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Whitaker Corby C

Disclosed activity across 1 company

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61821
SEC CIK
0001610273

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASPEN AEROGELS INCASPN · Entity 5645Chief Commercial OfficerMarch 08, 2026March 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASPEN AEROGELS INC

Report date March 08, 2026 · Filed March 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect205,315 Reported balance After 2026-03-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-08 · Tax withholding · Disposed 1,924 · Balance 205,315

F1: 1. Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2: Represents 128,170 shares of Common Stock and 77,145 RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: 1. Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2: Represents 128,170 shares of Common Stock and 77,145 RSUs.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2026 Filed Mar 10, 2026 21:00 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Tax withholdingCommon Stock 1,924 $3.22 $6,195.28
Disclosure

SEC source: 0001193125-26-100345 · ownership.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,315

F1 · shares: 1. Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 128,170 shares of Common Stock and 77,145 RSUs.

Read SEC document
March 05, 2026 Filed Mar 6, 2026 22:00 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Tax withholdingCommon Stock 3,907 $3.27 $12,775.89
Disclosure

SEC source: 0001193125-26-096820 · ownership.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,239

F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F3 · balance_after: Represents 124,588 shares of Common Stock and 82,651 RSUs.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 22:00 UTC ASPEN AEROGELS INC ASPN · Entity 5645 GrantStock Options (Right to Buy) · Derivative 77,824 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0001193125-26-096820 · ownership.xml · derivative · entry 3

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,824

Underlying: Common Stock · 77,824 shares

Expires 2036-03-04

F4 · derivative.exercise_date: The options vest as to one-third of the shares on March 4, 2027, an additional one-third of the shares on March 4, 2028 and the remaining one-third of the shares on March 4, 2029.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 22:00 UTC ASPEN AEROGELS INC ASPN · Entity 5645 GrantCommon Stock 57,462 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-096820 · ownership.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,146

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 4, 2027, an additional one-third of the shares on March 4, 2028 and the remaining one-third of the shares on March 4, 2029.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 22:49 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Tax withholdingCommon Stock 1,924 $7.95 $15,295.80
Disclosure

SEC source: 0000950170-25-037447 · ownership.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,684

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 117,313 shares of Common Stock and 36,371 RSUs.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:46 UTC ASPEN AEROGELS INC ASPN · Entity 5645 GrantPerformance Share Units · Derivative 51,020 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-035591 · ownership.xml · derivative · entry 4

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,020

Underlying: Common Stock · 51,020 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock upon vesting. The PSUs vest on March 5, 2028, following the completion of the performance period, which begins on January 1, 2025 and ends on December 31, 2027. Ranging between 0-200% of the target number of PSUs (as reflected in Table II above), the PSUs vest based on the total shareholder return of Common Stock relative to the total stockholder return of the components of the Russell 2000 Index.

F5 · derivative.exercise_date: Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock upon vesting. The PSUs vest on March 5, 2028, following the completion of the performance period, which begins on January 1, 2025 and ends on December 31, 2027. Ranging between 0-200% of the target number of PSUs (as reflected in Table II above), the PSUs vest based on the total shareholder return of Common Stock relative to the total stockholder return of the components of the Russell 2000 Index.

F5 · derivative.expiration_date: Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock upon vesting. The PSUs vest on March 5, 2028, following the completion of the performance period, which begins on January 1, 2025 and ends on December 31, 2027. Ranging between 0-200% of the target number of PSUs (as reflected in Table II above), the PSUs vest based on the total shareholder return of Common Stock relative to the total stockholder return of the components of the Russell 2000 Index.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:46 UTC ASPEN AEROGELS INC ASPN · Entity 5645 GrantStock Options (Right to Buy) · Derivative 35,961 $0.00 Strike: $7.84 $0.00
Disclosure

SEC source: 0000950170-25-035591 · ownership.xml · derivative · entry 3

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,961

Underlying: Common Stock · 35,961 shares

Expires 2035-03-05

F4 · derivative.exercise_date: The options vest as to one-third of the shares on March 5, 2026, an additional one-third of the shares on March 5, 2027 and the remaining one-third of the shares on March 5, 2028.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:46 UTC ASPEN AEROGELS INC ASPN · Entity 5645 GrantCommon Stock 25,510 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-035591 · ownership.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,608

F2 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 5, 2026, an additional one-third of the shares on March 5, 2027 and the remaining one-third of the shares on March 5, 2028.

F3 · balance_after: Represents 113,730 shares of Common Stock and 41,878 RSUs.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:46 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Tax withholdingCommon Stock 936 $7.84 $7,338.24
Disclosure

SEC source: 0000950170-25-035591 · ownership.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,098

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

Read SEC document
February 21, 2025 Filed Feb 26, 2025 01:50 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Tax withholdingCommon Stock 499 $8.04 $4,011.96
Disclosure

SEC source: 0000950170-25-027197 · ownership.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,034

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 111,989 shares of Common Stock and 19,045 RSUs.

Read SEC document
May 06, 2024 Filed May 8, 2024 12:51 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Exercise / conversionStock Options (Right to Buy) · Derivative 55,159 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0000950170-24-055109 · ownership.xml · derivative · entry 3

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,159 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
May 06, 2024 Filed May 8, 2024 12:51 UTC ASPEN AEROGELS INC ASPN · Entity 5645 SaleCommon Stock 55,159 $25.01 $1,379,526.59
Disclosure

SEC source: 0000950170-24-055109 · ownership.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,533

F1 · price: These transactions were executed in multiple trades at prices ranging from $24.75 to $25.24. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Represents 111,062 shares of Common Stock and 20,471 Restricted Stock Units.

Read SEC document
May 06, 2024 Filed May 8, 2024 12:51 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Exercise / conversionCommon Stock 55,159 $3.63 $200,227.17
Disclosure

SEC source: 0000950170-24-055109 · ownership.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2024 Filed Mar 11, 2024 20:02 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Tax withholdingCommon Stock 1,768 $17.02 $30,091.36
Disclosure

SEC source: 0000950170-24-029212 · ownership.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,533

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 111,062 shares of Common Stock and 20,471RSUs.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:55 UTC ASPEN AEROGELS INC ASPN · Entity 5645 GrantStock Options (Right to Buy) · Derivative 35,249 $0.00 Strike: $16.34 $0.00
Disclosure

SEC source: 0000950170-24-028116 · ownership.xml · derivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,249

Underlying: Common Stock · 35,249 shares

Expires 2024-03-05

F3 · derivative.exercise_date: The options vest as to one-third of the shares on March 5, 2025, an additional one-third of the shares on March 5, 2026 and the remaining one-third of the shares on March 5, 2027.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:55 UTC ASPEN AEROGELS INC ASPN · Entity 5645 GrantCommon Stock 8,032 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-028116 · ownership.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,301

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 5, 2025, an additional one-third of the shares on March 5, 2026 and the remaining one-third of the shares on March 5, 2027.

F2 · balance_after: Represents 107,324 shares of Common Stock and 25,977 RSUs.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:27 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Disposition to issuerCommon Stock 53,590 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-028010 · ownership.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,269

F1 · shares: Represents unearned performance-based restricted shares granted on June 2, 2022 that were cancelled on March 5, 2024.

F2 · balance_after: Represents 107,324 shares of Common Stock and 17,945 RSUs.

F3 · balance_after: This includes an additional 16,519 shares, representing RSUs granted on June 1, 2023, the grant of which was reported in a Form 4 filed on June 2, 2023, which were indadvertantly omitted from the reporting person's total holdings in his prior Form 4.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 18:36 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Tax withholdingCommon Stock 330 $16.96 $5,596.80
Disclosure

SEC source: 0000950170-24-020884 · ownership.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,290

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 107,274 shares of Common Stock, 1,426 RSUs and 53,590 shares of Restricted Stock.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 18:36 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Tax withholdingCommon Stock 495 $16.96 $8,395.20
Disclosure

SEC source: 0000950170-24-020884 · ownership.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,620

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

Read SEC document
September 07, 2023 Filed Sep 8, 2023 21:40 UTC ASPEN AEROGELS INC ASPN · Entity 5645 GrantStock Option (Right-to-Buy) · Derivative 85,000 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001209191-23-048826 · doc4.xml · derivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2033-09-07

F1 · derivative.exercise_date: The options will vest in full on September 7, 2026, subject to continuous service through such date.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 20:08 UTC ASPEN AEROGELS INC ASPN · Entity 5645 GrantStock Options (Right to Buy) · Derivative 75,979 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001209191-23-033671 · doc4.xml · derivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,979

Underlying: Common Stock · 75,979 shares

Expires 2033-06-01

F3 · derivative.exercise_date: The options vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 20:08 UTC ASPEN AEROGELS INC ASPN · Entity 5645 GrantCommon Stock 16,519 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033671 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,684

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.

F2 · balance_after: Represents 105,772 shares of Common Stock, 20,322 RSUs and 53,590 shares of Restricted Stock.

Read SEC document
February 26, 2023 Filed Feb 28, 2023 22:13 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Tax withholdingCommon Stock 901 $10.95 $9,865.95
Disclosure

SEC source: 0001209191-23-013773 · doc4.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,165

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 105,772 shares of Common Stock, 3,803 RSUs and 53,590 shares of Restricted Stock.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 22:13 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Tax withholdingCommon Stock 329 $10.95 $3,602.55
Disclosure

SEC source: 0001209191-23-013773 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,066

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

Read SEC document
February 23, 2023 Filed Feb 27, 2023 23:14 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Tax withholdingCommon Stock 495 $11.32 $5,603.40
Disclosure

SEC source: 0001209191-23-013363 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,395

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Represents 103,455 shares of Common Stock, 7,350 RSUs and 53,590 shares of Restricted Stock.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 23:35 UTC ASPEN AEROGELS INC ASPN · Entity 5645 GrantCommon Stock 53,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034714 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,890

F1 · shares: The reporting person was granted restricted shares of common stock (the "Award") pursuant to a Performance-Based Restricted Stock Agreement by and between Aspen Aerogels, Inc. and the reporting person subject to the 2014 Employee, Director and Consultant Equity Incentive Plan. In order for a tranche of this Award to vest, both time and performance vesting conditions must be satisfied. For the time vesting condition, a tranche will vest at the later of (i) three years from the grant date or (ii) one year from the date when an applicable performance hurdle is achieved, subject to a maximum five-year vesting period for shares with respect to which the performance hurdle has been achieved. With respect to the performance vesting condition, there are three tranches with different share price hurdles and a five-year total performance period. If a share price hurdle is not met after five years, the applicable tranche is forfeited.

F2 · shares: (cont.) The share price hurdle is met by reference to a 30-day volume weighted average price (VWAP) that is maintained for 60 days (the "Share Price Hurdle"). The first tranche consists of 34% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $43.33.The second tranche consists of 33% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $64.99. The third tranche consists of 33% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $86.65.

F1 · price: The reporting person was granted restricted shares of common stock (the "Award") pursuant to a Performance-Based Restricted Stock Agreement by and between Aspen Aerogels, Inc. and the reporting person subject to the 2014 Employee, Director and Consultant Equity Incentive Plan. In order for a tranche of this Award to vest, both time and performance vesting conditions must be satisfied. For the time vesting condition, a tranche will vest at the later of (i) three years from the grant date or (ii) one year from the date when an applicable performance hurdle is achieved, subject to a maximum five-year vesting period for shares with respect to which the performance hurdle has been achieved. With respect to the performance vesting condition, there are three tranches with different share price hurdles and a five-year total performance period. If a share price hurdle is not met after five years, the applicable tranche is forfeited.

F2 · price: (cont.) The share price hurdle is met by reference to a 30-day volume weighted average price (VWAP) that is maintained for 60 days (the "Share Price Hurdle"). The first tranche consists of 34% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $43.33.The second tranche consists of 33% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $64.99. The third tranche consists of 33% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $86.65.

F3 · balance_after: Represents 102,524 shares of Common Stock, 8776 Restricted Stock Units and 53,590 shares of Restricted Stock.

Read SEC document
February 27, 2022 Filed Mar 2, 2022 00:57 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Tax withholdingCommon Stock 3,159 $29.51 $93,222.09
Disclosure

SEC source: 0001209191-22-014402 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,300

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units("RSUs").

F2 · balance_after: Represents 102,524 shares of common stock and 8,776 RSUs.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 00:14 UTC ASPEN AEROGELS INC ASPN · Entity 5645 GrantStock Option (Right to Buy) · Derivative 22,408 $0.00 Strike: $26.29 $0.00
Disclosure

SEC source: 0001209191-22-013376 · doc4.xml · derivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,408

Underlying: Common Stock · 22,408 shares

Expires 2032-02-23

F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 23, 2023, and additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 00:14 UTC ASPEN AEROGELS INC ASPN · Entity 5645 GrantCommon Stock 4,279 $26.29 $112,494.91
Disclosure

SEC source: 0001209191-22-013376 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,459

F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 23, 2023, an additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025.

F2 · balance_after: Represents 91,346 shares of Common Stock and 23,113 RSUs.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 23:10 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0001209191-21-063937 · doc4.xml · derivative · entry 7

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,159

Underlying: Common Stock · 10,000 shares

Expires 2029-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These options are fully vested and exercisable.

F9 · balance_after: Represents fully vested and exercisable option to purchase 33,439 shares and option to purchase 21,720 shares which will vest on February 27, 2022.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 23:10 UTC ASPEN AEROGELS INC ASPN · Entity 5645 SaleCommon Stock 10,000 $58.37 $583,700.00
Disclosure

SEC source: 0001209191-21-063937 · doc4.xml · nonDerivative · entry 5

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,180

F7 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $58.10 to $58.88 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F5 · balance_after: Represents 91,346 shares of Common Stock and 18,834 Restricted Stock Units.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 23:10 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Exercise / conversionCommon Stock 10,000 $3.63 $36,300.00
Disclosure

SEC source: 0001209191-21-063937 · doc4.xml · nonDerivative · entry 4

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · balance_after: Represents 101,346 shares of Common Stock and 18,834 Restricted Stock Units.

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November 08, 2021 Filed Nov 10, 2021 23:10 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Exercise / conversionStock Option (Right to Buy) · Derivative 14,735 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001209191-21-063937 · doc4.xml · derivative · entry 6

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,735 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These options are fully vested and exercisable.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 23:10 UTC ASPEN AEROGELS INC ASPN · Entity 5645 SaleCommon Stock 8,118 $56.99 $462,644.82
Disclosure

SEC source: 0001209191-21-063937 · doc4.xml · nonDerivative · entry 3

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,180

F4 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $56.30 to $57.30 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F5 · balance_after: Represents 91,346 shares of Common Stock and 18,834 Restricted Stock Units.

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November 08, 2021 Filed Nov 10, 2021 23:10 UTC ASPEN AEROGELS INC ASPN · Entity 5645 SaleCommon Stock 6,617 $57.67 $381,602.39
Disclosure

SEC source: 0001209191-21-063937 · doc4.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,298

F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $57.31 to $58.28 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Represents 99,464 shares of Common Stock and 18,834 Restricted Stock Units.

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November 08, 2021 Filed Nov 10, 2021 23:10 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Exercise / conversionCommon Stock 14,735 $4.60 $67,781.00
Disclosure

SEC source: 0001209191-21-063937 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 106,081 shares of Common Stock and 18,834 Restricted Stock Units.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 20:27 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001209191-21-049624 · doc4.xml · derivative · entry 8

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,735

Underlying: Common Stock · 11,657 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 20:27 UTC ASPEN AEROGELS INC ASPN · Entity 5645 SaleCommon Stock 8,000 $37.78 $302,240.00
Disclosure

SEC source: 0001209191-21-049624 · doc4.xml · nonDerivative · entry 5

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,180

F6 · price: Average price with actual price ranging from $37.6200 and $37.9950. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Represents 91,346 shares of Common Stock and 18,834 Restricted Stock Units.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 20:27 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Exercise / conversionCommon Stock 8,000 $4.60 $36,800.00
Disclosure

SEC source: 0001209191-21-049624 · doc4.xml · nonDerivative · entry 4

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · balance_after: Represents 99,346 shares of Common Stock and 18,834 Restricted Stock Units.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:27 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $4.60 $0.00
Disclosure

SEC source: 0001209191-21-049624 · doc4.xml · derivative · entry 7

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,735

Underlying: Common Stock · 30,000 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:27 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Exercise / conversionStock Option (Right to Buy) · Derivative 4,258 $0.00 Strike: $7.54 $0.00
Disclosure

SEC source: 0001209191-21-049624 · doc4.xml · derivative · entry 6

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,258 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:27 UTC ASPEN AEROGELS INC ASPN · Entity 5645 SaleCommon Stock 34,258 $36.27 $1,242,537.66
Disclosure

SEC source: 0001209191-21-049624 · doc4.xml · nonDerivative · entry 3

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,180

F3 · price: Average price with actual price ranging from $35.7600 and $37.05. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Represents 91,346 shares of Common Stock and 18,834 Restricted Stock Units.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:27 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Exercise / conversionCommon Stock 30,000 $4.60 $138,000.00
Disclosure

SEC source: 0001209191-21-049624 · doc4.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Represents 125,604 shares of Common Stock and 18,834 Restricted Stock Units.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:27 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Exercise / conversionCommon Stock 4,258 $7.54 $32,105.32
Disclosure

SEC source: 0001209191-21-049624 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 95,604 shares of Common Stock and 18,834 Restricted Stock Units.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:20 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Exercise / conversionStock Option (Right to Buy) · Derivative 14,500 $0.00 Strike: $7.54 $0.00
Disclosure

SEC source: 0001209191-21-020155 · doc4.xml · derivative · entry 3

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,258

Underlying: Common Stock · 14,500 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:20 UTC ASPEN AEROGELS INC ASPN · Entity 5645 SaleCommon Stock 14,500 $22.65 $328,425.00
Disclosure

SEC source: 0001209191-21-020155 · doc4.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,180

F2 · price: Average price with actual price ranging from $22.25 and $22.865. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Represents 91,346 shares of Common Stock and 18,834 Restricted Stock Units.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:20 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Exercise / conversionCommon Stock 14,500 $7.54 $109,330.00
Disclosure

SEC source: 0001209191-21-020155 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 105,846 shares of Common Stock and 18,834 Restricted Stock Units.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:38 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Tax withholdingCommon Stock 2,500 $22.25 $55,625.00
Disclosure

SEC source: 0001209191-21-016049 · doc4.xml · nonDerivative · entry 3

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,180

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F4 · balance_after: Represents 91,346 Shares of Common Stock and 18,834 Restricted Stock Units.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 21:38 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Tax withholdingCommon Stock 3,219 $22.25 $71,622.75
Disclosure

SEC source: 0001209191-21-016049 · doc4.xml · nonDerivative · entry 2

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,680

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F3 · balance_after: Represents 85,331 shares of Common Stock and 27,349 Restricted Stock Units.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:38 UTC ASPEN AEROGELS INC ASPN · Entity 5645 Tax withholdingCommon Stock 901 $22.25 $20,047.25
Disclosure

SEC source: 0001209191-21-016049 · doc4.xml · nonDerivative · entry 1

Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,899

F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs").

F2 · balance_after: Represents 77,761 shares of Common Stock and 38,138 Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.