Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American National Group Inc.AEL · Entity 9766 | Chief Financial Officer | May 18, 2021 | May 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American National Group Inc.
Report date May 18, 2021 · Filed May 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 82,234 |
Reported balance
After 2021-05-18 transaction · row 1
1 source rowRow 1 · 2021-05-18 · Sale · Disposed 31,380 · Balance 82,234 F1: This transaction was executed in multiple trades at prices ranging from $31.67 to $32.13. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 14,138 |
Reported balance
Holding disclosure · report date 2021-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,138 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $31.67 to $32.13. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2021 Filed May 19, 2021 21:52 UTC | American National Group Inc. AEL · Entity 9766 | SaleCommon Stock | 31,380 | $31.91 | $1,001,335.80 |
DisclosureSEC source: 0001039828-21-000038 · wf-form4_162146110323283.xml · nonDerivative · entry 1 Johnson Ted Morris · CIK 0001341196 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,234 F1 · price: This transaction was executed in multiple trades at prices ranging from $31.67 to $32.13. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| February 27, 2021 Filed Mar 1, 2021 18:19 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 8,183 | $27.63 | $226,096.29 |
DisclosureSEC source: 0001039828-21-000012 · wf-form4_161462276274046.xml · nonDerivative · entry 4 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,614 Read SEC document |
| February 27, 2021 Filed Mar 1, 2021 18:19 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 18,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-21-000012 · wf-form4_161462276274046.xml · nonDerivative · entry 3 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,797 F2 · shares: Performance based restricted stock units that vested and converted into shares of common stock under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan. Read SEC document |
| February 27, 2021 Filed Mar 1, 2021 18:19 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 1,593 | $27.63 | $44,014.59 |
DisclosureSEC source: 0001039828-21-000012 · wf-form4_161462276274046.xml · nonDerivative · entry 2 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,752 Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 18:19 UTC | American National Group Inc. AEL · Entity 9766 | GrantOptions - Right to Buy · Derivative | 26,655 | $0.00 Strike: $27.40 | $0.00 |
DisclosureSEC source: 0001039828-21-000012 · wf-form4_161462276274046.xml · derivative · entry 6 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,220 Underlying: Common Stock · 26,655 shares Expires 2031-02-25 F4 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 18:19 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 7,581 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-21-000012 · wf-form4_161462276274046.xml · nonDerivative · entry 1 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,345 F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 22:02 UTC | American National Group Inc. AEL · Entity 9766 | GrantOptions - Right to Buy · Derivative | 49,565 | $0.00 Strike: $27.05 | $0.00 |
DisclosureSEC source: 0001039828-20-000086 · wf-form4_160616892605705.xml · derivative · entry 1 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,565 Underlying: Common Stock · 49,565 shares Expires 2030-11-19 F1 · derivative.exercise_date: Fifty percent (50%) of the Option Award granted vests upon the later of: (i) the Company attaining a $37.00 per share common stock price (based on a 30-day trading average); and (ii) the one year anniversary of the Grant Date. The remaining fifty percent (50%) of the Option Award vests on the one year anniversary of the vesting of the initial fifty percent (50%) of the Option Award. If the Company does not achieve the $37 per share common stock price on or before the fifth anniversary of the Grant Date, the Option Award shall be forfeited. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 23:45 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 1,341 | $18.72 | $25,103.52 |
DisclosureSEC source: 0001039828-20-000032 · wf-form4_158388390781028.xml · nonDerivative · entry 1 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,764 Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:46 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 6,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-20-000020 · wf-form4_158318916525574.xml · nonDerivative · entry 3 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,105 F2 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vest on the third anniversary of the date of grant. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:46 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 7,297 | $26.80 | $195,559.60 |
DisclosureSEC source: 0001039828-20-000020 · wf-form4_158318916525574.xml · nonDerivative · entry 2 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,905 Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:46 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 16,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-20-000020 · wf-form4_158318916525574.xml · nonDerivative · entry 1 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,202 F1 · shares: Performance based restricted stock units that vested and converted into shares of common stock under the American Equity Investment Life Holding Company 2016 Employee Incentive Plan. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 21:05 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 2,721 | $22.35 | $60,814.35 |
DisclosureSEC source: 0001039828-19-000060 · wf-form4_156633512070708.xml · nonDerivative · entry 1 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,112 Read SEC document |
| June 26, 2019 Filed Jun 27, 2019 21:18 UTC | American National Group Inc. AEL · Entity 9766 | SaleCommon Stock | 10,000 | $26.11 | $261,100.00 |
DisclosureSEC source: 0001039828-19-000049 · wf-form4_156167031310628.xml · nonDerivative · entry 1 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,833 F1 · price: This transaction was executed in multiple trades at prices ranging from $26.05 to $26.50. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 17:26 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionOptions - Right to Buy · Derivative | 10,000 | $9.27 Strike: $9.27 | $92,700.00 |
DisclosureSEC source: 0001039828-19-000048 · wf-form4_156113796622295.xml · derivative · entry 4 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2020-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 17:26 UTC | American National Group Inc. AEL · Entity 9766 | SaleCommon Stock | 10,000 | $27.59 | $275,851.00 |
DisclosureSEC source: 0001039828-19-000048 · wf-form4_156113796622295.xml · nonDerivative · entry 2 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,833 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.57 to $27.605. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 17:26 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionCommon Stock | 10,000 | $9.27 | $92,700.00 |
DisclosureSEC source: 0001039828-19-000048 · wf-form4_156113796622295.xml · nonDerivative · entry 1 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2019 Filed Jun 4, 2019 20:12 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 1,356 | $28.31 | $38,388.36 |
DisclosureSEC source: 0001039828-19-000029 · wf-form4_155967911763396.xml · nonDerivative · entry 1 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,833 Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 10:27 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionOptions - Right to Buy · Derivative | 20,000 | $7.00 Strike: $7.00 | $140,000.00 |
DisclosureSEC source: 0001039828-19-000019 · wf-form4_155627443744311.xml · derivative · entry 3 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2019-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 10:27 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionCommon Stock | 20,000 | $7.00 | $140,000.00 |
DisclosureSEC source: 0001039828-19-000019 · wf-form4_155627443744311.xml · nonDerivative · entry 1 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:38 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 4,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-19-000015 · wf-form4_155173909569054.xml · nonDerivative · entry 3 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,189 F2 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:38 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 8,812 | $31.65 | $278,899.80 |
DisclosureSEC source: 0001039828-19-000015 · wf-form4_155173909569054.xml · nonDerivative · entry 2 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,446 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:38 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 19,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-19-000015 · wf-form4_155173909569054.xml · nonDerivative · entry 1 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,258 F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vested and converted into shares of common stock. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 22:45 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-18-000053 · wf-form4_153480510803395.xml · nonDerivative · entry 1 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,829 F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests one year from the date of grant. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:51 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 3,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-18-000012 · wf-form4_151994105125916.xml · nonDerivative · entry 1 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,829 F1 · shares: An award of restricted stock pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 18:52 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 3,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-17-000026 · wf-form4_148943115746306.xml · nonDerivative · entry 2 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,317 F2 · shares: An award of restricted stock pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 18:52 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 3,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-17-000026 · wf-form4_148943115746306.xml · nonDerivative · entry 1 Johnson Ted Morris · CIK 0001341196 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,374 F1 · shares: An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2009 Employee Incentive Plan that vested and converted into shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.