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Nasdaq · USD

AROW

ARROW FINANCIAL CORP

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Tapewire entity
5233
SEC CIK
0000717538
Parsed reports
685

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 25, 2019 Filed Oct 28, 2019 15:34 UTC Exercise / conversionCommon Stock 844 $22.97 $19,386.68
Disclosure

SEC source: 0000717538-19-000212 · wf-form4_157227686499126.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 59 shares acquired under the Company's DRIP and 180 shares acquired via a stock dividend since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
October 15, 2019 Filed Oct 15, 2019 20:07 UTC SaleCommon Stock 300 $32.60 $9,780.00
Disclosure

SEC source: 0000717538-19-000204 · wf-form4_157117004028800.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,498

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: The information provided reflects 1333 shares acquired via a stock dividend since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

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October 15, 2019 Filed Oct 16, 2019 17:59 UTC
DAKE GARY CDirector
SaleCommon Stock 3,500 $32.22 $112,770.00
Disclosure

SEC source: 0000717538-19-000206 · wf-form4_157124876673602.xml · nonDerivative · entry 1

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,383

F1 · shares: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on August 1, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: The information provided reflects 235 shares acquired under the Company's DRIP and 1131 shares acquired via a stock dividend since September 09, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
October 15, 2019 Filed Dec 2, 2019 22:20 UTC GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0000717538-19-000257 · wf-form4_157532523156625.xml · nonDerivative · entry 5

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 11,489

F3 · balance_after: The information provided reflects 339 shares acquired via a stock dividend since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
September 09, 2019 Filed Sep 9, 2019 15:27 UTC
DAKE GARY CDirector
SaleCommon Stock 3,500 $32.01 $112,035.00
Disclosure

SEC source: 0000717538-19-000201 · wf-form4_156804280640430.xml · nonDerivative · entry 1

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,517

F1 · balance_after: The information provided reflects 16 shares acquired under the Company's DRIP since August 12, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
September 05, 2019 Filed Sep 5, 2019 17:37 UTC SaleCommon Stock 990 $32.50 $32,175.00
Disclosure

SEC source: 0000717538-19-000199 · wf-form4_156770504348341.xml · nonDerivative · entry 1

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,219

Read SEC document
September 03, 2019 Filed Sep 4, 2019 15:31 UTC
Murphy Thomas J.Director · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,732 $0.00 Strike: $23.66 $0.00
Disclosure

SEC source: 0000717538-19-000197 · wf-form4_156761107063459.xml · derivative · entry 6

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,732 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in four equal annual installments beginning January 27, 2017.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 15:31 UTC
Murphy Thomas J.Director · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,786 $0.00 Strike: $23.19 $0.00
Disclosure

SEC source: 0000717538-19-000197 · wf-form4_156761107063459.xml · derivative · entry 5

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,786 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in four equal annual installments beginning January 28, 2016.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 15:31 UTC
Murphy Thomas J.Director · President & CEO
Tax withholdingCommon Stock 2,290 $31.82 $72,867.80
Disclosure

SEC source: 0000717538-19-000197 · wf-form4_156761107063459.xml · nonDerivative · entry 4

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,036

Read SEC document
September 03, 2019 Filed Sep 4, 2019 15:31 UTC
Murphy Thomas J.Director · President & CEO
Exercise / conversionCommon Stock 2,732 $23.66 $64,639.12
Disclosure

SEC source: 0000717538-19-000197 · wf-form4_156761107063459.xml · nonDerivative · entry 3

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 15:31 UTC
Murphy Thomas J.Director · President & CEO
Tax withholdingCommon Stock 2,309 $31.82 $73,472.38
Disclosure

SEC source: 0000717538-19-000197 · wf-form4_156761107063459.xml · nonDerivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,594

Read SEC document
September 03, 2019 Filed Sep 4, 2019 15:31 UTC
Murphy Thomas J.Director · President & CEO
Exercise / conversionCommon Stock 2,786 $23.19 $64,607.34
Disclosure

SEC source: 0000717538-19-000197 · wf-form4_156761107063459.xml · nonDerivative · entry 1

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 799 shares acquired under the Company's DRIP since January 30, 2019 which were not required to be reported on a Form 4 and 3,646 shares related to the 2018 ESOP allocation. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
September 03, 2019 Filed Mar 19, 2020 17:10 UTC Amendment
Murphy Thomas J.Director · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,732 $0.00 Strike: $23.66 $0.00
Disclosure

SEC source: 0000717538-20-000065 · wf-form4a_158463781367545.xml · derivative · entry 6

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,732 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in four equal annual installments beginning January 27, 2017.

Read SEC document
September 03, 2019 Filed Mar 19, 2020 17:10 UTC Amendment
Murphy Thomas J.Director · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,786 $0.00 Strike: $23.19 $0.00
Disclosure

SEC source: 0000717538-20-000065 · wf-form4a_158463781367545.xml · derivative · entry 5

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,786 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in four equal annual installments beginning January 28, 2016.

Read SEC document
September 03, 2019 Filed Mar 19, 2020 17:10 UTC Amendment
Murphy Thomas J.Director · President & CEO
Tax withholdingCommon Stock 2,290 $31.82 $72,867.80
Disclosure

SEC source: 0000717538-20-000065 · wf-form4a_158463781367545.xml · nonDerivative · entry 4

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,036

F2 · balance_after: This amendment is being file to correct an overstatement of 3,000 shares in Mr. Murphy's ESOP account.

Read SEC document
September 03, 2019 Filed Mar 19, 2020 17:10 UTC Amendment
Murphy Thomas J.Director · President & CEO
Exercise / conversionCommon Stock 2,732 $23.66 $64,639.12
Disclosure

SEC source: 0000717538-20-000065 · wf-form4a_158463781367545.xml · nonDerivative · entry 3

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2019 Filed Mar 19, 2020 17:10 UTC Amendment
Murphy Thomas J.Director · President & CEO
Tax withholdingCommon Stock 2,309 $31.82 $73,472.38
Disclosure

SEC source: 0000717538-20-000065 · wf-form4a_158463781367545.xml · nonDerivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,594

Read SEC document
September 03, 2019 Filed Mar 19, 2020 17:10 UTC Amendment
Murphy Thomas J.Director · President & CEO
Exercise / conversionCommon Stock 2,786 $23.19 $64,607.34
Disclosure

SEC source: 0000717538-20-000065 · wf-form4a_158463781367545.xml · nonDerivative · entry 1

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 799 shares acquired under the Company's DRIP since January 30, 2019 which were not required to be reported on a Form 4 and 646 shares related to the 2018 ESOP allocation. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
August 30, 2019 Filed Aug 30, 2019 20:38 UTC SaleCommon Stock 2,803 $32.50 $91,097.50
Disclosure

SEC source: 0000717538-19-000195 · wf-form4_156719750093669.xml · nonDerivative · entry 1

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,209

Read SEC document
August 29, 2019 Filed Aug 29, 2019 21:31 UTC SaleCommon Stock 100 $32.50 $3,250.00
Disclosure

SEC source: 0000717538-19-000193 · wf-form4_156711429868847.xml · nonDerivative · entry 1

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,012

Read SEC document
August 22, 2019 Filed Aug 29, 2019 21:27 UTC GiftCommon Stock 4,020 $0.00 $0.00
Disclosure

SEC source: 0000717538-19-000192 · wf-form4_156711405038418.xml · nonDerivative · entry 3

Kaiser David D · CIK 0001632209 · SVP

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by the revocable Kaiser Family Trust

Disclosed balance after: 4,020

F3 · shares: On August 22, 2019, 4,020 shares were gifted by the reporting person to the revocable Kaiser Family Trust.

Read SEC document
August 22, 2019 Filed Aug 29, 2019 21:27 UTC GiftCommon Stock 4,020 $0.00 $0.00
Disclosure

SEC source: 0000717538-19-000192 · wf-form4_156711405038418.xml · nonDerivative · entry 2

Kaiser David D · CIK 0001632209 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,950

F1 · shares: On August 22, 2019, 4,020 shares were gifted by the reporting person to the revocable Kaiser Family Trust.

F2 · balance_after: The information provided reflects an increase of 694 shares related to the 2018 ESOP allocation and 115 shares acquired under the Company's DRIP which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
August 21, 2019 Filed Aug 21, 2019 21:41 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,255 $0.00 Strike: $19.58 $0.00
Disclosure

SEC source: 0000717538-19-000184 · wf-form4_156642365149212.xml · derivative · entry 2

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,255 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 27,2011.

Read SEC document
August 21, 2019 Filed Aug 21, 2019 21:41 UTC Exercise / conversionCommon Stock 1,255 $19.58 $24,572.90
Disclosure

SEC source: 0000717538-19-000184 · wf-form4_156642365149212.xml · nonDerivative · entry 1

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 150 shares acquired under the Company's DRIP since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
August 12, 2019 Filed Aug 12, 2019 16:41 UTC
DAKE GARY CDirector
SaleCommon Stock 3,500 $32.38 $113,333.85
Disclosure

SEC source: 0000717538-19-000182 · wf-form4_156562806508497.xml · nonDerivative · entry 1

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,001

F1 · balance_after: The information provided reflects 753 shares acquired under the Company's DRIP since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
August 08, 2019 Filed Aug 8, 2019 21:00 UTC SaleCommon Stock 1,792 $33.00 $59,136.00
Disclosure

SEC source: 0000717538-19-000180 · wf-form4_156529799532426.xml · nonDerivative · entry 1

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,112

F1 · balance_after: The information provided reflects 8 shares acquired under the Company's DRIP which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 14:56 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,685 $0.00 Strike: $21.99 $0.00
Disclosure

SEC source: 0000717538-19-000174 · wf-form4_156475779996414.xml · derivative · entry 2

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,685 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal annual installments beginning January 29, 2015

Read SEC document
August 01, 2019 Filed Aug 2, 2019 14:56 UTC Exercise / conversionCommon Stock 5,685 $21.99 $125,013.15
Disclosure

SEC source: 0000717538-19-000174 · wf-form4_156475779996414.xml · nonDerivative · entry 1

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 50 shares acquired under the Company's DRIP and 1,911 shares related to the 2018 ESOP allocation. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
July 25, 2019 Filed Dec 2, 2019 22:20 UTC GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0000717538-19-000257 · wf-form4_157532523156625.xml · nonDerivative · entry 4

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 11,300

Read SEC document
July 08, 2019 Filed Dec 2, 2019 22:20 UTC GiftCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0000717538-19-000257 · wf-form4_157532523156625.xml · nonDerivative · entry 3

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 11,600

Read SEC document
June 10, 2019 Filed Dec 2, 2019 22:20 UTC GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0000717538-19-000257 · wf-form4_157532523156625.xml · nonDerivative · entry 2

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 11,850

Read SEC document
June 03, 2019 Filed Jul 3, 2019 18:00 UTC
Read Colin LDirector
SaleCommon Stock 219 $32.20 $7,052.24
Disclosure

SEC source: 0000717538-19-000163 · wf-form4_156217679930082.xml · nonDerivative · entry 2

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,275

F1 · balance_after: The information provided reflects 12 shares acquired under the Company's DRIP since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 31, 2019 Filed Jul 3, 2019 18:00 UTC
Read Colin LDirector
SaleCommon Stock 138 $32.10 $4,429.80
Disclosure

SEC source: 0000717538-19-000163 · wf-form4_156217679930082.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,482

Read SEC document
May 30, 2019 Filed May 31, 2019 17:51 UTC OtherCommon Stock 292 $32.49 $9,487.08
Disclosure

SEC source: 0000717538-19-000154 · wf-form4_155932505830888.xml · nonDerivative · entry 1

Miller Elizabeth · CIK 0001692172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,543

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 145 shares acquired under the Company's DRIP since January 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 30, 2019 Filed May 31, 2019 17:52 UTC OtherCommon Stock 292 $32.49 $9,487.08
Disclosure

SEC source: 0000717538-19-000157 · wf-form4_155932515298297.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,941

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 26 shares acquired under the Company's DRIP since January 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 30, 2019 Filed May 31, 2019 17:52 UTC OtherCommon Stock 292 $32.49 $9,487.08
Disclosure

SEC source: 0000717538-19-000156 · wf-form4_155932512023901.xml · nonDerivative · entry 1

Casaccio Tenee R · CIK 0001594166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,722

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 200 shares acquired under the Company's DRIP since January 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 30, 2019 Filed May 31, 2019 17:51 UTC OtherCommon Stock 277 $32.49 $8,999.73
Disclosure

SEC source: 0000717538-19-000155 · wf-form4_155932509192090.xml · nonDerivative · entry 1

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,116

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 283 shares acquired under the Company's DRIP since January 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 30, 2019 Filed May 31, 2019 17:50 UTC OtherCommon Stock 292 $32.49 $9,487.08
Disclosure

SEC source: 0000717538-19-000153 · wf-form4_155932502837584.xml · nonDerivative · entry 1

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,156

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 128 shares acquired under the Company's DRIP since March 1, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 30, 2019 Filed May 31, 2019 17:50 UTC
Behan MarkDirector
OtherCommon Stock 292 $32.49 $9,487.08
Disclosure

SEC source: 0000717538-19-000152 · wf-form4_155932499934849.xml · nonDerivative · entry 1

Behan Mark · CIK 0001692175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,461

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 15 shares acquired under the Company's DRIP since January 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 30, 2019 Filed May 31, 2019 17:49 UTC
Read Colin LDirector
OtherCommon Stock 292 $32.49 $9,487.08
Disclosure

SEC source: 0000717538-19-000151 · wf-form4_155932497080315.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,620

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 17 shares acquired under the Company's DRIP since January 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 30, 2019 Filed May 31, 2019 17:49 UTC OtherCommon Stock 292 $32.49 $9,487.08
Disclosure

SEC source: 0000717538-19-000150 · wf-form4_155932494065845.xml · nonDerivative · entry 1

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,262

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 14 shares acquired under the Company's DRIP since January 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

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May 30, 2019 Filed May 31, 2019 17:48 UTC
DAKE GARY CDirector
OtherCommon Stock 277 $32.49 $8,999.73
Disclosure

SEC source: 0000717538-19-000149 · wf-form4_155932491231118.xml · nonDerivative · entry 1

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,748

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 435 shares acquired under the Company's DRIP since January 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

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May 30, 2019 Filed May 31, 2019 17:48 UTC
HOY THOMAS LDirector · Chairman
OtherCommon Stock 292 $32.49 $9,487.08
Disclosure

SEC source: 0000717538-19-000148 · wf-form4_155932488313422.xml · nonDerivative · entry 1

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,501

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

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May 30, 2019 Filed May 31, 2019 17:47 UTC OtherCommon Stock 277 $32.49 $8,999.73
Disclosure

SEC source: 0000717538-19-000147 · wf-form4_155932485287120.xml · nonDerivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,465

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

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May 08, 2019 Filed May 9, 2019 16:55 UTC
HOY THOMAS LDirector · Chairman
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 15,228 $20.90 Strike: $20.90 $318,265.20
Disclosure

SEC source: 0000717538-19-000127 · wf-form4_155742088920927.xml · derivative · entry 6

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,228 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested in four equal installments starting January 26,2012

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May 08, 2019 Filed May 9, 2019 16:55 UTC
HOY THOMAS LDirector · Chairman
Tax withholdingCommon Stock 11,570 $33.48 $387,363.60
Disclosure

SEC source: 0000717538-19-000127 · wf-form4_155742088920927.xml · nonDerivative · entry 3

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,209

Read SEC document
May 08, 2019 Filed May 9, 2019 16:55 UTC
HOY THOMAS LDirector · Chairman
Exercise / conversionCommon Stock 15,228 $20.90 $318,265.20
Disclosure

SEC source: 0000717538-19-000127 · wf-form4_155742088920927.xml · nonDerivative · entry 2

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2019 Filed Aug 29, 2019 21:27 UTC GiftCommon Stock 215 $0.00 $0.00
Disclosure

SEC source: 0000717538-19-000192 · wf-form4_156711405038418.xml · nonDerivative · entry 1

Kaiser David D · CIK 0001632209 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,161

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March 01, 2019 Filed Mar 15, 2019 19:13 UTC SaleCommon Stock 713 $35.14 $25,054.82
Disclosure

SEC source: 0000717538-19-000091 · wf-form4_155267720686011.xml · nonDerivative · entry 2

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Executor of Spouse's Estate (in DRIP)

Disclosed balance after: 0

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February 28, 2019 Filed May 31, 2019 17:47 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000717538-19-000147 · wf-form4_155932485287120.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,188

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.