elected to have his remaining pre-separation Crane Company Deferred Stock Units settled on various subsequent dates.

Read SEC document
May 21, 2026 Filed May 26, 2026 20:12 UTC Crane NXT, Co. CXT · Entity 4275 Exercise / conversionDeferred Stock Units · Derivative 4,654 $0.00 $0.00
Disclosure

SEC source: 0001230641-26-000002 · wk-form4_1779826355.xml · derivative · entry 5

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,420

Underlying: COMMON STOCK · 4,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors.

F4 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

F4 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

Read SEC document
May 21, 2026 Filed May 26, 2026 20:12 UTC Crane NXT, Co. CXT · Entity 4275 GrantDeferred Stock Units · Derivative 448 $0.00 $0.00
Disclosure

SEC source: 0001230641-26-000002 · wk-form4_1779826355.xml · derivative · entry 4

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,074

Underlying: COMMON STOCK · 448 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors.

F3 · date: Represents Deferred Stock Unit dividends accumulated during the year.

F4 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

F4 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

Read SEC document
May 21, 2026 Filed May 26, 2026 20:12 UTC Crane NXT, Co. CXT · Entity 4275 Exercise / conversionCOMMON STOCK 4,654 $0.00 $0.00
Disclosure

SEC source: 0001230641-26-000002 · wk-form4_1779826355.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Tullis did not stand for re-election to the Board at the Annual Meeting on May 21, 2026. 4,654 previously granted Deferred Stock Units converted to shares of Crane NXT, Co. Common Stock on that date. Mr. Tullis had elected to have his remaining Deferred Stock Units convert to Crane NXT, Co. Common Stock on various subsequent dates.

Read SEC document
April 27, 2026 Filed Apr 29, 2026 20:58 UTC Crane Co CR · Entity 749 GrantRestricted Share Unit · Derivative 874 $0.00 $0.00
Disclosure

SEC source: 0001944013-26-000154 · wk-form4_1777496297.xml · derivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,349

Underlying: Common Stock · 874 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Share Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Restricted Share Units vest on the earlier of the first anniversary of the grant date or the next year's annual meeting of stockholders, subject to the reporting person's continued board service through the applicable date. Any unvested Restricted Share Units are forfeited upon the termination of the reporting person's board service, except upon death or a change in control.

F2 · derivative.expiration_date: Restricted Share Units vest on the earlier of the first anniversary of the grant date or the next year's annual meeting of stockholders, subject to the reporting person's continued board service through the applicable date. Any unvested Restricted Share Units are forfeited upon the termination of the reporting person's board service, except upon death or a change in control.

Read SEC document
June 11, 2025 Filed Jun 12, 2025 20:46 UTC Crane NXT, Co. CXT · Entity 4275 GiftCOMMON STOCK 60 $0.00 $0.00
Disclosure

SEC source: 0000025445-25-000075 · wk-form4_1749761168.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,720

Read SEC document
May 22, 2025 Filed May 27, 2025 20:10 UTC Crane NXT, Co. CXT · Entity 4275 GrantDeferred Stock Units · Derivative 360 $0.00 $0.00
Disclosure

SEC source: 0000025445-25-000069 · wk-form4_1748376625.xml · derivative · entry 2

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,626

Underlying: COMMON STOCK · 360 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors.

F3 · date: Represents Deferred Stock Unit dividends accumulated during the year.

F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

Read SEC document
May 22, 2025 Filed May 27, 2025 20:10 UTC Crane NXT, Co. CXT · Entity 4275 GrantDeferred Stock Units · Derivative 2,776 $0.00 $0.00
Disclosure

SEC source: 0000025445-25-000069 · wk-form4_1748376625.xml · derivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,266

Underlying: COMMON STOCK · 2,776 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors.

F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

Read SEC document
April 28, 2025 Filed Apr 30, 2025 20:50 UTC Crane Co CR · Entity 749 GrantDeferred Stock Units · Derivative 161 $0.00 $0.00
Disclosure

SEC source: 0001944013-25-000078 · wk-form4_1746046211.xml · derivative · entry 2

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,322

Underlying: Common Stock · 161 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units convert into common stock on a one-for-one basis upon separation from service on the Board of Directors.

F3 · date: Represents Deferred Stock Unit dividends accumulated during the year.

F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company.

F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company.

Read SEC document
April 28, 2025 Filed Apr 30, 2025 20:50 UTC Crane Co CR · Entity 749 GrantDeferred Stock Units · Derivative 1,009 $0.00 $0.00
Disclosure

SEC source: 0001944013-25-000078 · wk-form4_1746046211.xml · derivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,161

Underlying: Common Stock · 1,009 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units convert into common stock on a one-for-one basis upon separation from service on the Board of Directors.

F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company.

F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company.

Read SEC document
November 13, 2024 Filed Nov 13, 2024 21:58 UTC Crane Co CR · Entity 749 GiftCommon Stock 171 $0.00 $0.00
Disclosure

SEC source: 0001944013-24-000072 · wk-form4_1731535112.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,809

Read SEC document
May 23, 2024 Filed May 28, 2024 20:17 UTC Crane NXT, Co. CXT · Entity 4275 GrantDeferred Stock Units · Derivative 301 $0.00 $0.00
Disclosure

SEC source: 0000025445-24-000065 · wk-form4_1716927436.xml · derivative · entry 2

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,490

Underlying: COMMON STOCK · 301 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors.

F3 · date: Represents Deferred Stock Unit dividends accumulated during the year.

F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:17 UTC Crane NXT, Co. CXT · Entity 4275 GrantDeferred Stock Units · Derivative 2,377 $0.00 $0.00
Disclosure

SEC source: 0000025445-24-000065 · wk-form4_1716927436.xml · derivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,189

Underlying: COMMON STOCK · 2,377 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors.

F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

Read SEC document
April 22, 2024 Filed Apr 24, 2024 20:53 UTC Crane Co CR · Entity 749 GrantDeferred Stock Units · Derivative 215 $0.00 $0.00
Disclosure

SEC source: 0001944013-24-000047 · wk-form4_1713991972.xml · derivative · entry 2

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,152

Underlying: Common Stock · 215 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units convert into common stock on a one-for-one basis upon separation from service on the Board of Directors.

F3 · date: Represents Deferred Stock Unit dividends accumulated during the year.

F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company.

F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company.

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April 22, 2024 Filed Apr 24, 2024 20:53 UTC Crane Co CR · Entity 749 GrantDeferred Stock Units · Derivative 1,071 $0.00 $0.00
Disclosure

SEC source: 0001944013-24-000047 · wk-form4_1713991972.xml · derivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,937

Underlying: Common Stock · 1,071 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units convert into common stock on a one-for-one basis upon separation from service on the Board of Directors.

F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company.

F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 21:23 UTC Crane NXT, Co. CXT · Entity 4275 GiftCOMMON STOCK 27 $0.00 $0.00
Disclosure

SEC source: 0000025445-23-000130 · wk-form4_1701465829.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,780

Read SEC document
November 17, 2023 Filed Nov 20, 2023 21:15 UTC Crane NXT, Co. CXT · Entity 4275 GiftCOMMON STOCK 130 $0.00 $0.00
Disclosure

SEC source: 0000025445-23-000118 · wk-form4_1700514945.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,780

Read SEC document
November 17, 2023 Filed Nov 27, 2023 21:02 UTC Amendment Crane NXT, Co. CXT · Entity 4275 GiftCOMMON STOCK 103 $0.00 $0.00
Disclosure

SEC source: 0000025445-23-000120 · wk-form4a_1701118959.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,807

F1 · shares: On November 20, 2023, the reporting person filed a Form 4 reporting the gifting of 130 shares of the issuer's common stock. 27 of the gifted shares were returned to the reporting person. This amendment corrects the number of shares gifted on November 17, 2023.

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September 11, 2023 Filed Sep 13, 2023 16:25 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 SaleCommon Stock 70,000 $14.74 $1,031,800.00
Disclosure

SEC source: 0001415889-23-013198 · form4-09132023_040927.xml · nonDerivative · entry 2

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tullis Growth Fund, L.P.

Disclosed balance after: 563,831

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.63 to $14.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 16:25 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 SaleCommon Stock 35,000 $14.74 $515,900.00
Disclosure

SEC source: 0001415889-23-013198 · form4-09132023_040927.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,962

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.70 to $14.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 20:15 UTC Crane NXT, Co. CXT · Entity 4275 GiftCOMMON STOCK 330 $0.00 $0.00
Disclosure

SEC source: 0000025445-23-000115 · wf-form4_169411771689395.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,910

Read SEC document
June 20, 2023 Filed Jun 21, 2023 23:59 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 9,908 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010116 · form4-06212023_110627.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,962

F1 · security: On June 20, 2023, issuer granted to the reporting person 9,908 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

F1 · kind: On June 20, 2023, issuer granted to the reporting person 9,908 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

F1 · price: On June 20, 2023, issuer granted to the reporting person 9,908 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 21:04 UTC EXAGEN INC. XGN · Entity 935 PurchaseCommon Stock 167 $3.11 $519.45
Disclosure

SEC source: 0000899243-23-015986 · doc4.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · 10% owner

TULLIS GROWTH FUND II, L.P. · CIK 0001746842 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,515,839

F1 · kind: The transaction reported herein was effected by Tullis Growth Fund II, L.P. ("Tullis Growth II").

F2 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth II. Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 21:02 UTC Crane Co CR · Entity 749 GiftCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001944013-23-000006 · wk-form4_1685739718.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,980

Read SEC document
May 17, 2023 Filed May 18, 2023 22:00 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionWarrants (right to buy) · Derivative 107,309 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001415889-23-008295 · form4-05182023_060501.xml · derivative · entry 10

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tullis Growth Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 107,309 shares

Expires 2023-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On May 17, 2023, the reporting person exercised warrants to purchase 107,309 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 24,436 of the warrant shares to pay the exercise price and issuing to the reporting person 82,873 shares.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:00 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionWarrants (right to buy) · Derivative 147,726 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001415889-23-008295 · form4-05182023_060501.xml · derivative · entry 9

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP

Disclosed balance after: 0

Underlying: Common Stock · 147,726 shares

Expires 2023-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On May 17, 2023, the reporting person exercised warrants to purchase 147,726 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 33,639 of the warrant shares to pay the exercise price and issuing to the reporting person 114,087 shares.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:00 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionWarrants (right to buy) · Derivative 6,143 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001415889-23-008295 · form4-05182023_060501.xml · derivative · entry 8

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,143 shares

Expires 2023-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 17, 2023, the reporting person exercised warrants to purchase 6,143 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 1,398 of the warrant shares to pay the exercise price and issuing to the reporting person 4,745 shares.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:00 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Tax withholdingCommon Stock 24,436 $15.37 $375,581.32
Disclosure

SEC source: 0001415889-23-008295 · form4-05182023_060501.xml · nonDerivative · entry 6

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tullis Growth Fund, L.P.

Disclosed balance after: 633,831

F3 · kind: On May 17, 2023, the reporting person exercised warrants to purchase 107,309 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 24,436 of the warrant shares to pay the exercise price and issuing to the reporting person 82,873 shares.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:00 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Tax withholdingCommon Stock 33,639 $15.37 $517,031.43
Disclosure

SEC source: 0001415889-23-008295 · form4-05182023_060501.xml · nonDerivative · entry 5

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP

Disclosed balance after: 625,931

F2 · kind: On May 17, 2023, the reporting person exercised warrants to purchase 147,726 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 33,639 of the warrant shares to pay the exercise price and issuing to the reporting person 114,087 shares.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:00 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Tax withholdingCommon Stock 1,398 $15.37 $21,487.26
Disclosure

SEC source: 0001415889-23-008295 · form4-05182023_060501.xml · nonDerivative · entry 4

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,054

F1 · kind: On May 17, 2023, the reporting person exercised warrants to purchase 6,143 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 1,398 of the warrant shares to pay the exercise price and issuing to the reporting person 4,745 shares.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:00 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionCommon Stock 107,309 $3.50 $375,581.50
Disclosure

SEC source: 0001415889-23-008295 · form4-05182023_060501.xml · nonDerivative · entry 3

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tullis Growth Fund, L.P.

Disclosed balance after: 658,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On May 17, 2023, the reporting person exercised warrants to purchase 107,309 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 24,436 of the warrant shares to pay the exercise price and issuing to the reporting person 82,873 shares.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:00 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionCommon Stock 147,726 $3.50 $517,041.00
Disclosure

SEC source: 0001415889-23-008295 · form4-05182023_060501.xml · nonDerivative · entry 2

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP

Disclosed balance after: 659,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On May 17, 2023, the reporting person exercised warrants to purchase 147,726 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 33,639 of the warrant shares to pay the exercise price and issuing to the reporting person 114,087 shares.

Read SEC document
May 17, 2023 Filed May 18, 2023 22:00 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionCommon Stock 6,143 $3.50 $21,500.50
Disclosure

SEC source: 0001415889-23-008295 · form4-05182023_060501.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 17, 2023, the reporting person exercised warrants to purchase 6,143 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 1,398 of the warrant shares to pay the exercise price and issuing to the reporting person 4,745 shares.

Read SEC document
May 15, 2023 Filed May 16, 2023 23:47 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionWarrants (right to buy) · Derivative 107,309 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001415889-23-008134 · form4-05162023_110503.xml · derivative · entry 10

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tullis Growth Fund, L.P.

Disclosed balance after: 107,309

Underlying: Common Stock · 107,309 shares

Expires 2023-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On May 15, 2023, the reporting person exercised warrants to purchase 107,309 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 24,325 of the warrant shares to pay the exercise price and issuing to the reporting person 82,984 shares.

Read SEC document
May 15, 2023 Filed May 16, 2023 23:47 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionWarrants (right to buy) · Derivative 147,725 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001415889-23-008134 · form4-05162023_110503.xml · derivative · entry 9

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP

Disclosed balance after: 147,726

Underlying: Common Stock · 147,725 shares

Expires 2023-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On May 15, 2023, the reporting person exercised warrants to purchase 147,725 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 33,487 of the warrant shares to pay the exercise price and issuing to the reporting person 114,238 shares.

Read SEC document
May 15, 2023 Filed May 16, 2023 23:47 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionWarrants (right to buy) · Derivative 6,143 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001415889-23-008134 · form4-05162023_110503.xml · derivative · entry 8

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,143

Underlying: Common Stock · 6,143 shares

Expires 2023-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 15, 2023, the reporting person exercised warrants to purchase 6,143 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 1,392 of the warrant shares to pay the exercise price and issuing to the reporting person 4,751 shares.

Read SEC document
May 15, 2023 Filed May 16, 2023 23:47 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Tax withholdingCommon Stock 24,325 $15.44 $375,578.00
Disclosure

SEC source: 0001415889-23-008134 · form4-05162023_110503.xml · nonDerivative · entry 6

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tullis Growth Fund, L.P.

Disclosed balance after: 550,958

F3 · kind: On May 15, 2023, the reporting person exercised warrants to purchase 107,309 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 24,325 of the warrant shares to pay the exercise price and issuing to the reporting person 82,984 shares.

Read SEC document
May 15, 2023 Filed May 16, 2023 23:47 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Tax withholdingCommon Stock 33,487 $15.44 $517,039.28
Disclosure

SEC source: 0001415889-23-008134 · form4-05162023_110503.xml · nonDerivative · entry 5

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP

Disclosed balance after: 511,844

F2 · kind: On May 15, 2023, the reporting person exercised warrants to purchase 147,725 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 33,487 of the warrant shares to pay the exercise price and issuing to the reporting person 114,238 shares.

Read SEC document
May 15, 2023 Filed May 16, 2023 23:47 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Tax withholdingCommon Stock 1,392 $15.44 $21,492.48
Disclosure

SEC source: 0001415889-23-008134 · form4-05162023_110503.xml · nonDerivative · entry 4

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,309

F1 · kind: On May 15, 2023, the reporting person exercised warrants to purchase 6,143 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 1,392 of the warrant shares to pay the exercise price and issuing to the reporting person 4,751 shares.

Read SEC document
May 15, 2023 Filed May 16, 2023 23:47 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionCommon Stock 107,309 $3.50 $375,581.50
Disclosure

SEC source: 0001415889-23-008134 · form4-05162023_110503.xml · nonDerivative · entry 3

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tullis Growth Fund, L.P.

Disclosed balance after: 575,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On May 15, 2023, the reporting person exercised warrants to purchase 107,309 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 24,325 of the warrant shares to pay the exercise price and issuing to the reporting person 82,984 shares.

Read SEC document
May 15, 2023 Filed May 16, 2023 23:47 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionCommon Stock 147,725 $3.50 $517,037.50
Disclosure

SEC source: 0001415889-23-008134 · form4-05162023_110503.xml · nonDerivative · entry 2

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP

Disclosed balance after: 545,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On May 15, 2023, the reporting person exercised warrants to purchase 147,725 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 33,487 of the warrant shares to pay the exercise price and issuing to the reporting person 114,238 shares.

Read SEC document
May 15, 2023 Filed May 16, 2023 23:47 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionCommon Stock 6,143 $3.50 $21,500.50
Disclosure

SEC source: 0001415889-23-008134 · form4-05162023_110503.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 15, 2023, the reporting person exercised warrants to purchase 6,143 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 1,392 of the warrant shares to pay the exercise price and issuing to the reporting person 4,751 shares.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 22:20 UTC Crane Co CR · Entity 749 GrantDeferred Stock Unit · Derivative 485 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011765 · doc4.xml · derivative · entry 2

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,866

Underlying: Common Stock · 485 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units convert into common stock on a one-for-one basis upon separation from service on the Board of Directors.

F4 · date: Represents Deferred Stock Unit dividends accumulated during the year.

F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company.

F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 22:20 UTC Crane Co CR · Entity 749 GrantDeferred Stock Unit · Derivative 1,897 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011765 · doc4.xml · derivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,381

Underlying: Common Stock · 1,897 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units convert into common stock on a one-for-one basis upon separation from service on the Board of Directors.

F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company.

F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company.

F3 · balance_after: In connection with the spin-off of the issuer from Crane Holdings, Co. ("Holdings") on April 3, 2023 ("Separation"), all Deferred Stock Units issued by Holdings that were held by then directors of Holdings, including the reporting person, and outstanding immediately prior to the consummation of the Separation were adjusted. Pursuant to the adjustment, each such holder of a Deferred Stock Unit of Holdings received Deferred Stock Units of both Holdings and the issuer on terms intended to maintain the intrinsic value of the Deferred Stock Unit of Holdings immediately before and after the consummation of the Separation, on the same general terms and conditions as were in place immediately prior to the consummation of the Separation. The Deferred Stock Units of the issuer represent Deferred Stock Units received by the reporting person pursuant to such adjustment.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 21:21 UTC Crane NXT, Co. CXT · Entity 4275 GrantDeferred Stock Units · Derivative 485 $0.00 $0.00
Disclosure

SEC source: 0000025445-23-000091 · wf-form4_168237126933102.xml · derivative · entry 2

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,812

Underlying: COMMON STOCK · 485 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors.

F3 · date: Represents Deferred Stock Unit dividends accumulated during the year.

F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

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April 20, 2023 Filed Apr 24, 2023 21:21 UTC Crane NXT, Co. CXT · Entity 4275 GrantDeferred Stock Units · Derivative 2,843 $0.00 $0.00
Disclosure

SEC source: 0000025445-23-000091 · wf-form4_168237126933102.xml · derivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,327

Underlying: COMMON STOCK · 2,843 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors.

F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.

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March 08, 2023 Filed Mar 9, 2023 17:59 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 SaleCommon Stock 30,000 $16.12 $483,600.00
Disclosure

SEC source: 0001415889-23-004568 · form4-03092023_050343.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tullis Growth Fund, L.P.

Disclosed balance after: 467,974

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.91 to $16.33, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.