ASPN

SEC source: 0001209191-19-015227 · doc4.xml · nonDerivative · entry 1

Ball Jeffrey Alan · CIK 0001651360 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,434

F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022.

F2 · balance_after: Represents 32,778 shares of Common Stock and 71,656 Restricted Stock Units.

SEC source: 0001209191-19-015228 · doc4.xml · derivative · entry 2

Gould George L · CIK 0001610260 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,773

Underlying: Common Stock · 63,773 shares

Expires 2029-02-27

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022.

SEC source: 0001209191-19-015228 · doc4.xml · nonDerivative · entry 1

Gould George L · CIK 0001610260 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,432

F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022.

F2 · balance_after: Represents 29,644 shares of Common Stock and 75,788 Restricted Stock Units.

SEC source: 0001209191-18-058087 · doc4.xml · nonDerivative · entry 1

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,179

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units("RSUs")

F2 · balance_after: Represents 21,071 shares of Common Stock and 44,108 RSUs.

SEC source: 0001209191-18-050544 · doc4.xml · nonDerivative · entry 1

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,858

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units.

F2 · balance_after: Represents 52,609 shares of Common Stock and 68,249 restricted stock units.

SEC source: 0001209191-18-050545 · doc4.xml · nonDerivative · entry 1

Gould George L · CIK 0001610260 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,752

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units.

F2 · balance_after: Represents 29,644 shares of Common Stock and 44,108 restricted stock units.

SEC source: 0001209191-18-050546 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,740

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units.

F2 · balance_after: Represents 40,293 shares of Common Stock and 52,447 restricted stock units.

SEC source: 0001209191-18-050543 · doc4.xml · nonDerivative · entry 1

Ball Jeffrey Alan · CIK 0001651360 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,886

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units.

F2 · balance_after: Represents 32,778 shares of Common Stock and 44,108 restricted stock units.

SEC source: 0001209191-18-039223 · doc4.xml · derivative · entry 2

Reilly Richard F · CIK 0001610275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,517

Underlying: Common Stock · 13,517 shares

Expires 2028-06-20

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 20, 2019 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2019.

SEC source: 0001209191-18-039223 · doc4.xml · nonDerivative · entry 1

Reilly Richard F · CIK 0001610275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,144

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 20, 2019 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2019.

SEC source: 0001209191-18-039222 · doc4.xml · derivative · entry 2

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,517

Underlying: Common Stock · 13,517 shares

Expires 2028-06-20

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 20, 2019 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2019.

SEC source: 0001209191-18-039222 · doc4.xml · nonDerivative · entry 1

NOGLOWS WILLIAM P · CIK 0001201094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,144

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 20, 2019 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2019.

SEC source: 0001209191-18-039218 · doc4.xml · derivative · entry 2

Noetzel Mark L · CIK 0001472264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,517

Underlying: Common Stock · 13,517 shares

Expires 2028-06-20

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 20, 2019 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2019.

SEC source: 0001209191-18-039218 · doc4.xml · nonDerivative · entry 1

Noetzel Mark L · CIK 0001472264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,720

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 20, 2019 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2019.

SEC source: 0001209191-18-039215 · doc4.xml · derivative · entry 2

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,517

Underlying: Common Stock · 13,517 shares

Expires 2028-06-28

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 20, 2019 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2019.

SEC source: 0001209191-18-039215 · doc4.xml · nonDerivative · entry 1

Mitchell Steven R · CIK 0001610279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,144

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 20, 2019 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2019.

SEC source: 0001209191-18-039205 · doc4.xml · derivative · entry 2

Blalock Rebecca · CIK 0001677366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,517

Underlying: Common Stock · 13,517 shares

Expires 2028-06-20

F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 20, 2019 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2019.

SEC source: 0001209191-18-039205 · doc4.xml · nonDerivative · entry 1

Blalock Rebecca · CIK 0001677366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,702

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 20, 2019 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2019.

SEC source: 0001209191-18-039208 · doc4.xml · derivative · entry 3

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,517

Underlying: Common Stock · 13,517 shares

Expires 2028-06-20

F3 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 20, 2019 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2019.

SEC source: 0001209191-18-039208 · doc4.xml · nonDerivative · entry 1

Gervis Robert M. · CIK 0001472399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,895

F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 20, 2019 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2019.

SEC source: 0001209191-18-019489 · doc4.xml · nonDerivative · entry 1

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,690

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units.

F2 · balance_after: Represents 48,221 shares of common stock and 74,469 restricted stock units.

SEC source: 0001209191-18-019491 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,961

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units.

F2 · balance_after: Represents 37,369 shares of common stock and 56,592 restricted stock units.

SEC source: 0001209191-18-019490 · doc4.xml · nonDerivative · entry 1

Gould George L · CIK 0001610260 · VP, Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,898

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units.

F2 · balance_after: Represents 26,901 shares of common stock and 47,997 restricted stock units.

SEC source: 0001209191-18-019488 · doc4.xml · nonDerivative · entry 1

Ball Jeffrey Alan · CIK 0001651360 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,066

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units.

F2 · balance_after: Represents 30,069 shares of common stock and 47,997 restricted stock units.

SEC source: 0001209191-18-015984 · doc4.xml · nonDerivative · entry 3

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,318

F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units.

F5 · balance_after: Represents 44,323 shares of common stock and 79,995 restricted stock units.

SEC source: 0001209191-18-015986 · doc4.xml · nonDerivative · entry 3

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,394

F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units.

F5 · balance_after: Represents 33,939 shares of common stock and 61,455 restricted stock units.

SEC source: 0001209191-18-015985 · doc4.xml · nonDerivative · entry 3

Gould George L · CIK 0001610260 · VP, Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,742

F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units.

F5 · balance_after: Represents 24,871 shares of common stock and 50,871 restricted stock units.

SEC source: 0001209191-18-015983 · doc4.xml · nonDerivative · entry 3

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,445

F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units.

F5 · balance_after: Represents 18,041 shares of common stock and 48,404 restricted stock units.

SEC source: 0001209191-18-015982 · doc4.xml · nonDerivative · entry 3

Ball Jeffrey Alan · CIK 0001651360 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,938

F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units.

F5 · balance_after: Represents 28,067 shares of common stock and 50,871 restricted stock units.

SEC source: 0001209191-18-015984 · doc4.xml · derivative · entry 4

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,321

Underlying: Common Stock · 67,321 shares

Expires 2028-02-28

F6 · derivative.exercise_date: The options vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021.

SEC source: 0001209191-18-015984 · doc4.xml · nonDerivative · entry 2

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,815

F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units.

F4 · balance_after: Represents 36,333 shares of common stock and 91,482 restricted stock units.

SEC source: 0001209191-18-015984 · doc4.xml · nonDerivative · entry 1

FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,012

F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021.

F2 · balance_after: Represents 28,453 shares of common stock and 103,559 restricted stock units.

SEC source: 0001209191-18-015991 · doc4.xml · derivative · entry 2

Landes Gregg · CIK 0001731877 · VP, Innovation & Strategic Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,613

Underlying: Common Stock · 51,613 shares

Expires 2028-02-28

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021.

SEC source: 0001209191-18-015991 · doc4.xml · nonDerivative · entry 1

Landes Gregg · CIK 0001731877 · VP, Innovation & Strategic Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,407

F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021.

F2 · balance_after: Represents 7,802 shares of common stock and 40,605 restricted stock units.

SEC source: 0001209191-18-015988 · doc4.xml · derivative · entry 2

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,206

Underlying: Common Stock · 158,206 shares

Expires 2028-02-28

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021.

SEC source: 0001209191-18-015988 · doc4.xml · nonDerivative · entry 1

Young Donald R · CIK 0001610257 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,836

F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021.

F2 · balance_after: Comprises 90,149 restricted stock units, 52,562 shares of common stock and 78,125 restricted shares of common stock

SEC source: 0001209191-18-015986 · doc4.xml · derivative · entry 4

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,735

Underlying: Common Stock · 52,735 shares

Expires 2028-02-28

F6 · derivative.exercise_date: The options vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021.

SEC source: 0001209191-18-015986 · doc4.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,348

F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units.

F4 · balance_after: Represents 27,704 shares of common stock and 70,644 restricted stock units.

SEC source: 0001209191-18-015986 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,426

F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021.

F2 · balance_after: Represents 21,926 shares of common stock and 79,500 restricted stock units.

SEC source: 0001209191-18-015985 · doc4.xml · derivative · entry 4

Gould George L · CIK 0001610260 · VP, Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,881

Underlying: Common Stock · 44,881 shares

Expires 2028-02-28

F6 · derivative.exercise_date: The options vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021.

SEC source: 0001209191-18-015985 · doc4.xml · nonDerivative · entry 2

Gould George L · CIK 0001610260 · VP, Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,920

F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units.

F4 · balance_after: Represents 20,784 shares of common stock and 57,136 restricted stock units.

SEC source: 0001209191-18-015985 · doc4.xml · nonDerivative · entry 1

Gould George L · CIK 0001610260 · VP, Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,718

F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021.

F2 · balance_after: Represents 15,531 shares of common stock and 65,187 restricted stock units.

SEC source: 0001209191-18-015983 · doc4.xml · derivative · entry 4

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,881

Underlying: Common Stock · 44,881 shares

Expires 2028-02-28

F6 · derivative.exercise_date: The options vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021.

SEC source: 0001209191-18-015983 · doc4.xml · nonDerivative · entry 2

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,623

F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units.

F4 · balance_after: Represents 13,954 shares of common stock and 54,669 restricted stock units.

SEC source: 0001209191-18-015983 · doc4.xml · nonDerivative · entry 1

Conte Kelley · CIK 0001668364 · Vice President,Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,421

F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021.

F2 · balance_after: Represents 8,701 shares of common stock and 62,720 restricted stock units.

SEC source: 0001209191-18-015982 · doc4.xml · derivative · entry 4

Ball Jeffrey Alan · CIK 0001651360 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,881

Underlying: Common Stock · 44,881 shares

Expires 2028-02-28

F6 · derivative.exercise_date: The options vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021.

SEC source: 0001209191-18-015982 · doc4.xml · nonDerivative · entry 2

Ball Jeffrey Alan · CIK 0001651360 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,171

F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units.

F4 · balance_after: Represents 24,035 shares of common stock and 57,136 restricted stock units.

SEC source: 0001209191-18-015982 · doc4.xml · nonDerivative · entry 1

Ball Jeffrey Alan · CIK 0001651360 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,041

F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021.

F2 · balance_after: Represents 18,854 shares of common stock and 65,187 restricted stock units.

SEC source: 0000950142-17-002138 · es1701191_4-aspen.xml · nonDerivative · entry 2

HUFF CRAIG A · CIK 0001241947 · 10% owner

RESERVOIR CAPITAL PARTNERS LP · CIK 0001091348 · 10% owner

RESERVOIR CAPITAL MASTER FUND LP · CIK 0001137467 · 10% owner

STERN DANIEL H · CIK 0001105604 · 10% owner

RCGM LLC · CIK 0001091555 · 10% owner

RESERVOIR CAPITAL GROUP LLC · CIK 0001137465 · 10% owner

RESERVOIR CAPITAL PARTNERS CAYMAN LP · CIK 0001351308 · 10% owner

RCP GP, LLC · CIK 0001610297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Reservoir Capital Partners, L.P.

Disclosed balance after: 0

F1 · ownership.nature: The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons.

SEC source: 0000950142-17-002138 · es1701191_4-aspen.xml · nonDerivative · entry 1

HUFF CRAIG A · CIK 0001241947 · 10% owner

RESERVOIR CAPITAL PARTNERS LP · CIK 0001091348 · 10% owner

RESERVOIR CAPITAL MASTER FUND LP · CIK 0001137467 · 10% owner

STERN DANIEL H · CIK 0001105604 · 10% owner

RCGM LLC · CIK 0001091555 · 10% owner

RESERVOIR CAPITAL GROUP LLC · CIK 0001137465 · 10% owner

RESERVOIR CAPITAL PARTNERS CAYMAN LP · CIK 0001351308 · 10% owner

RCP GP, LLC · CIK 0001610297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Reservoir Capital Master Fund, L.P.

Disclosed balance after: 0

F1 · ownership.nature: The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons.