Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American National Group Inc.AEL · Entity 9766 | Vice President-Controller | February 25, 2021 | March 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American National Group Inc.
Report date February 25, 2021 · Filed March 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,688 |
Ending reported balance
After 2021-02-27 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-02-25 · Grant · Acquired 1,661 · Balance 27,527 F1: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant. Row 2 · 2021-02-27 · Tax withholding · Disposed 408 · Balance 27,119 Row 3 · 2021-02-27 · Grant · Acquired 4,701 · Balance 31,820 F2: Performance based restricted stock units that vested and converted into shares of common stock under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan. Row 4 · 2021-02-27 · Tax withholding · Disposed 2,132 · Balance 29,688 |
| Options - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $27.40 · Expires 2031-02-25 | Direct | 22,363 |
Reported balance
After 2021-02-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-02-25 · Grant · Acquired 5,841 · Balance 22,363 F4: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 9,089 |
Reported balance
Holding disclosure · report date 2021-02-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 9,089 F3: Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. |
Filing footnotes · ownership attribution and instrument terms
F1: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant.
F2: Performance based restricted stock units that vested and converted into shares of common stock under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan.
F3: Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
F4: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2021 Filed Mar 1, 2021 21:46 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 2,132 | $27.63 | $58,907.16 |
DisclosureSEC source: 0001039828-21-000020 · wf-form4_161463516999914.xml · nonDerivative · entry 4 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,688 Read SEC document |
| February 27, 2021 Filed Mar 1, 2021 21:46 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 4,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-21-000020 · wf-form4_161463516999914.xml · nonDerivative · entry 3 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,820 F2 · shares: Performance based restricted stock units that vested and converted into shares of common stock under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan. Read SEC document |
| February 27, 2021 Filed Mar 1, 2021 21:46 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 408 | $27.63 | $11,273.04 |
DisclosureSEC source: 0001039828-21-000020 · wf-form4_161463516999914.xml · nonDerivative · entry 2 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,119 Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 21:46 UTC | American National Group Inc. AEL · Entity 9766 | GrantOptions - Right to Buy · Derivative | 5,841 | $0.00 Strike: $27.40 | $0.00 |
DisclosureSEC source: 0001039828-21-000020 · wf-form4_161463516999914.xml · derivative · entry 6 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,363 Underlying: Common Stock · 5,841 shares Expires 2031-02-25 F4 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 21:46 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 1,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-21-000020 · wf-form4_161463516999914.xml · nonDerivative · entry 1 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,527 F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 21:59 UTC | American National Group Inc. AEL · Entity 9766 | GrantOptions - Right to Buy · Derivative | 16,522 | $0.00 Strike: $27.05 | $0.00 |
DisclosureSEC source: 0001039828-20-000085 · wf-form4_160616878016743.xml · derivative · entry 1 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,522 Underlying: Common Stock · 16,522 shares Expires 2030-11-19 F1 · derivative.exercise_date: Fifty percent (50%) of the Option Award granted vests upon the later of: (i) the Company attaining a $37.00 per share common stock price (based on a 30-day trading average); and (ii) the one year anniversary of the Grant Date. The remaining fifty percent (50%) of the Option Award vests on the one year anniversary of the vesting of the initial fifty percent (50%) of the Option Award. If the Company does not achieve the $37 per share common stock price on or before the fifth anniversary of the Grant Date, the Option Award shall be forfeited. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 23:41 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 481 | $18.72 | $9,004.32 |
DisclosureSEC source: 0001039828-20-000030 · wf-form4_158388369283247.xml · nonDerivative · entry 1 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,866 Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:40 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 1,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-20-000019 · wf-form4_158318879716706.xml · nonDerivative · entry 3 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,347 F2 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vest on the third anniversary of the date of grant. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:40 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 2,664 | $26.80 | $71,395.20 |
DisclosureSEC source: 0001039828-20-000019 · wf-form4_158318879716706.xml · nonDerivative · entry 2 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,160 Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:40 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 5,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-20-000019 · wf-form4_158318879716706.xml · nonDerivative · entry 1 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,824 F1 · shares: Performance based restricted stock units that vested and converted into shares of common stock under the American Equity Investment Life Holding Company 2016 Employee Incentive Plan. Read SEC document |
| June 02, 2019 Filed Jun 4, 2019 21:01 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 740 | $28.31 | $20,949.40 |
DisclosureSEC source: 0001039828-19-000031 · wf-form4_155968206997662.xml · nonDerivative · entry 1 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,935 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:21 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 967 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-19-000010 · wf-form4_155173810278419.xml · nonDerivative · entry 3 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,675 F2 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:21 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 2,000 | $31.65 | $63,300.00 |
DisclosureSEC source: 0001039828-19-000010 · wf-form4_155173810278419.xml · nonDerivative · entry 2 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,708 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:21 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 6,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-19-000010 · wf-form4_155173810278419.xml · nonDerivative · entry 1 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,708 F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vested and converted into shares of common stock. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 22:33 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-18-000051 · wf-form4_153480442184568.xml · nonDerivative · entry 1 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,120 F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests one year from the date of grant. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 23:26 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 165 | $32.54 | $5,369.10 |
DisclosureSEC source: 0001039828-18-000018 · wf-form4_152089720114669.xml · nonDerivative · entry 1 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,620 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:36 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 915 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-18-000010 · wf-form4_151994018371679.xml · nonDerivative · entry 1 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,785 F1 · shares: An award of restricted stock pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 18:40 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 1,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-17-000022 · wf-form4_148943043327529.xml · nonDerivative · entry 2 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,870 F2 · shares: An award of restricted stock pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 18:40 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 1,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-17-000022 · wf-form4_148943043327529.xml · nonDerivative · entry 1 Samuelson Scott A. · CIK 0001553207 · Vice President-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,247 F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2009 Employee Incentive Plan that vested and converted into shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.