Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ASPEN AEROGELS INC
Report date September 27, 2019 · Filed September 27, 2019
Section 16 reporting ended · disclosed 2019-09-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security | Direct | 20,000 |
Reported balance
After 2019-09-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-09-27 · Grant · Acquired 20,000 · Balance 20,000 F1: Exercise price is the closing price of the underlying common stock on NYSE on September 27, 2019 F2: The options vest one hundred percent on March 26, 2020 unless the the consulting agreement between the issuer and the reporting person with a consulting arrangement starting on September 27, 2019, is terminated prior thereto under certain circumstances. F3: The reporting person may exercise the options within one year after the vesting on March 26, 2020 |
Filing footnotes · ownership attribution and instrument terms
F1: Exercise price is the closing price of the underlying common stock on NYSE on September 27, 2019
F2: The options vest one hundred percent on March 26, 2020 unless the the consulting agreement between the issuer and the reporting person with a consulting arrangement starting on September 27, 2019, is terminated prior thereto under certain circumstances.
F3: The reporting person may exercise the options within one year after the vesting on March 26, 2020
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 27, 2019 Filed Sep 27, 2019 20:58 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 20,000 | $5.95 | $119,000.00 |
DisclosureSEC source: 0001209191-19-051027 · doc4.xml · derivative · entry 1 Ball Jeffrey Alan · CIK 0001651360 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: Exercise price is the closing price of the underlying common stock on NYSE on September 27, 2019 F2 · derivative.exercise_date: The options vest one hundred percent on March 26, 2020 unless the the consulting agreement between the issuer and the reporting person with a consulting arrangement starting on September 27, 2019, is terminated prior thereto under certain circumstances. F3 · derivative.expiration_date: The reporting person may exercise the options within one year after the vesting on March 26, 2020 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:19 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stokck | 2,234 | $3.52 | $7,863.68 |
DisclosureSEC source: 0001209191-19-015583 · doc4.xml · nonDerivative · entry 2 Ball Jeffrey Alan · CIK 0001651360 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,688 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based Restricted Stock Units F3 · balance_after: Represents 46,595 shares of Common Stock and 50,093 Restricted Stock Units. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:19 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 5,512 | $3.46 | $19,071.52 |
DisclosureSEC source: 0001209191-19-015583 · doc4.xml · nonDerivative · entry 1 Ball Jeffrey Alan · CIK 0001651360 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,922 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based Restricted Stock Units F2 · balance_after: Represents 42,563 shares of Common Stock and 56,359 Restricted Stock Units. Read SEC document |
| February 27, 2019 Filed Mar 2, 2019 00:43 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 55,454 | $0.00 Strike: $3.63 | $0.00 |
DisclosureSEC source: 0001209191-19-015227 · doc4.xml · derivative · entry 2 Ball Jeffrey Alan · CIK 0001651360 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,454 Underlying: Common Stock · 55,454 shares Expires 2029-02-27 F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022. Read SEC document |
| February 27, 2019 Filed Mar 2, 2019 00:43 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 27,548 | $3.63 | $99,999.24 |
DisclosureSEC source: 0001209191-19-015227 · doc4.xml · nonDerivative · entry 1 Ball Jeffrey Alan · CIK 0001651360 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,434 F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 27, 2020, an additional one-third of the shares on February 27, 2021 and the remaining one-third of the shares on February 27, 2022. F2 · balance_after: Represents 32,778 shares of Common Stock and 71,656 Restricted Stock Units. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 21:40 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 1,180 | $4.84 | $5,711.20 |
DisclosureSEC source: 0001209191-18-050543 · doc4.xml · nonDerivative · entry 1 Ball Jeffrey Alan · CIK 0001651360 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,886 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units. F2 · balance_after: Represents 32,778 shares of Common Stock and 44,108 restricted stock units. Read SEC document |
| March 11, 2018 Filed Mar 14, 2018 14:20 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 872 | $4.59 | $4,002.48 |
DisclosureSEC source: 0001209191-18-019488 · doc4.xml · nonDerivative · entry 1 Ball Jeffrey Alan · CIK 0001651360 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,066 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units. F2 · balance_after: Represents 30,069 shares of common stock and 47,997 restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 23:29 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 2,233 | $4.57 | $10,204.81 |
DisclosureSEC source: 0001209191-18-015982 · doc4.xml · nonDerivative · entry 3 Ball Jeffrey Alan · CIK 0001651360 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,938 F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units. F5 · balance_after: Represents 28,067 shares of common stock and 50,871 restricted stock units. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 23:29 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 44,881 | $0.00 Strike: $4.60 | $0.00 |
DisclosureSEC source: 0001209191-18-015982 · doc4.xml · derivative · entry 4 Ball Jeffrey Alan · CIK 0001651360 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,881 Underlying: Common Stock · 44,881 shares Expires 2028-02-28 F6 · derivative.exercise_date: The options vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 23:29 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 2,870 | $4.60 | $13,202.00 |
DisclosureSEC source: 0001209191-18-015982 · doc4.xml · nonDerivative · entry 2 Ball Jeffrey Alan · CIK 0001651360 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,171 F3 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units. F4 · balance_after: Represents 24,035 shares of common stock and 57,136 restricted stock units. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 23:29 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 21,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015982 · doc4.xml · nonDerivative · entry 1 Ball Jeffrey Alan · CIK 0001651360 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,041 F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 28, 2019, an additional one-third of the shares on February 28, 2020, and the remaining one-third of the shares on February 28, 2021. F2 · balance_after: Represents 18,854 shares of common stock and 65,187 restricted stock units. Read SEC document |
| September 10, 2017 Filed Sep 12, 2017 20:36 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 1,297 | $4.18 | $5,421.46 |
DisclosureSEC source: 0001209191-17-052436 · doc4.xml · nonDerivative · entry 1 Ball Jeffrey Alan · CIK 0001651360 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,302 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units("RSUs") F2 · balance_after: Represents 18,854 shares of Common Stock and 43,448 time-based restricted stock units. Read SEC document |
| February 28, 2017 Filed Mar 3, 2017 00:34 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (right to buy) · Derivative | 47,492 | $0.00 Strike: $4.14 | $0.00 |
DisclosureSEC source: 0001209191-17-016981 · doc4.xml · derivative · entry 2 Ball Jeffrey Alan · CIK 0001651360 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,492 Underlying: Common Stock · 47,492 shares Expires 2027-02-28 F3 · derivative.exercise_date: The options vest as to one-third of the shares on February 28, 2018, an additional one-third of the shares on February 28, 2019 and the remaining one-third of the shares on February 28, 2020. Read SEC document |
| February 28, 2017 Filed Mar 3, 2017 00:34 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 24,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016981 · doc4.xml · nonDerivative · entry 1 Ball Jeffrey Alan · CIK 0001651360 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,599 F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 28, 2018, an additional one-third of the shares on February 28, 2019, and the remaining one-third of the shares on February 28, 2020. F2 · balance_after: Represents 7,124 shares of Common Stock and 56,475 RSUs Read SEC document |
| September 10, 2016 Filed Sep 14, 2016 00:08 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 1,297 | $4.70 | $6,095.90 |
DisclosureSEC source: 0001209191-16-141312 · doc4.xml · nonDerivative · entry 1 Ball Jeffrey Alan · CIK 0001651360 · VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,445 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units("RSUs") F2 · balance_after: Represents 7,124 shares of Common Stock and 32,321 RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.