Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Artisan Partners Asset Management Inc.APAM · Entity 4239 | Exec VP, CLO & Secretary | March 01, 2022 | March 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Artisan Partners Asset Management Inc.
Report date March 01, 2022 · Filed March 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 71,591 |
Reported balance
After 2022-03-01 transaction · row 1
1 source rowRow 1 · 2022-03-01 · Grant · Acquired 16,187 · Balance 71,591 F1: On March 1, 2022, Ms. Johnson was awarded 16,187 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 1, 2022, Ms. Johnson was awarded 16,187 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2022 Filed Mar 1, 2022 22:04 UTC | Artisan Partners Asset Management Inc. APAM · Entity 4239 | GrantClass A Common Stock, par value $0.01 per share | 16,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007366 · form4.xml · nonDerivative · entry 1 Johnson Sarah A · CIK 0001588263 · Exec VP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,591 F1 · shares: On March 1, 2022, Ms. Johnson was awarded 16,187 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested. Read SEC document |
| March 01, 2021 Filed Mar 1, 2021 23:17 UTC | Artisan Partners Asset Management Inc. APAM · Entity 4239 | Disposition to issuerClass B Common Units of Artisan Partners Holdings LP · Derivative | 20,000 | $48.69 | $973,800.00 |
DisclosureSEC source: 0001127602-21-008497 · form4.xml · derivative · entry 3 Johnson Sarah A · CIK 0001588263 · Exec VP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,464 Underlying: Class A Common Stock, par value $0.01 per share · 20,000 shares Expires not disclosed F3 · derivative.exercise_price: On March 1, 2021, pursuant to the Partnership Unit Purchase Agreement dated February 10, 2021 by and between the Company and Ms. Johnson, the Company purchased 20,000 Class B Common Units from Ms. Johnson for $48.69 per unit and Ms. Johnson delivered to the Company an equal number of shares of Class B Common Stock for cancellation. F3 · kind: On March 1, 2021, pursuant to the Partnership Unit Purchase Agreement dated February 10, 2021 by and between the Company and Ms. Johnson, the Company purchased 20,000 Class B Common Units from Ms. Johnson for $48.69 per unit and Ms. Johnson delivered to the Company an equal number of shares of Class B Common Stock for cancellation. F3 · shares: On March 1, 2021, pursuant to the Partnership Unit Purchase Agreement dated February 10, 2021 by and between the Company and Ms. Johnson, the Company purchased 20,000 Class B Common Units from Ms. Johnson for $48.69 per unit and Ms. Johnson delivered to the Company an equal number of shares of Class B Common Stock for cancellation. F4 · shares: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. F3 · price: On March 1, 2021, pursuant to the Partnership Unit Purchase Agreement dated February 10, 2021 by and between the Company and Ms. Johnson, the Company purchased 20,000 Class B Common Units from Ms. Johnson for $48.69 per unit and Ms. Johnson delivered to the Company an equal number of shares of Class B Common Stock for cancellation. F4 · derivative.exercise_date: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. F4 · derivative.expiration_date: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. Read SEC document |
| March 01, 2021 Filed Mar 1, 2021 23:17 UTC | Artisan Partners Asset Management Inc. APAM · Entity 4239 | Disposition to issuerClass B Common Stock, par value $0.01 per share | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008497 · form4.xml · nonDerivative · entry 2 Johnson Sarah A · CIK 0001588263 · Exec VP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,464 F2 · security: In connection with the Company's initial public offering and related reorganization transactions, on March 12, 2013, each holder of a Class B common unit ("Class B Common Unit") of Artisan Partners Holdings LP received a number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock"), of the Company equal to the number of Class B Common Units then held by such person. Shares of Class B Common Stock do not have economic rights. F3 · kind: On March 1, 2021, pursuant to the Partnership Unit Purchase Agreement dated February 10, 2021 by and between the Company and Ms. Johnson, the Company purchased 20,000 Class B Common Units from Ms. Johnson for $48.69 per unit and Ms. Johnson delivered to the Company an equal number of shares of Class B Common Stock for cancellation. F3 · shares: On March 1, 2021, pursuant to the Partnership Unit Purchase Agreement dated February 10, 2021 by and between the Company and Ms. Johnson, the Company purchased 20,000 Class B Common Units from Ms. Johnson for $48.69 per unit and Ms. Johnson delivered to the Company an equal number of shares of Class B Common Stock for cancellation. F4 · shares: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date. Read SEC document |
| March 01, 2021 Filed Mar 1, 2021 23:17 UTC | Artisan Partners Asset Management Inc. APAM · Entity 4239 | GrantClass A Common Stock, par value $0.01 per share | 9,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008497 · form4.xml · nonDerivative · entry 1 Johnson Sarah A · CIK 0001588263 · Exec VP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,404 F1 · shares: On March 1, 2021, Ms. Johnson was awarded 9,404 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested. Read SEC document |
| February 18, 2020 Filed Feb 18, 2020 22:32 UTC | Artisan Partners Asset Management Inc. APAM · Entity 4239 | GrantClass A Common Stock, par value $0.01 per share | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006150 · form4.xml · nonDerivative · entry 1 Johnson Sarah A · CIK 0001588263 · Exec VP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 F1 · kind: On February 18, 2020, Ms. Johnson was awarded 4,500 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested. Read SEC document |
| February 19, 2019 Filed Feb 19, 2019 22:27 UTC | Artisan Partners Asset Management Inc. APAM · Entity 4239 | GrantClass A Common Stock, par value $0.01 per share | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006939 · form4.xml · nonDerivative · entry 1 Johnson Sarah A · CIK 0001588263 · Exec VP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,500 F1 · kind: On February 19, 2019, Ms. Johnson was awarded 5,000 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested. Read SEC document |
| February 16, 2018 Filed Feb 16, 2018 21:32 UTC | Artisan Partners Asset Management Inc. APAM · Entity 4239 | GrantClass A Common Stock, par value $0.01 per share | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006668 · form4.xml · nonDerivative · entry 1 Johnson Sarah A · CIK 0001588263 · Exec VP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,500 F1 · kind: On February 16, 2018, Ms. Johnson was awarded 4,500 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:00 UTC | Artisan Partners Asset Management Inc. APAM · Entity 4239 | GrantClass A Common Stock, par value $0.01 per share | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006988 · form4.xml · nonDerivative · entry 1 Johnson Sarah A · CIK 0001588263 · Exec VP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 F1 · kind: On February 16, 2017, Ms. Johnson was awarded 5,000 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.