Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alphatec Holdings, Inc.ATEC · Entity 4720 | Director | December 31, 2023 | February 13, 2024 |
| Crane CoCR · Entity 749 | Director | August 31, 2026 | September 02, 2026 |
| EXAGEN INC.XGN · Entity 935 | 10% owner | June 15, 2023 | June 20, 2023 |
| electroCore, Inc.ECOR · Entity 6900 | Director | April 14, 2020 | April 16, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alphatec Holdings, Inc.
Report date December 31, 2023 · Filed February 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 170,618 |
Reported balance
After 2023-01-03 transaction · row 1
1 source rowRow 1 · 2023-01-03 · Gift · Disposed 1,344 · Balance 170,618 |
| Common StockSEC Table I · non-derivative | IndirectBy Tullis Dickerson Capital Focus III, LP | 625,931 |
Reported balance
Holding disclosure · report date 2023-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 625,931 |
| Common StockSEC Table I · non-derivative | IndirectBy Tullis-Dickerson Partners III, LLC | 380,097 |
Reported balance
Holding disclosure · report date 2023-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 380,097 |
| Common StockSEC Table I · non-derivative | IndirectBy Tullis Growth Fund, L.P. | 563,831 |
Reported balance
Holding disclosure · report date 2023-12-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 563,831 |
Crane Co
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,021 |
Reported balance
After 2026-08-31 transaction · row 1
1 source rowRow 1 · 2026-08-31 · Sale · Disposed 400 · Balance 5,021 |
| Common StockSEC Table I · non-derivative | IndirectBy family trust | 585 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 585 |
| Common StockSEC Table I · non-derivative | Indirect401(K) | 414 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 414 |
| Common StockSEC Table I · non-derivative | IndirectIRA | 1 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1 |
EXAGEN INC.
Report date June 15, 2023 · Filed June 20, 2023
Jointly reported with TULLIS GROWTH FUND II, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,515,839 |
Reported balance
After 2023-06-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-06-15 · Purchase · Acquired 167 · Balance 1,515,839 F1: The transaction reported herein was effected by Tullis Growth Fund II, L.P. ("Tullis Growth II"). F2: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth II. Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. |
| Common StockSEC Table I · non-derivative | Direct | 21,348 |
Reported balance
Holding disclosure · report date 2023-06-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21,348 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,431 |
Reported balance
Holding disclosure · report date 2023-06-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,431 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 4,537 |
Reported balance
Holding disclosure · report date 2023-06-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,537 |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported herein was effected by Tullis Growth Fund II, L.P. ("Tullis Growth II").
F2: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth II. Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II.
electroCore, Inc.
Report date April 14, 2020 · Filed April 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectvia Tullis Growth Fund II, L.P. | 1,764,705 |
Reported balance
After 2020-04-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-04-14 · Purchase · Acquired 1,764,705 · Balance 1,764,705 F1: Pursuant to the Securities Purchase Agreement dated as of April 14, 2020 (the "SPA"), by and between the Issuer and each purchaser thereto, including Tullis Growth Fund II, L.P. F2: The shares were purchased pursuant to the SPA by Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis Growth Partners II, LLC is the general partner of Tullis Growth II and may be deemed to beneficially own the shares held by Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis Growth II. |
| Common StockSEC Table I · non-derivative | Direct | 172,504 |
Reported balance
Holding disclosure · report date 2020-04-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 172,504 |
| Common StockSEC Table I · non-derivative | Indirectvia Spouse | 8,183 |
Reported balance
Holding disclosure · report date 2020-04-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 8,183 |
| Common StockSEC Table I · non-derivative | Indirectvia Sara Tullis Wester Trust | 7,533 |
Reported balance
Holding disclosure · report date 2020-04-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 7,533 |
| Common StockSEC Table I · non-derivative | Indirectvia John L Tullis Trust | 12,304 |
Reported balance
Holding disclosure · report date 2020-04-14 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 12,304 |
| Common StockSEC Table I · non-derivative | Indirectvia Elizabeth Tullis Trust | 12,304 |
Reported balance
Holding disclosure · report date 2020-04-14 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 12,304 |
| Common StockSEC Table I · non-derivative | Indirectvia Linda Tullis Family Trust | 15,380 |
Reported balance
Holding disclosure · report date 2020-04-14 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 15,380 |
| Common StockSEC Table I · non-derivative | Indirectvia HPS Tullis Trust | 8,893 |
Reported balance
Holding disclosure · report date 2020-04-14 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 8,893 |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Securities Purchase Agreement dated as of April 14, 2020 (the "SPA"), by and between the Issuer and each purchaser thereto, including Tullis Growth Fund II, L.P.
F2: The shares were purchased pursuant to the SPA by Tullis Growth Fund II, L.P. ("Tullis Growth II"). Tullis Growth Partners II, LLC is the general partner of Tullis Growth II and may be deemed to beneficially own the shares held by Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis Growth II.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Crane NXT, Co.
Report date May 21, 2026 · Filed May 26, 2026
Section 16 reporting ended · disclosed 2026-05-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 9,374 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Exercise / conversion · Acquired 4,654 · Balance 9,374 F1: Mr. Tullis did not stand for re-election to the Board at the Annual Meeting on May 21, 2026. 4,654 previously granted Deferred Stock Units converted to shares of Crane NXT, Co. Common Stock on that date. Mr. Tullis had elected to have his remaining Deferred Stock Units convert to Crane NXT, Co. Common Stock on various subsequent dates. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 37,074 |
Reported balance
After 2026-05-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-21 · Grant · Acquired 448 · Balance 37,074 F2: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors. F3: Represents Deferred Stock Unit dividends accumulated during the year. F4: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 32,420 |
Reported balance
After 2026-05-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-05-21 · Exercise / conversion · Disposed 4,654 · Balance 32,420 F2: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors. F4: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co. |
| COMMON STOCKSEC Table I · non-derivative | Indirect401(K) | 416 |
Reported balance
Holding disclosure · report date 2026-05-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 416 |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy family trust | 586 |
Reported balance
Holding disclosure · report date 2026-05-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 586 |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Tullis did not stand for re-election to the Board at the Annual Meeting on May 21, 2026. 4,654 previously granted Deferred Stock Units converted to shares of Crane NXT, Co. Common Stock on that date. Mr. Tullis had elected to have his remaining Deferred Stock Units convert to Crane NXT, Co. Common Stock on various subsequent dates.
F2: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors.
F3: Represents Deferred Stock Unit dividends accumulated during the year.
F4: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co.
Lord Abbett Corporate Opportunities Fund
Report date July 09, 2024 · Filed July 09, 2024
Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Lord Abbett Credit Opportunities Fund
Report date July 09, 2024 · Filed July 09, 2024
Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Lord Abbett Floating Rate High Income Fund
Report date July 09, 2024 · Filed July 09, 2024
Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2026 Filed Sep 2, 2026 20:47 UTC | Crane Co CR · Entity 749 | SaleCommon Stock | 400 | $205.38 | $82,150.00 |
DisclosureSEC source: 0001944013-26-000190 · wk-form4_1788382031.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,021 Read SEC document |
| August 13, 2026 Filed Aug 14, 2026 20:46 UTC | Crane Co CR · Entity 749 | SaleCommon Stock | 614 | $225.00 | $138,150.00 |
DisclosureSEC source: 0001944013-26-000188 · wk-form4_1786740400.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,421 F1 · kind: Mr. Tullis sold shares to generate funds to satisfy an anticipated tax liability. Read SEC document |
| June 01, 2026 Filed Jun 1, 2026 20:45 UTC | Crane Co CR · Entity 749 | Exercise / conversionDeferred Stock Units · Derivative | 1,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001944013-26-000175 · wk-form4_1780346741.xml · derivative · entry 5 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,124 Underlying: Common Stock · 1,226 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Deferred Stock Units convert into Crane Company common stock on one-for-one basis upon separation from service on the Board of Directors. F3 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company. F3 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company. Read SEC document |
| June 01, 2026 Filed Jun 1, 2026 20:45 UTC | Crane Co CR · Entity 749 | Exercise / conversionCommon Stock | 1,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001944013-26-000175 · wk-form4_1780346741.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Pursuant to the April 3, 2023 Separation Agreement between Crane Company and Crane NXT, Co., Mr. Tullis' separation from the Crane NXT, Co. board of directors triggered the settlement of certain of his pre-separation Deferred Stock Units from Crane Company. Mr. Tullis elected to have his remaining pre-separation Crane Company Deferred Stock Units settled on various subsequent dates. Read SEC document |
| May 21, 2026 Filed May 26, 2026 20:12 UTC | Crane NXT, Co. CXT · Entity 4275 | Exercise / conversionDeferred Stock Units · Derivative | 4,654 | $0.00 | $0.00 |
DisclosureSEC source: 0001230641-26-000002 · wk-form4_1779826355.xml · derivative · entry 5 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,420 Underlying: COMMON STOCK · 4,654 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors. F4 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co. F4 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co. Read SEC document |
| May 21, 2026 Filed May 26, 2026 20:12 UTC | Crane NXT, Co. CXT · Entity 4275 | GrantDeferred Stock Units · Derivative | 448 | $0.00 | $0.00 |
DisclosureSEC source: 0001230641-26-000002 · wk-form4_1779826355.xml · derivative · entry 4 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,074 Underlying: COMMON STOCK · 448 shares Expires not disclosed F2 · derivative.exercise_price: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors. F3 · date: Represents Deferred Stock Unit dividends accumulated during the year. F4 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co. F4 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co. Read SEC document |
| May 21, 2026 Filed May 26, 2026 20:12 UTC | Crane NXT, Co. CXT · Entity 4275 | Exercise / conversionCOMMON STOCK | 4,654 | $0.00 | $0.00 |
DisclosureSEC source: 0001230641-26-000002 · wk-form4_1779826355.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Mr. Tullis did not stand for re-election to the Board at the Annual Meeting on May 21, 2026. 4,654 previously granted Deferred Stock Units converted to shares of Crane NXT, Co. Common Stock on that date. Mr. Tullis had elected to have his remaining Deferred Stock Units convert to Crane NXT, Co. Common Stock on various subsequent dates. Read SEC document |
| April 27, 2026 Filed Apr 29, 2026 20:58 UTC | Crane Co CR · Entity 749 | GrantRestricted Share Unit · Derivative | 874 | $0.00 | $0.00 |
DisclosureSEC source: 0001944013-26-000154 · wk-form4_1777496297.xml · derivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,349 Underlying: Common Stock · 874 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Share Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Restricted Share Units vest on the earlier of the first anniversary of the grant date or the next year's annual meeting of stockholders, subject to the reporting person's continued board service through the applicable date. Any unvested Restricted Share Units are forfeited upon the termination of the reporting person's board service, except upon death or a change in control. F2 · derivative.expiration_date: Restricted Share Units vest on the earlier of the first anniversary of the grant date or the next year's annual meeting of stockholders, subject to the reporting person's continued board service through the applicable date. Any unvested Restricted Share Units are forfeited upon the termination of the reporting person's board service, except upon death or a change in control. Read SEC document |
| June 11, 2025 Filed Jun 12, 2025 20:46 UTC | Crane NXT, Co. CXT · Entity 4275 | GiftCOMMON STOCK | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0000025445-25-000075 · wk-form4_1749761168.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,720 Read SEC document |
| May 22, 2025 Filed May 27, 2025 20:10 UTC | Crane NXT, Co. CXT · Entity 4275 | GrantDeferred Stock Units · Derivative | 360 | $0.00 | $0.00 |
DisclosureSEC source: 0000025445-25-000069 · wk-form4_1748376625.xml · derivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,626 Underlying: COMMON STOCK · 360 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors. F3 · date: Represents Deferred Stock Unit dividends accumulated during the year. F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co. F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co. Read SEC document |
| May 22, 2025 Filed May 27, 2025 20:10 UTC | Crane NXT, Co. CXT · Entity 4275 | GrantDeferred Stock Units · Derivative | 2,776 | $0.00 | $0.00 |
DisclosureSEC source: 0000025445-25-000069 · wk-form4_1748376625.xml · derivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,266 Underlying: COMMON STOCK · 2,776 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors. F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co. F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co. Read SEC document |
| April 28, 2025 Filed Apr 30, 2025 20:50 UTC | Crane Co CR · Entity 749 | GrantDeferred Stock Units · Derivative | 161 | $0.00 | $0.00 |
DisclosureSEC source: 0001944013-25-000078 · wk-form4_1746046211.xml · derivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,322 Underlying: Common Stock · 161 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units convert into common stock on a one-for-one basis upon separation from service on the Board of Directors. F3 · date: Represents Deferred Stock Unit dividends accumulated during the year. F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company. F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company. Read SEC document |
| April 28, 2025 Filed Apr 30, 2025 20:50 UTC | Crane Co CR · Entity 749 | GrantDeferred Stock Units · Derivative | 1,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001944013-25-000078 · wk-form4_1746046211.xml · derivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,161 Underlying: Common Stock · 1,009 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units convert into common stock on a one-for-one basis upon separation from service on the Board of Directors. F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company. F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company. Read SEC document |
| November 13, 2024 Filed Nov 13, 2024 21:58 UTC | Crane Co CR · Entity 749 | GiftCommon Stock | 171 | $0.00 | $0.00 |
DisclosureSEC source: 0001944013-24-000072 · wk-form4_1731535112.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,809 Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:17 UTC | Crane NXT, Co. CXT · Entity 4275 | GrantDeferred Stock Units · Derivative | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0000025445-24-000065 · wk-form4_1716927436.xml · derivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,490 Underlying: COMMON STOCK · 301 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors. F3 · date: Represents Deferred Stock Unit dividends accumulated during the year. F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co. F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:17 UTC | Crane NXT, Co. CXT · Entity 4275 | GrantDeferred Stock Units · Derivative | 2,377 | $0.00 | $0.00 |
DisclosureSEC source: 0000025445-24-000065 · wk-form4_1716927436.xml · derivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,189 Underlying: COMMON STOCK · 2,377 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors. F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co. F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co. Read SEC document |
| April 22, 2024 Filed Apr 24, 2024 20:53 UTC | Crane Co CR · Entity 749 | GrantDeferred Stock Units · Derivative | 215 | $0.00 | $0.00 |
DisclosureSEC source: 0001944013-24-000047 · wk-form4_1713991972.xml · derivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,152 Underlying: Common Stock · 215 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units convert into common stock on a one-for-one basis upon separation from service on the Board of Directors. F3 · date: Represents Deferred Stock Unit dividends accumulated during the year. F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company. F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company. Read SEC document |
| April 22, 2024 Filed Apr 24, 2024 20:53 UTC | Crane Co CR · Entity 749 | GrantDeferred Stock Units · Derivative | 1,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001944013-24-000047 · wk-form4_1713991972.xml · derivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,937 Underlying: Common Stock · 1,071 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units convert into common stock on a one-for-one basis upon separation from service on the Board of Directors. F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company. F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 21:23 UTC | Crane NXT, Co. CXT · Entity 4275 | GiftCOMMON STOCK | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0000025445-23-000130 · wk-form4_1701465829.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,780 Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 21:15 UTC | Crane NXT, Co. CXT · Entity 4275 | GiftCOMMON STOCK | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0000025445-23-000118 · wk-form4_1700514945.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,780 Read SEC document |
| November 17, 2023 Filed Nov 27, 2023 21:02 UTC Amendment | Crane NXT, Co. CXT · Entity 4275 | GiftCOMMON STOCK | 103 | $0.00 | $0.00 |
DisclosureSEC source: 0000025445-23-000120 · wk-form4a_1701118959.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,807 F1 · shares: On November 20, 2023, the reporting person filed a Form 4 reporting the gifting of 130 shares of the issuer's common stock. 27 of the gifted shares were returned to the reporting person. This amendment corrects the number of shares gifted on November 17, 2023. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 16:25 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 70,000 | $14.74 | $1,031,800.00 |
DisclosureSEC source: 0001415889-23-013198 · form4-09132023_040927.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 563,831 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.63 to $14.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 16:25 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 35,000 | $14.74 | $515,900.00 |
DisclosureSEC source: 0001415889-23-013198 · form4-09132023_040927.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,962 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.70 to $14.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 20:15 UTC | Crane NXT, Co. CXT · Entity 4275 | GiftCOMMON STOCK | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0000025445-23-000115 · wf-form4_169411771689395.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,910 Read SEC document |
| June 20, 2023 Filed Jun 21, 2023 23:59 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 9,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-010116 · form4-06212023_110627.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,962 F1 · security: On June 20, 2023, issuer granted to the reporting person 9,908 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. F1 · kind: On June 20, 2023, issuer granted to the reporting person 9,908 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. F1 · price: On June 20, 2023, issuer granted to the reporting person 9,908 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 21:04 UTC | EXAGEN INC. XGN · Entity 935 | PurchaseCommon Stock | 167 | $3.11 | $519.45 |
DisclosureSEC source: 0000899243-23-015986 · doc4.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · 10% owner TULLIS GROWTH FUND II, L.P. · CIK 0001746842 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,515,839 F1 · kind: The transaction reported herein was effected by Tullis Growth Fund II, L.P. ("Tullis Growth II"). F2 · ownership.nature: The shares reported on this form are held of record by Tullis-Dickerson Capital Focus III, L.P. ("Tullis"), Tullis Growth Fund, L.P. ("Tullis Growth") and Tullis Growth II. Tullis-Dickerson Partners III, LLC ("Tullis Partners") is the general partner of Tullis and may be deemed to beneficially own the securities held by Tullis. Tullis Growth Partners, LLC and Tullis Growth Partners II, LLC are the general partners of Tullis Growth and Tullis Growth II, respectively, and may be deemed to beneficially own the securities held by Tullis Growth and Tullis Growth II. James L.L. Tullis is a Principal of each of the foregoing entities and may be deemed to possess voting and investment control over, and may be deemed to have an indirect beneficial ownership with respect to, the shares held by Tullis, Tullis Growth and Tullis Growth II. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 21:02 UTC | Crane Co CR · Entity 749 | GiftCommon Stock | 260 | $0.00 | $0.00 |
DisclosureSEC source: 0001944013-23-000006 · wk-form4_1685739718.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,980 Read SEC document |
| May 17, 2023 Filed May 18, 2023 22:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionWarrants (right to buy) · Derivative | 107,309 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001415889-23-008295 · form4-05182023_060501.xml · derivative · entry 10 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock · 107,309 shares Expires 2023-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On May 17, 2023, the reporting person exercised warrants to purchase 107,309 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 24,436 of the warrant shares to pay the exercise price and issuing to the reporting person 82,873 shares. Read SEC document |
| May 17, 2023 Filed May 18, 2023 22:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionWarrants (right to buy) · Derivative | 147,726 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001415889-23-008295 · form4-05182023_060501.xml · derivative · entry 9 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP Disclosed balance after: 0 Underlying: Common Stock · 147,726 shares Expires 2023-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On May 17, 2023, the reporting person exercised warrants to purchase 147,726 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 33,639 of the warrant shares to pay the exercise price and issuing to the reporting person 114,087 shares. Read SEC document |
| May 17, 2023 Filed May 18, 2023 22:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionWarrants (right to buy) · Derivative | 6,143 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001415889-23-008295 · form4-05182023_060501.xml · derivative · entry 8 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,143 shares Expires 2023-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 17, 2023, the reporting person exercised warrants to purchase 6,143 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 1,398 of the warrant shares to pay the exercise price and issuing to the reporting person 4,745 shares. Read SEC document |
| May 17, 2023 Filed May 18, 2023 22:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 24,436 | $15.37 | $375,581.32 |
DisclosureSEC source: 0001415889-23-008295 · form4-05182023_060501.xml · nonDerivative · entry 6 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 633,831 F3 · kind: On May 17, 2023, the reporting person exercised warrants to purchase 107,309 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 24,436 of the warrant shares to pay the exercise price and issuing to the reporting person 82,873 shares. Read SEC document |
| May 17, 2023 Filed May 18, 2023 22:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 33,639 | $15.37 | $517,031.43 |
DisclosureSEC source: 0001415889-23-008295 · form4-05182023_060501.xml · nonDerivative · entry 5 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP Disclosed balance after: 625,931 F2 · kind: On May 17, 2023, the reporting person exercised warrants to purchase 147,726 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 33,639 of the warrant shares to pay the exercise price and issuing to the reporting person 114,087 shares. Read SEC document |
| May 17, 2023 Filed May 18, 2023 22:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 1,398 | $15.37 | $21,487.26 |
DisclosureSEC source: 0001415889-23-008295 · form4-05182023_060501.xml · nonDerivative · entry 4 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,054 F1 · kind: On May 17, 2023, the reporting person exercised warrants to purchase 6,143 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 1,398 of the warrant shares to pay the exercise price and issuing to the reporting person 4,745 shares. Read SEC document |
| May 17, 2023 Filed May 18, 2023 22:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 107,309 | $3.50 | $375,581.50 |
DisclosureSEC source: 0001415889-23-008295 · form4-05182023_060501.xml · nonDerivative · entry 3 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 658,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On May 17, 2023, the reporting person exercised warrants to purchase 107,309 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 24,436 of the warrant shares to pay the exercise price and issuing to the reporting person 82,873 shares. Read SEC document |
| May 17, 2023 Filed May 18, 2023 22:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 147,726 | $3.50 | $517,041.00 |
DisclosureSEC source: 0001415889-23-008295 · form4-05182023_060501.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP Disclosed balance after: 659,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On May 17, 2023, the reporting person exercised warrants to purchase 147,726 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 33,639 of the warrant shares to pay the exercise price and issuing to the reporting person 114,087 shares. Read SEC document |
| May 17, 2023 Filed May 18, 2023 22:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 6,143 | $3.50 | $21,500.50 |
DisclosureSEC source: 0001415889-23-008295 · form4-05182023_060501.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 17, 2023, the reporting person exercised warrants to purchase 6,143 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 1,398 of the warrant shares to pay the exercise price and issuing to the reporting person 4,745 shares. Read SEC document |
| May 15, 2023 Filed May 16, 2023 23:47 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionWarrants (right to buy) · Derivative | 107,309 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001415889-23-008134 · form4-05162023_110503.xml · derivative · entry 10 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 107,309 Underlying: Common Stock · 107,309 shares Expires 2023-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On May 15, 2023, the reporting person exercised warrants to purchase 107,309 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 24,325 of the warrant shares to pay the exercise price and issuing to the reporting person 82,984 shares. Read SEC document |
| May 15, 2023 Filed May 16, 2023 23:47 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionWarrants (right to buy) · Derivative | 147,725 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001415889-23-008134 · form4-05162023_110503.xml · derivative · entry 9 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP Disclosed balance after: 147,726 Underlying: Common Stock · 147,725 shares Expires 2023-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On May 15, 2023, the reporting person exercised warrants to purchase 147,725 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 33,487 of the warrant shares to pay the exercise price and issuing to the reporting person 114,238 shares. Read SEC document |
| May 15, 2023 Filed May 16, 2023 23:47 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionWarrants (right to buy) · Derivative | 6,143 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001415889-23-008134 · form4-05162023_110503.xml · derivative · entry 8 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,143 Underlying: Common Stock · 6,143 shares Expires 2023-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 15, 2023, the reporting person exercised warrants to purchase 6,143 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 1,392 of the warrant shares to pay the exercise price and issuing to the reporting person 4,751 shares. Read SEC document |
| May 15, 2023 Filed May 16, 2023 23:47 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 24,325 | $15.44 | $375,578.00 |
DisclosureSEC source: 0001415889-23-008134 · form4-05162023_110503.xml · nonDerivative · entry 6 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 550,958 F3 · kind: On May 15, 2023, the reporting person exercised warrants to purchase 107,309 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 24,325 of the warrant shares to pay the exercise price and issuing to the reporting person 82,984 shares. Read SEC document |
| May 15, 2023 Filed May 16, 2023 23:47 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 33,487 | $15.44 | $517,039.28 |
DisclosureSEC source: 0001415889-23-008134 · form4-05162023_110503.xml · nonDerivative · entry 5 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP Disclosed balance after: 511,844 F2 · kind: On May 15, 2023, the reporting person exercised warrants to purchase 147,725 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 33,487 of the warrant shares to pay the exercise price and issuing to the reporting person 114,238 shares. Read SEC document |
| May 15, 2023 Filed May 16, 2023 23:47 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 1,392 | $15.44 | $21,492.48 |
DisclosureSEC source: 0001415889-23-008134 · form4-05162023_110503.xml · nonDerivative · entry 4 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,309 F1 · kind: On May 15, 2023, the reporting person exercised warrants to purchase 6,143 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 1,392 of the warrant shares to pay the exercise price and issuing to the reporting person 4,751 shares. Read SEC document |
| May 15, 2023 Filed May 16, 2023 23:47 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 107,309 | $3.50 | $375,581.50 |
DisclosureSEC source: 0001415889-23-008134 · form4-05162023_110503.xml · nonDerivative · entry 3 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 575,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On May 15, 2023, the reporting person exercised warrants to purchase 107,309 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 24,325 of the warrant shares to pay the exercise price and issuing to the reporting person 82,984 shares. Read SEC document |
| May 15, 2023 Filed May 16, 2023 23:47 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 147,725 | $3.50 | $517,037.50 |
DisclosureSEC source: 0001415889-23-008134 · form4-05162023_110503.xml · nonDerivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP Disclosed balance after: 545,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On May 15, 2023, the reporting person exercised warrants to purchase 147,725 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 33,487 of the warrant shares to pay the exercise price and issuing to the reporting person 114,238 shares. Read SEC document |
| May 15, 2023 Filed May 16, 2023 23:47 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 6,143 | $3.50 | $21,500.50 |
DisclosureSEC source: 0001415889-23-008134 · form4-05162023_110503.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 15, 2023, the reporting person exercised warrants to purchase 6,143 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 1,392 of the warrant shares to pay the exercise price and issuing to the reporting person 4,751 shares. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 22:20 UTC | Crane Co CR · Entity 749 | GrantDeferred Stock Unit · Derivative | 485 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-011765 · doc4.xml · derivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,866 Underlying: Common Stock · 485 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units convert into common stock on a one-for-one basis upon separation from service on the Board of Directors. F4 · date: Represents Deferred Stock Unit dividends accumulated during the year. F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company. F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 22:20 UTC | Crane Co CR · Entity 749 | GrantDeferred Stock Unit · Derivative | 1,897 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-011765 · doc4.xml · derivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,381 Underlying: Common Stock · 1,897 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units convert into common stock on a one-for-one basis upon separation from service on the Board of Directors. F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company. F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane Company. F3 · balance_after: In connection with the spin-off of the issuer from Crane Holdings, Co. ("Holdings") on April 3, 2023 ("Separation"), all Deferred Stock Units issued by Holdings that were held by then directors of Holdings, including the reporting person, and outstanding immediately prior to the consummation of the Separation were adjusted. Pursuant to the adjustment, each such holder of a Deferred Stock Unit of Holdings received Deferred Stock Units of both Holdings and the issuer on terms intended to maintain the intrinsic value of the Deferred Stock Unit of Holdings immediately before and after the consummation of the Separation, on the same general terms and conditions as were in place immediately prior to the consummation of the Separation. The Deferred Stock Units of the issuer represent Deferred Stock Units received by the reporting person pursuant to such adjustment. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 21:21 UTC | Crane NXT, Co. CXT · Entity 4275 | GrantDeferred Stock Units · Derivative | 485 | $0.00 | $0.00 |
DisclosureSEC source: 0000025445-23-000091 · wf-form4_168237126933102.xml · derivative · entry 2 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,812 Underlying: COMMON STOCK · 485 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors. F3 · date: Represents Deferred Stock Unit dividends accumulated during the year. F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co. F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 21:21 UTC | Crane NXT, Co. CXT · Entity 4275 | GrantDeferred Stock Units · Derivative | 2,843 | $0.00 | $0.00 |
DisclosureSEC source: 0000025445-23-000091 · wf-form4_168237126933102.xml · derivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,327 Underlying: COMMON STOCK · 2,843 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units convert into Crane NXT, Co. common stock on one-for-one basis upon separation from service on the Board of Directors. F2 · derivative.exercise_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co. F2 · derivative.expiration_date: Deferred Stock Units are forfeited if service terminates before the one-year anniversary of the grant, unless termination results from death or change in control of Crane NXT, Co. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 17:59 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 30,000 | $16.12 | $483,600.00 |
DisclosureSEC source: 0001415889-23-004568 · form4-03092023_050343.xml · nonDerivative · entry 1 TULLIS JAMES L L · CIK 0001230641 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tullis Growth Fund, L.P. Disclosed balance after: 467,974 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.91 to $16.33, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.