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APAM

Artisan Partners Asset Management Inc.

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4239
SEC CIK
0001517302
Parsed reports
195

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 2, 2023 21:17 UTC
Colson Eric RDirector · CEO · 10% owner
GrantClass A Common Stock, par value $0.01 per share 56,990 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008350 · form4.xml · nonDerivative · entry 1

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,433

F1 · shares: On March 1, 2023, Mr. Colson was awarded 56,990 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:12 UTC
Ramirez Gregory KExecutive Vice President · 10% owner
GrantClass A Common Stock, par value $0.01 per share 16,844 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008344 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,335

F1 · shares: On March 1, 2023, Mr. Ramirez was awarded 16,844 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:10 UTC
Sellers Samuel BentsonExecutive Vice President
GrantClass A Common Stock, par value $0.01 per share 10,528 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008339 · form4.xml · nonDerivative · entry 1

Sellers Samuel Bentson · CIK 0001959312 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,096

F1 · shares: On March 1, 2023, Mr. Sellers was awarded 10,528 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 16:47 UTC
Kwei Eileen LeeExecutive Vice President
Tax withholdingClass A Common Stock, par value $0.01 per share 2,359 $36.02 $84,971.18
Disclosure

SEC source: 0001127602-23-005580 · form4.xml · nonDerivative · entry 1

Kwei Eileen Lee · CIK 0001839962 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,425

Read SEC document
February 15, 2023 Filed Feb 16, 2023 16:43 UTC GrantRestricted Share Units · Derivative 22,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005574 · form4.xml · derivative · entry 4

GOTTLIEB JASON A · CIK 0001695089 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Class A Common Stock, par value $0.01 per share · 22,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Half of the PSUs that were earned on 2/15/2023, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.

F3 · derivative.exercise_date: Half of the PSUs that were earned on 2/15/2023, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.

F3 · derivative.expiration_date: Half of the PSUs that were earned on 2/15/2023, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 16:43 UTC Exercise / conversionPerformance Share Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005574 · form4.xml · derivative · entry 3

GOTTLIEB JASON A · CIK 0001695089 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,187

Underlying: Class A Common Stock, par value $0.01 per share · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit ("PSU"), which was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and previously reported, represented a contingent right to receive one share of Class A common stock, par value $0.01 per share ("Share").

F2 · derivative.exercise_date: Performance under the PSUs was measured on 2/15/2023 based on performance over a period ending on 12/31/2022. Half of the earned PSUs were settled in Shares on 2/15/2023, and half will settle in Shares upon a qualifying retirement subject to continued service.

F2 · derivative.expiration_date: Performance under the PSUs was measured on 2/15/2023 based on performance over a period ending on 12/31/2022. Half of the earned PSUs were settled in Shares on 2/15/2023, and half will settle in Shares upon a qualifying retirement subject to continued service.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 16:43 UTC Tax withholdingClass A Common Stock, par value $0.01 per share 14,206 $36.02 $511,700.12
Disclosure

SEC source: 0001127602-23-005574 · form4.xml · nonDerivative · entry 2

GOTTLIEB JASON A · CIK 0001695089 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,007

Read SEC document
February 15, 2023 Filed Feb 16, 2023 16:43 UTC Exercise / conversionClass A Common Stock, par value $0.01 per share 22,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005574 · form4.xml · nonDerivative · entry 1

GOTTLIEB JASON A · CIK 0001695089 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 21:46 UTC
Krein Christopher JExecutive Vice President
Tax withholdingClass A Common Stock, par value $0.01 per share 1,166 $36.02 $41,999.32
Disclosure

SEC source: 0001127602-23-005578 · form4.xml · nonDerivative · entry 1

Krein Christopher J · CIK 0001794946 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,969

Read SEC document
February 15, 2023 Filed Feb 16, 2023 21:45 UTC
Sellers Samuel BentsonExecutive Vice President
SaleClass A Common Stock, par value $0.01 per share 9,789.63 $36.11 $353,548.57
Disclosure

SEC source: 0001127602-23-005576 · form4.xml · nonDerivative · entry 2

Sellers Samuel Bentson · CIK 0001959312 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,568

F1 · price: The price reported in column 4 is a weighted average. These shares were sold in multiple transactions ranging from $36.06 to $36.18, inclusive. The Reporting Person undertakes to provide Artisan Partners Asset Management Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 21:45 UTC
Sellers Samuel BentsonExecutive Vice President
Tax withholdingClass A Common Stock, par value $0.01 per share 1,279 $36.02 $46,069.58
Disclosure

SEC source: 0001127602-23-005576 · form4.xml · nonDerivative · entry 1

Sellers Samuel Bentson · CIK 0001959312 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,357.63

Read SEC document
February 15, 2023 Filed Feb 16, 2023 21:42 UTC
Colson Eric RDirector · CEO · 10% owner
GrantRestricted Share Units · Derivative 22,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005572 · form4.xml · derivative · entry 3

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Class A Common Stock, par value $0.01 per share · 22,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Half of the PSUs that were earned on 2/15/2023, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.

F3 · derivative.exercise_date: Half of the PSUs that were earned on 2/15/2023, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.

F3 · derivative.expiration_date: Half of the PSUs that were earned on 2/15/2023, each of which represents a contingent right to receive one Share, will be eligible to vest based on continued service through the date of a qualified retirement.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 21:42 UTC
Colson Eric RDirector · CEO · 10% owner
Exercise / conversionPerformance Share Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005572 · form4.xml · derivative · entry 2

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,187

Underlying: Class A Common Stock, par value $0.01 per share · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit ("PSU"), which was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and previously reported, represented a contingent right to receive one share of Class A common stock, par value $0.01 per share ("Share").

F2 · derivative.exercise_date: Performance under the PSUs was measured on 2/15/2023 based on performance over a period ending on 12/31/2022. Half of the earned PSUs were settled in Shares on 2/15/2023, and half will settle in Shares upon a qualifying retirement subject to continued service.

F2 · derivative.expiration_date: Performance under the PSUs was measured on 2/15/2023 based on performance over a period ending on 12/31/2022. Half of the earned PSUs were settled in Shares on 2/15/2023, and half will settle in Shares upon a qualifying retirement subject to continued service.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 21:42 UTC
Colson Eric RDirector · CEO · 10% owner
Exercise / conversionClass A Common Stock, par value $0.01 per share 22,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005572 · form4.xml · nonDerivative · entry 1

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2023 Filed Jan 26, 2023 16:22 UTC GrantClass A Common Stock, par value $0.01 per share 5,702 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002301 · form4.xml · nonDerivative · entry 1

ZIEGLER ANDREW A · CIK 0001086157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,897

Read SEC document
January 25, 2023 Filed Jan 26, 2023 16:23 UTC GrantClass A Common Stock, par value $0.01 per share 7,127 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002302 · form4.xml · nonDerivative · entry 1

Multani Saloni S · CIK 0001878311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,080

Read SEC document
January 25, 2023 Filed Jan 26, 2023 16:24 UTC GrantClass A Common Stock, par value $0.01 per share 6,842 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002303 · form4.xml · nonDerivative · entry 1

JOERRES JEFFREY A · CIK 0001182537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,455

Read SEC document
January 25, 2023 Filed Jan 26, 2023 21:25 UTC
COXE TENCHDirector
GrantClass A Common Stock, par value $0.01 per share 5,702 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002304 · form4.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,612

F1 · ownership.direct: The reporting person shares pecuniary interest in 32,803 of these securities with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in those securities except as to the reporting person's pecuniary interest therein.

Read SEC document
January 25, 2023 Filed Jan 26, 2023 16:20 UTC GrantClass A Common Stock, par value $0.01 per share 9,265 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002300 · form4.xml · nonDerivative · entry 1

DIMARCO STEPHANIE · CIK 0001195460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,418

Read SEC document
January 25, 2023 Filed Jan 26, 2023 16:26 UTC GrantClass A Common Stock, par value $0.01 per share 5,702 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002306 · form4.xml · nonDerivative · entry 1

BARBETTA JENNIFER · CIK 0001358479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,809

Read SEC document
January 25, 2023 Filed Jan 26, 2023 16:25 UTC GrantClass A Common Stock, par value $0.01 per share 6,842 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002305 · form4.xml · nonDerivative · entry 1

Barger Matthew R · CIK 0001390196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,666

Read SEC document
March 01, 2022 Filed Mar 1, 2022 17:11 UTC
Kwei Eileen LeeExecutive Vice President
GrantClass A Common Stock, par value $0.01 per share 17,986 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007378 · form4.xml · nonDerivative · entry 1

Kwei Eileen Lee · CIK 0001839962 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,784

F1 · shares: On March 1, 2022, Ms. Kwei was awarded 17,986 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

Read SEC document
March 01, 2022 Filed Mar 1, 2022 17:17 UTC GrantPerformance Share Units · Derivative 35,976 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007384 · form4.xml · derivative · entry 2

GOTTLIEB JASON A · CIK 0001695089 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,187

Underlying: Class A Common Stock, par value $0.01 per share · 35,976 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and represents a contingent right to receive one share of Class A common stock, par value $0.01 per share.

F2 · derivative.exercise_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a three-year performance period.

F2 · derivative.expiration_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a three-year performance period.

Read SEC document
March 01, 2022 Filed Mar 1, 2022 17:02 UTC
DALEY CHARLES J JRExec VP, CFO & Treasurer · 10% owner
GrantClass A Common Stock, par value $0.01 per share 16,787 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007364 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,061

F1 · shares: On March 1, 2022, Mr. Daley was awarded 16,787 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

Read SEC document
March 01, 2022 Filed Mar 1, 2022 22:21 UTC
Krein Christopher JExecutive Vice President
GrantPerformance Share Units · Derivative 23,988 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007387 · form4.xml · derivative · entry 2

Krein Christopher J · CIK 0001794946 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,796

Underlying: Class A Common Stock, par value $0.01 per share · 23,988 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Plan and represents a contingent right to receive one share of Class A common stock, par value $0.01 per share.

F2 · derivative.exercise_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a three-year performance period.

F2 · derivative.expiration_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a three-year performance period.

Read SEC document
March 01, 2022 Filed Mar 1, 2022 22:13 UTC
Colson Eric RDirector · CEO · 10% owner
GrantPerformance Share Units · Derivative 35,976 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007380 · form4.xml · derivative · entry 2

Colson Eric R · CIK 0001568880 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,187

Underlying: Class A Common Stock, par value $0.01 per share · 35,976 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and represents a contingent right to receive one share of Class A common stock, par value $0.01 per share.

F2 · derivative.exercise_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a three-year performance period.

F2 · derivative.expiration_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a three-year performance period.

Read SEC document
March 01, 2022 Filed Mar 1, 2022 22:04 UTC
Johnson Sarah AExec VP, CLO & Secretary
GrantClass A Common Stock, par value $0.01 per share 16,187 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007366 · form4.xml · nonDerivative · entry 1

Johnson Sarah A · CIK 0001588263 · Exec VP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,591

F1 · shares: On March 1, 2022, Ms. Johnson was awarded 16,187 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

Read SEC document
March 01, 2022 Filed Mar 1, 2022 22:08 UTC
Ramirez Gregory KExecutive Vice President · 10% owner
GrantClass A Common Stock, par value $0.01 per share 16,187 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007374 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,491

F1 · shares: On March 1, 2022, Mr. Ramirez was awarded 16,187 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 17:23 UTC
Kwei Eileen LeeExecutive Vice President
Tax withholdingClass A Common Stock, par value $0.01 per share 931 $40.05 $37,286.55
Disclosure

SEC source: 0001127602-22-005350 · form4.xml · nonDerivative · entry 1

Kwei Eileen Lee · CIK 0001839962 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,798

Read SEC document
February 15, 2022 Filed Feb 16, 2022 17:24 UTC Tax withholdingClass A Common Stock, par value $0.01 per share 6,325 $40.05 $253,316.25
Disclosure

SEC source: 0001127602-22-005353 · form4.xml · nonDerivative · entry 1

GOTTLIEB JASON A · CIK 0001695089 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,713

Read SEC document
February 15, 2022 Filed Feb 16, 2022 22:26 UTC
Krein Christopher JExecutive Vice President
Tax withholdingClass A Common Stock, par value $0.01 per share 1,391 $40.05 $55,709.55
Disclosure

SEC source: 0001127602-22-005356 · form4.xml · nonDerivative · entry 1

Krein Christopher J · CIK 0001794946 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,135

Read SEC document
January 25, 2022 Filed Jan 26, 2022 16:56 UTC GrantClass A Common Stock, par value $0.01 per share 4,762 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002187 · form4.xml · nonDerivative · entry 1

ZIEGLER ANDREW A · CIK 0001086157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,195

Read SEC document
January 25, 2022 Filed Jan 26, 2022 16:59 UTC GrantClass A Common Stock, par value $0.01 per share 5,953 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002189 · form4.xml · nonDerivative · entry 1

Multani Saloni S · CIK 0001878311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,953

Read SEC document
January 25, 2022 Filed Jan 26, 2022 16:58 UTC GrantClass A Common Stock, par value $0.01 per share 5,715 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002188 · form4.xml · nonDerivative · entry 1

JOERRES JEFFREY A · CIK 0001182537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,613

Read SEC document
January 25, 2022 Filed Jan 26, 2022 16:42 UTC GrantClass A Common Stock, par value $0.01 per share 7,739 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002185 · form4.xml · nonDerivative · entry 1

DIMARCO STEPHANIE · CIK 0001195460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,153

Read SEC document
January 25, 2022 Filed Jan 26, 2022 21:40 UTC
COXE TENCHDirector
GrantClass A Common Stock, par value $0.01 per share 4,762 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002183 · form4.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,910

F1 · ownership.direct: The reporting person shares pecuniary interest in 32,803 of these securities with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in those securities except as to the reporting person's pecuniary interest therein.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 16:33 UTC GrantClass A Common Stock, par value $0.01 per share 4,762 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002179 · form4.xml · nonDerivative · entry 1

BARBETTA JENNIFER · CIK 0001358479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,107

Read SEC document
January 25, 2022 Filed Jan 26, 2022 16:35 UTC GrantClass A Common Stock, par value $0.01 per share 5,715 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-002181 · form4.xml · nonDerivative · entry 1

Barger Matthew R · CIK 0001390196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,824

Read SEC document
December 14, 2021 Filed Dec 15, 2021 22:10 UTC
COXE TENCHDirector
PurchaseClass A Common Stock, par value $0.01 per share 220,000 $45.39 $9,985,272.00
Disclosure

SEC source: 0001127602-21-030996 · form4.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,148

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.91 to $45.60, inclusive. The reporting person undertakes to provide Artisan Partners Asset Management Inc., any security holder of Artisan Partners Asset Management Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.direct: The reporting person shares pecuniary interest in 32,803 of these securities with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in those securities except as to the reporting person's pecuniary interest therein.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 16:15 UTC Tax withholdingClass A Common Stock, par value $0.01 per share 1,766 $49.45 $87,328.70
Disclosure

SEC source: 0001127602-21-028078 · form4.xml · nonDerivative · entry 1

GOTTLIEB JASON A · CIK 0001695089 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,038

Read SEC document
May 14, 2021 Filed May 17, 2021 16:10 UTC
DALEY CHARLES J JRExec VP, CFO & Treasurer · 10% owner
SaleClass A Common Stock, par value $0.01 per share 19,930 $51.77 $1,031,744.21
Disclosure

SEC source: 0001127602-21-017018 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,274

F1 · price: The price reported in column 4 is a weighted average. These shares were sold in multiple transactions ranging from $51.67 to $51.87, inclusive. The reporting person undertakes to provide Artisan Partners Asset Management Inc., any security holder of Artisan Partners Asset Management Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 30, 2021 Filed May 3, 2021 20:24 UTC
COXE TENCHDirector
PurchaseClass A Common Stock, par value $0.01 per share 98,000 $51.06 $5,004,301.40
Disclosure

SEC source: 0001127602-21-014927 · form4.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 98,000

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.88 to $51.31, inclusive. The reporting person undertakes to provide Artisan Partners Asset Management Inc., any security holder of Artisan Partners Asset Management Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 01, 2021 Filed Mar 1, 2021 17:54 UTC
Kwei Eileen LeeExecutive Vice President
GrantClass A Common Stock, par value $0.01 per share 5,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-008463 · form4.xml · nonDerivative · entry 1

Kwei Eileen Lee · CIK 0001839962 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,729

F1 · shares: On March 1, 2021, Ms. Kwei was awarded 5,642 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

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March 01, 2021 Filed Mar 1, 2021 17:06 UTC GrantPerformance Share Units · Derivative 28,211 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-008423 · form4.xml · derivative · entry 1

GOTTLIEB JASON A · CIK 0001695089 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,211

Underlying: Class A Common Stock, par value $0.01 per share · 28,211 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and represents a contingent right to receive one share of Class A common stock, par value $0.01 per share.

F1 · price: Each performance share unit was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan and represents a contingent right to receive one share of Class A common stock, par value $0.01 per share.

F2 · derivative.exercise_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a three-year performance period.

F2 · derivative.expiration_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a three-year performance period.

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March 01, 2021 Filed Mar 1, 2021 17:47 UTC
DALEY CHARLES J JRExec VP, CFO & Treasurer · 10% owner
GrantClass A Common Stock, par value $0.01 per share 9,404 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-008456 · form4.xml · nonDerivative · entry 1

DALEY CHARLES J JR · CIK 0001206661 · Exec VP, CFO & Treasurer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,204

F1 · kind: On March 1, 2021, Mr. Daley was awarded 9,404 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

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March 01, 2021 Filed Mar 1, 2021 23:17 UTC
Johnson Sarah AExec VP, CLO & Secretary
Disposition to issuerClass B Common Units of Artisan Partners Holdings LP · Derivative 20,000 $48.69 $973,800.00
Disclosure

SEC source: 0001127602-21-008497 · form4.xml · derivative · entry 3

Johnson Sarah A · CIK 0001588263 · Exec VP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,464

Underlying: Class A Common Stock, par value $0.01 per share · 20,000 shares

Expires not disclosed

F3 · derivative.exercise_price: On March 1, 2021, pursuant to the Partnership Unit Purchase Agreement dated February 10, 2021 by and between the Company and Ms. Johnson, the Company purchased 20,000 Class B Common Units from Ms. Johnson for $48.69 per unit and Ms. Johnson delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F3 · kind: On March 1, 2021, pursuant to the Partnership Unit Purchase Agreement dated February 10, 2021 by and between the Company and Ms. Johnson, the Company purchased 20,000 Class B Common Units from Ms. Johnson for $48.69 per unit and Ms. Johnson delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F3 · shares: On March 1, 2021, pursuant to the Partnership Unit Purchase Agreement dated February 10, 2021 by and between the Company and Ms. Johnson, the Company purchased 20,000 Class B Common Units from Ms. Johnson for $48.69 per unit and Ms. Johnson delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F4 · shares: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

F3 · price: On March 1, 2021, pursuant to the Partnership Unit Purchase Agreement dated February 10, 2021 by and between the Company and Ms. Johnson, the Company purchased 20,000 Class B Common Units from Ms. Johnson for $48.69 per unit and Ms. Johnson delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F4 · derivative.exercise_date: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

F4 · derivative.expiration_date: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

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March 01, 2021 Filed Mar 1, 2021 23:17 UTC
Johnson Sarah AExec VP, CLO & Secretary
Disposition to issuerClass B Common Stock, par value $0.01 per share 20,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-008497 · form4.xml · nonDerivative · entry 2

Johnson Sarah A · CIK 0001588263 · Exec VP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,464

F2 · security: In connection with the Company's initial public offering and related reorganization transactions, on March 12, 2013, each holder of a Class B common unit ("Class B Common Unit") of Artisan Partners Holdings LP received a number of shares of Class B common stock, par value $0.01 per share ("Class B Common Stock"), of the Company equal to the number of Class B Common Units then held by such person. Shares of Class B Common Stock do not have economic rights.

F3 · kind: On March 1, 2021, pursuant to the Partnership Unit Purchase Agreement dated February 10, 2021 by and between the Company and Ms. Johnson, the Company purchased 20,000 Class B Common Units from Ms. Johnson for $48.69 per unit and Ms. Johnson delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F3 · shares: On March 1, 2021, pursuant to the Partnership Unit Purchase Agreement dated February 10, 2021 by and between the Company and Ms. Johnson, the Company purchased 20,000 Class B Common Units from Ms. Johnson for $48.69 per unit and Ms. Johnson delivered to the Company an equal number of shares of Class B Common Stock for cancellation.

F4 · shares: Pursuant to an Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP ("Exchange Agreement"), which became effective on March 12, 2013, each holder of Class B Common Units has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange his, her or its Class B Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class B Common Stock then held by such holder will be cancelled. The Class B Common Units have no expiration date.

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March 01, 2021 Filed Mar 1, 2021 23:17 UTC
Johnson Sarah AExec VP, CLO & Secretary
GrantClass A Common Stock, par value $0.01 per share 9,404 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-008497 · form4.xml · nonDerivative · entry 1

Johnson Sarah A · CIK 0001588263 · Exec VP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,404

F1 · shares: On March 1, 2021, Ms. Johnson was awarded 9,404 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

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March 01, 2021 Filed Mar 1, 2021 23:05 UTC
Ramirez Gregory KExecutive Vice President · 10% owner
GrantClass A Common Stock, par value $0.01 per share 9,404 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-008479 · form4.xml · nonDerivative · entry 1

Ramirez Gregory K · CIK 0001588468 · Executive Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,304

F1 · shares: On March 1, 2021, Mr. Ramirez was awarded 9,404 shares of Class A common stock pursuant to the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Compensation Plan. The shares may not be transferred until they have vested.

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March 01, 2021 Filed Mar 1, 2021 22:29 UTC
Krein Christopher JExecutive Vice President
GrantPerformance Share Units · Derivative 18,808 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-008447 · form4.xml · derivative · entry 1

Krein Christopher J · CIK 0001794946 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,808

Underlying: Class A Common Stock, par value $0.01 per share · 18,808 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Plan and represents a contingent right to receive one share of Class A common stock, par value $0.01 per share.

F1 · price: Each performance share unit was granted under the Artisan Partners Asset Management Inc. 2013 Omnibus Incentive Plan and represents a contingent right to receive one share of Class A common stock, par value $0.01 per share.

F2 · derivative.exercise_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a performance period extending from January 1, 2021 through December 31, 2023.

F2 · derivative.expiration_date: The performance share units vest based on continued service and performance conditions tied to relative total shareholder return and relative adjusted operating margin over a performance period extending from January 1, 2021 through December 31, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.