Ramirez Gregory K

SEC source: 0001517302-26-000118 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,194

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.46 to $42.66, inclusive. The reporting person undertakes to provide to Artisan Partners Asset Management Inc., any security holder of Artisan Partners Asset Management Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001517302-26-000053 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,194

F1 · shares: On March 2, 2026, Mr. Ramirez was awarded 13,858 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001517302-25-000070 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,336

SEC source: 0001127602-25-008868 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,836

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.1501 to $43.1750, inclusive. The reporting person undertakes to provide to Artisan Partners Asset Management Inc., any security holder of Artisan Partners Asset Management Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001127602-25-007535 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,741

F1 · shares: On March 3, 2025, Mr. Ramirez was awarded 13,280 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-24-013636 · form4.xml · derivative · entry 2

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,784

Underlying: Class A Common Stock, par value $0.01 per share · 2,195 shares

Expires not disclosed

F2 · derivative.exercise_price: On April 30, 2024, pursuant to a Transfer Agreement, Mr. Ramirez sold 2,195 Class B Common Units, together with a corresponding number of shares of Class B Common Stock, for $45.56 per Class B Common Unit.

F2 · kind: On April 30, 2024, pursuant to a Transfer Agreement, Mr. Ramirez sold 2,195 Class B Common Units, together with a corresponding number of shares of Class B Common Stock, for $45.56 per Class B Common Unit.

F2 · shares: On April 30, 2024, pursuant to a Transfer Agreement, Mr. Ramirez sold 2,195 Class B Common Units, together with a corresponding number of shares of Class B Common Stock, for $45.56 per Class B Common Unit.

F2 · price: On April 30, 2024, pursuant to a Transfer Agreement, Mr. Ramirez sold 2,195 Class B Common Units, together with a corresponding number of shares of Class B Common Stock, for $45.56 per Class B Common Unit.

F2 · derivative.exercise_date: On April 30, 2024, pursuant to a Transfer Agreement, Mr. Ramirez sold 2,195 Class B Common Units, together with a corresponding number of shares of Class B Common Stock, for $45.56 per Class B Common Unit.

F2 · derivative.expiration_date: On April 30, 2024, pursuant to a Transfer Agreement, Mr. Ramirez sold 2,195 Class B Common Units, together with a corresponding number of shares of Class B Common Stock, for $45.56 per Class B Common Unit.

SEC source: 0001127602-24-013636 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,784

F1 · security: In connection with the Company's initial public offering and related reorganization transactions, on March 12, 2013, each holder of a Class B common unit ("Class B Common Unit") of Artisan Partners Holdings LP received a number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock"), of the Company equal to the number of Class B Common Units then held by such person. Shares of Class B Common Stock do not have economic rights.

F2 · kind: On April 30, 2024, pursuant to a Transfer Agreement, Mr. Ramirez sold 2,195 Class B Common Units, together with a corresponding number of shares of Class B Common Stock, for $45.56 per Class B Common Unit.

SEC source: 0001127602-24-007858 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,461

F1 · shares: On March 1, 2024, Mr. Ramirez was awarded 14,126 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-24-004212 · form4.xml · nonDerivative · entry 3

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,335

SEC source: 0001127602-24-004212 · form4.xml · derivative · entry 4

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,979

Underlying: Class A Common Stock, par value $0.01 per share · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. On February 7, 2024, the Reporting Person directed the exchange of 2,500 Class B Common Units.

F2 · price: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. On February 7, 2024, the Reporting Person directed the exchange of 2,500 Class B Common Units.

F2 · derivative.exercise_date: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. On February 7, 2024, the Reporting Person directed the exchange of 2,500 Class B Common Units.

F2 · derivative.expiration_date: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. On February 7, 2024, the Reporting Person directed the exchange of 2,500 Class B Common Units.

SEC source: 0001127602-24-004212 · form4.xml · nonDerivative · entry 2

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. On February 7, 2024, the Reporting Person directed the exchange of 2,500 Class B Common Units.

SEC source: 0001127602-24-004212 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: In connection with the Company's initial public offering and related reorganization transactions, on March 12, 2013, each holder of a Class B common unit ("Class B Common Unit") of Artisan Partners Holdings LP received a number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock"), of the Company equal to the number of Class B Common Units then held by such person. Shares of Class B Common Stock do not have economic rights.

F2 · price: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. On February 7, 2024, the Reporting Person directed the exchange of 2,500 Class B Common Units.

SEC source: 0001127602-23-015261 · form4.xml · derivative · entry 2

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,479

Underlying: Class A Common Stock, par value $0.01 per share · 2,885 shares

Expires not disclosed

F1 · derivative.exercise_price: On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.

F1 · kind: On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.

F1 · shares: On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.

F1 · price: On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.

F1 · derivative.exercise_date: On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.

F1 · derivative.expiration_date: On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.

SEC source: 0001127602-23-015261 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,479

F1 · kind: On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.

F1 · shares: On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.

F1 · price: On May 9, 2023, the reporting person agreed to sell 2,885 Class B common units of Artisan Partners Holdings LP, together with a corresponding number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock") of Artisan Partners Asset Management Inc., for $34.67 per unit. No additional consideration will be received for the shares of Class B Common Stock. Pursuant to the Transfer Agreement, the sale will be effective on May 16, 2023.

SEC source: 0001127602-23-008344 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,335

F1 · shares: On March 1, 2023, Mr. Ramirez was awarded 16,844 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-22-007374 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,491

F1 · shares: On March 1, 2022, Mr. Ramirez was awarded 16,187 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-21-008479 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,304

F1 · shares: On March 1, 2021, Mr. Ramirez was awarded 9,404 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-20-006144 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,900

F1 · kind: On February 18, 2020, Mr. Ramirez was awarded 2,500 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-19-006943 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,400

F1 · kind: On February 19, 2019, Mr. Ramirez was awarded 3,000 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-18-006673 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,400

F1 · kind: On February 16, 2018, Mr. Ramirez was awarded 4,500 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-18-001692 · form5.xml · derivative · entry 3

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,364

Underlying: Class A Common Stock, par value $0.01 per share · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On November 8, 2017, pursuant to the Company's Exchange Agreement, the reporting person exchanged 2,500 Class B Common Units for 2,500 shares of Class A Common Stock of the Company. In connection therewith, on November 8, 2017, the reporting person delivered to the Company an equal number of shares of Class B Common Stock and Class B Common Units for cancellation.

F2 · kind: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

F3 · kind: On November 8, 2017, pursuant to the Company's Exchange Agreement, the reporting person exchanged 2,500 Class B Common Units for 2,500 shares of Class A Common Stock of the Company. In connection therewith, on November 8, 2017, the reporting person delivered to the Company an equal number of shares of Class B Common Stock and Class B Common Units for cancellation.

F2 · shares: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

F3 · shares: On November 8, 2017, pursuant to the Company's Exchange Agreement, the reporting person exchanged 2,500 Class B Common Units for 2,500 shares of Class A Common Stock of the Company. In connection therewith, on November 8, 2017, the reporting person delivered to the Company an equal number of shares of Class B Common Stock and Class B Common Units for cancellation.

F3 · price: On November 8, 2017, pursuant to the Company's Exchange Agreement, the reporting person exchanged 2,500 Class B Common Units for 2,500 shares of Class A Common Stock of the Company. In connection therewith, on November 8, 2017, the reporting person delivered to the Company an equal number of shares of Class B Common Stock and Class B Common Units for cancellation.

F2 · derivative.exercise_date: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

F2 · derivative.expiration_date: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

SEC source: 0001127602-18-001692 · form5.xml · nonDerivative · entry 2

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

F3 · kind: On November 8, 2017, pursuant to the Company's Exchange Agreement, the reporting person exchanged 2,500 Class B Common Units for 2,500 shares of Class A Common Stock of the Company. In connection therewith, on November 8, 2017, the reporting person delivered to the Company an equal number of shares of Class B Common Stock and Class B Common Units for cancellation.

SEC source: 0001127602-18-001692 · form5.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: In connection with the Company's initial public offering and related reorganization transactions, on March 12, 2013, each holder of a Class B common unit ("Class B Common Unit") of Artisan Partners Holdings LP received a number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock"), of the Company equal to the number of Class B Common Units then held by such person. Shares of Class B Common Stock do not have economic rights.

F2 · kind: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

F3 · kind: On November 8, 2017, pursuant to the Company's Exchange Agreement, the reporting person exchanged 2,500 Class B Common Units for 2,500 shares of Class A Common Stock of the Company. In connection therewith, on November 8, 2017, the reporting person delivered to the Company an equal number of shares of Class B Common Stock and Class B Common Units for cancellation.

F2 · shares: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

F3 · shares: On November 8, 2017, pursuant to the Company's Exchange Agreement, the reporting person exchanged 2,500 Class B Common Units for 2,500 shares of Class A Common Stock of the Company. In connection therewith, on November 8, 2017, the reporting person delivered to the Company an equal number of shares of Class B Common Stock and Class B Common Units for cancellation.

SEC source: 0001127602-17-007011 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,400

F1 · kind: On February 16, 2017, Mr. Ramirez was awarded 5,000 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.