person · Reporting owner

HUFF CRAIG A

Disclosed activity across 4 companies

Tapewire entity: 41115
SEC CIK: 0001241947

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CitroTech Inc.CITR · Entity 6600	Director · 10% owner	March 16, 2026	June 05, 2026
Federal Life Group, Inc.FLF · Entity 160229	Director	December 31, 2018	February 14, 2019
POSITIVE PHYSICIANS HOLDINGS, INC.PPHI · Entity 151658	Director · 10% owner	March 27, 2019	March 29, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CitroTech Inc.

Report date March 16, 2026 · Filed June 05, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	41,667	Reported balance After 2026-03-16 transaction · row 1 1 source row Row 1 · 2026-03-16 · Grant · Acquired 41,667 · Balance 41,667 F1: Represents a compensatory grant of 41,667 shares of the Issuer's common stock for Mr. Huff's service as a member of the Issuer's board of directors.
Common StockSEC Table I · non-derivative	IndirectBy BoltRock Holdings LLC	3,357,467	Reported balance Holding disclosure · report date 2026-03-16 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 3,357,467 F2: The securities are held directly by BoltRock Holdings LLC ("BoltRock"). Mr. Huff is the managing member of BoltRock and also serves on the board of directors of the Issuer. As a result, BoltRock may be deemed a director of the Issuer by deputization. Mr. Huff disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a compensatory grant of 41,667 shares of the Issuer's common stock for Mr. Huff's service as a member of the Issuer's board of directors.

F2: The securities are held directly by BoltRock Holdings LLC ("BoltRock"). Mr. Huff is the managing member of BoltRock and also serves on the board of directors of the Issuer. As a result, BoltRock may be deemed a director of the Issuer by deputization. Mr. Huff disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Federal Life Group, Inc.

Report date December 31, 2018 · Filed February 14, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
common stockSEC Table I · non-derivative	Direct	0	Reported balance Holding disclosure · report date 2018-12-31 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 0 F1: On December 11, 2018, the reporting person was elected as a director of the issuer, at which time the reporting person did not beneficially own any securities of the issuer.

Filing footnotes · ownership attribution and instrument terms

F1: On December 11, 2018, the reporting person was elected as a director of the issuer, at which time the reporting person did not beneficially own any securities of the issuer.

POSITIVE PHYSICIANS HOLDINGS, INC.

Report date March 27, 2019 · Filed March 29, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectShares are owned by Insurance Capital Group, LLC*	1,523,320	Reported balance Holding disclosure · report date 2019-03-27 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,523,320

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ASPEN AEROGELS INC

Report date November 30, 2017 · Filed December 04, 2017

Jointly reported with RESERVOIR CAPITAL PARTNERS LP, RESERVOIR CAPITAL MASTER FUND LP, STERN DANIEL H, RCGM LLC, RESERVOIR CAPITAL GROUP LLC, RESERVOIR CAPITAL PARTNERS CAYMAN LP, RCP GP, LLC

Section 16 reporting ended · disclosed 2017-12-04. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectHeld by Reservoir Capital Master Fund, L.P.	0	Reported balance After 2017-11-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-11-30 · Sale · Disposed 251,915 · Balance 0 F1: The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons.
Common StockSEC Table I · non-derivative	IndirectHeld by Reservoir Capital Partners, L.P.	0	Reported balance After 2017-11-30 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2017-11-30 · Sale · Disposed 2,644,066 · Balance 0 F1: The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons.

Filing footnotes · ownership attribution and instrument terms

F1: The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 28, 2026 Filed Jun 1, 2026 22:10 UTC	CitroTech Inc. CITR · Entity 6600	GrantSeries C Convertible Preferred Stock · Derivative	103,558	Not disclosed	Not disclosed	Disclosure SEC source: 0001193125-26-251908 · ownership.xml · derivative · entry 2 HUFF CRAIG A · CIK 0001241947 · Director · 10% owner BoltRock Holdings LLC · CIK 0002061007 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By BoltRock Holdings LLC Disclosed balance after: 199,232 Underlying: Common Stock · 345,193 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock is convertible at any time and from time to time at the option of the holder into 3.3333 shares of common stock of the Issuer. Series C Convertible Preferred Stock has no expiration date. F1 · kind: On May 28, 2026, the Issuer and BoltRock Holdings LLC ("BoltRock") entered into a Stock Exchange and Stockholders Agreement, pursuant to which BoltRock exchanged 302,526 shares of Series A Preferred Stock for 103,558 shares of Series C Convertible Preferred Stock for no additional consideration. F1 · price: On May 28, 2026, the Issuer and BoltRock Holdings LLC ("BoltRock") entered into a Stock Exchange and Stockholders Agreement, pursuant to which BoltRock exchanged 302,526 shares of Series A Preferred Stock for 103,558 shares of Series C Convertible Preferred Stock for no additional consideration. F3 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock is convertible at any time and from time to time at the option of the holder into 3.3333 shares of common stock of the Issuer. Series C Convertible Preferred Stock has no expiration date. F3 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock is convertible at any time and from time to time at the option of the holder into 3.3333 shares of common stock of the Issuer. Series C Convertible Preferred Stock has no expiration date. F2 · ownership.nature: The securities are held directly by BoltRock. Craig Huff is the managing member of BoltRock and also serves on the board of directors of the Issuer. As a result, BoltRock may be deemed a director of the Issuer by deputization. Mr. Huff disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
May 28, 2026 Filed Jun 1, 2026 22:10 UTC	CitroTech Inc. CITR · Entity 6600	Disposition to issuerSeries A Preferred Stock	302,526	Not disclosed	Not disclosed	Disclosure SEC source: 0001193125-26-251908 · ownership.xml · nonDerivative · entry 1 HUFF CRAIG A · CIK 0001241947 · Director · 10% owner BoltRock Holdings LLC · CIK 0002061007 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By BoltRock Holdings LLC Disclosed balance after: 0 F1 · kind: On May 28, 2026, the Issuer and BoltRock Holdings LLC ("BoltRock") entered into a Stock Exchange and Stockholders Agreement, pursuant to which BoltRock exchanged 302,526 shares of Series A Preferred Stock for 103,558 shares of Series C Convertible Preferred Stock for no additional consideration. F1 · price: On May 28, 2026, the Issuer and BoltRock Holdings LLC ("BoltRock") entered into a Stock Exchange and Stockholders Agreement, pursuant to which BoltRock exchanged 302,526 shares of Series A Preferred Stock for 103,558 shares of Series C Convertible Preferred Stock for no additional consideration. F2 · ownership.nature: The securities are held directly by BoltRock. Craig Huff is the managing member of BoltRock and also serves on the board of directors of the Issuer. As a result, BoltRock may be deemed a director of the Issuer by deputization. Mr. Huff disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
April 28, 2026 Filed Apr 30, 2026 20:35 UTC	CitroTech Inc. CITR · Entity 6600	ConversionConvertible Note · Derivative	Not disclosed	$0.00 Strike: $2.40	$2,257,917.00	Disclosure SEC source: 0001193125-26-197557 · ownership.xml · derivative · entry 3 HUFF CRAIG A · CIK 0001241947 · Director · 10% owner BoltRock Holdings LLC · CIK 0002061007 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By BoltRock Holdings LLC Disclosed balance after: 0 Underlying: Common Stock · 940,799 shares Expires 2026-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The 10% Senior Secured Convertible Promissory Note (the "Note") was convertible, in whole but not in part, into shares of Common Stock at a conversion price of $2.40 per share, based on the outstanding principal amount plus all accrued and unpaid interest, at the Reporting Person's election or automatically upon the occurrence of certain events tied to the trading price of the Common Stock. The reported amount includes shares of Common Stock issuable upon the conversion of interest accruing at a rate of 10% per annum, payable in kind. The maturity date of the Note was extended to April 28, 2026, on February 27, 2026. F1 · derivative.exercise_date: The 10% Senior Secured Convertible Promissory Note (the "Note") was convertible, in whole but not in part, into shares of Common Stock at a conversion price of $2.40 per share, based on the outstanding principal amount plus all accrued and unpaid interest, at the Reporting Person's election or automatically upon the occurrence of certain events tied to the trading price of the Common Stock. The reported amount includes shares of Common Stock issuable upon the conversion of interest accruing at a rate of 10% per annum, payable in kind. The maturity date of the Note was extended to April 28, 2026, on February 27, 2026. F2 · ownership.nature: The securities are held directly by BoltRock Holdings LLC ("BoltRock"). Craig Huff is the managing member of BoltRock. Mr. Huff disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
April 28, 2026 Filed Apr 30, 2026 20:35 UTC	CitroTech Inc. CITR · Entity 6600	ConversionCommon Stock	940,799	$2.40	$2,257,917.60	Disclosure SEC source: 0001193125-26-197557 · ownership.xml · nonDerivative · entry 1 HUFF CRAIG A · CIK 0001241947 · Director · 10% owner BoltRock Holdings LLC · CIK 0002061007 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By BoltRock Holdings LLC Disclosed balance after: 3,357,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The 10% Senior Secured Convertible Promissory Note (the "Note") was convertible, in whole but not in part, into shares of Common Stock at a conversion price of $2.40 per share, based on the outstanding principal amount plus all accrued and unpaid interest, at the Reporting Person's election or automatically upon the occurrence of certain events tied to the trading price of the Common Stock. The reported amount includes shares of Common Stock issuable upon the conversion of interest accruing at a rate of 10% per annum, payable in kind. The maturity date of the Note was extended to April 28, 2026, on February 27, 2026. F2 · ownership.nature: The securities are held directly by BoltRock Holdings LLC ("BoltRock"). Craig Huff is the managing member of BoltRock. Mr. Huff disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
April 07, 2026 Filed Apr 30, 2026 20:35 UTC	CitroTech Inc. CITR · Entity 6600	OtherWarrant · Derivative	46,250	$0.00 Strike: $3.00	$0.00	Disclosure SEC source: 0001193125-26-197557 · ownership.xml · derivative · entry 2 HUFF CRAIG A · CIK 0001241947 · Director · 10% owner BoltRock Holdings LLC · CIK 0002061007 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By BoltRock Holdings LLC Disclosed balance after: 46,250 Underlying: Common Stock · 46,250 shares Expires 2031-04-07 F3 · kind: In connection with the extension of the Note held by the Reporting Person, the Issuer issued the Reporting Person a warrant to purchase 46,250 shares of Common Stock at an exercise price of $3.00 per share. The warrant has a five-year term commencing on its date of issuance. F3 · derivative.exercise_date: In connection with the extension of the Note held by the Reporting Person, the Issuer issued the Reporting Person a warrant to purchase 46,250 shares of Common Stock at an exercise price of $3.00 per share. The warrant has a five-year term commencing on its date of issuance. F2 · ownership.nature: The securities are held directly by BoltRock Holdings LLC ("BoltRock"). Craig Huff is the managing member of BoltRock. Mr. Huff disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
March 16, 2026 Filed Jun 5, 2026 21:20 UTC	CitroTech Inc. CITR · Entity 6600	GrantCommon Stock	41,667	$0.00	$0.00	Disclosure SEC source: 0001193125-26-259949 · ownership.xml · nonDerivative · entry 1 HUFF CRAIG A · CIK 0001241947 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,667 F1 · shares: Represents a compensatory grant of 41,667 shares of the Issuer's common stock for Mr. Huff's service as a member of the Issuer's board of directors. Read SEC document
November 30, 2017 Filed Dec 4, 2017 08:34 UTC	ASPEN AEROGELS INC ASPN · Entity 5645	SaleCommon Stock	2,644,066	$4.30	$11,369,483.80	Disclosure SEC source: 0000950142-17-002138 · es1701191_4-aspen.xml · nonDerivative · entry 2 HUFF CRAIG A · CIK 0001241947 · 10% owner RESERVOIR CAPITAL PARTNERS LP · CIK 0001091348 · 10% owner RESERVOIR CAPITAL MASTER FUND LP · CIK 0001137467 · 10% owner STERN DANIEL H · CIK 0001105604 · 10% owner RCGM LLC · CIK 0001091555 · 10% owner RESERVOIR CAPITAL GROUP LLC · CIK 0001137465 · 10% owner RESERVOIR CAPITAL PARTNERS CAYMAN LP · CIK 0001351308 · 10% owner RCP GP, LLC · CIK 0001610297 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Reservoir Capital Partners, L.P. Disclosed balance after: 0 F1 · ownership.nature: The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons. Read SEC document
November 30, 2017 Filed Dec 4, 2017 08:34 UTC	ASPEN AEROGELS INC ASPN · Entity 5645	SaleCommon Stock	251,915	$4.30	$1,083,234.50	Disclosure SEC source: 0000950142-17-002138 · es1701191_4-aspen.xml · nonDerivative · entry 1 HUFF CRAIG A · CIK 0001241947 · 10% owner RESERVOIR CAPITAL PARTNERS LP · CIK 0001091348 · 10% owner RESERVOIR CAPITAL MASTER FUND LP · CIK 0001137467 · 10% owner STERN DANIEL H · CIK 0001105604 · 10% owner RCGM LLC · CIK 0001091555 · 10% owner RESERVOIR CAPITAL GROUP LLC · CIK 0001137465 · 10% owner RESERVOIR CAPITAL PARTNERS CAYMAN LP · CIK 0001351308 · 10% owner RCP GP, LLC · CIK 0001610297 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Reservoir Capital Master Fund, L.P. Disclosed balance after: 0 F1 · ownership.nature: The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons. Read SEC document
June 14, 2017 Filed Jun 16, 2017 16:15 UTC	ASPEN AEROGELS INC ASPN · Entity 5645	GrantStock Option (right to buy) · Derivative	17,019	$0.00 Strike: $4.15	$0.00	Disclosure SEC source: 0001209191-17-040492 · doc4.xml · derivative · entry 4 HUFF CRAIG A · CIK 0001241947 · Director · 10% owner RESERVOIR CAPITAL PARTNERS LP · CIK 0001091348 · 10% owner RESERVOIR CAPITAL MASTER FUND LP · CIK 0001137467 · 10% owner RCGM LLC · CIK 0001091555 · 10% owner RESERVOIR CAPITAL GROUP LLC · CIK 0001137465 · 10% owner RESERVOIR CAPITAL PARTNERS CAYMAN LP · CIK 0001351308 · 10% owner RCP GP, LLC · CIK 0001610297 · 10% owner STERN DANIEL H · CIK 0001105604 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,019 Underlying: Common Stock · 17,019 shares Expires 2027-06-14 F4 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 14, 2018 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2018. F2 · ownership.direct: Pursuant to an arrangement between Mr. Huff, Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") (collectively, the "Reservoir Funds"), such shares and options are held by him solely as a nominee for the Reservoir Funds and he is required to transfer such shares and the shares underlying such options to the applicable Reservoir Funds as soon as practicable after such shares can be transferred without restrictions. Such shares and options are included as directly beneficially owned by Mr. Huff, but may also be deemed to be beneficially owned by the other Reporting Persons as a result of such arrangements. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Read SEC document
June 14, 2017 Filed Jun 16, 2017 16:15 UTC	ASPEN AEROGELS INC ASPN · Entity 5645	GrantCommon Stock	12,289	$0.00	$0.00	Disclosure SEC source: 0001209191-17-040492 · doc4.xml · nonDerivative · entry 1 HUFF CRAIG A · CIK 0001241947 · Director · 10% owner RESERVOIR CAPITAL PARTNERS LP · CIK 0001091348 · 10% owner RESERVOIR CAPITAL MASTER FUND LP · CIK 0001137467 · 10% owner RCGM LLC · CIK 0001091555 · 10% owner RESERVOIR CAPITAL GROUP LLC · CIK 0001137465 · 10% owner RESERVOIR CAPITAL PARTNERS CAYMAN LP · CIK 0001351308 · 10% owner RCP GP, LLC · CIK 0001610297 · 10% owner STERN DANIEL H · CIK 0001105604 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,025 F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 14, 2018 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2018. F2 · ownership.direct: Pursuant to an arrangement between Mr. Huff, Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") (collectively, the "Reservoir Funds"), such shares and options are held by him solely as a nominee for the Reservoir Funds and he is required to transfer such shares and the shares underlying such options to the applicable Reservoir Funds as soon as practicable after such shares can be transferred without restrictions. Such shares and options are included as directly beneficially owned by Mr. Huff, but may also be deemed to be beneficially owned by the other Reporting Persons as a result of such arrangements. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Read SEC document
November 08, 2016 Filed Nov 10, 2016 17:01 UTC	ASPEN AEROGELS INC ASPN · Entity 5645	SaleCommon Stock	19,306	$3.95	$76,227.81	Disclosure SEC source: 0000950142-16-004697 · es1601114_4-aspen.xml · nonDerivative · entry 2 HUFF CRAIG A · CIK 0001241947 · Director · 10% owner RESERVOIR CAPITAL PARTNERS LP · CIK 0001091348 · 10% owner RESERVOIR CAPITAL MASTER FUND LP · CIK 0001137467 · 10% owner STERN DANIEL H · CIK 0001105604 · 10% owner RCGM LLC · CIK 0001091555 · 10% owner RESERVOIR CAPITAL GROUP LLC · CIK 0001137465 · 10% owner RESERVOIR CAPITAL PARTNERS CAYMAN LP · CIK 0001351308 · 10% owner RCP GP, LLC · CIK 0001610297 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Reservoir Capital Partners, L.P. Disclosed balance after: 2,634,258 F1 · ownership.nature: The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Column 5 of Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons. Read SEC document
November 08, 2016 Filed Nov 10, 2016 17:01 UTC	ASPEN AEROGELS INC ASPN · Entity 5645	SaleCommon Stock	816	$3.95	$3,221.89	Disclosure SEC source: 0000950142-16-004697 · es1601114_4-aspen.xml · nonDerivative · entry 1 HUFF CRAIG A · CIK 0001241947 · Director · 10% owner RESERVOIR CAPITAL PARTNERS LP · CIK 0001091348 · 10% owner RESERVOIR CAPITAL MASTER FUND LP · CIK 0001137467 · 10% owner STERN DANIEL H · CIK 0001105604 · 10% owner RCGM LLC · CIK 0001091555 · 10% owner RESERVOIR CAPITAL GROUP LLC · CIK 0001137465 · 10% owner RESERVOIR CAPITAL PARTNERS CAYMAN LP · CIK 0001351308 · 10% owner RCP GP, LLC · CIK 0001610297 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Reservoir Capital Master Fund, L.P. Disclosed balance after: 250,987 F1 · ownership.nature: The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Column 5 of Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.