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Nasdaq · USD

AROW

ARROW FINANCIAL CORP

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5233
SEC CIK
0000717538
Parsed reports
685

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2017 Filed Jan 31, 2017 00:11 UTC OtherCommon Stock 142 $35.25 $5,005.50
Disclosure

SEC source: 0000717538-17-000045 · wf-form4_148582148851488.xml · nonDerivative · entry 1

Miller Elizabeth · CIK 0001692172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,417

F1 · kind: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
January 30, 2017 Filed Mar 14, 2018 22:23 UTC Amendment OtherCommon Stock 142 $35.25 $5,005.50
Disclosure

SEC source: 0000717538-18-000065 · wf-form4a_152106622555669.xml · nonDerivative · entry 1

Miller Elizabeth · CIK 0001692172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,417

F1 · kind: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
January 25, 2017 Filed Jan 26, 2017 23:22 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $37.20 $0.00
Disclosure

SEC source: 0000717538-17-000024 · wf-form4_148547293619599.xml · derivative · entry 2

Casaccio Tenee R · CIK 0001594166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-01-25

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018

Read SEC document
January 25, 2017 Filed Jan 26, 2017 23:23 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $37.20 $0.00
Disclosure

SEC source: 0000717538-17-000027 · wf-form4_148547298461506.xml · derivative · entry 2

Kaiser David D · CIK 0001632209 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-01-25

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018

Read SEC document
January 25, 2017 Filed Jan 26, 2017 23:25 UTC
HOY THOMAS LDirector · Chairman
GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $37.20 $0.00
Disclosure

SEC source: 0000717538-17-000037 · wf-form4_148547314662174.xml · derivative · entry 5

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-01-25

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018

Read SEC document
January 25, 2017 Filed Jan 26, 2017 23:25 UTC
DAKE GARY CDirector
GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $37.20 $0.00
Disclosure

SEC source: 0000717538-17-000036 · wf-form4_148547313104506.xml · derivative · entry 2

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-01-25

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018

Read SEC document
January 25, 2017 Filed Jan 26, 2017 23:25 UTC
Murphy Thomas J.Director · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $37.20 $0.00
Disclosure

SEC source: 0000717538-17-000034 · wf-form4_148547309689610.xml · derivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-01-25

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018

Read SEC document
January 25, 2017 Filed Jan 26, 2017 23:25 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $37.20 $0.00
Disclosure

SEC source: 0000717538-17-000035 · wf-form4_148547311637178.xml · derivative · entry 3

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-01-25

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018

Read SEC document
January 25, 2017 Filed Jan 26, 2017 23:24 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $37.20 $0.00
Disclosure

SEC source: 0000717538-17-000033 · wf-form4_148547308150351.xml · derivative · entry 3

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-01-25

F3 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018

Read SEC document
January 25, 2017 Filed Jan 26, 2017 23:24 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $37.20 $0.00
Disclosure

SEC source: 0000717538-17-000032 · wf-form4_148547306538665.xml · derivative · entry 3

MOYNEHAN DAVID L · CIK 0001184669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-01-25

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018

Read SEC document
January 25, 2017 Filed Jan 26, 2017 23:24 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $37.20 $0.00
Disclosure

SEC source: 0000717538-17-000031 · wf-form4_148547304751239.xml · derivative · entry 2

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-01-25

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018

Read SEC document
January 25, 2017 Filed Jan 26, 2017 23:24 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $37.20 $0.00
Disclosure

SEC source: 0000717538-17-000030 · wf-form4_148547303195823.xml · derivative · entry 3

Goodemote Terry R · CIK 0001383832 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-01-25

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018

Read SEC document
January 25, 2017 Filed Jan 26, 2017 23:23 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $37.20 $0.00
Disclosure

SEC source: 0000717538-17-000029 · wf-form4_148547301613644.xml · derivative · entry 2

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-01-25

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018

Read SEC document
January 25, 2017 Filed Jan 26, 2017 23:23 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $37.20 $0.00
Disclosure

SEC source: 0000717538-17-000028 · wf-form4_148547300085223.xml · derivative · entry 2

CARUSONE JOHN J JR · CIK 0001187056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-01-25

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018

Read SEC document
January 25, 2017 Filed Jan 26, 2017 23:22 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $37.20 $0.00
Disclosure

SEC source: 0000717538-17-000025 · wf-form4_148547295238199.xml · derivative · entry 2

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-01-25

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018

Read SEC document
January 25, 2017 Filed Jan 26, 2017 23:23 UTC
Read Colin LDirector
GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $37.20 $0.00
Disclosure

SEC source: 0000717538-17-000026 · wf-form4_148547296832936.xml · derivative · entry 2

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-01-25

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018

Read SEC document
December 21, 2016 Filed Jan 26, 2017 23:24 UTC GiftCommon Stock 40 $0.00 $0.00
Disclosure

SEC source: 0000717538-17-000033 · wf-form4_148547308150351.xml · nonDerivative · entry 1

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,050

F1 · balance_after: The information provided reflects 83 shares acquired under the Company's DRIP since November 30, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
December 13, 2016 Filed Jan 26, 2017 23:25 UTC
Murphy Thomas J.Director · President & CEO
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000717538-17-000034 · wf-form4_148547309689610.xml · nonDerivative · entry 1

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,107

F1 · balance_after: The information provided reflects 1152 shares acquired under the Company's DRIP and 955 shares acquired via a stock dividend since March 07, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
December 12, 2016 Filed Jan 26, 2017 23:25 UTC GiftCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0000717538-17-000035 · wf-form4_148547311637178.xml · nonDerivative · entry 2

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 14,250

Read SEC document
December 07, 2016 Filed Jan 26, 2017 23:25 UTC
DAKE GARY CDirector
GiftCommon Stock 66 $0.00 $0.00
Disclosure

SEC source: 0000717538-17-000036 · wf-form4_148547313104506.xml · nonDerivative · entry 1

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,354

F1 · balance_after: The information provided reflects 433 shares acquired under the Company's DRIP since November 30, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 18:09 UTC PurchaseCommon Stock 2,556 $38.83 $99,257.15
Disclosure

SEC source: 0000717538-16-000386 · wf-form4_148104774486582.xml · nonDerivative · entry 1

Goodemote Terry R · CIK 0001383832 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,786

F1 · balance_after: The information provided reflects 143 shares acquired under the Company's DRIP and 226 shares acquired via stock dividends since May 24, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
December 05, 2016 Filed Jan 26, 2017 23:25 UTC
HOY THOMAS LDirector · Chairman
GiftCommon Stock 1,555 $0.00 $0.00
Disclosure

SEC source: 0000717538-17-000037 · wf-form4_148547314662174.xml · nonDerivative · entry 1

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,459

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:26 UTC
HOY THOMAS LDirector · Chairman
OtherCommon Stock 204 $37.85 $7,721.40
Disclosure

SEC source: 0000717538-16-000381 · wf-form4_148062757693073.xml · nonDerivative · entry 4

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,014

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:26 UTC OtherCommon Stock 204 $37.85 $7,721.40
Disclosure

SEC source: 0000717538-16-000380 · wf-form4_148062755650058.xml · nonDerivative · entry 1

CARUSONE JOHN J JR · CIK 0001187056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,532

F1 · balance_after: The information provided reflects 113 shares acquired under the Company's DRIP since and 213 shares acquired via a stock dividend since May 26, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:25 UTC
Read Colin LDirector
OtherCommon Stock 204 $37.85 $7,721.40
Disclosure

SEC source: 0000717538-16-000378 · wf-form4_148062752293856.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,853

F1 · balance_after: The information provided reflects 209 shares acquired under the Company's DRIP and 191 shares acquired via a stock dividend since May 26, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:25 UTC OtherCommon Stock 204 $37.85 $7,721.40
Disclosure

SEC source: 0000717538-16-000379 · wf-form4_148062753982109.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,270

F1 · balance_after: The information provided reflects 32 shares acquired under the Company's DRIP and 118 shares acquired via a stock dividend since May 26, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:25 UTC OtherCommon Stock 204 $37.85 $7,721.40
Disclosure

SEC source: 0000717538-16-000377 · wf-form4_148062750200880.xml · nonDerivative · entry 1

Casaccio Tenee R · CIK 0001594166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,507

F1 · balance_after: The information provided reflects 306 shares acquired under the Company's DRIP since and 211 shares acquired via a stock dividend since May 26, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:24 UTC OtherCommon Stock 204 $37.85 $7,721.40
Disclosure

SEC source: 0000717538-16-000376 · wf-form4_148062747513580.xml · nonDerivative · entry 1

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,184

F1 · balance_after: The information provided reflects 447 shares acquired under the Company's DRIP and 844 shares acquired via a stock dividend since May 26, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:24 UTC OtherCommon Stock 204 $37.85 $7,721.40
Disclosure

SEC source: 0000717538-16-000374 · wf-form4_148062744166786.xml · nonDerivative · entry 1

MOYNEHAN DAVID L · CIK 0001184669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,016

F1 · balance_after: The information provided reflects 661 shares acquired under the Company's DRIP since and 1129 shares acquired via a stock dividend since May 26, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:24 UTC OtherCommon Stock 204 $37.85 $7,721.40
Disclosure

SEC source: 0000717538-16-000375 · wf-form4_148062745858443.xml · nonDerivative · entry 1

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,007

F1 · balance_after: The information provided reflects 236 shares acquired under the Company's DRIP and 256 shares acquired via a stock dividend since May 26, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:23 UTC OtherCommon Stock 204 $37.85 $7,721.40
Disclosure

SEC source: 0000717538-16-000373 · wf-form4_148062742672849.xml · nonDerivative · entry 1

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:23 UTC
DAKE GARY CDirector
OtherCommon Stock 204 $37.85 $7,721.40
Disclosure

SEC source: 0000717538-16-000372 · wf-form4_148062740723232.xml · nonDerivative · entry 1

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,987

Read SEC document
November 25, 2016 Filed Nov 28, 2016 21:53 UTC
DAKE GARY CDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 262 $0.00 Strike: $24.61 $0.00
Disclosure

SEC source: 0000717538-16-000360 · wf-form4_148036999833749.xml · derivative · entry 7

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789

Underlying: Common Stock · 262 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in four equal installments beginning January 28, 2016.

Read SEC document
November 25, 2016 Filed Nov 28, 2016 21:53 UTC
DAKE GARY CDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 535 $0.00 Strike: $23.33 $0.00
Disclosure

SEC source: 0000717538-16-000360 · wf-form4_148036999833749.xml · derivative · entry 6

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536

Underlying: Common Stock · 535 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal installments beginning January 29, 2015.

Read SEC document
November 25, 2016 Filed Nov 28, 2016 21:53 UTC
DAKE GARY CDirector
Tax withholdingCommon Stock 163 $39.45 $6,430.35
Disclosure

SEC source: 0000717538-16-000360 · wf-form4_148036999833749.xml · nonDerivative · entry 5

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,783

Read SEC document
November 25, 2016 Filed Nov 28, 2016 21:53 UTC
DAKE GARY CDirector
Exercise / conversionCommon Stock 262 $24.61 $6,447.82
Disclosure

SEC source: 0000717538-16-000360 · wf-form4_148036999833749.xml · nonDerivative · entry 4

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2016 Filed Nov 28, 2016 21:53 UTC
DAKE GARY CDirector
Tax withholdingCommon Stock 316 $39.45 $12,466.20
Disclosure

SEC source: 0000717538-16-000360 · wf-form4_148036999833749.xml · nonDerivative · entry 3

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,684

Read SEC document
November 25, 2016 Filed Nov 28, 2016 21:53 UTC
DAKE GARY CDirector
Exercise / conversionCommon Stock 535 $23.33 $12,481.55
Disclosure

SEC source: 0000717538-16-000360 · wf-form4_148036999833749.xml · nonDerivative · entry 2

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 28, 2016 21:53 UTC
DAKE GARY CDirector
GiftCommon Stock 54 $0.00 $0.00
Disclosure

SEC source: 0000717538-16-000360 · wf-form4_148036999833749.xml · nonDerivative · entry 1

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,465

F1 · balance_after: The information provided reflects 1,002 shares acquired under the Company's DRIP and 398 shares acquired via a 3% stock dividend since July 25, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 18, 2016 Filed Dec 1, 2016 21:26 UTC
HOY THOMAS LDirector · Chairman
GiftCommon Stock 432 $0.00 $0.00
Disclosure

SEC source: 0000717538-16-000381 · wf-form4_148062757693073.xml · nonDerivative · entry 3

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,810

F1 · balance_after: The information provided reflects 5015 shares acquired via a stock dividend since June 06, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 18:51 UTC SaleCommon Stock 6,279 $37.71 $236,810.60
Disclosure

SEC source: 0000717538-16-000358 · wf-form4_147940870022720.xml · nonDerivative · entry 1

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:35 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 262 $0.00 Strike: $24.61 $0.00
Disclosure

SEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · derivative · entry 17

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789

Underlying: Common Stock · 262 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option vests in four equal installments beginning January 28, 2016.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:35 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 535 $0.00 Strike: $23.33 $0.00
Disclosure

SEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · derivative · entry 16

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536

Underlying: Common Stock · 535 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option vests in four equal installments beginning January 29, 2015.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:35 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 819 $0.00 Strike: $22.21 $0.00
Disclosure

SEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · derivative · entry 15

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274

Underlying: Common Stock · 819 shares

Expires 2023-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vests in four equal installments beginning January 31, 2014.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:35 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,114 $0.00 Strike: $22.80 $0.00
Disclosure

SEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · derivative · entry 14

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,114 shares

Expires 2022-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests in four equal installments beginning January 25, 2013.

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November 15, 2016 Filed Nov 16, 2016 21:35 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,148 $0.00 Strike: $22.18 $0.00
Disclosure

SEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · derivative · entry 13

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,148 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests in four equal installments beginning January 26, 2012.

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November 15, 2016 Filed Nov 16, 2016 21:35 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,183 $0.00 Strike: $20.78 $0.00
Disclosure

SEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · derivative · entry 12

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,183 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in four equal installments beginning January 27, 2011.

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November 15, 2016 Filed Nov 16, 2016 21:35 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,218 $0.00 Strike: $18.54 $0.00
Disclosure

SEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · derivative · entry 11

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,218 shares

Expires 2019-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in four equal installments beginning January 21, 2010.

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November 15, 2016 Filed Nov 16, 2016 21:35 UTC Exercise / conversionCommon Stock 262 $24.61 $6,447.82
Disclosure

SEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · nonDerivative · entry 7

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2016 Filed Nov 16, 2016 21:35 UTC Exercise / conversionCommon Stock 535 $23.33 $12,481.55
Disclosure

SEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · nonDerivative · entry 6

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.