Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASPEN AEROGELS INCASPN · Entity 5645 | VP, CFO and Treasurer | February 26, 2022 | March 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASPEN AEROGELS INC
Report date February 26, 2022 · Filed March 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 145,311 |
Reported balance
After 2022-02-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-26 · Tax withholding · Disposed 1,031 · Balance 145,311 F1: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs"). F2: Represents 123,496 shares of common stock and 21,815 RSUs. |
| Common StockSEC Table I · non-derivative | Direct | 141,277 |
Reported balance
After 2022-02-27 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-02-27 · Tax withholding · Disposed 4,034 · Balance 141,277 F3: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of RSUs. F4: Represents 133,236 shares of common stock and 8,041 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").
F2: Represents 123,496 shares of common stock and 21,815 RSUs.
F3: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of RSUs.
F4: Represents 133,236 shares of common stock and 8,041 RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2022 Filed Mar 1, 2022 19:54 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 4,034 | $29.51 | $119,043.34 |
DisclosureSEC source: 0001209191-22-014400 · doc4.xml · nonDerivative · entry 2 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,277 F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of RSUs. F4 · balance_after: Represents 133,236 shares of common stock and 8,041 RSUs. Read SEC document |
| February 26, 2022 Filed Mar 1, 2022 19:54 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 1,031 | $29.51 | $30,424.81 |
DisclosureSEC source: 0001209191-22-014400 · doc4.xml · nonDerivative · entry 1 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,311 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs"). F2 · balance_after: Represents 123,496 shares of common stock and 21,815 RSUs. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 19:11 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 359 | $29.00 | $10,411.00 |
DisclosureSEC source: 0001209191-22-013368 · doc4.xml · nonDerivative · entry 2 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,342 F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units. F4 · balance_after: Represents 121,410 shares of Common Stock and 24,932 RSUs. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 19:11 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (Right to Buy) · Derivative | 14,938 | $0.00 Strike: $26.29 | $0.00 |
DisclosureSEC source: 0001209191-22-013368 · doc4.xml · derivative · entry 3 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,938 Underlying: Common Stock · 14,938 shares Expires 2032-02-23 F5 · derivative.exercise_date: The options vest as to one-third of the shares on February 23, 2023, and additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 19:11 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 2,852 | $26.29 | $74,979.08 |
DisclosureSEC source: 0001209191-22-013368 · doc4.xml · nonDerivative · entry 1 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,701 F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 23, 2023, an additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025. F2 · balance_after: Represents 120,733 shares of Common Stock and 25,968 RSUs. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 16:33 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 3,191 | $22.25 | $70,999.75 |
DisclosureSEC source: 0001209191-21-016002 · doc4.xml · nonDerivative · entry 3 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,849 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs"). F4 · balance_after: Represents 120,733 shares of Common Stock and 23,116 Restricted Stock Units. Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 16:33 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 4,092 | $22.25 | $91,047.00 |
DisclosureSEC source: 0001209191-21-016002 · doc4.xml · nonDerivative · entry 2 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,040 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs"). F3 · balance_after: Represents 113,054 shares of Common Stock and 33,986 Restricted Stock Units. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 16:33 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 1,081 | $22.25 | $24,052.25 |
DisclosureSEC source: 0001209191-21-016002 · doc4.xml · nonDerivative · entry 1 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,132 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs"). F2 · balance_after: Represents 103,372 shares of Common Stock and 47,760 Restricted Stock Units. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 17:17 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (Right to Buy) · Derivative | 17,095 | $0.00 Strike: $24.13 | $0.00 |
DisclosureSEC source: 0001209191-21-014872 · doc4.xml · derivative · entry 2 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,095 Underlying: Common Stock · 17,095 shares Expires 2031-02-24 F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 24, 2022, an additional one-third of the shares on February 24, 2023 and the remaining one-third of the shares on February 24, 2024. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 17:17 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 3,108 | $24.13 | $74,996.04 |
DisclosureSEC source: 0001209191-21-014872 · doc4.xml · nonDerivative · entry 1 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,213 F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 24, 2022, an additional one-third of the shares on February 24, 2023 and the remaining one-third of the shares on February 24, 2024. F2 · balance_after: Represents 101,336 shares of Common Stock and 50,877 Restricted Stock Units. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 17:46 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 9,024 | $0.00 Strike: $16.05 | $0.00 |
DisclosureSEC source: 0001209191-20-063851 · doc4.xml · derivative · entry 1 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,024 Underlying: Common Stock · 9,024 shares Expires 2030-12-15 F1 · derivative.exercise_date: The options vest as to one-third of the shares on December 15, 2021, an additional one-third of the shares on December 15, 2022 and the remaining one-third of the shares on December 15, 2023. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 16:29 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 6,698 | $7.95 | $53,249.10 |
DisclosureSEC source: 0001209191-20-014465 · doc4.xml · nonDerivative · entry 2 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,105 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSU"). F3 · balance_after: Represents 101,336 shares of Common Stock and 47,769 RSUs. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 16:29 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 4,551 | $7.92 | $36,043.92 |
DisclosureSEC source: 0001209191-20-014465 · doc4.xml · nonDerivative · entry 1 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,803 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSU"). F2 · balance_after: Represents 85,088 shares of Common Stock and 70,715 RSUs. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 16:54 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 57,479 | $0.00 Strike: $8.02 | $0.00 |
DisclosureSEC source: 0001209191-20-013956 · doc4.xml · derivative · entry 2 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,479 Underlying: Common Stock · 57,479 shares Expires 2030-02-26 F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 26, 2021, an additional one-third of the shares on February 26, 2022 and the remaining one-third of the shares on February 26, 2023. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 16:54 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 9,351 | $8.02 | $74,995.02 |
DisclosureSEC source: 0001209191-20-013956 · doc4.xml · nonDerivative · entry 1 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,354 F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 26, 2021, an additional one-third of the shares on February 26, 2022 and the remaining one-third of the shares on February 26, 2023. F2 · balance_after: Represents 75,865 shares of Common Stock and 84,489 shares of Restricted Stock Units. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 16:20 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 3,274 | $3.52 | $11,524.48 |
DisclosureSEC source: 0001209191-19-015593 · doc4.xml · nonDerivative · entry 2 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,003 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units. F3 · balance_after: Represents 75,865 shares of Common Stock and 75,138 Restricted Stock Units. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 16:20 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 7,903 | $3.46 | $27,344.38 |
DisclosureSEC source: 0001209191-19-015593 · doc4.xml · nonDerivative · entry 1 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,277 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units. F2 · balance_after: Represents 67,652 shares of Common Stock and 86,625 Restricted Stock Units. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 19:47 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 83,182 | $0.00 Strike: $3.63 | $0.00 |
DisclosureSEC source: 0001209191-19-015238 · doc4.xml · derivative · entry 2 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,182 Underlying: Common Stock · 83,182 shares Expires 2029-02-27 F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 19:47 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 41,322 | $3.63 | $149,998.86 |
DisclosureSEC source: 0001209191-19-015238 · doc4.xml · nonDerivative · entry 1 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,180 F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022. F2 · balance_after: Represents 52,609 shares of Common Stock and 109,571 Restricted Stock Units. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 17:41 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 1,832 | $4.84 | $8,866.88 |
DisclosureSEC source: 0001209191-18-050544 · doc4.xml · nonDerivative · entry 1 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,858 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. F2 · balance_after: Represents 52,609 shares of Common Stock and 68,249 restricted stock units. Read SEC document |
| March 11, 2018 Filed Mar 14, 2018 10:21 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 1,628 | $4.59 | $7,472.52 |
DisclosureSEC source: 0001209191-18-019489 · doc4.xml · nonDerivative · entry 1 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,690 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units. F2 · balance_after: Represents 48,221 shares of common stock and 74,469 restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 18:31 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 3,497 | $4.57 | $15,981.29 |
DisclosureSEC source: 0001209191-18-015984 · doc4.xml · nonDerivative · entry 3 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,318 F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units. F5 · balance_after: Represents 44,323 shares of common stock and 79,995 restricted stock units. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 18:31 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 67,321 | $0.00 Strike: $4.60 | $0.00 |
DisclosureSEC source: 0001209191-18-015984 · doc4.xml · derivative · entry 4 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,321 Underlying: Common Stock · 67,321 shares Expires 2028-02-28 F6 · derivative.exercise_date: The options vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 18:31 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 4,197 | $4.60 | $19,306.20 |
DisclosureSEC source: 0001209191-18-015984 · doc4.xml · nonDerivative · entry 2 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,815 F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units. F4 · balance_after: Represents 36,333 shares of common stock and 91,482 restricted stock units. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 18:31 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 32,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015984 · doc4.xml · nonDerivative · entry 1 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,012 F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021. F2 · balance_after: Represents 28,453 shares of common stock and 103,559 restricted stock units. Read SEC document |
| September 10, 2017 Filed Sep 12, 2017 16:29 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 2,019 | $4.18 | $8,439.42 |
DisclosureSEC source: 0001209191-17-052431 · doc4.xml · nonDerivative · entry 1 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,404 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units. F2 · balance_after: Represents 28,453 shares of Common Stock and 70,951 restricted stock units. Read SEC document |
| March 11, 2017 Filed Mar 13, 2017 20:11 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 2,087 | $4.07 | $8,494.09 |
DisclosureSEC source: 0001209191-17-020353 · doc4.xml · nonDerivative · entry 1 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,423 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units. F2 · balance_after: Represents 24,253 shares of Common Stock and 77,170 restricted stock units. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 19:39 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 4,337 | $4.18 | $18,128.66 |
DisclosureSEC source: 0001209191-17-016985 · doc4.xml · nonDerivative · entry 2 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,510 F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based RSUs. F4 · balance_after: Represents 20,814 shares of Common Stock and 82,696 RSUs Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:39 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (right to buy) · Derivative | 71,238 | $0.00 Strike: $4.14 | $0.00 |
DisclosureSEC source: 0001209191-17-016985 · doc4.xml · derivative · entry 3 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,238 Underlying: Common Stock · 71,238 shares Expires 2027-02-28 F5 · derivative.exercise_date: The options vest as to one-third of the shares on February 28, 2018, an additional one-third of the shares on February 28, 2019 and the remaining one-third of the shares on February 28, 2020. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:39 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 36,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016985 · doc4.xml · nonDerivative · entry 1 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,847 F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 28, 2018, an additional one-third of the shares on February 28, 2019, and the remaining one-third of the shares on February 28, 2020. F2 · balance_after: Represents 13,664 shares of Common Stock and 94,183 RSUs Read SEC document |
| September 10, 2016 Filed Sep 13, 2016 20:05 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 2,019 | $4.70 | $9,489.30 |
DisclosureSEC source: 0001209191-16-141306 · doc4.xml · nonDerivative · entry 1 FAIRBANKS JOHN F · CIK 0001094147 · VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,616 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units("RSUs") F2 · balance_after: Represents 13,664 shares of Common Stock and 57,952 RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.