Colson Eric R

SEC source: 0001517302-26-000051 · form4.xml · nonDerivative · entry 1

Colson Eric R · CIK 0001568880 · Director · Executive Chair · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,607

F1 · shares: On March 2, 2026, Mr. Colson was awarded 44,410 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-25-007506 · form4.xml · nonDerivative · entry 1

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,197

F1 · shares: On March 3, 2025, Mr. Colson was awarded 42,764 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-25-005729 · form4.xml · derivative · entry 3

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,588

Underlying: Class A Common Stock, par value $0.01 per share · 26,982 shares

Expires not disclosed

F3 · derivative.exercise_price: Half of the PSUs that were earned on 2/18/2025, will be eligible to vest based on continued service through the date of a qualified retirement.

F3 · derivative.exercise_date: Half of the PSUs that were earned on 2/18/2025, will be eligible to vest based on continued service through the date of a qualified retirement.

F3 · derivative.expiration_date: Half of the PSUs that were earned on 2/18/2025, will be eligible to vest based on continued service through the date of a qualified retirement.

SEC source: 0001127602-25-005729 · form4.xml · derivative · entry 2

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.01 per share · 35,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit ("PSU"), which was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and previously reported, represented a contingent right to receive a share of Class A common stock, par value $0.01 per share ("Share"). Each grant of PSUs was eligible to vest at up to 150%, subject to meeting the relevant performance conditions.

F2 · derivative.exercise_date: Performance under the PSUs was measured on 2/18/2025 based on performance over a period ending on 12/31/2024. Half of the earned PSUs were settled in Shares on 2/18/2025, and half will settle in Shares upon a qualifying retirement subject to continued service.

F2 · derivative.expiration_date: Performance under the PSUs was measured on 2/18/2025 based on performance over a period ending on 12/31/2024. Half of the earned PSUs were settled in Shares on 2/18/2025, and half will settle in Shares upon a qualifying retirement subject to continued service.

SEC source: 0001127602-25-005729 · form4.xml · nonDerivative · entry 1

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-007825 · form4.xml · nonDerivative · entry 1

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,451

F1 · shares: On March 1, 2024, Mr. Colson was awarded 35,912 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-24-005716 · form4.xml · derivative · entry 3

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,606

Underlying: Class A Common Stock, par value $0.01 per share · 14,106 shares

Expires not disclosed

F3 · derivative.exercise_price: Half of the PSUs that were earned on 2/15/2024, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.

F3 · derivative.exercise_date: Half of the PSUs that were earned on 2/15/2024, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.

F3 · derivative.expiration_date: Half of the PSUs that were earned on 2/15/2024, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.

SEC source: 0001127602-24-005716 · form4.xml · derivative · entry 2

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,975

Underlying: Class A Common Stock, par value $0.01 per share · 28,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit ("PSU"), which was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and previously reported, represented a contingent right to receive one share of Class A common stock, par value $0.01 per share ("Share").

F2 · derivative.exercise_date: Performance under the PSUs was measured on 2/15/2024 based on performance over a period ending on 12/31/2023. Half of the earned PSUs were settled in Shares on 2/15/2024, and half will settle in Shares upon a qualifying retirement subject to continued service.

F2 · derivative.expiration_date: Performance under the PSUs was measured on 2/15/2024 based on performance over a period ending on 12/31/2023. Half of the earned PSUs were settled in Shares on 2/15/2024, and half will settle in Shares upon a qualifying retirement subject to continued service.

SEC source: 0001127602-24-005716 · form4.xml · nonDerivative · entry 1

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-23-008350 · form4.xml · nonDerivative · entry 1

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,433

F1 · shares: On March 1, 2023, Mr. Colson was awarded 56,990 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-23-005572 · form4.xml · derivative · entry 3

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Class A Common Stock, par value $0.01 per share · 22,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Half of the PSUs that were earned on 2/15/2023, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.

F3 · derivative.exercise_date: Half of the PSUs that were earned on 2/15/2023, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.

F3 · derivative.expiration_date: Half of the PSUs that were earned on 2/15/2023, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.

SEC source: 0001127602-23-005572 · form4.xml · derivative · entry 2

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,187

Underlying: Class A Common Stock, par value $0.01 per share · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit ("PSU"), which was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and previously reported, represented a contingent right to receive one share of Class A common stock, par value $0.01 per share ("Share").

F2 · derivative.exercise_date: Performance under the PSUs was measured on 2/15/2023 based on performance over a period ending on 12/31/2022. Half of the earned PSUs were settled in Shares on 2/15/2023, and half will settle in Shares upon a qualifying retirement subject to continued service.

F2 · derivative.expiration_date: Performance under the PSUs was measured on 2/15/2023 based on performance over a period ending on 12/31/2022. Half of the earned PSUs were settled in Shares on 2/15/2023, and half will settle in Shares upon a qualifying retirement subject to continued service.

SEC source: 0001127602-23-005572 · form4.xml · nonDerivative · entry 1

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-22-007380 · form4.xml · derivative · entry 2

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,187

Underlying: Class A Common Stock, par value $0.01 per share · 35,976 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and represents a contingent right to receive one share of Class A common stock, par value $0.01 per share.

F2 · derivative.exercise_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a three-year performance period.

F2 · derivative.expiration_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a three-year performance period.

SEC source: 0001127602-21-008436 · form4.xml · derivative · entry 1

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,211

Underlying: Class A Common Stock, par value $0.01 per share · 28,211 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and represents a contingent right to receive one share of Class A common stock, par value $0.01 per share.

F1 · price: Each performance share unit was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and represents a contingent right to receive one share of Class A common stock, par value $0.01 per share.

F2 · derivative.exercise_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a three-year performance period.

F2 · derivative.expiration_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a three-year performance period.

SEC source: 0001127602-20-006156 · form4.xml · derivative · entry 1

Colson Eric R · CIK 0001568880 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock, par value $0.01 per share · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and represents a contingent right to receive one share of Class A common stock, par value $0.01 per share.

F1 · price: Each performance share unit was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and represents a contingent right to receive one share of Class A common stock, par value $0.01 per share.

F2 · derivative.exercise_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a performance period extending from January 1, 2020 through December 31,2022.

F2 · derivative.expiration_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a performance period extending from January 1, 2020 through December 31,2022.

SEC source: 0001127602-19-006922 · form4.xml · nonDerivative · entry 1

Colson Eric R · CIK 0001568880 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,943

F1 · kind: On February 19, 2019, Mr. Colson was awarded 19,443 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-18-006688 · form4.xml · nonDerivative · entry 1

Colson Eric R · CIK 0001568880 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,500

F1 · kind: On February 16, 2018, Mr. Colson was awarded 26,500 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-17-008947 · form4.xml · derivative · entry 2

Colson Eric R · CIK 0001568880 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,463

Underlying: Class A Common Stock, par value $0.01 per share · 185,305 shares

Expires not disclosed

F2 · derivative.exercise_price: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 13, 2017 by and between the Company and Mr. Colson, the Company purchased 185,305 Class B Common Units from Mr. Colson for $28.88 per unit and Mr. Colson delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F2 · kind: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 13, 2017 by and between the Company and Mr. Colson, the Company purchased 185,305 Class B Common Units from Mr. Colson for $28.88 per unit and Mr. Colson delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F2 · shares: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 13, 2017 by and between the Company and Mr. Colson, the Company purchased 185,305 Class B Common Units from Mr. Colson for $28.88 per unit and Mr. Colson delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F3 · shares: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), dated March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

F2 · price: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 13, 2017 by and between the Company and Mr. Colson, the Company purchased 185,305 Class B Common Units from Mr. Colson for $28.88 per unit and Mr. Colson delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F3 · derivative.exercise_date: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), dated March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

F3 · derivative.expiration_date: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), dated March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

SEC source: 0001127602-17-008947 · form4.xml · nonDerivative · entry 1

Colson Eric R · CIK 0001568880 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,463

F1 · security: In connection with the Company's initial public offering and related reorganization transactions, on March 12, 2013, each holder of a Class B common unit ("Class B Common Unit") of Artisan Partners Holdings LP received a number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock"), of the Company equal to the number of Class B Common Units then held by such person. Shares of Class B Common Stock do not have economic rights.

F2 · kind: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 13, 2017 by and between the Company and Mr. Colson, the Company purchased 185,305 Class B Common Units from Mr. Colson for $28.88 per unit and Mr. Colson delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F2 · shares: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 13, 2017 by and between the Company and Mr. Colson, the Company purchased 185,305 Class B Common Units from Mr. Colson for $28.88 per unit and Mr. Colson delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F3 · shares: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), dated March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

SEC source: 0001127602-17-006970 · form4.xml · nonDerivative · entry 1

Colson Eric R · CIK 0001568880 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,000

F1 · kind: On February 16, 2017, Mr. Colson was awarded 10,000 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.