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Nasdaq · USD

AROW

ARROW FINANCIAL CORP

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Tapewire entity
5233
SEC CIK
0000717538
Parsed reports
685

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 14, 2018 Filed Sep 14, 2018 22:55 UTC Tax withholdingCommon Stock 500 $38.80 $19,400.00
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · nonDerivative · entry 10

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,524

Read SEC document
September 14, 2018 Filed Sep 14, 2018 22:55 UTC Exercise / conversionCommon Stock 812 $23.89 $19,398.68
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · nonDerivative · entry 9

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2018 Filed Sep 14, 2018 22:55 UTC Tax withholdingCommon Stock 644 $38.80 $24,987.20
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · nonDerivative · entry 8

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,212

Read SEC document
September 14, 2018 Filed Sep 14, 2018 22:55 UTC Exercise / conversionCommon Stock 1,103 $22.65 $24,982.95
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · nonDerivative · entry 7

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2018 Filed Sep 14, 2018 22:55 UTC Tax withholdingCommon Stock 626 $38.80 $24,288.80
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · nonDerivative · entry 6

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,753

Read SEC document
September 14, 2018 Filed Sep 14, 2018 22:55 UTC Exercise / conversionCommon Stock 1,126 $21.56 $24,276.56
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · nonDerivative · entry 5

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2018 Filed Sep 14, 2018 22:55 UTC Tax withholdingCommon Stock 654 $38.80 $25,375.20
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · nonDerivative · entry 4

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,253

Read SEC document
September 14, 2018 Filed Sep 14, 2018 22:55 UTC Exercise / conversionCommon Stock 1,147 $22.14 $25,394.58
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · nonDerivative · entry 3

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2018 Filed Sep 14, 2018 22:55 UTC Tax withholdingCommon Stock 629 $38.80 $24,405.20
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · nonDerivative · entry 2

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,760

Read SEC document
September 14, 2018 Filed Sep 14, 2018 22:55 UTC Exercise / conversionCommon Stock 1,133 $21.53 $24,393.49
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · nonDerivative · entry 1

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 230 shares acquired under the Company's DRIP since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
September 14, 2018 Filed Sep 14, 2018 15:02 UTC SaleCommon Stock 500 $38.55 $19,275.00
Disclosure

SEC source: 0000717538-18-000164 · wf-form4_153693733970306.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,531

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 18:14 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,189 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0000717538-18-000162 · wf-form4_153686248117431.xml · derivative · entry 3

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,189 shares

Expires 2019-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in four equal installments beginning January 21, 2010.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 18:14 UTC Exercise / conversionCommon Stock 1,189 $18.00 $21,402.00
Disclosure

SEC source: 0000717538-18-000162 · wf-form4_153686248117431.xml · nonDerivative · entry 1

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 129 shares acquired under the Company's DRIP since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
August 29, 2018 Filed Aug 30, 2018 15:40 UTC SaleCommon Stock 963 $38.99 $37,547.37
Disclosure

SEC source: 0000717538-18-000160 · wf-form4_153564361543020.xml · nonDerivative · entry 1

Kaiser David D · CIK 0001632209 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,079

F1 · balance_after: The information provided reflects 57 shares acquired under the Company's DRIP.

Read SEC document
August 15, 2018 Filed Aug 15, 2018 16:38 UTC SaleCommon Stock 500 $39.85 $19,925.00
Disclosure

SEC source: 0000717538-18-000155 · wf-form4_153435111403339.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,031

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 13:55 UTC SaleCommon Stock 1,000 $38.89 $38,890.00
Disclosure

SEC source: 0000717538-18-000150 · wf-form4_153304530204623.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,531

Read SEC document
July 26, 2018 Filed Jul 27, 2018 18:08 UTC
DAKE GARY CDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 552 $0.00 Strike: $22.65 $0.00
Disclosure

SEC source: 0000717538-18-000146 · wf-form4_153271490968501.xml · derivative · entry 6

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 552 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in four equal installments beginning January 29, 2015

Read SEC document
July 26, 2018 Filed Jul 27, 2018 18:08 UTC
DAKE GARY CDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 282 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0000717538-18-000146 · wf-form4_153271490968501.xml · derivative · entry 5

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 282 shares

Expires 2023-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal installments beginning January 31, 2014

Read SEC document
July 26, 2018 Filed Jul 27, 2018 18:08 UTC
DAKE GARY CDirector
Tax withholdingCommon Stock 317 $39.40 $12,489.80
Disclosure

SEC source: 0000717538-18-000146 · wf-form4_153271490968501.xml · nonDerivative · entry 4

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,485

Read SEC document
July 26, 2018 Filed Jul 27, 2018 18:08 UTC
DAKE GARY CDirector
Exercise / conversionCommon Stock 552 $22.65 $12,502.80
Disclosure

SEC source: 0000717538-18-000146 · wf-form4_153271490968501.xml · nonDerivative · entry 3

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 27, 2018 18:08 UTC
DAKE GARY CDirector
Tax withholdingCommon Stock 154 $39.40 $6,067.60
Disclosure

SEC source: 0000717538-18-000146 · wf-form4_153271490968501.xml · nonDerivative · entry 2

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,250

Read SEC document
July 26, 2018 Filed Jul 27, 2018 18:08 UTC
DAKE GARY CDirector
Exercise / conversionCommon Stock 282 $21.56 $6,079.92
Disclosure

SEC source: 0000717538-18-000146 · wf-form4_153271490968501.xml · nonDerivative · entry 1

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 586 shares acquired under the Company's DRIP since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
July 20, 2018 Filed Nov 30, 2018 21:33 UTC GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0000717538-18-000207 · wf-form4_154361361324872.xml · nonDerivative · entry 3

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 13,000

Read SEC document
July 16, 2018 Filed Jul 16, 2018 15:15 UTC SaleCommon Stock 500 $37.50 $18,750.00
Disclosure

SEC source: 0000717538-18-000136 · wf-form4_153175409226096.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,531

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 17:21 UTC SaleCommon Stock 500 $35.85 $17,925.00
Disclosure

SEC source: 0000717538-18-000134 · wf-form4_152934249274018.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,031

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 07, 2018 Filed Nov 30, 2018 21:33 UTC GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0000717538-18-000207 · wf-form4_154361361324872.xml · nonDerivative · entry 2

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 13,100

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:45 UTC
Murphy Thomas J.Director · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,653 $0.00 Strike: $24.37 $0.00
Disclosure

SEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · derivative · entry 9

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202

Underlying: Common Stock · 2,653 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in four equal annual installments beginning January 27, 2017

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:45 UTC
Murphy Thomas J.Director · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,705 $0.00 Strike: $23.89 $0.00
Disclosure

SEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · derivative · entry 8

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,705

Underlying: Common Stock · 2,705 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in four equal annual installments beginning January 28, 2016

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:45 UTC
Murphy Thomas J.Director · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,759 $0.00 Strike: $22.65 $0.00
Disclosure

SEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · derivative · entry 7

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,759 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in four equal annual installments beginning January 29, 2015

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:45 UTC
Murphy Thomas J.Director · President & CEO
Tax withholdingCommon Stock 2,062 $37.70 $77,737.40
Disclosure

SEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · nonDerivative · entry 6

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,563

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:45 UTC
Murphy Thomas J.Director · President & CEO
Exercise / conversionCommon Stock 2,653 $24.37 $64,653.61
Disclosure

SEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · nonDerivative · entry 5

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:45 UTC
Murphy Thomas J.Director · President & CEO
Tax withholdingCommon Stock 2,080 $37.70 $78,416.00
Disclosure

SEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · nonDerivative · entry 4

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,972

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:45 UTC
Murphy Thomas J.Director · President & CEO
Exercise / conversionCommon Stock 2,705 $23.89 $64,622.45
Disclosure

SEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · nonDerivative · entry 3

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:45 UTC
Murphy Thomas J.Director · President & CEO
Tax withholdingCommon Stock 2,065 $37.70 $77,850.50
Disclosure

SEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · nonDerivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,347

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:45 UTC
Murphy Thomas J.Director · President & CEO
Exercise / conversionCommon Stock 2,759 $22.65 $62,491.35
Disclosure

SEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · nonDerivative · entry 1

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 387 shares acquired under the Company's DRIP and 486 shares related to the 2017 ESOP allocation acquired since January 31, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
June 01, 2018 Filed Nov 30, 2018 21:33 UTC
HOY THOMAS LDirector · Chairman
GiftCommon Stock 761 $0.00 $0.00
Disclosure

SEC source: 0000717538-18-000206 · wf-form4_154361358517415.xml · nonDerivative · entry 1

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,215

Read SEC document
May 30, 2018 Filed May 31, 2018 19:39 UTC
Read Colin LDirector
OtherCommon Stock 204 $37.95 $7,741.80
Disclosure

SEC source: 0000717538-18-000128 · wf-form4_152779553762946.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,823

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 10 shares acquired under the Company's DRIP since January 31, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 30, 2018 Filed May 31, 2018 19:38 UTC
Behan MarkDirector
OtherCommon Stock 204 $37.95 $7,741.80
Disclosure

SEC source: 0000717538-18-000127 · wf-form4_152779551621317.xml · nonDerivative · entry 1

Behan Mark · CIK 0001692175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 11 shares acquired under the Company's DRIP which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 30, 2018 Filed May 31, 2018 19:38 UTC OtherCommon Stock 204 $37.95 $7,741.80
Disclosure

SEC source: 0000717538-18-000126 · wf-form4_152779549710826.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,531

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
May 30, 2018 Filed May 31, 2018 19:38 UTC
DAKE GARY CDirector
OtherCommon Stock 204 $37.95 $7,741.80
Disclosure

SEC source: 0000717538-18-000125 · wf-form4_152779542928178.xml · nonDerivative · entry 1

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,536

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 406 shares acquired under the Company's DRIP since January 31, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 30, 2018 Filed May 31, 2018 19:37 UTC OtherCommon Stock 204 $37.95 $7,741.80
Disclosure

SEC source: 0000717538-18-000124 · wf-form4_152779540889644.xml · nonDerivative · entry 1

Miller Elizabeth · CIK 0001692172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,092

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 60 shares acquired under the Company's DRIP which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 30, 2018 Filed May 31, 2018 19:36 UTC OtherCommon Stock 204 $37.95 $7,741.80
Disclosure

SEC source: 0000717538-18-000123 · wf-form4_152779538918596.xml · nonDerivative · entry 1

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,576

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 136 shares acquired under the Company's DRIP since January 31, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 30, 2018 Filed May 31, 2018 19:36 UTC
HOY THOMAS LDirector · Chairman
OtherCommon Stock 204 $37.95 $7,741.80
Disclosure

SEC source: 0000717538-18-000122 · wf-form4_152779537131876.xml · nonDerivative · entry 1

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,976

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
May 30, 2018 Filed May 31, 2018 19:36 UTC OtherCommon Stock 204 $37.95 $7,741.80
Disclosure

SEC source: 0000717538-18-000121 · wf-form4_152779530753644.xml · nonDerivative · entry 1

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,026

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 236 shares acquired under the Company's DRIP since January 31, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 30, 2018 Filed May 31, 2018 19:35 UTC OtherCommon Stock 204 $37.95 $7,741.80
Disclosure

SEC source: 0000717538-18-000120 · wf-form4_152779528966196.xml · nonDerivative · entry 1

Casaccio Tenee R · CIK 0001594166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,295

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 185 shares acquired under the Company's DRIP since January 31, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

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May 30, 2018 Filed May 31, 2018 19:34 UTC OtherCommon Stock 204 $37.95 $7,741.80
Disclosure

SEC source: 0000717538-18-000119 · wf-form4_152779527010362.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,177

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 21 shares acquired under the Company's DRIP since January 31, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

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May 30, 2018 Filed May 31, 2018 19:34 UTC OtherCommon Stock 204 $37.95 $7,741.80
Disclosure

SEC source: 0000717538-18-000118 · wf-form4_152779525175827.xml · nonDerivative · entry 1

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,648

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 10 shares acquired under the Company's DRIP since January 31, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

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May 23, 2018 Filed May 24, 2018 13:14 UTC SaleCommon Stock 4,019 $37.52 $150,792.88
Disclosure

SEC source: 0000717538-18-000106 · wf-form4_152716763130995.xml · nonDerivative · entry 1

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,185

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May 22, 2018 Filed May 22, 2018 22:00 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,019 $0.00 Strike: $22.14 $0.00
Disclosure

SEC source: 0000717538-18-000104 · wf-form4_152702639176020.xml · derivative · entry 2

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,019 shares

Expires 2022-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in four equal annual installments beginning January 25, 2013

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May 22, 2018 Filed May 22, 2018 22:00 UTC Exercise / conversionCommon Stock 4,019 $22.14 $88,980.66
Disclosure

SEC source: 0000717538-18-000104 · wf-form4_152702639176020.xml · nonDerivative · entry 1

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 32 shares acquired under the Company's DRIP and 1,683 shares related to the 2017 ESOP allocation.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.