Tapewire

NYSE · USD

ANG-PD

American National Group Inc.

Export transactions ↓
Tapewire entity
9766
SEC CIK
0001039828
Parsed reports
341

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 26, 2018 Filed Mar 26, 2018 21:35 UTC
Grensteiner Ronald JamesExecutive Vice President
Exercise / conversionOptions - Right to Buy · Derivative 19,730 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0001039828-18-000023 · wf-form4_152210011177338.xml · derivative · entry 9

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,730 shares

Expires 2019-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2018 Filed Mar 26, 2018 21:35 UTC
Grensteiner Ronald JamesExecutive Vice President
SaleCommon Stock 19,730 $29.61 $584,167.81
Disclosure

SEC source: 0001039828-18-000023 · wf-form4_152210011177338.xml · nonDerivative · entry 5

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,042

F2 · price: This transaction was executed in multiple trades at prices ranging from $29.50 to $29.73. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

Read SEC document
March 26, 2018 Filed Mar 26, 2018 21:35 UTC
Grensteiner Ronald JamesExecutive Vice President
Exercise / conversionCommon Stock 19,730 $7.00 $138,110.00
Disclosure

SEC source: 0001039828-18-000023 · wf-form4_152210011177338.xml · nonDerivative · entry 4

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2018 Filed Mar 26, 2018 21:26 UTC Exercise / conversionOptions - Right to Buy · Derivative 10,000 $0.00 Strike: $10.85 $0.00
Disclosure

SEC source: 0001039828-18-000021 · wf-form4_152209955931463.xml · derivative · entry 2

STRICKLAND ALONZO A J J · CIK 0001260546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2018 Filed Mar 26, 2018 21:26 UTC Exercise / conversionCommon Stock 10,000 $10.85 $108,500.00
Disclosure

SEC source: 0001039828-18-000021 · wf-form4_152209955931463.xml · nonDerivative · entry 1

STRICKLAND ALONZO A J J · CIK 0001260546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 21:35 UTC
Grensteiner Ronald JamesExecutive Vice President
Exercise / conversionOptions - Right to Buy · Derivative 270 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0001039828-18-000023 · wf-form4_152210011177338.xml · derivative · entry 8

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,730

Underlying: Common Stock · 270 shares

Expires 2019-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 21:35 UTC
Grensteiner Ronald JamesExecutive Vice President
Exercise / conversionOptions - Right to Buy · Derivative 27,750 $0.00 Strike: $9.27 $0.00
Disclosure

SEC source: 0001039828-18-000023 · wf-form4_152210011177338.xml · derivative · entry 7

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,750 shares

Expires 2020-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 21:35 UTC
Grensteiner Ronald JamesExecutive Vice President
SaleCommon Stock 28,020 $30.61 $857,731.43
Disclosure

SEC source: 0001039828-18-000023 · wf-form4_152210011177338.xml · nonDerivative · entry 3

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,042

F1 · price: This transaction was executed in multiple trades at prices ranging from $30.50 to $31.105. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 21:35 UTC
Grensteiner Ronald JamesExecutive Vice President
Exercise / conversionCommon Stock 270 $7.00 $1,890.00
Disclosure

SEC source: 0001039828-18-000023 · wf-form4_152210011177338.xml · nonDerivative · entry 2

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 21:35 UTC
Grensteiner Ronald JamesExecutive Vice President
Exercise / conversionCommon Stock 27,750 $9.27 $257,242.50
Disclosure

SEC source: 0001039828-18-000023 · wf-form4_152210011177338.xml · nonDerivative · entry 1

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2018 Filed Feb 12, 2019 15:03 UTC
MATOVINA JOHN MDirector · CEO & President
GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000004 · wf-form5_154998377761631.xml · nonDerivative · entry 2

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,490

Read SEC document
March 16, 2018 Filed Mar 16, 2018 17:54 UTC
MATOVINA JOHN MDirector · CEO & President
Exercise / conversionOptions - Right to Buy · Derivative 12,000 $10.85 Strike: $10.85 $130,200.00
Disclosure

SEC source: 0001039828-18-000019 · wf-form4_152122284998282.xml · derivative · entry 8

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2018-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2018 Filed Mar 16, 2018 17:54 UTC
MATOVINA JOHN MDirector · CEO & President
SaleCommon Stock 12,000 $31.91 $382,890.00
Disclosure

SEC source: 0001039828-18-000019 · wf-form4_152122284998282.xml · nonDerivative · entry 5

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,890

F2 · price: This transaction was executed in multiple trades at prices ranging from $31.90 to $31.965. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

Read SEC document
March 16, 2018 Filed Mar 16, 2018 17:54 UTC
MATOVINA JOHN MDirector · CEO & President
Exercise / conversionCommon Stock 12,000 $10.85 $130,200.00
Disclosure

SEC source: 0001039828-18-000019 · wf-form4_152122284998282.xml · nonDerivative · entry 4

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2018 Filed Mar 16, 2018 17:54 UTC
MATOVINA JOHN MDirector · CEO & President
SaleCommon Stock 8,000 $31.76 $254,112.00
Disclosure

SEC source: 0001039828-18-000019 · wf-form4_152122284998282.xml · nonDerivative · entry 3

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,890

F1 · price: This transaction was executed in multiple trades at prices ranging from $31.76 to $31.78. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 17:54 UTC
MATOVINA JOHN MDirector · CEO & President
Exercise / conversionOptions - Right to Buy · Derivative 28,000 $10.85 Strike: $10.85 $303,800.00
Disclosure

SEC source: 0001039828-18-000019 · wf-form4_152122284998282.xml · derivative · entry 7

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 28,000 shares

Expires 2018-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 17:54 UTC
MATOVINA JOHN MDirector · CEO & President
Tax withholdingCommon Stock 8,000 $31.76 $254,080.00
Disclosure

SEC source: 0001039828-18-000019 · wf-form4_152122284998282.xml · nonDerivative · entry 2

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,890

Read SEC document
March 15, 2018 Filed Mar 16, 2018 17:54 UTC
MATOVINA JOHN MDirector · CEO & President
Exercise / conversionCommon Stock 28,000 $10.85 $303,800.00
Disclosure

SEC source: 0001039828-18-000019 · wf-form4_152122284998282.xml · nonDerivative · entry 1

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 23:26 UTC
Samuelson Scott A.Vice President-Controller
Tax withholdingCommon Stock 165 $32.54 $5,369.10
Disclosure

SEC source: 0001039828-18-000018 · wf-form4_152089720114669.xml · nonDerivative · entry 1

Samuelson Scott A. · CIK 0001553207 · Vice President-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,620

Read SEC document
March 09, 2018 Filed Mar 12, 2018 23:17 UTC
Lorenzen Jeffrey DExecutive VP-Chief Inv Officer
Tax withholdingCommon Stock 267 $32.54 $8,688.18
Disclosure

SEC source: 0001039828-18-000017 · wf-form4_152089666433866.xml · nonDerivative · entry 1

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,511

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:31 UTC SaleCommon Stock 108,350 $31.05 $3,363,779.93
Disclosure

SEC source: 0001039828-18-000016 · wf-form4_152089026512551.xml · nonDerivative · entry 1

RICHARDSON DEBRA J · CIK 0001260545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,253

F1 · price: This transaction was executed in multiple trades at prices ranging from $31.00 to $31.18. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

Read SEC document
March 06, 2018 Filed Feb 12, 2019 15:03 UTC
MATOVINA JOHN MDirector · CEO & President
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001039828-19-000004 · wf-form5_154998377761631.xml · nonDerivative · entry 1

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,890

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:10 UTC
Grensteiner Ronald JamesExecutive Vice President
GrantCommon Stock 3,578 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000015 · wf-form4_151994218774211.xml · nonDerivative · entry 1

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,042

F1 · shares: An award of restricted stock pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:02 UTC
MATOVINA JOHN MDirector · CEO & President
GrantCommon Stock 8,047 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000014 · wf-form4_151994175418759.xml · nonDerivative · entry 1

MATOVINA JOHN M · CIK 0001254077 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,890

F1 · shares: An award of restricted stock pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:00 UTC
Bryant Jennifer LynnEVP & CHRO, AEILIC
GrantCommon Stock 1,060 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000013 · wf-form4_151994157400560.xml · nonDerivative · entry 1

Bryant Jennifer Lynn · CIK 0001715606 · EVP & CHRO, AEILIC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,104

F1 · shares: An award of restricted stock pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:51 UTC
Johnson Ted MorrisCFO & Treasurer
GrantCommon Stock 3,512 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000012 · wf-form4_151994105125916.xml · nonDerivative · entry 1

Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,829

F1 · shares: An award of restricted stock pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:44 UTC
Montz Renee DeniseExec VP-Gen Counsel & Sec
GrantCommon Stock 2,883 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000011 · wf-form4_151994065832903.xml · nonDerivative · entry 1

Montz Renee Denise · CIK 0001671288 · Exec VP-Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,079

F1 · shares: An award of restricted stock pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:36 UTC
Samuelson Scott A.Vice President-Controller
GrantCommon Stock 915 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000010 · wf-form4_151994018371679.xml · nonDerivative · entry 1

Samuelson Scott A. · CIK 0001553207 · Vice President-Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,785

F1 · shares: An award of restricted stock pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:29 UTC
Lorenzen Jeffrey DExecutive VP-Chief Inv Officer
GrantCommon Stock 3,115 $0.00 $0.00
Disclosure

SEC source: 0001039828-18-000009 · wf-form4_151993975476233.xml · nonDerivative · entry 1

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,778

F1 · shares: An award of restricted stock pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:23 UTC
Lorenzen Jeffrey DExecutive VP-Chief Inv Officer
Tax withholdingCommon Stock 429 $31.92 $13,693.68
Disclosure

SEC source: 0001039828-18-000008 · wf-form4_151977376753796.xml · nonDerivative · entry 1

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,663

Read SEC document
February 21, 2018 Filed Feb 21, 2018 22:06 UTC SaleCommon Stock 2,500 $32.75 $81,863.00
Disclosure

SEC source: 0001039828-18-000004 · wf-form4_151925076449558.xml · nonDerivative · entry 1

Clark Alexander Meeker · CIK 0001438270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $32.73 to $32.77. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 21:46 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001039828-17-000067 · wf-form4_149635359659285.xml · nonDerivative · entry 1

CUSHING BRENDA J · CIK 0001233350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2018 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 21:27 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001039828-17-000066 · wf-form4_149635241529220.xml · nonDerivative · entry 1

Clark Alexander Meeker · CIK 0001438270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2018 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 22:50 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001039828-17-000071 · wf-form4_149635739962171.xml · nonDerivative · entry 1

RICHARDSON DEBRA J · CIK 0001260545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,517

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2018 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 21:57 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001039828-17-000068 · wf-form4_149635421041273.xml · nonDerivative · entry 1

GERLACH JAMES M · CIK 0001260539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,667

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2018 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 22:08 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001039828-17-000069 · wf-form4_149635487801393.xml · nonDerivative · entry 1

Kunkel William R. · CIK 0001565011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,738

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2018 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 22:10 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001039828-17-000070 · wf-form4_149635503640147.xml · nonDerivative · entry 1

STRICKLAND ALONZO A J J · CIK 0001260546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,500

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2018 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 21:25 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001039828-17-000065 · wf-form4_149635234251302.xml · nonDerivative · entry 1

Neugent Gerard D. · CIK 0001500104 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2018 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 21:24 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001039828-17-000064 · wf-form4_149635227677588.xml · nonDerivative · entry 1

MULCAHY DAVID S · CIK 0001260541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,314

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2018 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 20:50 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001039828-17-000063 · wf-form4_149635018726794.xml · nonDerivative · entry 1

Matula Alan David · CIK 0001661629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,220

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2018 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 19:23 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001039828-17-000062 · wf-form4_149634502503758.xml · nonDerivative · entry 1

Howe Robert L · CIK 0001341197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2018 annual meeting of the shareholders, whichever is earlier.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 19:13 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001039828-17-000060 · wf-form4_149634438181476.xml · nonDerivative · entry 1

Chapman Joyce Ann · CIK 0001444640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,150

F1 · kind: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2018 annual meeting of the shareholders, whichever is earlier.

Read SEC document
May 17, 2017 Filed May 17, 2017 22:29 UTC PurchaseCommon Stock 6,270 $23.96 $150,249.26
Disclosure

SEC source: 0001039828-17-000058 · wf-form4_149506013878111.xml · nonDerivative · entry 1

Matula Alan David · CIK 0001661629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,220

Read SEC document
April 06, 2017 Filed Apr 10, 2017 19:02 UTC Exercise / conversionDeferred Compensation Plan · Derivative 3,318 $0.00 $0.00
Disclosure

SEC source: 0001039828-17-000045 · wf-form4_149185091432820.xml · derivative · entry 2

NOBLE DAVID J · CIK 0001260543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,143

Underlying: Common Stock · 3,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share deemed to be held by the Deferred Compensation Plan represents the right to receive one share of AEL common stock or the cash value thereof.

F2 · derivative.exercise_date: Shares of AEL common stock deemed held by the Deferred Compensation Plan are payable in AEL common stock or cash following termination of the reporting person's employment with AEL. The reporting person may transfer the AEL stock deemed held in his Deferred Compensation Account into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of AEL common stock deemed held by the Deferred Compensation Plan are payable in AEL common stock or cash following termination of the reporting person's employment with AEL. The reporting person may transfer the AEL stock deemed held in his Deferred Compensation Account into an alternative investment at any time.

Read SEC document
April 06, 2017 Filed Apr 10, 2017 19:02 UTC Exercise / conversionCommon Stock 3,318 Not disclosed Not disclosed
Disclosure

SEC source: 0001039828-17-000045 · wf-form4_149185091432820.xml · nonDerivative · entry 1

NOBLE DAVID J · CIK 0001260543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share deemed to be held by the Deferred Compensation Plan represents the right to receive one share of AEL common stock or the cash value thereof.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 21:46 UTC GrantCommon Stock 4,914 $0.00 $0.00
Disclosure

SEC source: 0001039828-17-000038 · wf-form4_148944156220251.xml · nonDerivative · entry 1

NOBLE DAVID J · CIK 0001260543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,543,679

F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2009 Employee Incentive Plan that vested and converted into shares of common stock.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 21:41 UTC GrantCommon Stock 3,075 $0.00 $0.00
Disclosure

SEC source: 0001039828-17-000036 · wf-form4_148944126195228.xml · nonDerivative · entry 1

RICHARDSON DEBRA J · CIK 0001260545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,517

F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2009 Employee Incentive Plan that vested and converted into shares of common stock.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:57 UTC GrantCommon Stock 2,168 $0.00 $0.00
Disclosure

SEC source: 0001039828-17-000034 · wf-form4_148943865319477.xml · nonDerivative · entry 1

Kunkel William R. · CIK 0001565011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,906

F1 · acquired: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2009 Employee Incentive Plan that vested and converted into shares of common stock.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:45 UTC
Grensteiner Ronald JamesExecutive Vice President
GrantCommon Stock 4,020 $0.00 $0.00
Disclosure

SEC source: 0001039828-17-000032 · wf-form4_148943791132869.xml · nonDerivative · entry 2

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,464

F2 · shares: An award of restricted stock pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:45 UTC
Grensteiner Ronald JamesExecutive Vice President
GrantCommon Stock 3,195 $0.00 $0.00
Disclosure

SEC source: 0001039828-17-000032 · wf-form4_148943791132869.xml · nonDerivative · entry 1

Grensteiner Ronald James · CIK 0001468460 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,444

F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2009 Employee Incentive Plan that vested and converted into shares of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.