APAM

SEC source: 0001127602-21-008436 · form4.xml · derivative · entry 1

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,211

Underlying: Class A Common Stock, par value $0.01 per share · 28,211 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and represents a contingent right to receive one share of Class A common stock, par value $0.01 per share.

F1 · price: Each performance share unit was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and represents a contingent right to receive one share of Class A common stock, par value $0.01 per share.

F2 · derivative.exercise_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a three-year performance period.

F2 · derivative.expiration_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a three-year performance period.

SEC source: 0001127602-21-006242 · form4.xml · nonDerivative · entry 1

Kwei Eileen Lee · CIK 0001839962 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,087

SEC source: 0001127602-21-006264 · form4.xml · nonDerivative · entry 1

GOTTLIEB JASON A · CIK 0001695089 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,804

SEC source: 0001127602-21-006228 · form4.xml · nonDerivative · entry 1

Krein Christopher J · CIK 0001794946 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,526

SEC source: 0001127602-21-002723 · form4.xml · nonDerivative · entry 1

ZIEGLER ANDREW A · CIK 0001086157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,433

SEC source: 0001127602-21-002726 · form4.xml · nonDerivative · entry 1

JOERRES JEFFREY A · CIK 0001182537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,898

SEC source: 0001127602-21-002733 · form4.xml · nonDerivative · entry 1

DIMARCO STEPHANIE · CIK 0001195460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,414

SEC source: 0001127602-21-002735 · form4.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,148

SEC source: 0001127602-21-002730 · form4.xml · nonDerivative · entry 1

BARBETTA JENNIFER · CIK 0001358479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,345

SEC source: 0001127602-21-002750 · form4.xml · nonDerivative · entry 1

Barger Matthew R · CIK 0001390196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,109

SEC source: 0001127602-20-028005 · form4.xml · nonDerivative · entry 1

GOTTLIEB JASON A · CIK 0001695089 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,828

F1 · price: The price reported in column 4 is a weighted average. These shares were sold in multiple transactions ranging from $41.51 to $41.595, inclusive. The Reporting Person undertakes to provide Artisan Partners Asset Management Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001127602-20-011054 · form4.xml · nonDerivative · entry 9

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By profit sharing plan

Disclosed balance after: 50,000

F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.975 to $22.20, inclusive. The reporting person undertakes to provide Artisan Partners Asset Management Inc., any security holder of Artisan Partners Asset Management Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The securities are held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

SEC source: 0001127602-20-011054 · form4.xml · nonDerivative · entry 8

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By profit sharing plan

Disclosed balance after: 41,925

F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.97 to $21.97, inclusive. The reporting person undertakes to provide Artisan Partners Asset Management Inc., any security holder of Artisan Partners Asset Management Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The securities are held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

SEC source: 0001127602-20-011054 · form4.xml · nonDerivative · entry 7

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By profit sharing plan

Disclosed balance after: 28,828

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.95 to $20.95, inclusive. The reporting person undertakes to provide Artisan Partners Asset Management Inc., any security holder of Artisan Partners Asset Management Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The securities are held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

SEC source: 0001127602-20-011054 · form4.xml · nonDerivative · entry 6

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 50,000

F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.975 to $22.20, inclusive. The reporting person undertakes to provide Artisan Partners Asset Management Inc., any security holder of Artisan Partners Asset Management Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The securities are held by a limited partnership of which the reporting person is a trustee of a trust that is the general partner. The reporting person disclaims beneficial ownership in these securities except as to the reporting person's pecuniary interest therein.

SEC source: 0001127602-20-011054 · form4.xml · nonDerivative · entry 5

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 41,924

F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.97 to $21.97, inclusive. The reporting person undertakes to provide Artisan Partners Asset Management Inc., any security holder of Artisan Partners Asset Management Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The securities are held by a limited partnership of which the reporting person is a trustee of a trust that is the general partner. The reporting person disclaims beneficial ownership in these securities except as to the reporting person's pecuniary interest therein.

SEC source: 0001127602-20-011054 · form4.xml · nonDerivative · entry 4

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By limited partnership

Disclosed balance after: 28,828

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.95 to $20.95, inclusive. The reporting person undertakes to provide Artisan Partners Asset Management Inc., any security holder of Artisan Partners Asset Management Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The securities are held by a limited partnership of which the reporting person is a trustee of a trust that is the general partner. The reporting person disclaims beneficial ownership in these securities except as to the reporting person's pecuniary interest therein.

SEC source: 0001127602-20-011054 · form4.xml · nonDerivative · entry 3

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,803

F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.975 to $22.20, inclusive. The reporting person undertakes to provide Artisan Partners Asset Management Inc., any security holder of Artisan Partners Asset Management Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F4 · ownership.direct: The reporting person shares pecuniary interest in 32,803 shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these 32,803 shares except as to the reporting person's pecuniary interest therein.

SEC source: 0001127602-20-011054 · form4.xml · nonDerivative · entry 2

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,728

F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.97 to $21.97, inclusive. The reporting person undertakes to provide Artisan Partners Asset Management Inc., any security holder of Artisan Partners Asset Management Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001127602-20-011054 · form4.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,631

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.95 to $20.95, inclusive. The reporting person undertakes to provide Artisan Partners Asset Management Inc., any security holder of Artisan Partners Asset Management Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001127602-20-007209 · form4.xml · derivative · entry 2

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,050

Underlying: Class A Common Stock, par value $0.01 per share · 37,729 shares

Expires not disclosed

F2 · derivative.exercise_price: On February 24, 2020, pursuant to the Partnership Unit Purchase Agreement dated February 11, 2020 by and between the Company and Mr. Daley, the Company purchased 37,729 Class B Common Units from Mr. Daley for $34.96 per unit and Mr. Daley delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F2 · kind: On February 24, 2020, pursuant to the Partnership Unit Purchase Agreement dated February 11, 2020 by and between the Company and Mr. Daley, the Company purchased 37,729 Class B Common Units from Mr. Daley for $34.96 per unit and Mr. Daley delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F2 · shares: On February 24, 2020, pursuant to the Partnership Unit Purchase Agreement dated February 11, 2020 by and between the Company and Mr. Daley, the Company purchased 37,729 Class B Common Units from Mr. Daley for $34.96 per unit and Mr. Daley delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F3 · shares: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), dated March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

F3 · derivative.exercise_date: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), dated March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

F3 · derivative.expiration_date: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), dated March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

SEC source: 0001127602-20-007209 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,050

F1 · security: In connection with the Company's initial public offering and related reorganization transactions, on March 12, 2013, each holder of a Class B common unit ("Class B Common Unit") of Artisan Partners Holdings LP received a number of shares of Class B common stock par value $0.01 per share ("Class B Common Stock"), of the Company equal to the number of Class B Common Units then held by such person. Shares of Class B Common Stock do not have economic rights.

F2 · kind: On February 24, 2020, pursuant to the Partnership Unit Purchase Agreement dated February 11, 2020 by and between the Company and Mr. Daley, the Company purchased 37,729 Class B Common Units from Mr. Daley for $34.96 per unit and Mr. Daley delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F2 · shares: On February 24, 2020, pursuant to the Partnership Unit Purchase Agreement dated February 11, 2020 by and between the Company and Mr. Daley, the Company purchased 37,729 Class B Common Units from Mr. Daley for $34.96 per unit and Mr. Daley delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F3 · shares: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), dated March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

SEC source: 0001127602-20-006209 · form4.xml · derivative · entry 2

GOTTLIEB JASON A · CIK 0001695089 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock, par value $0.01 per share · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and represents a contingent right to receive one share of Class A common stock, par value $0.01 per share.

F2 · shares: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a performance period extending from January 1, 2020 through December 31, 2022.

F1 · price: Each performance share unit was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and represents a contingent right to receive one share of Class A common stock, par value $0.01 per share.

F2 · derivative.exercise_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a performance period extending from January 1, 2020 through December 31, 2022.

F2 · derivative.expiration_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a performance period extending from January 1, 2020 through December 31, 2022.

SEC source: 0001127602-20-006209 · form4.xml · nonDerivative · entry 1

GOTTLIEB JASON A · CIK 0001695089 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,828

SEC source: 0001127602-20-006205 · form4.xml · nonDerivative · entry 2

HAMMAN JAMES S JR · CIK 0001248589 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,996

F1 · kind: On February 18, 2020, Mr. Hamman was awarded 2,500 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-20-006205 · form4.xml · nonDerivative · entry 1

HAMMAN JAMES S JR · CIK 0001248589 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,996

SEC source: 0001127602-20-006134 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,800

F1 · kind: On February 18, 2020, Mr. Daley was awarded 4,500 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-20-006214 · form4.xml · nonDerivative · entry 2

Krein Christopher J · CIK 0001794946 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,594

F1 · kind: On February 18, 2020 Mr. Krein was awarded 11,500 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-20-006214 · form4.xml · nonDerivative · entry 1

Krein Christopher J · CIK 0001794946 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,594

SEC source: 0001127602-20-006156 · form4.xml · derivative · entry 1

Colson Eric R · CIK 0001568880 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock, par value $0.01 per share · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and represents a contingent right to receive one share of Class A common stock, par value $0.01 per share.

F1 · price: Each performance share unit was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and represents a contingent right to receive one share of Class A common stock, par value $0.01 per share.

F2 · derivative.exercise_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a performance period extending from January 1, 2020 through December 31,2022.

F2 · derivative.expiration_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a performance period extending from January 1, 2020 through December 31,2022.

SEC source: 0001127602-20-006150 · form4.xml · nonDerivative · entry 1

Johnson Sarah A · CIK 0001588263 · Exec VP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

F1 · kind: On February 18, 2020, Ms. Johnson was awarded 4,500 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-20-006144 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,900

F1 · kind: On February 18, 2020, Mr. Ramirez was awarded 2,500 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-20-002882 · form4.xml · nonDerivative · entry 1

ZIEGLER ANDREW A · CIK 0001086157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,133

SEC source: 0001127602-20-002884 · form4.xml · nonDerivative · entry 1

JOERRES JEFFREY A · CIK 0001182537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,789

SEC source: 0001127602-20-002891 · form4.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,803

F1 · ownership.direct: The reporting person shares pecuniary interest in these securities with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these securities except as to the reporting person's pecuniary interest therein.

SEC source: 0001127602-20-002888 · form4.xml · nonDerivative · entry 1

DIMARCO STEPHANIE · CIK 0001195460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,114

F1 · ownership.direct: On May 31, 2019, the Reporting Person transferred 34,047 restricted stock units settleable only in shares of Class A Common Stock, from Stephanie G. DiMarco to the DiMarco/Harleen Living Trust of which the Reporting Person is a trustee.

SEC source: 0001127602-20-002896 · form4.xml · nonDerivative · entry 1

Barger Matthew R · CIK 0001390196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,599

F1 · ownership.direct: On May 31, 2019, the Reporting Person transferred 32,690 restricted stock units settleable only in shares of Class A Common Stock, from Matthew R. Barger to The Barger Revocable Trust.

SEC source: 0001127602-19-025876 · form4.xml · nonDerivative · entry 1

HAMMAN JAMES S JR · CIK 0001248589 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,069

SEC source: 0001127602-19-011373 · form4.xml · nonDerivative · entry 1

GOTTLIEB JASON A · CIK 0001695089 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,710

F1 · price: The price reported in column 4 is a weighted average. These shares were sold in multiple transactions ranging from $26.16 to $26.24, inclusive. The Reporting Person undertakes to provide Artisan Partners Asset Management Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001127602-19-006931 · form4.xml · nonDerivative · entry 2

GOTTLIEB JASON A · CIK 0001695089 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,710

F1 · kind: On February 19, 2019, Mr. Gottlieb was awarded 40,000 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-19-006935 · form4.xml · nonDerivative · entry 2

HAMMAN JAMES S JR · CIK 0001248589 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,432

F1 · kind: On February 19, 2019, Mr. Hamman was awarded 3,000 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-19-006927 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,300

F1 · kind: On February 19, 2019, Mr. Daley was awarded 5,000 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-19-006943 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,400

F1 · kind: On February 19, 2019, Mr. Ramirez was awarded 3,000 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-19-006939 · form4.xml · nonDerivative · entry 1

Johnson Sarah A · CIK 0001588263 · Exec VP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,500

F1 · kind: On February 19, 2019, Ms. Johnson was awarded 5,000 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-19-006922 · form4.xml · nonDerivative · entry 1

Colson Eric R · CIK 0001568880 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,943

F1 · kind: On February 19, 2019, Mr. Colson was awarded 19,443 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-19-006931 · form4.xml · nonDerivative · entry 1

GOTTLIEB JASON A · CIK 0001695089 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,710

SEC source: 0001127602-19-006935 · form4.xml · nonDerivative · entry 1

HAMMAN JAMES S JR · CIK 0001248589 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,432

SEC source: 0001127602-19-003083 · form4.xml · nonDerivative · entry 1

ZIEGLER ANDREW A · CIK 0001086157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,210

SEC source: 0001127602-19-003067 · form4.xml · nonDerivative · entry 1

JOERRES JEFFREY A · CIK 0001182537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,162

SEC source: 0001127602-19-003069 · form4.xml · nonDerivative · entry 1

DIMARCO STEPHANIE · CIK 0001195460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,238