Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASPEN AEROGELS INCASPN · Entity 5645 | Chief Commercial Officer | March 08, 2026 | March 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASPEN AEROGELS INC
Report date March 08, 2026 · Filed March 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 205,315 |
Reported balance
After 2026-03-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-08 · Tax withholding · Disposed 1,924 · Balance 205,315 F1: 1. Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). F2: Represents 128,170 shares of Common Stock and 77,145 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: 1. Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs").
F2: Represents 128,170 shares of Common Stock and 77,145 RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2026 Filed Mar 10, 2026 21:00 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 1,924 | $3.22 | $6,195.28 |
DisclosureSEC source: 0001193125-26-100345 · ownership.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,315 F1 · shares: 1. Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). F2 · balance_after: Represents 128,170 shares of Common Stock and 77,145 RSUs. Read SEC document |
| March 05, 2026 Filed Mar 6, 2026 22:00 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 3,907 | $3.27 | $12,775.89 |
DisclosureSEC source: 0001193125-26-096820 · ownership.xml · nonDerivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,239 F2 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). F3 · balance_after: Represents 124,588 shares of Common Stock and 82,651 RSUs. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 22:00 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 77,824 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001193125-26-096820 · ownership.xml · derivative · entry 3 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,824 Underlying: Common Stock · 77,824 shares Expires 2036-03-04 F4 · derivative.exercise_date: The options vest as to one-third of the shares on March 4, 2027, an additional one-third of the shares on March 4, 2028 and the remaining one-third of the shares on March 4, 2029. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 22:00 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 57,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-096820 · ownership.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,146 F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 4, 2027, an additional one-third of the shares on March 4, 2028 and the remaining one-third of the shares on March 4, 2029. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 22:49 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 1,924 | $7.95 | $15,295.80 |
DisclosureSEC source: 0000950170-25-037447 · ownership.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,684 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). F2 · balance_after: Represents 117,313 shares of Common Stock and 36,371 RSUs. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 21:46 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantPerformance Share Units · Derivative | 51,020 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-035591 · ownership.xml · derivative · entry 4 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,020 Underlying: Common Stock · 51,020 shares Expires not disclosed F5 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock upon vesting. The PSUs vest on March 5, 2028, following the completion of the performance period, which begins on January 1, 2025 and ends on December 31, 2027. Ranging between 0-200% of the target number of PSUs (as reflected in Table II above), the PSUs vest based on the total shareholder return of Common Stock relative to the total stockholder return of the components of the Russell 2000 Index. F5 · derivative.exercise_date: Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock upon vesting. The PSUs vest on March 5, 2028, following the completion of the performance period, which begins on January 1, 2025 and ends on December 31, 2027. Ranging between 0-200% of the target number of PSUs (as reflected in Table II above), the PSUs vest based on the total shareholder return of Common Stock relative to the total stockholder return of the components of the Russell 2000 Index. F5 · derivative.expiration_date: Each performance share unit ("PSU") represents a contingent right to receive one share of Common Stock upon vesting. The PSUs vest on March 5, 2028, following the completion of the performance period, which begins on January 1, 2025 and ends on December 31, 2027. Ranging between 0-200% of the target number of PSUs (as reflected in Table II above), the PSUs vest based on the total shareholder return of Common Stock relative to the total stockholder return of the components of the Russell 2000 Index. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 21:46 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 35,961 | $0.00 Strike: $7.84 | $0.00 |
DisclosureSEC source: 0000950170-25-035591 · ownership.xml · derivative · entry 3 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,961 Underlying: Common Stock · 35,961 shares Expires 2035-03-05 F4 · derivative.exercise_date: The options vest as to one-third of the shares on March 5, 2026, an additional one-third of the shares on March 5, 2027 and the remaining one-third of the shares on March 5, 2028. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 21:46 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 25,510 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-035591 · ownership.xml · nonDerivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,608 F2 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 5, 2026, an additional one-third of the shares on March 5, 2027 and the remaining one-third of the shares on March 5, 2028. F3 · balance_after: Represents 113,730 shares of Common Stock and 41,878 RSUs. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 21:46 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 936 | $7.84 | $7,338.24 |
DisclosureSEC source: 0000950170-25-035591 · ownership.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,098 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). Read SEC document |
| February 21, 2025 Filed Feb 26, 2025 01:50 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 499 | $8.04 | $4,011.96 |
DisclosureSEC source: 0000950170-25-027197 · ownership.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,034 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). F2 · balance_after: Represents 111,989 shares of Common Stock and 19,045 RSUs. Read SEC document |
| May 06, 2024 Filed May 8, 2024 12:51 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Options (Right to Buy) · Derivative | 55,159 | $0.00 Strike: $3.63 | $0.00 |
DisclosureSEC source: 0000950170-24-055109 · ownership.xml · derivative · entry 3 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,159 shares Expires 2029-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| May 06, 2024 Filed May 8, 2024 12:51 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 55,159 | $25.01 | $1,379,526.59 |
DisclosureSEC source: 0000950170-24-055109 · ownership.xml · nonDerivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,533 F1 · price: These transactions were executed in multiple trades at prices ranging from $24.75 to $25.24. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Represents 111,062 shares of Common Stock and 20,471 Restricted Stock Units. Read SEC document |
| May 06, 2024 Filed May 8, 2024 12:51 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 55,159 | $3.63 | $200,227.17 |
DisclosureSEC source: 0000950170-24-055109 · ownership.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 20:02 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 1,768 | $17.02 | $30,091.36 |
DisclosureSEC source: 0000950170-24-029212 · ownership.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,533 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). F2 · balance_after: Represents 111,062 shares of Common Stock and 20,471RSUs. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:55 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 35,249 | $0.00 Strike: $16.34 | $0.00 |
DisclosureSEC source: 0000950170-24-028116 · ownership.xml · derivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,249 Underlying: Common Stock · 35,249 shares Expires 2024-03-05 F3 · derivative.exercise_date: The options vest as to one-third of the shares on March 5, 2025, an additional one-third of the shares on March 5, 2026 and the remaining one-third of the shares on March 5, 2027. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:55 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 8,032 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-028116 · ownership.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,301 F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 5, 2025, an additional one-third of the shares on March 5, 2026 and the remaining one-third of the shares on March 5, 2027. F2 · balance_after: Represents 107,324 shares of Common Stock and 25,977 RSUs. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:27 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Disposition to issuerCommon Stock | 53,590 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-028010 · ownership.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,269 F1 · shares: Represents unearned performance-based restricted shares granted on June 2, 2022 that were cancelled on March 5, 2024. F2 · balance_after: Represents 107,324 shares of Common Stock and 17,945 RSUs. F3 · balance_after: This includes an additional 16,519 shares, representing RSUs granted on June 1, 2023, the grant of which was reported in a Form 4 filed on June 2, 2023, which were indadvertantly omitted from the reporting person's total holdings in his prior Form 4. Read SEC document |
| February 24, 2024 Filed Feb 27, 2024 18:36 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 330 | $16.96 | $5,596.80 |
DisclosureSEC source: 0000950170-24-020884 · ownership.xml · nonDerivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,290 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). F2 · balance_after: Represents 107,274 shares of Common Stock, 1,426 RSUs and 53,590 shares of Restricted Stock. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 18:36 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 495 | $16.96 | $8,395.20 |
DisclosureSEC source: 0000950170-24-020884 · ownership.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,620 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). Read SEC document |
| September 07, 2023 Filed Sep 8, 2023 21:40 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (Right-to-Buy) · Derivative | 85,000 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001209191-23-048826 · doc4.xml · derivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2033-09-07 F1 · derivative.exercise_date: The options will vest in full on September 7, 2026, subject to continuous service through such date. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:08 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 75,979 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001209191-23-033671 · doc4.xml · derivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,979 Underlying: Common Stock · 75,979 shares Expires 2033-06-01 F3 · derivative.exercise_date: The options vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:08 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 16,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033671 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,684 F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026. F2 · balance_after: Represents 105,772 shares of Common Stock, 20,322 RSUs and 53,590 shares of Restricted Stock. Read SEC document |
| February 26, 2023 Filed Feb 28, 2023 22:13 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 901 | $10.95 | $9,865.95 |
DisclosureSEC source: 0001209191-23-013773 · doc4.xml · nonDerivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,165 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). F2 · balance_after: Represents 105,772 shares of Common Stock, 3,803 RSUs and 53,590 shares of Restricted Stock. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 22:13 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 329 | $10.95 | $3,602.55 |
DisclosureSEC source: 0001209191-23-013773 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,066 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 23:14 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 495 | $11.32 | $5,603.40 |
DisclosureSEC source: 0001209191-23-013363 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,395 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units ("RSUs"). F2 · balance_after: Represents 103,455 shares of Common Stock, 7,350 RSUs and 53,590 shares of Restricted Stock. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 23:35 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 53,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034714 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,890 F1 · shares: The reporting person was granted restricted shares of common stock (the "Award") pursuant to a Performance-Based Restricted Stock Agreement by and between Aspen Aerogels, Inc. and the reporting person subject to the 2014 Employee, Director and Consultant Equity Incentive Plan. In order for a tranche of this Award to vest, both time and performance vesting conditions must be satisfied. For the time vesting condition, a tranche will vest at the later of (i) three years from the grant date or (ii) one year from the date when an applicable performance hurdle is achieved, subject to a maximum five-year vesting period for shares with respect to which the performance hurdle has been achieved. With respect to the performance vesting condition, there are three tranches with different share price hurdles and a five-year total performance period. If a share price hurdle is not met after five years, the applicable tranche is forfeited. F2 · shares: (cont.) The share price hurdle is met by reference to a 30-day volume weighted average price (VWAP) that is maintained for 60 days (the "Share Price Hurdle"). The first tranche consists of 34% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $43.33.The second tranche consists of 33% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $64.99. The third tranche consists of 33% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $86.65. F1 · price: The reporting person was granted restricted shares of common stock (the "Award") pursuant to a Performance-Based Restricted Stock Agreement by and between Aspen Aerogels, Inc. and the reporting person subject to the 2014 Employee, Director and Consultant Equity Incentive Plan. In order for a tranche of this Award to vest, both time and performance vesting conditions must be satisfied. For the time vesting condition, a tranche will vest at the later of (i) three years from the grant date or (ii) one year from the date when an applicable performance hurdle is achieved, subject to a maximum five-year vesting period for shares with respect to which the performance hurdle has been achieved. With respect to the performance vesting condition, there are three tranches with different share price hurdles and a five-year total performance period. If a share price hurdle is not met after five years, the applicable tranche is forfeited. F2 · price: (cont.) The share price hurdle is met by reference to a 30-day volume weighted average price (VWAP) that is maintained for 60 days (the "Share Price Hurdle"). The first tranche consists of 34% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $43.33.The second tranche consists of 33% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $64.99. The third tranche consists of 33% of the restricted shares of common stock granted under the Award, with the Share Price Hurdle equal to $86.65. F3 · balance_after: Represents 102,524 shares of Common Stock, 8776 Restricted Stock Units and 53,590 shares of Restricted Stock. Read SEC document |
| February 27, 2022 Filed Mar 2, 2022 00:57 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 3,159 | $29.51 | $93,222.09 |
DisclosureSEC source: 0001209191-22-014402 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,300 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units("RSUs"). F2 · balance_after: Represents 102,524 shares of common stock and 8,776 RSUs. Read SEC document |
| February 23, 2022 Filed Feb 26, 2022 00:14 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (Right to Buy) · Derivative | 22,408 | $0.00 Strike: $26.29 | $0.00 |
DisclosureSEC source: 0001209191-22-013376 · doc4.xml · derivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,408 Underlying: Common Stock · 22,408 shares Expires 2032-02-23 F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 23, 2023, and additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025. Read SEC document |
| February 23, 2022 Filed Feb 26, 2022 00:14 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 4,279 | $26.29 | $112,494.91 |
DisclosureSEC source: 0001209191-22-013376 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,459 F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 23, 2023, an additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025. F2 · balance_after: Represents 91,346 shares of Common Stock and 23,113 RSUs. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 23:10 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $3.63 | $0.00 |
DisclosureSEC source: 0001209191-21-063937 · doc4.xml · derivative · entry 7 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,159 Underlying: Common Stock · 10,000 shares Expires 2029-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: These options are fully vested and exercisable. F9 · balance_after: Represents fully vested and exercisable option to purchase 33,439 shares and option to purchase 21,720 shares which will vest on February 27, 2022. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 23:10 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 10,000 | $58.37 | $583,700.00 |
DisclosureSEC source: 0001209191-21-063937 · doc4.xml · nonDerivative · entry 5 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,180 F7 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $58.10 to $58.88 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F5 · balance_after: Represents 91,346 shares of Common Stock and 18,834 Restricted Stock Units. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 23:10 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 10,000 | $3.63 | $36,300.00 |
DisclosureSEC source: 0001209191-21-063937 · doc4.xml · nonDerivative · entry 4 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · balance_after: Represents 101,346 shares of Common Stock and 18,834 Restricted Stock Units. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 23:10 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,735 | $0.00 Strike: $4.60 | $0.00 |
DisclosureSEC source: 0001209191-21-063937 · doc4.xml · derivative · entry 6 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,735 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: These options are fully vested and exercisable. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 23:10 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 8,118 | $56.99 | $462,644.82 |
DisclosureSEC source: 0001209191-21-063937 · doc4.xml · nonDerivative · entry 3 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,180 F4 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $56.30 to $57.30 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F5 · balance_after: Represents 91,346 shares of Common Stock and 18,834 Restricted Stock Units. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 23:10 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 6,617 | $57.67 | $381,602.39 |
DisclosureSEC source: 0001209191-21-063937 · doc4.xml · nonDerivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,298 F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $57.31 to $58.28 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Represents 99,464 shares of Common Stock and 18,834 Restricted Stock Units. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 23:10 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 14,735 | $4.60 | $67,781.00 |
DisclosureSEC source: 0001209191-21-063937 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents 106,081 shares of Common Stock and 18,834 Restricted Stock Units. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:27 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $4.60 | $0.00 |
DisclosureSEC source: 0001209191-21-049624 · doc4.xml · derivative · entry 8 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,735 Underlying: Common Stock · 11,657 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:27 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 8,000 | $37.78 | $302,240.00 |
DisclosureSEC source: 0001209191-21-049624 · doc4.xml · nonDerivative · entry 5 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,180 F6 · price: Average price with actual price ranging from $37.6200 and $37.9950. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Represents 91,346 shares of Common Stock and 18,834 Restricted Stock Units. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:27 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 8,000 | $4.60 | $36,800.00 |
DisclosureSEC source: 0001209191-21-049624 · doc4.xml · nonDerivative · entry 4 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · balance_after: Represents 99,346 shares of Common Stock and 18,834 Restricted Stock Units. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 20:27 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $4.60 | $0.00 |
DisclosureSEC source: 0001209191-21-049624 · doc4.xml · derivative · entry 7 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,735 Underlying: Common Stock · 30,000 shares Expires 2028-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 20:27 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,258 | $0.00 Strike: $7.54 | $0.00 |
DisclosureSEC source: 0001209191-21-049624 · doc4.xml · derivative · entry 6 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,258 shares Expires 2025-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 20:27 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 34,258 | $36.27 | $1,242,537.66 |
DisclosureSEC source: 0001209191-21-049624 · doc4.xml · nonDerivative · entry 3 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,180 F3 · price: Average price with actual price ranging from $35.7600 and $37.05. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Represents 91,346 shares of Common Stock and 18,834 Restricted Stock Units. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 20:27 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 30,000 | $4.60 | $138,000.00 |
DisclosureSEC source: 0001209191-21-049624 · doc4.xml · nonDerivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Represents 125,604 shares of Common Stock and 18,834 Restricted Stock Units. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 20:27 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 4,258 | $7.54 | $32,105.32 |
DisclosureSEC source: 0001209191-21-049624 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents 95,604 shares of Common Stock and 18,834 Restricted Stock Units. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 21:20 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,500 | $0.00 Strike: $7.54 | $0.00 |
DisclosureSEC source: 0001209191-21-020155 · doc4.xml · derivative · entry 3 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,258 Underlying: Common Stock · 14,500 shares Expires 2025-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 21:20 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 14,500 | $22.65 | $328,425.00 |
DisclosureSEC source: 0001209191-21-020155 · doc4.xml · nonDerivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,180 F2 · price: Average price with actual price ranging from $22.25 and $22.865. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Represents 91,346 shares of Common Stock and 18,834 Restricted Stock Units. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 21:20 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 14,500 | $7.54 | $109,330.00 |
DisclosureSEC source: 0001209191-21-020155 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents 105,846 shares of Common Stock and 18,834 Restricted Stock Units. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:38 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 2,500 | $22.25 | $55,625.00 |
DisclosureSEC source: 0001209191-21-016049 · doc4.xml · nonDerivative · entry 3 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,180 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs"). F4 · balance_after: Represents 91,346 Shares of Common Stock and 18,834 Restricted Stock Units. Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 21:38 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 3,219 | $22.25 | $71,622.75 |
DisclosureSEC source: 0001209191-21-016049 · doc4.xml · nonDerivative · entry 2 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,680 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs"). F3 · balance_after: Represents 85,331 shares of Common Stock and 27,349 Restricted Stock Units. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:38 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 901 | $22.25 | $20,047.25 |
DisclosureSEC source: 0001209191-21-016049 · doc4.xml · nonDerivative · entry 1 Whitaker Corby C · CIK 0001610273 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,899 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units ("RSUs"). F2 · balance_after: Represents 77,761 shares of Common Stock and 38,138 Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.