Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American National Group Inc.AEL · Entity 9766 | Director | February 19, 2020 | February 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American National Group Inc.
Report date February 19, 2020 · Filed February 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 104,060 |
Ending reported balance
After 2020-02-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-02-19 · Sale · Disposed 20,000 · Balance 106,022 F1: This transaction was executed in multiple trades at prices ranging from $33.00 to $33.42. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Row 2 · 2020-02-20 · Sale · Disposed 1,962 · Balance 104,060 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $33.00 to $33.42. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2020 Filed Feb 21, 2020 21:18 UTC | American National Group Inc. AEL · Entity 9766 | SaleCommon Stock | 1,962 | $33.22 | $65,173.13 |
DisclosureSEC source: 0001039828-20-000011 · wf-form4_158231991852429.xml · nonDerivative · entry 2 RICHARDSON DEBRA J · CIK 0001260545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,060 Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:18 UTC | American National Group Inc. AEL · Entity 9766 | SaleCommon Stock | 20,000 | $33.20 | $664,086.00 |
DisclosureSEC source: 0001039828-20-000011 · wf-form4_158231991852429.xml · nonDerivative · entry 1 RICHARDSON DEBRA J · CIK 0001260545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,022 F1 · price: This transaction was executed in multiple trades at prices ranging from $33.00 to $33.42. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| November 27, 2019 Filed Nov 29, 2019 22:13 UTC | American National Group Inc. AEL · Entity 9766 | SaleCommon Stock | 18,000 | $29.77 | $535,932.00 |
DisclosureSEC source: 0001039828-19-000065 · wf-form4_157506561162824.xml · nonDerivative · entry 1 RICHARDSON DEBRA J · CIK 0001260545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,242 F1 · price: This transaction was executed in multiple trades at prices ranging from $29.67 to $29.90. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 21:25 UTC | American National Group Inc. AEL · Entity 9766 | SaleCommon Stock | 80,000 | $27.40 | $2,192,144.00 |
DisclosureSEC source: 0001039828-19-000047 · wf-form4_156106592610195.xml · nonDerivative · entry 1 RICHARDSON DEBRA J · CIK 0001260545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,242 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.25 to $27.865. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| June 18, 2019 Filed Feb 12, 2020 21:50 UTC | American National Group Inc. AEL · Entity 9766 | GiftCommon Stock | 2,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-20-000009 · wf-form5_158154421288410.xml · nonDerivative · entry 1 RICHARDSON DEBRA J · CIK 0001260545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,022 Read SEC document |
| June 06, 2019 Filed Jun 6, 2019 21:06 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-19-000044 · wf-form4_155985517545934.xml · nonDerivative · entry 1 RICHARDSON DEBRA J · CIK 0001260545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,242 F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2020 annual meeting of the shareholders, whichever is earlier. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 13:40 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionOptions - Right to Buy · Derivative | 40,000 | $7.00 Strike: $7.00 | $280,000.00 |
DisclosureSEC source: 0001039828-19-000020 · wf-form4_155628602779335.xml · derivative · entry 2 RICHARDSON DEBRA J · CIK 0001260545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2019-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 13:40 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionCommon Stock | 40,000 | $7.00 | $280,000.00 |
DisclosureSEC source: 0001039828-19-000020 · wf-form4_155628602779335.xml · nonDerivative · entry 1 RICHARDSON DEBRA J · CIK 0001260545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 23:14 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 1,214 | $31.65 | $38,423.10 |
DisclosureSEC source: 0001039828-19-000017 · wf-form4_155174127561159.xml · nonDerivative · entry 2 RICHARDSON DEBRA J · CIK 0001260545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,042 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 23:14 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 3,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-19-000017 · wf-form4_155174127561159.xml · nonDerivative · entry 1 RICHARDSON DEBRA J · CIK 0001260545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,256 F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vested and converted into shares of common stock. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 16:58 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionOptions - Right to Buy · Derivative | 40,000 | $10.85 Strike: $10.85 | $434,000.00 |
DisclosureSEC source: 0001039828-18-000045 · wf-form4_152847708673565.xml · derivative · entry 3 RICHARDSON DEBRA J · CIK 0001260545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2018-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 16:58 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-18-000045 · wf-form4_152847708673565.xml · nonDerivative · entry 2 RICHARDSON DEBRA J · CIK 0001260545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,853 F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2019 annual meeting of the shareholders, whichever is earlier. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 16:58 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionCommon Stock | 40,000 | $10.85 | $434,000.00 |
DisclosureSEC source: 0001039828-18-000045 · wf-form4_152847708673565.xml · nonDerivative · entry 1 RICHARDSON DEBRA J · CIK 0001260545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2018 Filed Feb 13, 2019 22:30 UTC | American National Group Inc. AEL · Entity 9766 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-19-000006 · wf-form5_155009701187341.xml · nonDerivative · entry 1 RICHARDSON DEBRA J · CIK 0001260545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,853 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 21:31 UTC | American National Group Inc. AEL · Entity 9766 | SaleCommon Stock | 108,350 | $31.05 | $3,363,779.93 |
DisclosureSEC source: 0001039828-18-000016 · wf-form4_152089026512551.xml · nonDerivative · entry 1 RICHARDSON DEBRA J · CIK 0001260545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,253 F1 · price: This transaction was executed in multiple trades at prices ranging from $31.00 to $31.18. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 22:50 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-17-000071 · wf-form4_149635739962171.xml · nonDerivative · entry 1 RICHARDSON DEBRA J · CIK 0001260545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,517 F1 · shares: An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2018 annual meeting of the shareholders, whichever is earlier. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 21:41 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 3,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-17-000036 · wf-form4_148944126195228.xml · nonDerivative · entry 1 RICHARDSON DEBRA J · CIK 0001260545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,517 F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2009 Employee Incentive Plan that vested and converted into shares of common stock. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:54 UTC | American National Group Inc. AEL · Entity 9766 | SaleCommon Stock | 1,000 | $21.55 | $21,550.10 |
DisclosureSEC source: 0001039828-16-000249 · wf-form4_147925047434976.xml · nonDerivative · entry 1 RICHARDSON DEBRA J · CIK 0001260545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,442 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.