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SMITH A O CORP

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SEC CIK
0000091142
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591

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 25, 2017 Filed May 26, 2017 13:41 UTC
STERN JAMES FExec VP, General Counsel & Sec
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 25,200 $0.00 Strike: $17.46 $0.00
Disclosure

SEC source: 0000091142-17-000063 · edgar.xml · derivative · entry 3

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,380

Underlying: Common Stock · 25,200 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.

Read SEC document
May 25, 2017 Filed May 26, 2017 13:41 UTC
STERN JAMES FExec VP, General Counsel & Sec
SaleCommon Stock 25,200 $54.45 $1,372,124.88
Disclosure

SEC source: 0000091142-17-000063 · edgar.xml · nonDerivative · entry 2

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,383

Read SEC document
May 25, 2017 Filed May 26, 2017 13:41 UTC
STERN JAMES FExec VP, General Counsel & Sec
Exercise / conversionCommon Stock 25,200 $17.46 $440,042.40
Disclosure

SEC source: 0000091142-17-000063 · edgar.xml · nonDerivative · entry 1

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2017 Filed May 24, 2017 19:29 UTC SaleCommon Stock 8,000 $54.25 $433,960.80
Disclosure

SEC source: 0000091142-17-000062 · edgar.xml · nonDerivative · entry 1

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,896

Read SEC document
May 19, 2017 Filed May 22, 2017 19:15 UTC
Rajendra Ajita GChairman and CEO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 67,200 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0000091142-17-000061 · edgar.xml · derivative · entry 4

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,740

Underlying: Common Stock · 67,200 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options were granted on 02/11/2008 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2009.

Read SEC document
May 19, 2017 Filed May 22, 2017 19:15 UTC
Rajendra Ajita GChairman and CEO
Tax withholdingCommon Stock 37,094 $53.48 $1,983,601.65
Disclosure

SEC source: 0000091142-17-000061 · edgar.xml · nonDerivative · entry 2

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,451

Read SEC document
May 19, 2017 Filed May 22, 2017 19:15 UTC
Rajendra Ajita GChairman and CEO
Exercise / conversionCommon Stock 67,200 $5.94 $399,168.00
Disclosure

SEC source: 0000091142-17-000061 · edgar.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2017 Filed May 10, 2017 19:59 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 2,400 $0.00 Strike: $23.24 $0.00
Disclosure

SEC source: 0000091142-17-000060 · edgar.xml · derivative · entry 3

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,380

Underlying: Common Stock · 2,400 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/14/2015.

Read SEC document
May 10, 2017 Filed May 10, 2017 19:59 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
SaleCommon Stock 2,400 $54.34 $130,425.84
Disclosure

SEC source: 0000091142-17-000060 · edgar.xml · nonDerivative · entry 2

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,580

Read SEC document
May 10, 2017 Filed May 10, 2017 19:59 UTC
Lauber Charles TSVP, Strategy & Corporate Dev.
SaleCommon Stock 1,587 $54.37 $86,280.75
Disclosure

SEC source: 0000091142-17-000060 · edgar.xml · nonDerivative · entry 1

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,980

Read SEC document
May 10, 2017 Filed Feb 7, 2018 20:23 UTC Amendment
Lauber Charles TSVP, Strategy & Corporate Dev.
SaleCommon Stock 2,400 $54.34 $130,425.84
Disclosure

SEC source: 0000091142-18-000006 · edgar.xml · nonDerivative · entry 2

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,980

Read SEC document
May 10, 2017 Filed Feb 7, 2018 20:23 UTC Amendment
Lauber Charles TSVP, Strategy & Corporate Dev.
Exercise / conversionCommon Stock 2,400 $23.24 $55,764.00
Disclosure

SEC source: 0000091142-18-000006 · edgar.xml · nonDerivative · entry 1

Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquisition of stock missed on previous filing dated May 10, 2017.

Read SEC document
May 09, 2017 Filed May 10, 2017 15:57 UTC SaleCommon Stock 750 $54.96 $41,220.08
Disclosure

SEC source: 0000091142-17-000059 · edgar.xml · nonDerivative · entry 2

WOLF IDELLE K · CIK 0001196442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,053

Read SEC document
May 05, 2017 Filed May 8, 2017 19:25 UTC
Rajendra Ajita GChairman and CEO
SaleCommon Stock 15,000 $55.30 $829,525.50
Disclosure

SEC source: 0000091142-17-000058 · edgar.xml · nonDerivative · entry 3

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse's Revocable Trust

Disclosed balance after: 8,892

F2 · shares: This transaction involved a sale of Securities by Mr. Rajendra's spouse from her Revocable Trust.

Read SEC document
May 05, 2017 Filed May 8, 2017 19:25 UTC
Rajendra Ajita GChairman and CEO
SaleCommon Stock 15,000 $55.20 $828,004.50
Disclosure

SEC source: 0000091142-17-000058 · edgar.xml · nonDerivative · entry 2

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse's Revocable Trust

Disclosed balance after: 23,892

F2 · shares: This transaction involved a sale of Securities by Mr. Rajendra's spouse from her Revocable Trust.

Read SEC document
May 05, 2017 Filed May 8, 2017 19:25 UTC
Rajendra Ajita GChairman and CEO
GiftCommon Stock 38,892 $0.00 $0.00
Disclosure

SEC source: 0000091142-17-000058 · edgar.xml · nonDerivative · entry 1

Rajendra Ajita G · CIK 0001315989 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,345

F1 · shares: This transaction involved a gift of Securities by the reporting person to his spouse's Revocable Trust.

Read SEC document
May 05, 2017 Filed May 10, 2017 15:57 UTC GiftCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0000091142-17-000059 · edgar.xml · nonDerivative · entry 1

WOLF IDELLE K · CIK 0001196442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,803

F1 · price: Gift

Read SEC document
May 04, 2017 Filed May 5, 2017 16:59 UTC
Wheeler Kevin J.Senor VP & President and GM
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 8,000 $0.00 Strike: $10.78 $0.00
Disclosure

SEC source: 0000091142-17-000057 · edgar.xml · derivative · entry 5

Wheeler Kevin J. · CIK 0001566416 · Senor VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,995

Underlying: Common Stcok · 8,000 shares

Expires 2021-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2012.

Read SEC document
May 04, 2017 Filed May 5, 2017 16:59 UTC
Wheeler Kevin J.Senor VP & President and GM
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 5,600 $0.00 Strike: $6.98 $0.00
Disclosure

SEC source: 0000091142-17-000057 · edgar.xml · derivative · entry 4

Wheeler Kevin J. · CIK 0001566416 · Senor VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,995

Underlying: Common Stock · 5,600 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options were granted on 02/08/2010 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2011.

Read SEC document
May 04, 2017 Filed May 5, 2017 16:59 UTC
Wheeler Kevin J.Senor VP & President and GM
SaleCommon Stock 13,600 $54.39 $739,708.08
Disclosure

SEC source: 0000091142-17-000057 · edgar.xml · nonDerivative · entry 3

Wheeler Kevin J. · CIK 0001566416 · Senor VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,748

Read SEC document
May 04, 2017 Filed May 5, 2017 16:59 UTC
Wheeler Kevin J.Senor VP & President and GM
Exercise / conversionCommon Stock 8,000 $10.78 $86,232.00
Disclosure

SEC source: 0000091142-17-000057 · edgar.xml · nonDerivative · entry 2

Wheeler Kevin J. · CIK 0001566416 · Senor VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2017 Filed May 5, 2017 16:59 UTC
Wheeler Kevin J.Senor VP & President and GM
Exercise / conversionCommon Stock 5,600 $6.98 $39,104.80
Disclosure

SEC source: 0000091142-17-000057 · edgar.xml · nonDerivative · entry 1

Wheeler Kevin J. · CIK 0001566416 · Senor VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2017 Filed May 3, 2017 20:03 UTC SaleCommon Stock 1,250 $53.61 $67,014.00
Disclosure

SEC source: 0000091142-17-000055 · edgar.xml · nonDerivative · entry 1

WOLF IDELLE K · CIK 0001196442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,053

Read SEC document
May 01, 2017 Filed May 2, 2017 15:12 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 20,800 $0.00 Strike: $17.46 $0.00
Disclosure

SEC source: 0000091142-17-000054 · edgar.xml · derivative · entry 3

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,015

Underlying: Common Stock · 20,800 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.

Read SEC document
May 01, 2017 Filed May 2, 2017 15:12 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
SaleCommon Stock 20,800 $53.88 $1,120,774.72
Disclosure

SEC source: 0000091142-17-000054 · edgar.xml · nonDerivative · entry 2

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,649

Read SEC document
May 01, 2017 Filed May 2, 2017 15:12 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
Exercise / conversionCommon Stock 20,800 $17.46 $363,209.60
Disclosure

SEC source: 0000091142-17-000054 · edgar.xml · nonDerivative · entry 1

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 2, 2017 14:25 UTC
Heideman Robert JSenior VP - Chief Techology
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 6,074 $0.00 Strike: $31.67 $0.00
Disclosure

SEC source: 0000091142-17-000053 · edgar.xml · derivative · entry 8

Heideman Robert J · CIK 0001507959 · Senior VP - Chief Techology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,684

Underlying: Common Stock · 6,074 shares

Expires 2026-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.

Read SEC document
May 01, 2017 Filed May 2, 2017 14:25 UTC
Heideman Robert JSenior VP - Chief Techology
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 11,067 $0.00 Strike: $30.77 $0.00
Disclosure

SEC source: 0000091142-17-000053 · edgar.xml · derivative · entry 7

Heideman Robert J · CIK 0001507959 · Senior VP - Chief Techology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,758

Underlying: Common Stock · 11,067 shares

Expires 2025-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.

Read SEC document
May 01, 2017 Filed May 2, 2017 14:25 UTC
Heideman Robert JSenior VP - Chief Techology
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 13,000 $0.00 Strike: $23.24 $0.00
Disclosure

SEC source: 0000091142-17-000053 · edgar.xml · derivative · entry 6

Heideman Robert J · CIK 0001507959 · Senior VP - Chief Techology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,825

Underlying: Common Stock · 13,000 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.

Read SEC document
May 01, 2017 Filed May 2, 2017 14:25 UTC
Heideman Robert JSenior VP - Chief Techology
GiftCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0000091142-17-000053 · edgar.xml · nonDerivative · entry 5

Heideman Robert J · CIK 0001507959 · Senior VP - Chief Techology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,185

F1 · price: Gift

Read SEC document
May 01, 2017 Filed May 2, 2017 14:25 UTC
Heideman Robert JSenior VP - Chief Techology
SaleCommon Stock 30,141 $53.90 $1,624,542.63
Disclosure

SEC source: 0000091142-17-000053 · edgar.xml · nonDerivative · entry 4

Heideman Robert J · CIK 0001507959 · Senior VP - Chief Techology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,495

Read SEC document
May 01, 2017 Filed May 2, 2017 14:25 UTC
Heideman Robert JSenior VP - Chief Techology
Exercise / conversionCommon Stock 6,074 $31.67 $192,363.58
Disclosure

SEC source: 0000091142-17-000053 · edgar.xml · nonDerivative · entry 3

Heideman Robert J · CIK 0001507959 · Senior VP - Chief Techology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 2, 2017 14:25 UTC
Heideman Robert JSenior VP - Chief Techology
Exercise / conversionCommon Stock 11,067 $30.77 $340,531.59
Disclosure

SEC source: 0000091142-17-000053 · edgar.xml · nonDerivative · entry 2

Heideman Robert J · CIK 0001507959 · Senior VP - Chief Techology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 2, 2017 14:25 UTC
Heideman Robert JSenior VP - Chief Techology
Exercise / conversionCommon Stock 13,000 $23.24 $302,120.00
Disclosure

SEC source: 0000091142-17-000053 · edgar.xml · nonDerivative · entry 1

Heideman Robert J · CIK 0001507959 · Senior VP - Chief Techology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:26 UTC
KITA JOHN JExecutive Vice President & CFO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $17.46 $0.00
Disclosure

SEC source: 0000091142-17-000056 · edgar.xml · derivative · entry 4

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,585

Underlying: Common Stock · 25,000 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:26 UTC
KITA JOHN JExecutive Vice President & CFO
SaleCommon Stock 6,619 $53.86 $356,509.27
Disclosure

SEC source: 0000091142-17-000056 · edgar.xml · nonDerivative · entry 3

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,867

Read SEC document
May 01, 2017 Filed May 3, 2017 20:26 UTC
KITA JOHN JExecutive Vice President & CFO
SaleCommon Stock 25,000 $53.87 $1,346,645.00
Disclosure

SEC source: 0000091142-17-000056 · edgar.xml · nonDerivative · entry 2

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,486

Read SEC document
May 01, 2017 Filed May 3, 2017 20:26 UTC
KITA JOHN JExecutive Vice President & CFO
Exercise / conversionCommon Stock 25,000 $17.46 $436,500.00
Disclosure

SEC source: 0000091142-17-000056 · edgar.xml · nonDerivative · entry 1

KITA JOHN J · CIK 0001236636 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 20:01 UTC
WULF GENE CDirector
GrantCommon Stock 2,509 $49.83 $125,023.47
Disclosure

SEC source: 0000091142-17-000052 · edgar.xml · nonDerivative · entry 1

WULF GENE C · CIK 0001215484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,161

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 13, 2017.

F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 52,826 additional shares of Common Stock.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 20:00 UTC GrantCommon Stock 2,509 $49.83 $125,023.47
Disclosure

SEC source: 0000091142-17-000051 · edgar.xml · nonDerivative · entry 1

WOLF IDELLE K · CIK 0001196442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,303

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation Directors' Compensation Plan based on the average of the high and low price of Common Stock on April 13, 2017.

F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 27,397 additional shares of Common Stock.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 20:00 UTC
SMITH MARK DDirector
GrantCommon Stock 2,509 $49.83 $125,023.47
Disclosure

SEC source: 0000091142-17-000050 · edgar.xml · nonDerivative · entry 1

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,209

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 13, 2016.

F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 54,850 additional shares of Common Stock.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 19:59 UTC GrantRestricted Stock Units · Derivative 2,509 $0.00 Strike: $49.83 $0.00
Disclosure

SEC source: 0000091142-17-000049 · edgar.xml · derivative · entry 3

SMITH BRUCE M · CIK 0001236625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,298

Underlying: Common Stock · 2,509 shares

Expires not disclosed

F5 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and low price of Common Stock on April 13, 2017.

F6 · derivative.exercise_date: The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.

F6 · derivative.expiration_date: The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.

F7 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 57,106 additional Restricted Stock Units.The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 577 units of Restricted Stock Units.

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April 13, 2017 Filed Apr 17, 2017 19:58 UTC
Kadri IlhamDirector
GrantCommon Stock 2,509 $49.83 $125,023.47
Disclosure

SEC source: 0000091142-17-000048 · edgar.xml · nonDerivative · entry 1

Kadri Ilham · CIK 0001566514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 13, 2017.

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April 13, 2017 Filed Apr 17, 2017 19:57 UTC
JONES PAUL WDirector
GrantCommon Stock 2,509 $49.83 $125,023.47
Disclosure

SEC source: 0000091142-17-000047 · edgar.xml · nonDerivative · entry 1

JONES PAUL W · CIK 0001111599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,465

F1 · balance_after: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 13, 2017.

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April 13, 2017 Filed Apr 17, 2017 19:56 UTC GrantRestricted Stock Units · Derivative 2,509 $0.00 Strike: $49.83 $0.00
Disclosure

SEC source: 0000091142-17-000046 · edgar.xml · derivative · entry 1

GREUBEL WILLIAM P · CIK 0001244813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,161

Underlying: Common Stock · 2,509 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 13, 2017.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Greubel has made a deferral.

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April 13, 2017 Filed Apr 17, 2017 19:55 UTC GrantRestricted Stock Units · Derivative 2,509 $0.00 Strike: $49.83 $0.00
Disclosure

SEC source: 0000091142-17-000045 · edgar.xml · derivative · entry 2

CURRENT GLOSTER B JR · CIK 0001399736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,433

Underlying: Common Stock · 2,509 shares

Expires not disclosed

F2 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 13, 2017.

F3 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Current has made a deferral.

F3 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Current has made a deferral.

F4 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 33,791 additional Restricted Stock Units. The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 342 units of Restricted Stock Units.

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April 13, 2017 Filed Apr 17, 2017 19:54 UTC GrantRestricted Stock Units · Derivative 2,509 $0.00 Strike: $49.83 $0.00
Disclosure

SEC source: 0000091142-17-000044 · edgar.xml · derivative · entry 2

BROWN RONALD D · CIK 0001206562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,148

Underlying: Common Stock · 2,509 shares

Expires not disclosed

F2 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 13, 2017.

F3 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F3 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral.

F4 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 23,202 additional Restricted Stock Units. The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 235 units of Restricted Stock Units.

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March 09, 2017 Filed Mar 10, 2017 20:40 UTC
Ackerman Patricia KVP, Investor Relations & Treas
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 5,140 $0.00 Strike: $23.24 $0.00
Disclosure

SEC source: 0000091142-17-000043 · edgar.xml · derivative · entry 5

Ackerman Patricia K · CIK 0001532645 · VP, Investor Relations & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,410

Underlying: Common Stock · 5,140 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.

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March 09, 2017 Filed Mar 10, 2017 20:40 UTC
Ackerman Patricia KVP, Investor Relations & Treas
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 2,266 $0.00 Strike: $17.46 $0.00
Disclosure

SEC source: 0000091142-17-000043 · edgar.xml · derivative · entry 4

Ackerman Patricia K · CIK 0001532645 · VP, Investor Relations & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,550

Underlying: Common Stock · 2,266 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.

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March 09, 2017 Filed Mar 10, 2017 20:40 UTC
Ackerman Patricia KVP, Investor Relations & Treas
SaleCommon Stock 7,406 $49.40 $365,874.17
Disclosure

SEC source: 0000091142-17-000043 · edgar.xml · nonDerivative · entry 3

Ackerman Patricia K · CIK 0001532645 · VP, Investor Relations & Treas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,642

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.