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WOODS WARD W JR

Disclosed activity across 1 company

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78503
SEC CIK
0001196931

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alphatec Holdings, Inc.ATEC · Entity 4720DirectorJune 11, 2025June 13, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alphatec Holdings, Inc.

Report date June 11, 2025 · Filed June 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect154,291 Reported balance After 2025-06-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-06-11 · Grant · Acquired 15,131 · Balance 154,291

F1: On June 11, 2025, issuer granted to the reporting person 15,131 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

Common StockSEC Table I · non-derivativeIndirectBy The Woods 1994 Family Partnership, LP2,056,311 Reported balance Holding disclosure · report date 2025-06-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,056,311

Filing footnotes · ownership attribution and instrument terms

F1: On June 11, 2025, issuer granted to the reporting person 15,131 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2025 Filed Jun 13, 2025 17:30 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 15,131 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017267 · form4-06132025_050613.xml · nonDerivative · entry 1

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,291

F1 · security: On June 11, 2025, issuer granted to the reporting person 15,131 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

F1 · kind: On June 11, 2025, issuer granted to the reporting person 15,131 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

F1 · price: On June 11, 2025, issuer granted to the reporting person 15,131 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

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June 12, 2024 Filed Jun 14, 2024 16:30 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 16,747 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016927 · form4-06142024_040608.xml · nonDerivative · entry 1

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,160

F1 · security: On June 12, 2024, issuer granted to the reporting person 16,747 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

F1 · kind: On June 12, 2024, issuer granted to the reporting person 16,747 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

F1 · price: On June 12, 2024, issuer granted to the reporting person 16,747 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

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June 20, 2023 Filed Jun 21, 2023 20:01 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 9,908 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010118 · form4-06222023_120655.xml · nonDerivative · entry 1

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,413

F1 · security: On June 20, 2023, issuer granted to the reporting person 9,908 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

F1 · kind: On June 20, 2023, issuer granted to the reporting person 9,908 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

F1 · price: On June 20, 2023, issuer granted to the reporting person 9,908 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 19:47 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionWarrants (right to buy) · Derivative 539,683 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001415889-23-004553 · form4-03092023_120337.xml · derivative · entry 4

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Woods 1994 Family Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 539,683 shares

Expires 2023-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 19:47 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Tax withholdingCommon Stock 118,293 $15.97 $1,889,139.21
Disclosure

SEC source: 0001415889-23-004553 · form4-03092023_120337.xml · nonDerivative · entry 2

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Woods 1994 Family Partnership, LP

Disclosed balance after: 2,056,311

F1 · kind: On March 6, 2023, the reporting person exercised warrants to purchase 539,683 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 118,293 of the warrant shares to pay the exercise price and issuing to the reporting person 421,390 shares.

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March 06, 2023 Filed Mar 8, 2023 19:47 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionCommon Stock 539,683 $3.50 $1,888,890.50
Disclosure

SEC source: 0001415889-23-004553 · form4-03092023_120337.xml · nonDerivative · entry 1

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Woods 1994 Family Partnership, LP

Disclosed balance after: 2,174,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 15:29 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 18,546 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-003359 · edgar.xml · nonDerivative · entry 1

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,505

F1 · security: On June 15, 2022, issuer granted to the reporting person 18,546 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

F1 · kind: On June 15, 2022, issuer granted to the reporting person 18,546 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

F1 · shares: On June 15, 2022, issuer granted to the reporting person 18,546 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

F1 · price: On June 15, 2022, issuer granted to the reporting person 18,546 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

F1 · balance_after: On June 15, 2022, issuer granted to the reporting person 18,546 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

Read SEC document
May 10, 2022 Filed Jun 9, 2022 17:35 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionWarrants (right to buy) · Derivative 500,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001179110-22-003274 · edgar.xml · derivative · entry 3

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Woods 1994 Family Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2022-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2022 Filed Jun 9, 2022 17:35 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionCommon Stock 500,000 $2.00 $1,000,000.00
Disclosure

SEC source: 0001179110-22-003274 · edgar.xml · nonDerivative · entry 1

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Woods 1994 Family Limited Partnership

Disclosed balance after: 1,634,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 14:16 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 10,221 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006873 · edgar.xml · nonDerivative · entry 1

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,959

F1 · security: On June 16, 2021, issuer granted to the reporting person 10,221 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

F1 · shares: On June 16, 2021, issuer granted to the reporting person 10,221 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

F1 · price: On June 16, 2021, issuer granted to the reporting person 10,221 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

F1 · balance_after: On June 16, 2021, issuer granted to the reporting person 10,221 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 17:54 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 24,049 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-007666 · edgar.xml · nonDerivative · entry 1

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,738

F1 · security: On June 17, 2020, issuer granted to the reporting person 24,049 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the 12 month anniversary of the grant date.

F1 · shares: On June 17, 2020, issuer granted to the reporting person 24,049 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the 12 month anniversary of the grant date.

F1 · price: On June 17, 2020, issuer granted to the reporting person 24,049 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the 12 month anniversary of the grant date.

F1 · balance_after: On June 17, 2020, issuer granted to the reporting person 24,049 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the 12 month anniversary of the grant date.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 17:46 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 18,086 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008107 · edgar.xml · nonDerivative · entry 1

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,689

F1 · date: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · date: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · shares: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · shares: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · balance_after: On June 21, 2019, issuer granted to the reporting person 18,086 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · balance_after: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:29 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 21,111 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-010073 · edgar.xml · nonDerivative · entry 2

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,603

F3 · date: On July 30, 2018, issuer granted to the reporting person 21,111 restricted stock units, which vested immediately upon grant. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F3 · shares: On July 30, 2018, issuer granted to the reporting person 21,111 restricted stock units, which vested immediately upon grant. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F3 · balance_after: On July 30, 2018, issuer granted to the reporting person 21,111 restricted stock units, which vested immediately upon grant. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 20:29 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantCommon Stock 20,492 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-010073 · edgar.xml · nonDerivative · entry 1

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,492

F1 · date: On July 30, 2018, issuer granted to the reporting person 20,492 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · date: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · shares: On July 30, 2018, issuer granted to the reporting person 20,492 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · shares: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

F1 · balance_after: On July 30, 2018, issuer granted to the reporting person 20,492 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.

F2 · balance_after: The restricted stock units vest on the earlier of (i) the 12 month anniversary of the grant date and (ii) the date of issuer's next annual meeting of stockholders.

Read SEC document
May 17, 2018 Filed May 21, 2018 19:01 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionSeries B Convertible Preferred Stock · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007278 · edgar.xml · derivative · entry 2

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Woods 1994 Family Partnership, LP

Disclosed balance after: 0

Underlying: Common Stock · 634,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock had no expiration date and converted into 317.4603 shares of the issuer's common stock on May 17, 2018, the date that issuer's stockholders approved such conversion.

F1 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock had no expiration date and converted into 317.4603 shares of the issuer's common stock on May 17, 2018, the date that issuer's stockholders approved such conversion.

F1 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock had no expiration date and converted into 317.4603 shares of the issuer's common stock on May 17, 2018, the date that issuer's stockholders approved such conversion.

Read SEC document
May 17, 2018 Filed May 21, 2018 19:01 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionCommon Stock 634,921 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007278 · edgar.xml · nonDerivative · entry 1

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Woods 1994 Family Partnership, LP

Disclosed balance after: 1,134,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B Convertible Preferred Stock had no expiration date and converted into 317.4603 shares of the issuer's common stock on May 17, 2018, the date that issuer's stockholders approved such conversion.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 18:12 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionSeries A Convertible Preferred Stock · Derivative 773.944 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-004085 · edgar.xml · derivative · entry 4

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Woods 1994 Family Partnership, LP

Disclosed balance after: 0

Underlying: Common Stock · 386,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock has no expiration date and became convertible into 500 shares of the issuer's common stock following the date that stockholders approved such conversion, which approval was obtained on June 15, 2017.

F3 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock has no expiration date and became convertible into 500 shares of the issuer's common stock following the date that stockholders approved such conversion, which approval was obtained on June 15, 2017.

F3 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock has no expiration date and became convertible into 500 shares of the issuer's common stock following the date that stockholders approved such conversion, which approval was obtained on June 15, 2017.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 18:12 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 Exercise / conversionCommon Stock 386,997 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-004085 · edgar.xml · nonDerivative · entry 1

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Woods 1994 Family Partnership, LP

Disclosed balance after: 500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:12 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantWarrants (right to buy) · Derivative 539,683 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001179110-18-004085 · edgar.xml · derivative · entry 3

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Woods 1994 Family Partnership, LP

Disclosed balance after: 539,683

Underlying: Common Stock · 539,683 shares

Expires not disclosed

F2 · derivative.exercise_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following the date that stockholder approval is obtained.

F2 · derivative.expiration_date: Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following the date that stockholder approval is obtained.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:12 UTC Alphatec Holdings, Inc. ATEC · Entity 4720 GrantSeries B Convertible Preferred Stock · Derivative 2,000 $1,000.00 $2,000,000.00
Disclosure

SEC source: 0001179110-18-004085 · edgar.xml · derivative · entry 2

WOODS WARD W JR · CIK 0001196931 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Woods 1994 Family Partnership, LP

Disclosed balance after: 2,000

Underlying: Common Stock · 634,921 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock has no expiration date and is convertible into 317.4603 shares of the issuer's common stock following the date that stockholder approval is obtained.

F1 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock has no expiration date and is convertible into 317.4603 shares of the issuer's common stock following the date that stockholder approval is obtained.

F1 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock has no expiration date and is convertible into 317.4603 shares of the issuer's common stock following the date that stockholder approval is obtained.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.