organization · Reporting owner
RESERVOIR CAPITAL PARTNERS CAYMAN LP
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ASPEN AEROGELS INC
Report date November 30, 2017 · Filed December 04, 2017
Jointly reported with HUFF CRAIG A, RESERVOIR CAPITAL PARTNERS LP, RESERVOIR CAPITAL MASTER FUND LP, STERN DANIEL H, RCGM LLC, RESERVOIR CAPITAL GROUP LLC, RCP GP, LLC
Section 16 reporting ended · disclosed 2017-12-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld by Reservoir Capital Master Fund, L.P. | 0 |
Reported balance
After 2017-11-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-11-30 · Sale · Disposed 251,915 · Balance 0 F1: The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Reservoir Capital Partners, L.P. | 0 |
Reported balance
After 2017-11-30 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-11-30 · Sale · Disposed 2,644,066 · Balance 0 F1: The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2017 Filed Dec 4, 2017 08:34 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 2,644,066 | $4.30 | $11,369,483.80 |
DisclosureSEC source: 0000950142-17-002138 · es1701191_4-aspen.xml · nonDerivative · entry 2 HUFF CRAIG A · CIK 0001241947 · 10% owner RESERVOIR CAPITAL PARTNERS LP · CIK 0001091348 · 10% owner RESERVOIR CAPITAL MASTER FUND LP · CIK 0001137467 · 10% owner STERN DANIEL H · CIK 0001105604 · 10% owner RCGM LLC · CIK 0001091555 · 10% owner RESERVOIR CAPITAL GROUP LLC · CIK 0001137465 · 10% owner RESERVOIR CAPITAL PARTNERS CAYMAN LP · CIK 0001351308 · 10% owner RCP GP, LLC · CIK 0001610297 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Reservoir Capital Partners, L.P. Disclosed balance after: 0 F1 · ownership.nature: The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 08:34 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 251,915 | $4.30 | $1,083,234.50 |
DisclosureSEC source: 0000950142-17-002138 · es1701191_4-aspen.xml · nonDerivative · entry 1 HUFF CRAIG A · CIK 0001241947 · 10% owner RESERVOIR CAPITAL PARTNERS LP · CIK 0001091348 · 10% owner RESERVOIR CAPITAL MASTER FUND LP · CIK 0001137467 · 10% owner STERN DANIEL H · CIK 0001105604 · 10% owner RCGM LLC · CIK 0001091555 · 10% owner RESERVOIR CAPITAL GROUP LLC · CIK 0001137465 · 10% owner RESERVOIR CAPITAL PARTNERS CAYMAN LP · CIK 0001351308 · 10% owner RCP GP, LLC · CIK 0001610297 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Reservoir Capital Master Fund, L.P. Disclosed balance after: 0 F1 · ownership.nature: The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 16:15 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (right to buy) · Derivative | 17,019 | $0.00 Strike: $4.15 | $0.00 |
DisclosureSEC source: 0001209191-17-040492 · doc4.xml · derivative · entry 4 HUFF CRAIG A · CIK 0001241947 · Director · 10% owner RESERVOIR CAPITAL PARTNERS LP · CIK 0001091348 · 10% owner RESERVOIR CAPITAL MASTER FUND LP · CIK 0001137467 · 10% owner RCGM LLC · CIK 0001091555 · 10% owner RESERVOIR CAPITAL GROUP LLC · CIK 0001137465 · 10% owner RESERVOIR CAPITAL PARTNERS CAYMAN LP · CIK 0001351308 · 10% owner RCP GP, LLC · CIK 0001610297 · 10% owner STERN DANIEL H · CIK 0001105604 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,019 Underlying: Common Stock · 17,019 shares Expires 2027-06-14 F4 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 14, 2018 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2018. F2 · ownership.direct: Pursuant to an arrangement between Mr. Huff, Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") (collectively, the "Reservoir Funds"), such shares and options are held by him solely as a nominee for the Reservoir Funds and he is required to transfer such shares and the shares underlying such options to the applicable Reservoir Funds as soon as practicable after such shares can be transferred without restrictions. Such shares and options are included as directly beneficially owned by Mr. Huff, but may also be deemed to be beneficially owned by the other Reporting Persons as a result of such arrangements. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 16:15 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 12,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-040492 · doc4.xml · nonDerivative · entry 1 HUFF CRAIG A · CIK 0001241947 · Director · 10% owner RESERVOIR CAPITAL PARTNERS LP · CIK 0001091348 · 10% owner RESERVOIR CAPITAL MASTER FUND LP · CIK 0001137467 · 10% owner RCGM LLC · CIK 0001091555 · 10% owner RESERVOIR CAPITAL GROUP LLC · CIK 0001137465 · 10% owner RESERVOIR CAPITAL PARTNERS CAYMAN LP · CIK 0001351308 · 10% owner RCP GP, LLC · CIK 0001610297 · 10% owner STERN DANIEL H · CIK 0001105604 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,025 F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 14, 2018 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2018. F2 · ownership.direct: Pursuant to an arrangement between Mr. Huff, Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") (collectively, the "Reservoir Funds"), such shares and options are held by him solely as a nominee for the Reservoir Funds and he is required to transfer such shares and the shares underlying such options to the applicable Reservoir Funds as soon as practicable after such shares can be transferred without restrictions. Such shares and options are included as directly beneficially owned by Mr. Huff, but may also be deemed to be beneficially owned by the other Reporting Persons as a result of such arrangements. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 17:01 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 19,306 | $3.95 | $76,227.81 |
DisclosureSEC source: 0000950142-16-004697 · es1601114_4-aspen.xml · nonDerivative · entry 2 HUFF CRAIG A · CIK 0001241947 · Director · 10% owner RESERVOIR CAPITAL PARTNERS LP · CIK 0001091348 · 10% owner RESERVOIR CAPITAL MASTER FUND LP · CIK 0001137467 · 10% owner STERN DANIEL H · CIK 0001105604 · 10% owner RCGM LLC · CIK 0001091555 · 10% owner RESERVOIR CAPITAL GROUP LLC · CIK 0001137465 · 10% owner RESERVOIR CAPITAL PARTNERS CAYMAN LP · CIK 0001351308 · 10% owner RCP GP, LLC · CIK 0001610297 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Reservoir Capital Partners, L.P. Disclosed balance after: 2,634,258 F1 · ownership.nature: The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Column 5 of Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 17:01 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | SaleCommon Stock | 816 | $3.95 | $3,221.89 |
DisclosureSEC source: 0000950142-16-004697 · es1601114_4-aspen.xml · nonDerivative · entry 1 HUFF CRAIG A · CIK 0001241947 · Director · 10% owner RESERVOIR CAPITAL PARTNERS LP · CIK 0001091348 · 10% owner RESERVOIR CAPITAL MASTER FUND LP · CIK 0001137467 · 10% owner STERN DANIEL H · CIK 0001105604 · 10% owner RCGM LLC · CIK 0001091555 · 10% owner RESERVOIR CAPITAL GROUP LLC · CIK 0001137465 · 10% owner RESERVOIR CAPITAL PARTNERS CAYMAN LP · CIK 0001351308 · 10% owner RCP GP, LLC · CIK 0001610297 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Reservoir Capital Master Fund, L.P. Disclosed balance after: 250,987 F1 · ownership.nature: The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Column 5 of Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.