DALEY CHARLES J JR

SEC source: 0001517302-26-000049 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,801

F1 · shares: On March 2, 2026, Mr. Daley was awarded 19,438 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-25-016988 · form4.xml · nonDerivative · entry 2

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,363

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.35 to $40.50, inclusive. The reporting person undertakes to provide to Artisan Partners Asset Management Inc., any security holder of Artisan Partners Asset Management Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001127602-25-016988 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,811

SEC source: 0001127602-25-007529 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,811

F1 · shares: On March 3, 2025, Mr. Daley was awarded 18,456 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-24-007852 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,355

F1 · shares: On March 1, 2024, Mr. Daley was awarded 19,272 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-23-008336 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,083

F1 · shares: On March 1, 2023, Mr. Daley was awarded 23,022 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-22-007364 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,061

F1 · shares: On March 1, 2022, Mr. Daley was awarded 16,787 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-21-017018 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,274

F1 · price: The price reported in column 4 is a weighted average. These shares were sold in multiple transactions ranging from $51.67 to $51.87, inclusive. The reporting person undertakes to provide Artisan Partners Asset Management Inc., any security holder of Artisan Partners Asset Management Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001127602-21-008456 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,204

F1 · kind: On March 1, 2021, Mr. Daley was awarded 9,404 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-20-007209 · form4.xml · derivative · entry 2

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,050

Underlying: Class A Common Stock, par value $0.01 per share · 37,729 shares

Expires not disclosed

F2 · derivative.exercise_price: On February 24, 2020, pursuant to the Partnership Unit Purchase Agreement dated February 11, 2020 by and between the Company and Mr. Daley, the Company purchased 37,729 Class B Common Units from Mr. Daley for $34.96 per unit and Mr. Daley delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F2 · kind: On February 24, 2020, pursuant to the Partnership Unit Purchase Agreement dated February 11, 2020 by and between the Company and Mr. Daley, the Company purchased 37,729 Class B Common Units from Mr. Daley for $34.96 per unit and Mr. Daley delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F2 · shares: On February 24, 2020, pursuant to the Partnership Unit Purchase Agreement dated February 11, 2020 by and between the Company and Mr. Daley, the Company purchased 37,729 Class B Common Units from Mr. Daley for $34.96 per unit and Mr. Daley delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F3 · shares: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), dated March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

F3 · derivative.exercise_date: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), dated March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

F3 · derivative.expiration_date: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), dated March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

SEC source: 0001127602-20-007209 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,050

F1 · security: In connection with the Company's initial public offering and related reorganization transactions, on March 12, 2013, each holder of a Class B common unit ("Class B Common Unit") of Artisan Partners Holdings LP received a number of shares of Class B common stock par value $0.01 per share ("Class B Common Stock"), of the Company equal to the number of Class B Common Units then held by such person. Shares of Class B Common Stock do not have economic rights.

F2 · kind: On February 24, 2020, pursuant to the Partnership Unit Purchase Agreement dated February 11, 2020 by and between the Company and Mr. Daley, the Company purchased 37,729 Class B Common Units from Mr. Daley for $34.96 per unit and Mr. Daley delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F2 · shares: On February 24, 2020, pursuant to the Partnership Unit Purchase Agreement dated February 11, 2020 by and between the Company and Mr. Daley, the Company purchased 37,729 Class B Common Units from Mr. Daley for $34.96 per unit and Mr. Daley delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F3 · shares: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), dated March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

SEC source: 0001127602-20-006134 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,800

F1 · kind: On February 18, 2020, Mr. Daley was awarded 4,500 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-19-006927 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,300

F1 · kind: On February 19, 2019, Mr. Daley was awarded 5,000 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-18-006659 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,300

F1 · kind: On February 16, 2018, Mr. Daley was awarded 6,600 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

SEC source: 0001127602-17-008953 · form4.xml · derivative · entry 2

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,779

Underlying: Class A Common Stock, par value $0.01 per share · 37,554 shares

Expires not disclosed

F2 · derivative.exercise_price: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 8, 2017 by and between the Company and Mr. Daley, the Company purchased 37,554 Class B Common Units from Mr. Daley for $28.88 per unit and Mr. Daley delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F2 · kind: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 8, 2017 by and between the Company and Mr. Daley, the Company purchased 37,554 Class B Common Units from Mr. Daley for $28.88 per unit and Mr. Daley delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F2 · shares: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 8, 2017 by and between the Company and Mr. Daley, the Company purchased 37,554 Class B Common Units from Mr. Daley for $28.88 per unit and Mr. Daley delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F3 · shares: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), dated March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

F2 · price: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 8, 2017 by and between the Company and Mr. Daley, the Company purchased 37,554 Class B Common Units from Mr. Daley for $28.88 per unit and Mr. Daley delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F3 · derivative.exercise_date: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), dated March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

F3 · derivative.expiration_date: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), dated March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

SEC source: 0001127602-17-008953 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,779

F1 · security: In connection with the Company's initial public offering and related reorganization transactions, on March 12, 2013, each holder of a Class B common unit ("Class B Common Unit") of Artisan Partners Holdings LP received a number of shares of Class B common stock par value $0.01 per share ("Class B Common Stock"), of the Company equal to the number of Class B Common Units then held by such person. Shares of Class B Common Stock do not have economic rights.

F2 · kind: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 8, 2017 by and between the Company and Mr. Daley, the Company purchased 37,554 Class B Common Units from Mr. Daley for $28.88 per unit and Mr. Daley delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F2 · shares: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 8, 2017 by and between the Company and Mr. Daley, the Company purchased 37,554 Class B Common Units from Mr. Daley for $28.88 per unit and Mr. Daley delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F3 · shares: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), dated March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

SEC source: 0001127602-17-006979 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,700

F1 · kind: On February 16, 2017, Mr. Daley was awarded 5,000 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.