Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alphatec Holdings, Inc.ATEC · Entity 4720 | CHIEF OPERATING OFFICER | March 13, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alphatec Holdings, Inc.
Report date March 13, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 815,704 |
Reported balance
After 2026-03-13 transaction · row 1
1 source rowRow 1 · 2026-03-13 · Sale · Disposed 260,535 · Balance 815,704 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.20 to $12.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.20 to $12.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2026 Filed Mar 17, 2026 21:30 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 260,535 | $12.30 | $3,204,580.50 |
DisclosureSEC source: 0001831608-26-000004 · form4-03172026_050301.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 815,704 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.20 to $12.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 25, 2026 Filed Feb 28, 2026 02:30 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantRestricted Stock Units · Derivative | 63,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001831608-26-000002 · form4-02272026_090205.xml · derivative · entry 5 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,689 Underlying: Common Stock · 63,689 shares Expires not disclosed F7 · security: On February 25, 2026, the issuer granted to the reporting person an award of up to 63,689 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, or (ii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's common stock. F7 · kind: On February 25, 2026, the issuer granted to the reporting person an award of up to 63,689 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, or (ii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030. F7 · shares: On February 25, 2026, the issuer granted to the reporting person an award of up to 63,689 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, or (ii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030. F7 · derivative.exercise_date: On February 25, 2026, the issuer granted to the reporting person an award of up to 63,689 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, or (ii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030. F7 · derivative.expiration_date: On February 25, 2026, the issuer granted to the reporting person an award of up to 63,689 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, or (ii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030. Read SEC document |
| February 25, 2026 Filed Feb 28, 2026 02:30 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantRestricted Stock Units · Derivative | 63,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001831608-26-000002 · form4-02272026_090205.xml · derivative · entry 4 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,689 Underlying: Common Stock · 63,689 shares Expires not disclosed F6 · security: On February 25, 2026, the issuer granted to the reporting person an award of up to 63,689 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $25.00 per share at any time prior to December 31, 2028, (ii) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, (iii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2028, or (iv) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's common stock. F6 · kind: On February 25, 2026, the issuer granted to the reporting person an award of up to 63,689 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $25.00 per share at any time prior to December 31, 2028, (ii) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, (iii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2028, or (iv) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030. F6 · shares: On February 25, 2026, the issuer granted to the reporting person an award of up to 63,689 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $25.00 per share at any time prior to December 31, 2028, (ii) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, (iii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2028, or (iv) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030. F6 · derivative.exercise_date: On February 25, 2026, the issuer granted to the reporting person an award of up to 63,689 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $25.00 per share at any time prior to December 31, 2028, (ii) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, (iii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2028, or (iv) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030. F6 · derivative.expiration_date: On February 25, 2026, the issuer granted to the reporting person an award of up to 63,689 performance-based RSUs. The RSUs vest upon the issuer's (i) common stock achieving a 30-day average trading price of at least $25.00 per share at any time prior to December 31, 2028, (ii) common stock achieving a 30-day average trading price of at least $36.00 per share at any time prior to December 31, 2030, (iii) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2028, or (iv) achievement of certain operational metrics determined by the issuer's compensation committee measured as of December 31, 2030. Read SEC document |
| February 25, 2026 Filed Feb 28, 2026 02:30 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 20,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831608-26-000002 · form4-02272026_090205.xml · nonDerivative · entry 3 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,076,239 F2 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock. F5 · security: On February 25, 2026, the issuer granted 20,992 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2025 cash bonus. The grant was approved and adopted by the issuer's compensation committee on February 25, 2026. The RSUs vest December 4, 2026. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on February 25, 2026. F5 · kind: On February 25, 2026, the issuer granted 20,992 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2025 cash bonus. The grant was approved and adopted by the issuer's compensation committee on February 25, 2026. The RSUs vest December 4, 2026. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on February 25, 2026. F5 · shares: On February 25, 2026, the issuer granted 20,992 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2025 cash bonus. The grant was approved and adopted by the issuer's compensation committee on February 25, 2026. The RSUs vest December 4, 2026. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on February 25, 2026. F5 · price: On February 25, 2026, the issuer granted 20,992 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2025 cash bonus. The grant was approved and adopted by the issuer's compensation committee on February 25, 2026. The RSUs vest December 4, 2026. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on February 25, 2026. Read SEC document |
| February 25, 2026 Filed Feb 28, 2026 02:30 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 127,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001831608-26-000002 · form4-02272026_090205.xml · nonDerivative · entry 2 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,055,247 F2 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock. F4 · security: On February 25, 2026, the issuer awarded 127,378 RSUs to the reporting person. The RSUs vest in three equal installments on each of March 5, 2027, March 5, 2028 and March 5, 2029. F4 · kind: On February 25, 2026, the issuer awarded 127,378 RSUs to the reporting person. The RSUs vest in three equal installments on each of March 5, 2027, March 5, 2028 and March 5, 2029. F4 · shares: On February 25, 2026, the issuer awarded 127,378 RSUs to the reporting person. The RSUs vest in three equal installments on each of March 5, 2027, March 5, 2028 and March 5, 2029. Read SEC document |
| February 25, 2026 Filed Feb 28, 2026 02:30 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 311,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001831608-26-000002 · form4-02272026_090205.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 927,869 F1 · security: On February 25, 2026, the issuer awarded 311,110 restricted stock units (RSUs) to the reporting person under a performance based award granted to the reporting person on January 29, 2025 upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2025. The RSUs vest in three equal installments on each of March 5, 2026, March 5, 2027 and March 5, 2028. F2 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · kind: On February 25, 2026, the issuer awarded 311,110 restricted stock units (RSUs) to the reporting person under a performance based award granted to the reporting person on January 29, 2025 upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2025. The RSUs vest in three equal installments on each of March 5, 2026, March 5, 2027 and March 5, 2028. F1 · shares: On February 25, 2026, the issuer awarded 311,110 restricted stock units (RSUs) to the reporting person under a performance based award granted to the reporting person on January 29, 2025 upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2025. The RSUs vest in three equal installments on each of March 5, 2026, March 5, 2027 and March 5, 2028. F3 · balance_after: Includes 368 shares acquired under issuer's employee stock purchase plan on November 14, 2025 and also reflects the forfeiture of 25,041 previously reported RSUs for failure to satisfy applicable performance criteria. Read SEC document |
| December 16, 2025 Filed Dec 19, 2025 00:30 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 19,900 | $19.64 | $390,836.00 |
DisclosureSEC source: 0001831608-25-000009 · form4-12192025_121200.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 641,432 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.34 to $19.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 05, 2025 Filed Dec 10, 2025 00:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 10,875 | $21.47 | $233,486.25 |
DisclosureSEC source: 0001831608-25-000007 · form4-12092025_071203.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 661,332 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.32 to $21.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 20, 2025 Filed Nov 22, 2025 01:02 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $3.63 | $0.00 |
DisclosureSEC source: 0001831608-25-000005 · form4-11222025_011158.xml · derivative · entry 3 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2027-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested 25% on November 7, 2018 (the first anniversary of the grant date) and thereafter in 36 equal monthly installments. Read SEC document |
| November 20, 2025 Filed Nov 22, 2025 01:02 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 25,000 | $19.80 | $495,000.00 |
DisclosureSEC source: 0001831608-25-000005 · form4-11222025_011158.xml · nonDerivative · entry 2 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 672,207 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.65 to $19.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 20, 2025 Filed Nov 22, 2025 01:02 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 25,000 | $3.63 | $90,750.00 |
DisclosureSEC source: 0001831608-25-000005 · form4-11222025_011158.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 697,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 14, 2025 Filed Oct 15, 2025 23:20 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,500 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001831608-25-000003 · form4-10152025_111008.xml · derivative · entry 2 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,500 shares Expires 2028-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested 25% on March 22, 2019 (the first anniversary of the grant date) and thereafter in 36 equal monthly installments. Read SEC document |
| October 14, 2025 Filed Oct 15, 2025 23:20 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 13,500 | $3.35 | $45,225.00 |
DisclosureSEC source: 0001831608-25-000003 · form4-10152025_111008.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 672,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2025 Filed Aug 21, 2025 23:09 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 6,323 | $16.01 | $101,231.23 |
DisclosureSEC source: 0001415889-25-022654 · form4-08212025_110831.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 658,707 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 13, 2025 Filed Aug 15, 2025 21:42 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 9,302 | $16.00 | $148,832.00 |
DisclosureSEC source: 0001415889-25-022110 · form4-08152025_090817.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 665,030 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2025. Read SEC document |
| August 05, 2025 Filed Aug 5, 2025 21:08 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 16,666 | $15.00 | $249,990.00 |
DisclosureSEC source: 0001415889-25-021062 · form4-08052025_090839.xml · nonDerivative · entry 3 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 674,332 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2025. Read SEC document |
| August 04, 2025 Filed Aug 5, 2025 21:08 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 17,857 | $14.00 | $249,998.00 |
DisclosureSEC source: 0001415889-25-021062 · form4-08052025_090839.xml · nonDerivative · entry 2 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 690,998 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2025. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 21:08 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 36,081 | $12.53 | $452,094.93 |
DisclosureSEC source: 0001415889-25-021062 · form4-08052025_090839.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 708,855 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $13.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 22:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 3,982 | $12.00 | $47,784.00 |
DisclosureSEC source: 0001415889-25-019735 · form4-07142025_060701.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 744,936 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 22:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 22,727 | $11.07 | $251,587.89 |
DisclosureSEC source: 0001415889-25-017581 · form4-06172025_060601.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 748,918 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2025, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.19, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 19, 2025 Filed May 21, 2025 22:28 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 55,375 | $13.00 | $719,875.00 |
DisclosureSEC source: 0001415889-25-013991 · form4-05212025_100547.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 771,645 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.94 to $13.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 769 shares acquired under the issuer's employee stock purchase plan on May 15, 2025. Read SEC document |
| May 05, 2025 Filed May 6, 2025 22:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 12,000 | $12.12 | $145,440.00 |
DisclosureSEC source: 0001415889-25-012155 · form4-05062025_060533.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 826,251 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.04 to $12.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 21:30 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 21,751 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-010023 · form4-04032025_050406.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 838,251 F1 · security: On April 1, 2025, the reporting person was granted 21,751 restricted stock units (RSUs) in connection with his participation in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the Board of Directors on March 31, 2025. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash salary for the pay period between March 31, 2025, and December 21, 2025. Each RSU represents the contingent right to receive one share of the issuer's common stock, subject to stockholder approval of an amendment to the issuer's 2016 Equity Incentive Plan to authorize sufficient additional shares for issuance. The RSUs will vest in two equal installments on August 5, 2025, and December 5, 2025. The salary to RSU conversion price is based on the closing price of the issuer's common stock as of the market close on March 31, 2025. F1 · shares: On April 1, 2025, the reporting person was granted 21,751 restricted stock units (RSUs) in connection with his participation in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the Board of Directors on March 31, 2025. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash salary for the pay period between March 31, 2025, and December 21, 2025. Each RSU represents the contingent right to receive one share of the issuer's common stock, subject to stockholder approval of an amendment to the issuer's 2016 Equity Incentive Plan to authorize sufficient additional shares for issuance. The RSUs will vest in two equal installments on August 5, 2025, and December 5, 2025. The salary to RSU conversion price is based on the closing price of the issuer's common stock as of the market close on March 31, 2025. F1 · price: On April 1, 2025, the reporting person was granted 21,751 restricted stock units (RSUs) in connection with his participation in the issuer's employee salary conversion plan, which was adopted by the Compensation Committee of the Board of Directors on March 31, 2025. Under the terms of the plan, the reporting person is being granted RSUs in lieu of a percentage of the reporting person's cash salary for the pay period between March 31, 2025, and December 21, 2025. Each RSU represents the contingent right to receive one share of the issuer's common stock, subject to stockholder approval of an amendment to the issuer's 2016 Equity Incentive Plan to authorize sufficient additional shares for issuance. The RSUs will vest in two equal installments on August 5, 2025, and December 5, 2025. The salary to RSU conversion price is based on the closing price of the issuer's common stock as of the market close on March 31, 2025. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 21:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 27,994 | $9.72 | $272,101.68 |
DisclosureSEC source: 0001415889-25-007835 · form4-03122025_050301.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 816,500 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2022, as amended on August 10, 2023, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.45 to $10.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 22:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 23,183 | $12.03 | $278,891.49 |
DisclosureSEC source: 0001415889-25-006026 · form4-02282025_050207.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 844,494 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2022, as amended on August 10, 2023, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.79 to $12.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 06, 2025 Filed Feb 8, 2025 01:25 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 27,453 | $11.49 | $315,434.97 |
DisclosureSEC source: 0001415889-25-003416 · form4-02082025_010221.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 867,677 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2022, as amended on August 10, 2023, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.31 to $11.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 29, 2025 Filed Feb 1, 2025 00:35 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 19,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-002602 · form4-02012025_120225.xml · nonDerivative · entry 3 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 895,130 F2 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock. F4 · security: On January 29, 2025, the issuer granted 19,900 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2024 cash bonus. The grant was approved and adopted by the issuer's compensation committee on January 29, 2025. The RSUs vest December 5, 2025. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on January 24, 2025. F4 · kind: On January 29, 2025, the issuer granted 19,900 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2024 cash bonus. The grant was approved and adopted by the issuer's compensation committee on January 29, 2025. The RSUs vest December 5, 2025. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on January 24, 2025. F4 · shares: On January 29, 2025, the issuer granted 19,900 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2024 cash bonus. The grant was approved and adopted by the issuer's compensation committee on January 29, 2025. The RSUs vest December 5, 2025. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on January 24, 2025. F4 · price: On January 29, 2025, the issuer granted 19,900 RSUs to the reporting person in connection with the issuer's election to grant RSUs to the reporting person in lieu of a portion of the reporting person's 2024 cash bonus. The grant was approved and adopted by the issuer's compensation committee on January 29, 2025. The RSUs vest December 5, 2025. The grant amount was determined using the 30-day average trading price of the issuer's common stock as of close of market on January 24, 2025. Read SEC document |
| January 29, 2025 Filed Feb 1, 2025 00:35 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 173,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002602 · form4-02012025_120225.xml · nonDerivative · entry 2 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 875,230 F2 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock. F3 · security: On January 29, 2025, the issuer awarded 173,417 RSUs to the reporting person. The RSUs vest in three equal installments on each of March 5, 2026, March 5, 2027 and March 5, 2028. F3 · kind: On January 29, 2025, the issuer awarded 173,417 RSUs to the reporting person. The RSUs vest in three equal installments on each of March 5, 2026, March 5, 2027 and March 5, 2028. F3 · shares: On January 29, 2025, the issuer awarded 173,417 RSUs to the reporting person. The RSUs vest in three equal installments on each of March 5, 2026, March 5, 2027 and March 5, 2028. Read SEC document |
| January 29, 2025 Filed Feb 1, 2025 00:35 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 120,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002602 · form4-02012025_120225.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 701,813 F1 · security: On January 29, 2025, the issuer awarded 120,952 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2024. The RSUs vest in three equal installments on each of March 5, 2025, March 5, 2026 and March 5, 2027. F2 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · kind: On January 29, 2025, the issuer awarded 120,952 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2024. The RSUs vest in three equal installments on each of March 5, 2025, March 5, 2026 and March 5, 2027. F1 · shares: On January 29, 2025, the issuer awarded 120,952 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2024. The RSUs vest in three equal installments on each of March 5, 2025, March 5, 2026 and March 5, 2027. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 21:29 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $2.69 | $0.00 |
DisclosureSEC source: 0001415889-24-020995 · form4-08082024_090819.xml · derivative · entry 4 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2028-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested 25% on July 30, 2019 (the first anniversary of the grant date) and thereafter in 36 equal monthly installments. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 21:29 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,500 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001415889-24-020995 · form4-08082024_090819.xml · derivative · entry 3 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 11,500 shares Expires 2028-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested 25% on March 22, 2019 (the first anniversary of the grant date) and thereafter in 36 equal monthly installments. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 21:29 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 60,000 | $2.69 | $161,400.00 |
DisclosureSEC source: 0001415889-24-020995 · form4-08082024_090819.xml · nonDerivative · entry 2 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 580,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,196 shares acquired under the issuer's employee stock purchase plan on May 15, 2024. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 21:29 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 11,500 | $3.35 | $38,525.00 |
DisclosureSEC source: 0001415889-24-020995 · form4-08082024_090819.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 520,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,196 shares acquired under the issuer's employee stock purchase plan on May 15, 2024. Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 23:49 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 31,075 | $15.19 | $472,029.25 |
DisclosureSEC source: 0001415889-24-005988 · form4-02292024_110259.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 507,165 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2022, as amended on August 10, 2023, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.94 to $15.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 21, 2024 Filed Feb 22, 2024 23:30 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 11,963 | $15.34 | $183,512.42 |
DisclosureSEC source: 0001415889-24-004925 · form4-02222024_060222.xml · nonDerivative · entry 2 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 538,240 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2022, as amended on August 10, 2023, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.14 to $15.43, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 21, 2024 Filed Feb 22, 2024 23:30 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 31,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-004925 · form4-02222024_060222.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 550,203 F1 · security: On February 21, 2024, the issuer awarded 31,746 restricted stock units (RSUs) to the reporting person. The RSUs vest in three equal installments on each of March 5, 2025, March 5, 2026 and March 5, 2027. Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · shares: On February 21, 2024, the issuer awarded 31,746 restricted stock units (RSUs) to the reporting person. The RSUs vest in three equal installments on each of March 5, 2025, March 5, 2026 and March 5, 2027. Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · price: On February 21, 2024, the issuer awarded 31,746 restricted stock units (RSUs) to the reporting person. The RSUs vest in three equal installments on each of March 5, 2025, March 5, 2026 and March 5, 2027. Each RSU represents a contingent right to receive one share of the issuer's common stock. Read SEC document |
| February 02, 2024 Filed Feb 5, 2024 23:44 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 25,210 | $16.47 | $415,208.70 |
DisclosureSEC source: 0001415889-24-002684 · form4-02052024_110206.xml · nonDerivative · entry 2 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 518,457 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2022, as amended on August 10, 2023, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.29 to $16.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 23:44 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 100,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002684 · form4-02052024_110206.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · CHIEF OPERATING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 543,667 F1 · security: On February 1, 2024, the issuer awarded 100,166 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2023. The RSUs vest in three equal installments on each of February 1, 2024, February 1, 2025 and February 1, 2026. Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · kind: On February 1, 2024, the issuer awarded 100,166 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2023. The RSUs vest in three equal installments on each of February 1, 2024, February 1, 2025 and February 1, 2026. Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · shares: On February 1, 2024, the issuer awarded 100,166 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2023. The RSUs vest in three equal installments on each of February 1, 2024, February 1, 2025 and February 1, 2026. Each RSU represents a contingent right to receive one share of the issuer's common stock. F1 · price: On February 1, 2024, the issuer awarded 100,166 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2023. The RSUs vest in three equal installments on each of February 1, 2024, February 1, 2025 and February 1, 2026. Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Includes 2,410 shares acquired under the issuer's employee stock purchase plan on June 20, 2023. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 02:05 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionWarrants (right to buy) · Derivative | 13,493 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001415889-23-003727 · form4-03022023_020316.xml · derivative · entry 4 Lish Scott · CIK 0001831608 · SVP, DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,493 shares Expires 2023-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 02:05 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Tax withholdingCommon Stock | 2,924 | $16.15 | $47,222.60 |
DisclosureSEC source: 0001415889-23-003727 · form4-03022023_020316.xml · nonDerivative · entry 3 Lish Scott · CIK 0001831608 · SVP, DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,091 F4 · kind: On March 1, 2023, the reporting person exercised warrants to purchase 13,493 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 2,924 of the warrant shares to pay the exercise price and issuing to the reporting person 10,569 shares. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 02:05 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | Exercise / conversionCommon Stock | 13,493 | $3.50 | $47,225.50 |
DisclosureSEC source: 0001415889-23-003727 · form4-03022023_020316.xml · nonDerivative · entry 2 Lish Scott · CIK 0001831608 · SVP, DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2023 Filed Mar 2, 2023 02:05 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 25,372 | $14.76 | $374,490.72 |
DisclosureSEC source: 0001415889-23-003727 · form4-03022023_020316.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · SVP, DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,522 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2022, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.51 to $14.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 2,034 shares and 826 shares acquired under the issuer's employee stock purchase plan on May 13, 2022 and November 15, 2022, respectively. Read SEC document |
| February 23, 2023 Filed Feb 24, 2023 01:12 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 12,500 | $14.37 | $179,625.00 |
DisclosureSEC source: 0001415889-23-003224 · form4-02242023_010221.xml · nonDerivative · entry 2 Lish Scott · CIK 0001831608 · SVP, DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,034 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2022, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.23 to $14.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 01:12 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 9,570 | $14.02 | $134,171.40 |
DisclosureSEC source: 0001415889-23-003224 · form4-02242023_010221.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · SVP, DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,534 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2022, to satisfy certain tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.77 to $14.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 01:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 25,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001977 · form4-02032023_080227.xml · nonDerivative · entry 3 Lish Scott · CIK 0001831608 · SVP, DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,104 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock. F4 · shares: On February 1, 2023, the issuer granted to the reporting person 25,041 RSUs, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by an amount sufficient to cover such grant. The RSUs vest on the third anniversary of the grant date; provided, however, that no portion of such RSUs shall vest unless the publicly-traded stock price for the issuer's common stock at the close of the market on such third anniversary date is equal to or greater than $24 per share (representing a 81% increase in the price per share as of the grant date). F4 · price: On February 1, 2023, the issuer granted to the reporting person 25,041 RSUs, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by an amount sufficient to cover such grant. The RSUs vest on the third anniversary of the grant date; provided, however, that no portion of such RSUs shall vest unless the publicly-traded stock price for the issuer's common stock at the close of the market on such third anniversary date is equal to or greater than $24 per share (representing a 81% increase in the price per share as of the grant date). Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 01:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 50,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001977 · form4-02032023_080227.xml · nonDerivative · entry 2 Lish Scott · CIK 0001831608 · SVP, DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,063 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock. F3 · shares: On February 1, 2023, the issuer granted to the reporting person 50,083 RSUs, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by an amount sufficient to cover such grant. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. F3 · price: On February 1, 2023, the issuer granted to the reporting person 50,083 RSUs, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by an amount sufficient to cover such grant. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 01:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantCommon Stock | 76,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001977 · form4-02032023_080227.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · SVP, DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,980 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock. F2 · shares: On February 1, 2023, the issuer awarded 76,638 RSUs to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2022. The RSUs vest in three equal installments on each of February 24, 2023, February 24, 2024 and February 24, 2025. F2 · price: On February 1, 2023, the issuer awarded 76,638 RSUs to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2022. The RSUs vest in three equal installments on each of February 24, 2023, February 24, 2024 and February 24, 2025. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:00 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 5,100 | $10.94 | $55,794.00 |
DisclosureSEC source: 0001415889-22-002393 · form4-03032022_060303.xml · nonDerivative · entry 1 Lish Scott · CIK 0001831608 · SVP, DEVELOPMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,342 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.83 to $11.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 21:12 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 8,000 | $10.26 | $82,080.00 |
DisclosureSEC source: 0001179110-22-001692 · edgar.xml · nonDerivative · entry 4 Lish Scott · CIK 0001831608 · SVP, Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,442 F4 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2021. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.18 to $10.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 21:12 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | SaleCommon Stock | 12,500 | $9.44 | $118,000.00 |
DisclosureSEC source: 0001179110-22-001692 · edgar.xml · nonDerivative · entry 3 Lish Scott · CIK 0001831608 · SVP, Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,442 F4 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.07 to $9.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.