Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASPEN AEROGELS INCASPN · Entity 5645 | Director | May 30, 2024 | May 31, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASPEN AEROGELS INC
Report date May 30, 2024 · Filed May 31, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 121,220 |
Reported balance
After 2024-05-30 transaction · row 1
1 source rowRow 1 · 2024-05-30 · Grant · Acquired 1,898 · Balance 121,220 F1: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) May 30, 2025, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2025. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.50 · Expires 2034-05-30 | Direct | 1,657 |
Reported balance
After 2024-05-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-05-30 · Grant · Acquired 1,657 · Balance 1,657 F2: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) May 30, 2025, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) May 30, 2025, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2025.
F2: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) May 30, 2025, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2024 Filed May 31, 2024 22:37 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 1,657 | $0.00 Strike: $29.50 | $0.00 |
DisclosureSEC source: 0000950170-24-067546 · ownership.xml · derivative · entry 2 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,657 Underlying: Common Stock · 1,657 shares Expires 2034-05-30 F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) May 30, 2025, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2025. Read SEC document |
| May 30, 2024 Filed May 31, 2024 22:37 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 1,898 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-067546 · ownership.xml · nonDerivative · entry 1 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,220 F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) May 30, 2025, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2025. Read SEC document |
| August 22, 2023 Filed Aug 22, 2023 20:29 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 4,000 | $5.65 | $22,581.20 |
DisclosureSEC source: 0001209191-23-046901 · doc4.xml · nonDerivative · entry 1 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,322 Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:17 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (Right-to-Buy) · Derivative | 7,712 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001209191-23-033696 · doc4.xml · derivative · entry 2 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,712 Underlying: Common Stock · 7,712 shares Expires 2033-06-01 F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 1, 2024, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2024. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:17 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 7,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033696 · doc4.xml · nonDerivative · entry 1 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,322 F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 1, 2024, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2024. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 23:10 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (Right-to-Buy) · Derivative | 3,178 | $0.00 Strike: $18.89 | $0.00 |
DisclosureSEC source: 0001209191-22-034703 · doc4.xml · derivative · entry 2 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,178 Underlying: Common Stock · 3,178 shares Expires 2032-06-02 F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 2, 2023, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2023. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 23:10 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 2,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034703 · doc4.xml · nonDerivative · entry 1 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,834 F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 2, 2023, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2023. Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 20:31 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,799 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0001209191-22-023979 · doc4.xml · derivative · entry 2 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,799 shares Expires 2026-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options were fully vested and exercisable Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 20:31 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 14,799 | $4.75 | $70,295.25 |
DisclosureSEC source: 0001209191-22-023979 · doc4.xml · nonDerivative · entry 1 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 01:28 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 10,228 | $0.00 Strike: $6.61 | $0.00 |
DisclosureSEC source: 0001209191-21-070699 · doc4.xml · derivative · entry 2 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,228 shares Expires 2025-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options are fully vested and exercisable. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 01:28 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Exercise / conversionCommon Stock | 10,228 | $6.61 | $67,607.08 |
DisclosureSEC source: 0001209191-21-070699 · doc4.xml · nonDerivative · entry 1 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:43 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (Right-to-Buy) · Derivative | 3,088 | $0.00 Strike: $20.49 | $0.00 |
DisclosureSEC source: 0001209191-21-037694 · doc4.xml · derivative · entry 2 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,088 Underlying: Common Stock · 3,088 shares Expires 2031-06-01 F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 1, 2022, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2022. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:43 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 2,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037694 · doc4.xml · nonDerivative · entry 1 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,108 F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 1, 2022, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2022. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:35 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (right to buy) · Derivative | 9,817 | $0.00 Strike: $6.79 | $0.00 |
DisclosureSEC source: 0001209191-20-038201 · doc4.xml · derivative · entry 2 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,817 Underlying: Common Stock · 9,817 shares Expires 2030-06-18 F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 18, 2021 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2021. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:35 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 7,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038201 · doc4.xml · nonDerivative · entry 1 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,619 F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 18, 2021 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2021. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 21:17 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (right to buy) · Derivative | 11,950 | $0.00 Strike: $6.08 | $0.00 |
DisclosureSEC source: 0001209191-19-038576 · doc4.xml · derivative · entry 2 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,950 Underlying: Common Stock · 11,950 shares Expires 2029-06-19 F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 19, 2020 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2020. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 21:17 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 8,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-038576 · doc4.xml · nonDerivative · entry 1 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,108 F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 19, 2020 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2020. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 20:32 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (right to buy) · Derivative | 13,517 | $0.00 Strike: $5.27 | $0.00 |
DisclosureSEC source: 0001209191-18-039218 · doc4.xml · derivative · entry 2 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,517 Underlying: Common Stock · 13,517 shares Expires 2028-06-20 F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 20, 2019 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2019. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 20:32 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 9,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-039218 · doc4.xml · nonDerivative · entry 1 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,720 F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 20, 2019 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2019. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 21:25 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (right to buy) · Derivative | 17,019 | $0.00 Strike: $4.15 | $0.00 |
DisclosureSEC source: 0001209191-17-040213 · doc4.xml · derivative · entry 2 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,019 Underlying: Common Stock · 17,019 shares Expires 2027-06-14 F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 14, 2018 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2018. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 21:25 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 12,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-040213 · doc4.xml · nonDerivative · entry 1 Noetzel Mark L · CIK 0001472264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,043 F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 14, 2018 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.