Tapewire

Nasdaq · USD

ATEC

Alphatec Holdings, Inc.

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Tapewire entity
4720
SEC CIK
0001350653
Parsed reports
552

Last 12 months

Inside the activity.

4 purchase rows · 41 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025018
Jan 202601
Feb 202602
Mar 202606
Apr 202600
May 202630
Jun 202601
Jul 202600
Aug 202601
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2022 Filed Jun 9, 2022 23:30 UTC Exercise / conversionWarrants (right to buy) · Derivative 200,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001179110-22-003278 · edgar.xml · derivative · entry 3

Berkowitz Mortimer III · CIK 0001364333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2022-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 23:30 UTC Exercise / conversionCommon Stock 200,000 $2.00 $400,000.00
Disclosure

SEC source: 0001179110-22-003278 · edgar.xml · nonDerivative · entry 1

Berkowitz Mortimer III · CIK 0001364333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Includes shares owned by Reporting Person and shares owned by Reporting Person's spouse.

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June 03, 2022 Filed Jun 4, 2022 00:26 UTC
Sponsel DavidEVP, Sales
Tax withholdingCommon Stock 3,099 $7.46 $23,118.54
Disclosure

SEC source: 0001179110-22-003246 · edgar.xml · nonDerivative · entry 1

Sponsel David · CIK 0001772837 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,310

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

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June 02, 2022 Filed Jun 4, 2022 00:27 UTC
Hunsaker Craig EEVP, People/Culture & GC
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-003247 · edgar.xml · nonDerivative · entry 2

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,361,729

Read SEC document
June 01, 2022 Filed Jun 4, 2022 00:27 UTC
Hunsaker Craig EEVP, People/Culture & GC
SaleCommon Stock 70,000 $7.16 $501,200.00
Disclosure

SEC source: 0001179110-22-003247 · edgar.xml · nonDerivative · entry 1

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,362,229

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.93 to $7.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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May 20, 2022 Filed May 20, 2022 17:57 UTC
Miles PatrickDirector · CEO
SaleCommon Stock 100,000 $7.85 $785,000.00
Disclosure

SEC source: 0001179110-22-003110 · edgar.xml · nonDerivative · entry 3

Miles Patrick · CIK 0001289409 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,658,634

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.58 to $8.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 19, 2022 Filed May 20, 2022 17:57 UTC
Miles PatrickDirector · CEO
SaleCommon Stock 100,000 $8.19 $819,000.00
Disclosure

SEC source: 0001179110-22-003110 · edgar.xml · nonDerivative · entry 2

Miles Patrick · CIK 0001289409 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,758,634

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.03 to $8.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 18, 2022 Filed May 20, 2022 17:57 UTC
Miles PatrickDirector · CEO
SaleCommon Stock 100,000 $8.34 $834,000.00
Disclosure

SEC source: 0001179110-22-003110 · edgar.xml · nonDerivative · entry 1

Miles Patrick · CIK 0001289409 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,858,634

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.19 to $8.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 17, 2022 Filed May 19, 2022 18:59 UTC
Sponsel DavidEVP, Sales
Tax withholdingCommon Stock 34,087 $8.26 $281,558.62
Disclosure

SEC source: 0001179110-22-003084 · edgar.xml · nonDerivative · entry 1

Sponsel David · CIK 0001772837 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,409

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F2 · balance_after: Includes 1,445 shares acquired under issuer's employee stock purchase plan on May 13, 2022.

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May 17, 2022 Filed May 19, 2022 18:57 UTC
Hunsaker Craig EEVP, People/Culture & GC
Tax withholdingCommon Stock 28,271 $8.26 $233,518.46
Disclosure

SEC source: 0001179110-22-003083 · edgar.xml · nonDerivative · entry 1

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,432,229

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

Read SEC document
May 17, 2022 Filed May 19, 2022 18:56 UTC
Snider BrianEVP, Marketing
Tax withholdingCommon Stock 21,982 $8.26 $181,571.32
Disclosure

SEC source: 0001179110-22-003082 · edgar.xml · nonDerivative · entry 1

Snider Brian · CIK 0001702383 · EVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,821

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F2 · balance_after: Includes 1,883 shares acquired under issuer's employee stock purchase plan on May 13, 2022.

Read SEC document
May 16, 2022 Filed May 17, 2022 21:27 UTC PurchaseCommon Stock 2,000 $8.32 $16,640.00
Disclosure

SEC source: 0000899243-22-018433 · doc4.xml · nonDerivative · entry 2

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,731

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.31 to $8.32 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: These shares are held by the reporting person's spouse, and the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

Read SEC document
May 13, 2022 Filed May 17, 2022 21:27 UTC PurchaseCommon Stock 4,000 $7.96 $31,840.00
Disclosure

SEC source: 0000899243-22-018433 · doc4.xml · nonDerivative · entry 1

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,200

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.949 to $7.97 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
May 10, 2022 Filed Jun 9, 2022 17:35 UTC Exercise / conversionWarrants (right to buy) · Derivative 500,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001179110-22-003274 · edgar.xml · derivative · entry 3

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Woods 1994 Family Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2022-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2022 Filed Jun 9, 2022 17:35 UTC Exercise / conversionCommon Stock 500,000 $2.00 $1,000,000.00
Disclosure

SEC source: 0001179110-22-003274 · edgar.xml · nonDerivative · entry 1

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Woods 1994 Family Limited Partnership

Disclosed balance after: 1,634,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2022 Filed Jun 9, 2022 17:36 UTC Exercise / conversionWarrants (right to buy) · Derivative 100,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001179110-22-003275 · edgar.xml · derivative · entry 2

Rydin Jeffrey P · CIK 0001345767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2022-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2022 Filed Jun 9, 2022 17:36 UTC Exercise / conversionCommon Stock 100,000 $2.00 $200,000.00
Disclosure

SEC source: 0001179110-22-003275 · edgar.xml · nonDerivative · entry 1

Rydin Jeffrey P · CIK 0001345767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 9, 2022 15:07 UTC
Miles PatrickDirector · CEO
Tax withholdingCommon Stock 153,634 $11.01 $1,691,510.34
Disclosure

SEC source: 0001415889-22-004763 · form4-05092022_120514.xml · nonDerivative · entry 1

Miles Patrick · CIK 0001289409 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,958,634

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

Read SEC document
April 28, 2022 Filed May 2, 2022 18:12 UTC
Hunsaker Craig EEVP, People/Culture & GC
Tax withholdingCommon Stock 27,488 $11.54 $317,211.52
Disclosure

SEC source: 0001179110-22-002769 · edgar.xml · nonDerivative · entry 1

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,460,500

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

Read SEC document
April 28, 2022 Filed May 2, 2022 18:12 UTC
Koning John ToddChief Financial Officer
Tax withholdingCommon Stock 16,092 $11.54 $185,701.68
Disclosure

SEC source: 0001179110-22-002768 · edgar.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,169

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

Read SEC document
April 28, 2022 Filed May 2, 2022 18:12 UTC
Snider BrianEVP, Marketing
Tax withholdingCommon Stock 16,978 $11.54 $195,926.12
Disclosure

SEC source: 0001179110-22-002767 · edgar.xml · nonDerivative · entry 1

Snider Brian · CIK 0001702383 · EVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,920

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

Read SEC document
April 28, 2022 Filed May 2, 2022 18:11 UTC
Sponsel DavidEVP, Sales
Tax withholdingCommon Stock 33,517 $11.54 $386,786.18
Disclosure

SEC source: 0001179110-22-002766 · edgar.xml · nonDerivative · entry 1

Sponsel David · CIK 0001772837 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,051

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

Read SEC document
April 07, 2022 Filed Apr 11, 2022 22:54 UTC OtherWarrants (right to buy) · Derivative 145,522 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001179110-22-002643 · edgar.xml · derivative · entry 10

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP

Disclosed balance after: 295,451

Underlying: Common Stock · 145,522 shares

Expires not disclosed

F4 · derivative.exercise_date: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018.

F4 · derivative.expiration_date: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018.

Read SEC document
April 07, 2022 Filed Apr 11, 2022 22:54 UTC OtherWarrants (right to buy) · Derivative 105,708 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001179110-22-002643 · edgar.xml · derivative · entry 9

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tullis Growth Fund, L.P.

Disclosed balance after: 214,618

Underlying: Common Stock · 105,708 shares

Expires not disclosed

F4 · derivative.exercise_date: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018.

F4 · derivative.expiration_date: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018.

Read SEC document
April 07, 2022 Filed Apr 11, 2022 22:54 UTC OtherWarrants (right to buy) · Derivative 6,052 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001179110-22-002643 · edgar.xml · derivative · entry 8

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,286

Underlying: Common Stock · 6,052 shares

Expires not disclosed

F4 · derivative.exercise_date: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018.

F4 · derivative.expiration_date: Each Warrant is exercisable for one share of the issuer's common stock for a period of five years following the date that stockholder approval of the issuance of the Warrants was obtained. The stockholders approved such issuance on May 17, 2018.

Read SEC document
April 07, 2022 Filed Apr 11, 2022 22:54 UTC SaleCommon Stock 39,209 $12.99 $509,324.91
Disclosure

SEC source: 0001179110-22-002643 · edgar.xml · nonDerivative · entry 6

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP

Disclosed balance after: 997,606

F3 · kind: On April 7, 2022, Tullis Dickerson Capital Focus III, LP exercised warrants to purchase 145,522 shares of the issuer's common stock for $3.50 per share. Tullis Dickerson Capital Focus III, LP paid the exercise price on a cashless basis, resulting in the issuer withholding 39,209 of the warrant shares to pay the exercise price and issuing to Tullis Dickerson Capital Focus III, LP 106,313 shares.

Read SEC document
April 07, 2022 Filed Apr 11, 2022 22:54 UTC OtherCommon Stock 145,522 $3.50 $509,327.00
Disclosure

SEC source: 0001179110-22-002643 · edgar.xml · nonDerivative · entry 5

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tullis Dickerson Capital Focus III, LP

Disclosed balance after: 1,036,815

Read SEC document
April 07, 2022 Filed Apr 11, 2022 22:54 UTC SaleCommon Stock 28,481 $12.99 $369,968.19
Disclosure

SEC source: 0001179110-22-002643 · edgar.xml · nonDerivative · entry 4

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tullis Growth Fund, L.P.

Disclosed balance after: 547,974

F2 · kind: On April 7, 2022, Tullis Growth Fund, L.P. exercised warrants to purchase 105,708 shares of the issuer's common stock for $3.50 per share. Tullis Growth Fund, L.P. paid the exercise price on a cashless basis, resulting in the issuer withholding 28,481 of the warrant shares to pay the exercise price and issuing to Tullis Growth Fund, L.P. 77,227 shares.

Read SEC document
April 07, 2022 Filed Apr 11, 2022 22:54 UTC OtherCommon Stock 105,708 $3.50 $369,978.00
Disclosure

SEC source: 0001179110-22-002643 · edgar.xml · nonDerivative · entry 3

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tullis Growth Fund, L.P.

Disclosed balance after: 576,455

Read SEC document
April 07, 2022 Filed Apr 11, 2022 22:54 UTC SaleCommon Stock 1,630 $12.99 $21,173.70
Disclosure

SEC source: 0001179110-22-002643 · edgar.xml · nonDerivative · entry 2

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,512

F1 · kind: On April 7, 2022, the reporting person exercised warrants to purchase 6,052 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 1,630 of the warrant shares to pay the exercise price and issuing to the reporting person 4,422 shares.

Read SEC document
April 07, 2022 Filed Apr 11, 2022 22:54 UTC OtherCommon Stock 6,052 $3.50 $21,182.00
Disclosure

SEC source: 0001179110-22-002643 · edgar.xml · nonDerivative · entry 1

TULLIS JAMES L L · CIK 0001230641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,142

Read SEC document
March 18, 2022 Filed Mar 22, 2022 23:40 UTC
Koning John ToddChief Financial Officer
Tax withholdingCommon Stock 10,582 $10.94 $115,767.08
Disclosure

SEC source: 0001179110-22-002387 · edgar.xml · nonDerivative · entry 1

Koning John Todd · CIK 0001830843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,261

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:07 UTC
Howell Kelli MariEVP, Clinical Strategies
Tax withholdingCommon Stock 2,940 $10.94 $32,163.60
Disclosure

SEC source: 0001179110-22-002366 · edgar.xml · nonDerivative · entry 1

Howell Kelli Mari · CIK 0001734485 · EVP, Clinical Strategies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,114

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:07 UTC
Snider BrianEVP, Marketing
Tax withholdingCommon Stock 5,292 $10.94 $57,894.48
Disclosure

SEC source: 0001179110-22-002365 · edgar.xml · nonDerivative · entry 1

Snider Brian · CIK 0001702383 · EVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,898

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:06 UTC
Sponsel DavidEVP, Sales
Tax withholdingCommon Stock 10,582 $10.94 $115,767.08
Disclosure

SEC source: 0001179110-22-002364 · edgar.xml · nonDerivative · entry 1

Sponsel David · CIK 0001772837 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,568

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:06 UTC
Hunsaker Craig EEVP, People/Culture & GC
Tax withholdingCommon Stock 66,652 $10.94 $729,172.88
Disclosure

SEC source: 0001179110-22-002363 · edgar.xml · nonDerivative · entry 1

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,487,988

F1 · kind: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

F1 · shares: Shares withheld by issuer to satisfy tax withholding obligations of reporting person resulting from vesting of restricted stock units.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 21:44 UTC PurchaseCommon Stock 1,100 $10.64 $11,704.00
Disclosure

SEC source: 0000899243-22-011094 · doc4.xml · nonDerivative · entry 1

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,731

F1 · ownership.nature: These shares are held by the reporting person's spouse, and the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 23:41 UTC PurchaseCommon Stock 1,000 $11.45 $11,450.00
Disclosure

SEC source: 0000899243-22-010567 · doc4.xml · nonDerivative · entry 4

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,000

F3 · ownership.nature: These shares are held by the Pritzker Military Foundation. As the sole member of the Pritzker Military Foundation, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 23:41 UTC PurchaseCommon Stock 1,000 $11.46 $11,460.00
Disclosure

SEC source: 0000899243-22-010567 · doc4.xml · nonDerivative · entry 3

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.4598 to $11.46 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: These shares are held by the Tawani Foundation. As the sole member of the Tawani Foundation, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

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March 08, 2022 Filed Mar 10, 2022 23:41 UTC PurchaseCommon Stock 1,000 $11.39 $11,390.00
Disclosure

SEC source: 0000899243-22-010567 · doc4.xml · nonDerivative · entry 2

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,200

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March 08, 2022 Filed Mar 10, 2022 23:41 UTC PurchaseCommon Stock 1,000 $11.45 $11,450.00
Disclosure

SEC source: 0000899243-22-010567 · doc4.xml · nonDerivative · entry 1

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,200

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March 01, 2022 Filed Mar 3, 2022 23:00 UTC
Lish ScottSVP, DEVELOPMENT
SaleCommon Stock 5,100 $10.94 $55,794.00
Disclosure

SEC source: 0001415889-22-002393 · form4-03032022_060303.xml · nonDerivative · entry 1

Lish Scott · CIK 0001831608 · SVP, DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,342

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.83 to $11.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 25, 2022 Filed Feb 28, 2022 21:12 UTC
Lish ScottSVP, Development
SaleCommon Stock 8,000 $10.26 $82,080.00
Disclosure

SEC source: 0001179110-22-001692 · edgar.xml · nonDerivative · entry 4

Lish Scott · CIK 0001831608 · SVP, Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,442

F4 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.18 to $10.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 24, 2022 Filed Feb 28, 2022 16:24 UTC
Miles PatrickDirector · CEO
GrantCommon Stock 210,874 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001699 · edgar.xml · nonDerivative · entry 2

Miles Patrick · CIK 0001289409 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,112,268

F2 · security: On February 24, 2022, the issuer granted to the reporting person 210,874 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F2 · shares: On February 24, 2022, the issuer granted to the reporting person 210,874 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F2 · price: On February 24, 2022, the issuer granted to the reporting person 210,874 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F2 · balance_after: On February 24, 2022, the issuer granted to the reporting person 210,874 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

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February 24, 2022 Filed Feb 28, 2022 16:24 UTC
Miles PatrickDirector · CEO
GrantCommon Stock 875,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001699 · edgar.xml · nonDerivative · entry 1

Miles Patrick · CIK 0001289409 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,901,394

F1 · security: On February 24, 2022, the issuer awarded 875,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On February 24, 2022, the issuer awarded 875,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F1 · price: On February 24, 2022, the issuer awarded 875,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F1 · balance_after: On February 24, 2022, the issuer awarded 875,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

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February 24, 2022 Filed Feb 28, 2022 21:14 UTC
Sponsel DavidEVP, Sales
GrantCommon Stock 65,385 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001696 · edgar.xml · nonDerivative · entry 2

Sponsel David · CIK 0001772837 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,150

F2 · security: On February 24, 2022, the issuer granted to the reporting person 65,385 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F2 · shares: On February 24, 2022, the issuer granted to the reporting person 65,385 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F2 · price: On February 24, 2022, the issuer granted to the reporting person 65,385 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F2 · balance_after: On February 24, 2022, the issuer granted to the reporting person 65,385 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

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February 24, 2022 Filed Feb 28, 2022 21:14 UTC
Sponsel DavidEVP, Sales
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001696 · edgar.xml · nonDerivative · entry 1

Sponsel David · CIK 0001772837 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,765

F1 · security: On February 24, 2022, the issuer awarded 50,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On February 24, 2022, the issuer awarded 50,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F1 · price: On February 24, 2022, the issuer awarded 50,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F1 · balance_after: On February 24, 2022, the issuer awarded 50,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

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February 24, 2022 Filed Feb 28, 2022 21:15 UTC
Hunsaker Craig EEVP, People/Culture & GC
GrantCommon Stock 97,531 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001697 · edgar.xml · nonDerivative · entry 2

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554,640

F2 · security: On February 24, 2022, the issuer granted to the reporting person 97,531 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F2 · shares: On February 24, 2022, the issuer granted to the reporting person 97,531 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F2 · price: On February 24, 2022, the issuer granted to the reporting person 97,531 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F2 · balance_after: On February 24, 2022, the issuer granted to the reporting person 97,531 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

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February 24, 2022 Filed Feb 28, 2022 21:15 UTC
Hunsaker Craig EEVP, People/Culture & GC
GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001697 · edgar.xml · nonDerivative · entry 1

Hunsaker Craig E · CIK 0001509282 · EVP, People/Culture & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,457,109

F1 · security: On February 24, 2022, the issuer awarded 400,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On February 24, 2022, the issuer awarded 400,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F1 · price: On February 24, 2022, the issuer awarded 400,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

F1 · balance_after: On February 24, 2022, the issuer awarded 400,000 restricted stock units (RSUs) to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2021. The RSUs vest in three equal installments on each of February 24, 2022, February 18, 2023 and February 18, 2024.

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February 24, 2022 Filed Feb 28, 2022 21:14 UTC
Koning John ToddChief Financial Officer
GrantCommon Stock 60,161 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001695 · edgar.xml · nonDerivative · entry 2

Koning John Todd · CIK 0001830843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,843

F2 · security: On February 24, 2022, the issuer granted to the reporting person 60,161 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F3 · security: Each RSU represents a contingent right to receive one share of the issuer's common stock.

F2 · shares: On February 24, 2022, the issuer granted to the reporting person 60,161 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F2 · price: On February 24, 2022, the issuer granted to the reporting person 60,161 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

F2 · balance_after: On February 24, 2022, the issuer granted to the reporting person 60,161 RSUs. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.